Skip to content

13F-HR filed by CALTON & ASSOCIATES, INC.

CALTON & ASSOCIATES, INC. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-05, with 1,564 holding rows worth $397,354,000.

Accession
0001606587-18-000115
Filed
2018-02-05
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2017

A holdings report, 1,651 entries on the cover page, a total value of $397,354,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $397,354,000 with VALUE read as thousands by filing date, 13F file number 028-18259. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
SPDR SERIES TRUST78464A375ST INTER BD ETF2,885$98,000thousands by filing date
Tesla Motors, Inc88160R101COM275$96,000thousands by filing date
SPECIAL OPPORTUNITIES FD INC84741T104COM6,173$96,000thousands by filing date
Dws Strategic Muni Incm25159F102COM8,310$95,000thousands by filing date
SUNCOR ENERGY INC NEW COM867224107Stock2,510$94,000thousands by filing date
RIO TINTO PLC SPONSORED ADR767204100ADR1,699$94,000thousands by filing date
WESTERN ASSET EMERGING MARKETS95766A101COM6,013$94,000thousands by filing date
MCKESSON CORP COM58155Q103Stock540$92,000thousands by filing date
PIMCO CORPORATE & INCOME OPP72201B101COM5,575$92,000thousands by filing date
UNILEVER N V904784709N Y SHS NEW1,601$92,000thousands by filing date
DIREXION SHS ETF TR25490K760TECH BEAR 3X SHS16,769$92,000thousands by filing date
ETFIS SER TR I26923G202VIRTUS LIFESC BT2,065$91,000thousands by filing date
Real Estate Select Sector SPDR Fund81369Y860SHS2,809$90,000thousands by filing date
ALEXION PHARMACEUTICALS INC015351109COM710$89,000thousands by filing date
ROYAL BK CDA COM780087102Stock1,028$88,000thousands by filing date
DISCOVER FINL SVCS254709108COM1,121$88,000thousands by filing date
ABRDN HEALTHCARE INVESTORS87911J103SH BEN INT3,625$88,000thousands by filing date
VANGUARD MALVERN FDS922020805SHS1,776$86,000thousands by filing date
GENERAL DYNAMICS CORP COM369550108Stock421$86,000thousands by filing date
PROSHARES TR74347X310CMN2,285$85,000thousands by filing date
WHIRLPOOL CORP COM963320106Stock493$84,000thousands by filing date
FIDELITY COVINGTON TRUST316092865MSCI UTILS INDEX2,558$84,000thousands by filing date
HOLLYFRONTIER CORP436106108COM1,640$84,000thousands by filing date
WESTERN ASSET PREMIER BD FD957664105SHS BEN INT6,327$84,000thousands by filing date
MAGNA INTL INC COM559222401Stock1,426$83,000thousands by filing date
CF INDUSTRIES HOLD COM125269100Stock2,016$83,000thousands by filing date
ISHARES TR464287127MORNINGSTR US EQ500$83,000thousands by filing date
NUVEEN AMT FREE QLTY MUN INC670657105COM6,184$83,000thousands by filing date
ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B780097739PFD3,250$83,000thousands by filing date
EXCHANGE TRADED CONCEPTS TR301505830REX VOLMAX SHORT2,413$83,000thousands by filing date
EXCHANGE TRADED CONCEPTS TR301505772REX VOLMAX LNG7,070$83,000thousands by filing date
FIDELITY MERRIMACK STR TR316188101CORP BOND ETF1,625$82,000thousands by filing date
ANHEUSER BUSCH INBEV SA NV SPONSORED ADR03524A108ADR711$81,000thousands by filing date
ISHARES TR464287648RUS 2000 GRW ETF411$81,000thousands by filing date
ILLUMINA INC452327109COM335$81,000thousands by filing date
OLIN CORP680665205COM PAR $12,233$81,000thousands by filing date
BLACKROCK MUNIYIELD QUALITY09254E103COM6,113$81,000thousands by filing date
BIOVERATIV INC09075E100COM790$81,000thousands by filing date
OREILLY AUTOMOTIVE INC COM67103H107Stock297$80,000thousands by filing date
SPDR SERIES TRUST78464a201ST STR SP600GRWO337$80,000thousands by filing date
LEIDOS HOLDINGS INC COM525327102Stock1,189$79,000thousands by filing date
LAS VEGAS SANDS CORP COM517834107Stock1,020$79,000thousands by filing date
COPART INC COM217204106Stock1,744$78,000thousands by filing date
WISDOMTREE TR97717X669US QTLY DIV GRT1,791$78,000thousands by filing date
BLACKROCK MUNICIPAL INCOME FUN09253X102COM5,677$78,000thousands by filing date
INTERPUBLIC GROUP COS460690100COM3,595$78,000thousands by filing date
Mkt Vctrs J P Mrgn Em92189F494COM3,950$77,000thousands by filing date
Rydex S&P 500 Pure Value Etf78355W304S&P PUR VAL1,087$77,000thousands by filing date
VGT92204A702SHS430$76,000thousands by filing date
WALGREENS BOOTS ALLIANCE INC931427108COM995$76,000thousands by filing date
HP INC COM40434L105Stock3,183$75,000thousands by filing date
ISHARES TR46428865310-20 YR TRS ETF567$75,000thousands by filing date
SPDR INDEX SHS FDS78463X103ST STR EUROP ETF1,995$75,000thousands by filing date
ANDEAVOR03349M105COM634$75,000thousands by filing date
Vanguard Communication Services ETF92204A884SHS816$74,000thousands by filing date
MGIC INVT CORP WIS COM552848103Stock4,720$74,000thousands by filing date
PROSHARES TR74347B607INVT INT RT HG959$74,000thousands by filing date
NEW YORK COMMUNITY BANCORP649445103COM5,366$74,000thousands by filing date
ETFIS SER TR I26923G301VIRTUS LIFESC CT2,239$74,000thousands by filing date
DIAGEO PLC SPON ADR NEW25243Q205ADR505$73,000thousands by filing date
WISDOMTREE TR97717W315EMER MKT HIGH FD1,489$73,000thousands by filing date
CHEMED CORP NEW16359R103COM275$73,000thousands by filing date
POWERSHARES ETF TRUST DIV ACHV73935X732ETF - EQUITY2,694$73,000thousands by filing date
SELECT SECTOR SPDR TR81369Y308STATE STREET CON1,243$72,000thousands by filing date
PIMCO DYNAMIC INCOME FD72201Y101SHS2,423$72,000thousands by filing date
CERNER CORP156782104COM1,046$72,000thousands by filing date
CORESITE RLTY CORP21870Q105COM667$72,000thousands by filing date
LLOYDS BANKING GROUP PLC SPONSORED ADR539439109ADR17,290$71,000thousands by filing date
PROPETRO HLDG CORP74347M108COM3,160$71,000thousands by filing date
VANECK ETF TRUST92189F643MRNGSTR WDE MOAT1,570$71,000thousands by filing date
NUVEEN NY DIVI ADV67066X107COM5,278$71,000thousands by filing date
KONINKLIJKE PHILIPS N V NY REGIS SHS NEW500472303ADR1,718$70,000thousands by filing date
SKYWORKS SOLUTIONS INC COM83088M102Stock714$70,000thousands by filing date
PROSHARES TR74347R214PSHS ULT NASB1,047$70,000thousands by filing date
BROADSOFT INC11133B409COM1,275$70,000thousands by filing date
FORWARD AIR CORP349853101COM1,109$69,000thousands by filing date
COHERENT INC192479103COM246$69,000thousands by filing date
BLDRS INDEX FDS TR09348R300EMER MK 50 ADR1,474$69,000thousands by filing date
iShares Emerging Markets Dividend ETF464286319SHS1,512$68,000thousands by filing date
AMBEV SA SPONSORED ADR02319V103ADR10,155$68,000thousands by filing date
VANECK ETF TRUST92189F429PREFERRED SECURT3,500$68,000thousands by filing date
WISDOMTREE TR97717X594ITL HDG QTLY DIV2,075$68,000thousands by filing date
ISHARES TR464288505MRGSTR SM CP ETF378$68,000thousands by filing date
Invesco Large-Cap Growth73935X609ETF1,533$68,000thousands by filing date
BARCLAYS BK PLC06746L422IPATH S&P500 VIX2,567$68,000thousands by filing date
ISHARES TR464287101S&P 100 ETF533$67,000thousands by filing date
CHECK POINT SOFTWARE TECH LTD ORDM22465104Stock640$67,000thousands by filing date
ISHARES TR464287762US HLTHCARE ETF367$67,000thousands by filing date
BLACKROCK MUN TARGET TERM TR09257P105COM SHS BEN IN3,056$67,000thousands by filing date
SPDR CITI INTL GOVT INFLATION-78464A490FTSE INT GVT ETF1,146$67,000thousands by filing date
GUGGENHEIM ENHANCED EQUITY I40167B100COM7,188$67,000thousands by filing date
CAPITAL PRODUCT PARTNERS L PY11082107COM UNIT LP19,030$67,000thousands by filing date
Advanced Micro Devices,Inc.007903107COM5,165$66,000thousands by filing date
ISHARES TR464287184CHINA LG-CAP ETF1,248$66,000thousands by filing date
MARATHON OIL CORP565849106COM3,440$66,000thousands by filing date
FIDELITY COVINGTON TRUST316092709MSCI INDL INDX1,665$66,000thousands by filing date
BB & T CORP054937107COM1,220$66,000thousands by filing date
BARCLAYS BK PLC06740C337S&P 500 VEQTOR397$66,000thousands by filing date
ICON PUB LTD CO SHSG4705A100Stock575$65,000thousands by filing date
NASDAQ INC COM631103108Stock813$65,000thousands by filing date
CALAMOS CONVERTIBLE OPPORTUNIT128117108SH BEN INT5,771$65,000thousands by filing date
SPDR SERIES TRUST78468R887ST STR R2K LOWV703$65,000thousands by filing date
ENERGY TRANSFER PARTNERS LP29278N103UNIT LTD PRT INT3,189$65,000thousands by filing date
ETFS Gold Trust26922Y105ETF505$65,000thousands by filing date
SERVICE CORP INTL COM817565104Stock1,629$64,000thousands by filing date
WISDOMTREE TR97717W307US LARGECAP DIVD670$64,000thousands by filing date
ALPS ETF TR00162Q866ALERIAN MLP5,439$64,000thousands by filing date
WISDOMTREE TR97717X271DYNAMIC INTL SML1,863$64,000thousands by filing date
WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND97717W836ETF760$64,000thousands by filing date
WILDHORSE RESOURCE DEV CORP96812T102COM3,380$64,000thousands by filing date
PUTMAN HIGH INCOME SEC FUND746779107SHS BEN INT6,942$64,000thousands by filing date
iShares MSCI Frontier 100464286145cs1,786$64,000thousands by filing date
COCA-COLA EUROPACIFIC PARTNERS SHSG25839104Stock1,623$63,000thousands by filing date
PIMCO HIGH INCOME FD722014107COM SHS8,105$63,000thousands by filing date
CARTERS INC146229109COM524$63,000thousands by filing date
PRICELINE GRP INC741503403COM NEW32$63,000thousands by filing date
PIMCO INCOME STRATEGY FD72201H108COM5,491$63,000thousands by filing date
HERSHA HOSPITALITY TR427825500PR SHS BEN INT3,400$63,000thousands by filing date
DREYFUS STRATEGIC MUN BD FD26202F107COM7,516$63,000thousands by filing date
DOLLAR TREE INC COM256746108Stock542$62,000thousands by filing date
THE COOPER COMPANIES216648402COM NEW262$62,000thousands by filing date
SPDR INDEX SHS FDS78463X426ST STR MSCI EM909$62,000thousands by filing date
DIREXION SHS ETF TR25490K539DAILY FINL BEAR6,225$62,000thousands by filing date
HANCOCK JOHN PFD INCOME FD I41021P103COM3,390$61,000thousands by filing date
ACTVISION BLIZZARD INC00507V109COM866$61,000thousands by filing date
ULTRA CLEAN HLDGS INC COM90385V107Stock2,400$60,000thousands by filing date
ROLLINS INC COM775711104Stock1,255$60,000thousands by filing date
NUVEEN DOW 30 DYNMC OVERWRT67075F105SHS3,141$60,000thousands by filing date
SPDR SER TR78464A821S&P 400 MDCP GRW367$60,000thousands by filing date
FORTIS INC349553107COM1,710$60,000thousands by filing date
FIRST TR HIGH INCOME L/S FD33738E109COM3,594$60,000thousands by filing date
PURE CYCLE CORP746228303COMMON STOCK6,760$60,000thousands by filing date
WISDOMTREE TR97717W422INDIA ERNGS FD2,047$60,000thousands by filing date
POWERSHARES73936T565EXCHANGE TRADED4,162$60,000thousands by filing date
VIRNETX HLDG CORP92823T108COM16,000$60,000thousands by filing date
Guggenheim Exch Trd Fd18383M506ZACKS YLD HOG2,597$60,000thousands by filing date
ADVAXIS INC007624208COM NEW19,800$60,000thousands by filing date
MARKELGROUPINC570535104STOK53$59,000thousands by filing date
JAZZ PHARMACEUTICALS PLC SHS USDG50871105Stock390$59,000thousands by filing date
ENI SPA SPONSORED ADR26874R108ADR1,606$59,000thousands by filing date
GILDAN ACTIVEWEAR INC COM375916103Stock1,766$59,000thousands by filing date
GABELLI EQUITY TR INC COM362397101CEF9,124$59,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33733E302DJ INTERNT IDX497$59,000thousands by filing date
SCRIPPS NETWORKS INTERACT IN811065101CL A COM675$59,000thousands by filing date
GENUINE PARTS CO COM372460105Stock564$58,000thousands by filing date
TELEFLEX INCORPORATED879369106COM212$58,000thousands by filing date
FIDELITY COVINGTON TRUST316092881MSCI MATLS INDEX1,603$58,000thousands by filing date
IAC INTERACTIVECORP44919P508COM405$58,000thousands by filing date
SPDR SERIES TRUST78464A516ST INTL BBG ETF2,018$58,000thousands by filing date
TIVO CORP88870P106COM4,018$58,000thousands by filing date
WISDOMTREE TR97717W869EUROPE SMCP DV783$58,000thousands by filing date
TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10294821608ADR8,000$57,000thousands by filing date
MARATHON PETE CORP COM56585A102Stock784$57,000thousands by filing date
COLUMBIA INDIA CONSUMER ETF19762B707ETF1,142$57,000thousands by filing date
XCELENERGY INC98389B100COM1,240$56,000thousands by filing date
CANADIANNATLRYCOF136375102STOK707$56,000thousands by filing date
VIRTUS GLOBAL MULTI-SECTOR I92829B101COM3,606$56,000thousands by filing date
ALTABA INC021346101COM736$56,000thousands by filing date
iShares Core Dividend Growth ETF46434V621SHS1,522$55,000thousands by filing date
Salesforce.com, Inc79466L302COM492$55,000thousands by filing date
MOLSON COORS BEVERAGE CO CL B60871R209Stock670$55,000thousands by filing date
GRANITESHARES ETF TR38747R108BBG COMMD K 12,059$54,000thousands by filing date
DELTA AIR LINES INC COM NEW247361702Stock895$53,000thousands by filing date
LYONDELLBASELL INDUSTRIES NV SHS - A -N53745100Stock455$53,000thousands by filing date
TRANSOCEAN LTD REGISTERED SHSH8817H100Stock4,622$53,000thousands by filing date
INVESCO QUALITY MUNICIPAL INCO46133G107COM4,332$53,000thousands by filing date
HIGHLAND FDS I430101774HI LD IBOXX SRLN2,907$53,000thousands by filing date
MICRO FOCUS INTL PLC NPV ADR594837304SPON ADR NEW1,748$53,000thousands by filing date
DEUTSCHE BK AG NAMEN AKTD18190898Stock2,704$52,000thousands by filing date
CROWN HLDGS INC COM228368106Stock898$52,000thousands by filing date
HAWAIIAN ELEC INDS INC MTN B419870100COM1,535$52,000thousands by filing date
CENTURYLINK INC156700106COM3,027$52,000thousands by filing date
VELOCITYSHARES INV VIX SH-TM22542D795INVR371$52,000thousands by filing date
PEMBINA PIPELINE CORP COM706327103Stock1,470$51,000thousands by filing date
INGREDION INC COM457187102Stock365$51,000thousands by filing date
OPEN TEXT CORP COM683715106Stock1,501$51,000thousands by filing date
TEMPLETON EMERGING MKTS INCO880192109COM4,365$51,000thousands by filing date
TWITTER INC90184L102COM2,275$51,000thousands by filing date
INNOVIVA INC45781M101COM3,300$51,000thousands by filing date
BT GROUP-ADR05577E101ADR2,769$51,000thousands by filing date
MFS INTER HIGH INCOME FD59318T109SH BEN INT17,482$51,000thousands by filing date
EQUIFAX INC COM294429105Stock407$50,000thousands by filing date
DOUBLELINE INCOME SOLUTIONS258622109COM2,440$50,000thousands by filing date
NMI HLDGS INC629209305COM2,483$50,000thousands by filing date
ISHARES TR464287275GBL COMM SVC ETF813$50,000thousands by filing date
SONOCO PRODS CO835495102COM939$50,000thousands by filing date
WESTERN ASSET HIGH INCOME OP95766K109COM10,105$50,000thousands by filing date
BLACKROCK HEALTH SCIENCES TR09250W107COM1,374$50,000thousands by filing date
Vanguard Mega Cap Growth ETF921910816SHS415$49,000thousands by filing date
CLOROX CO DEL189054109COM346$49,000thousands by filing date
SCOTTS MIRACLE-GRO CO810186106CL A466$49,000thousands by filing date
SEAGATE TECHNOLOGY PLCG7945M107SHS923$49,000thousands by filing date
TIME WARNER INC887317303COM NEW533$49,000thousands by filing date
STATE STREET78464A813EXCHANGE TRADED353$49,000thousands by filing date
ARK ETF TR00214Q104INNOVATION ETF1,167$48,000thousands by filing date
VANECK ETF TRUST92189F411BDC INCOME ETF2,860$48,000thousands by filing date
ISHARES TR464289867CORE 60 BALA ETF1,063$48,000thousands by filing date
ENSTAR GROUP LIMITEDG3075P101SHS235$48,000thousands by filing date
HUNTINGTON INGALLS INDS INC COM446413106Stock201$47,000thousands by filing date
BROOKFIELD REAL ASSETS INCOM112830104SHS BEN INT1,992$47,000thousands by filing date
UNITY BANCORP INC913290102COMMON STOCK2,326$47,000thousands by filing date
CHARTER COMMUNICATIONS INC N16119P108COM125$46,000thousands by filing date
VANGUARD INDEX FDS922908637LARGE CAP ETF358$46,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33738D101NO AMER ENERGY1,881$46,000thousands by filing date
FLEETCOR TECHNOLOGIES INC339041105COM225$46,000thousands by filing date
WESTERN ASSET MTG DEFINED OP95790B109COM1,766$46,000thousands by filing date
JP MORGAN CHASE & CO46625H365EXCHANGE TRADED1,535$46,000thousands by filing date
ROBERT HALF INC. COM770323103Stock804$45,000thousands by filing date
SAP SE SPON ADR803054204ADR402$45,000thousands by filing date
TEXTRON INC COM883203101Stock774$45,000thousands by filing date
ULTA BEAUTY INC COM90384S303Stock199$45,000thousands by filing date
BIOGEN INC COM09062X103Stock132$45,000thousands by filing date
DIREXION DAILY S&P BIOTECH BULL 3X ETF25490K323ETF413$45,000thousands by filing date
UNITED STATES OIL FUND LP91232N108UNITS3,500$45,000thousands by filing date
UBS Alerian MLP/ MLPI902641646TR UNIT1,717$45,000thousands by filing date
WHEATON PRECIOUS METALS CORP COM962879102Stock2,000$44,000thousands by filing date
EBAY INC. COM278642103Stock1,134$44,000thousands by filing date
HESS CORP42809H107COM825$44,000thousands by filing date
FIRST TR EXCHANGE-TRADED ALP33734K109COM SHS714$44,000thousands by filing date
MOTOROLA SOLUTIONS INC COM NEW620076307Stock452$43,000thousands by filing date
HIGHLAND OPPS & INCOME FD43010E404HIGHLAND INCOME2,770$43,000thousands by filing date
OCTAVE SPECIALTY GROUP INC023139884COM NEW2,572$43,000thousands by filing date
BLACKROCK CORPORATE HIGH YIELD09255P107COM3,987$43,000thousands by filing date
CTRIP COM INTL LTD22943F100AMERICAN DEP SHS979$43,000thousands by filing date
DEVON ENERGY CORP NEW COM25179M103Stock950$42,000thousands by filing date
WESTERN ALLIANCE BANCORP COM957638109Stock705$42,000thousands by filing date
ISHARES TR46429B291A RATE CP BD ETF815$42,000thousands by filing date
MELCO RESORTS & ENTERTAINMENT585464100ADR1,461$42,000thousands by filing date
WISDOMTREE TR97717W802ITL HIGH DIV FD914$42,000thousands by filing date
PANDORA MEDIA INC698354107COM10,098$42,000thousands by filing date
SPDR INDEX SHS FDS78463X541ST STR NAT ETF800$41,000thousands by filing date
STERICYCLE INC858912108COM595$41,000thousands by filing date
BED BATH & BEYOND INC075896100COM1,751$41,000thousands by filing date
CLAYMORE EXCHANGE TRD FD TR18383M373GUG BUL 2019 HY1,701$41,000thousands by filing date
NUANCE COMMUNICATIONS INC67020Y100COM2,275$41,000thousands by filing date
GLOBAL X FDS37954Y715RBTCS ARTFL INTE1,490$40,000thousands by filing date
SPRINT CORP85207U105COM SER 17,684$40,000thousands by filing date
POWERSHARES73936Q769EXCHANGE TRADED1,745$40,000thousands by filing date
STERLING BANCORP DEL85917A100COM1,550$40,000thousands by filing date
ISHARES MSCI EAFE SMALL-CAP ETF464288273ETF587$39,000thousands by filing date
VALERO ENERGY CORP COM91913Y100Stock397$39,000thousands by filing date
ADIENT PLCG0084W101ORD SHS541$39,000thousands by filing date
BLACKROCK GLOBAL OPP EQUITY TR092501105COM3,068$39,000thousands by filing date
BOFI HOLDING INC05566U108COMMON STOCK1,196$39,000thousands by filing date
POWERSHARES GLOBALEXCHANGE TRADED FD TR73936T441ETF1,500$39,000thousands by filing date
Vanguard Consumer Discretionary ETF92204A108SHS230$38,000thousands by filing date
Vertex Pharmaceuticals Incorporated92532F100COM229$38,000thousands by filing date
REPUBLIC SVCS INC COM760759100Stock569$38,000thousands by filing date
BRIGHTHOUSE FINL INC10922N103COM591$38,000thousands by filing date
INVESTORS BANCORP, INC.46146L101COMMON STOCK2,673$38,000thousands by filing date
UNITED RENTALS INC COM911363109Stock200$37,000thousands by filing date
AECOM COM00766T100Stock961$37,000thousands by filing date
GAMCO GLOBAL GOLD NAT RES &36465A109COM SH BEN INT6,990$37,000thousands by filing date
U S SILICA HLDGS INC90346E103COM1,002$37,000thousands by filing date
SPIRE INC84857L101COM548$37,000thousands by filing date
PATTERN ENERGY GROUP INC70338P100CL A1,695$37,000thousands by filing date
MANULIFE FINL CORP56501R106COM1,683$36,000thousands by filing date
UNITED BANKSHARES INC WEST VA COM909907107Stock1,000$36,000thousands by filing date
AMERIPRISE FINL INC COM03076C106Stock207$36,000thousands by filing date
AQUA AMERICA INC03836W103COM1,015$36,000thousands by filing date
PRUDENTIAL GLB SHT DUR HG YL74433A109COM2,531$36,000thousands by filing date
INVESCO FINANCIAL PREFERRED ETF73935X229COM1,971$36,000thousands by filing date
PROSHARES TR74347B383ULTRASHRT S&P5001,000$36,000thousands by filing date
DIREXION DAILY ENERGY BUL 3X25459W888CMN839$36,000thousands by filing date
ALASKA AIR GROUP INC COM011659109Stock518$35,000thousands by filing date
REGENERON PHARMACEUTICALS COM75886F107Stock94$35,000thousands by filing date
CENCORA INC COM03073E105Stock341$35,000thousands by filing date
TELUS CORPORATION COM87971M103Stock956$35,000thousands by filing date
HANCOCK JOHN PREM DIVID FD41013T105COM SH BEN INT2,202$35,000thousands by filing date
VIACOM INC92553P201CL B1,066$35,000thousands by filing date
NUVEEN67072C105EXCHANGE TRADED3,646$35,000thousands by filing date
INTERSECT ENT INC46071F103COM1,000$35,000thousands by filing date
PROSHARES TR74347B748ULTSHT FINLS NEW1,891$35,000thousands by filing date
VANGUARD INTL EQUITY INDEX F922042676COM544$34,000thousands by filing date
Vanguard Long-Term Corporate Bond ETF92206C813SHS366$34,000thousands by filing date
QUEST DIAGNOSTICS INC COM74834L100Stock335$34,000thousands by filing date
FIDELITY COVINGTON TRUST316092782VLU FACTOR ETF982$34,000thousands by filing date
BLACKROCK CREDIT ALLOCATION IN092508100COM2,643$34,000thousands by filing date
AMC NETWORKS INC00164V103CL A650$34,000thousands by filing date
FOX CORP CLASS B90130A200COM923$34,000thousands by filing date
ACACIA COMMUNICATIONS INC00401C108COM940$34,000thousands by filing date
PROSHARES TR74348A426ULTSHRT QQQ3,094$34,000thousands by filing date
ISHARES TR464288620SHS300$33,000thousands by filing date
WISDOMTREE TR97717W109US TOTAL DIVIDND350$33,000thousands by filing date
TRANSCANADA CORP89353D107COM691$33,000thousands by filing date
FIRST TR EXCHANGE TRADED FD33738R100MULTI ASSET DI1,740$33,000thousands by filing date
DBX ETF TR233051408FUND1,130$33,000thousands by filing date
FREEPORT MCMORAN INC CL B35671D857Stock1,682$32,000thousands by filing date
DICKS SPORTING GOODS INC COM253393102Stock931$32,000thousands by filing date
UGI CORP NEW COM902681105Stock691$32,000thousands by filing date
ALNYLAM PHARMACEUTICALS INC COM02043Q107Stock236$32,000thousands by filing date
ISHARES INC MSCI GERMANY ETF464286806MSCI GERMANY ETF927$32,000thousands by filing date
VANECK ETF TRUST92189F791JUNIOR GOLD MINE931$32,000thousands by filing date
VANGUARD WORLD FD921910709EXTENDED DUR276$32,000thousands by filing date
DR PEPPER SNAPPLE GROUP INC26138E109COM332$32,000thousands by filing date
ALPINE TOTAL DYNAMIC DIVID F021060207COM SH BEN INT N3,286$32,000thousands by filing date
Vanguard Mid-Cap Value ETF922908512SHS270$31,000thousands by filing date
KEYCORP COM493267108Stock1,457$31,000thousands by filing date
NUVEEN QUALITY MUNCP INCOME67066V101COM2,312$31,000thousands by filing date
NTT DOCOMO INC62942M201SPONS ADR1,274$31,000thousands by filing date
TEMPLETON GLOBAL INCOME FD880198106COM4,800$31,000thousands by filing date
POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO73935X450ETF559$31,000thousands by filing date
PENTAIR PLC SHSG7S00T104Stock411$30,000thousands by filing date
BLOCK H & R INC COM093671105Stock1,095$30,000thousands by filing date
TYSON FOODS INC CL A902494103Stock371$30,000thousands by filing date
GENTHERM INC37253A103COM935$30,000thousands by filing date
COHEN & STEERS REIT AND PREFER19247X100COM1,539$30,000thousands by filing date
SHAW COMMUNICATIONS INC82028K200CL B CONV1,396$30,000thousands by filing date
WHITESTONE REIT966084204COM2,276$30,000thousands by filing date
CLAYMORE EXCHANGE TRD FD TR18383M878GUGGEN DEFN EQTY625$30,000thousands by filing date
Powershares ETF KBW Insurance73936q777COM501$30,000thousands by filing date
DELL TECHNOLOGIES INC CLASS CLASS C24703L103CLASS C344$30,000thousands by filing date
Boston Scientific Corporation101137107COM1,061$29,000thousands by filing date
BANK NOVA SCOTIA B C COM064149107Stock450$29,000thousands by filing date
LIBERTY ALL-STAR EQUITY FUND530158104SH BEN INT4,347$29,000thousands by filing date
GUGGENHEIM TAXABLE MUNICP BO401664107COM1,350$29,000thousands by filing date
ABRDN PHYSICAL SILVER SHARES ETF26922X107COM1,782$29,000thousands by filing date
JETBLUE AWYS CORP477143101COM1,280$28,000thousands by filing date
EATON VANCE RISK-MANAGED DIVSF27829G106COM2,967$28,000thousands by filing date
ROYAL DUTCH SHELL PLC SPN ADR780259107SPON ADR B382$28,000thousands by filing date
SEATTLE GENETICS INC812578102COM500$28,000thousands by filing date
POWERSHARES73936T573EXCHANGE TRADED969$28,000thousands by filing date
BARCLAYS BANK PLC 8.125% P06739H362ADR PFD SR 51,095$28,000thousands by filing date
POWERSHARES ETF TRUST73935X856DYN BIOT & GEN544$28,000thousands by filing date
DIREXION SHS ETF TR25460E885DLY S&P500 BR 3X1,131$28,000thousands by filing date
DEUTSCHE MULTI-MKT INCOME TR SHS25160E102CEF3,198$28,000thousands by filing date
Charles Schwab Corp808513105COM494$27,000thousands by filing date
CONAGRA FOODS INC205887102COM725$27,000thousands by filing date
UNUM GROUP COM91529Y106Stock482$27,000thousands by filing date
ROPER TECHNOLOGIES INC COM776696106Stock100$27,000thousands by filing date
ISHARES TR464287812US CONSM STAPLES208$27,000thousands by filing date
VALE S A91912E105SPONSORED ADS2,100$26,000thousands by filing date
SANOFI SA SPONSORED ADR80105N105ADR602$26,000thousands by filing date
TRANSDIGM GROUP INC COM893641100Stock89$26,000thousands by filing date
BARCLAYS BANK PLC06738C778DJUBS CMDT ETN361,080$26,000thousands by filing date
BLACKROCK CORE BD TR09249E101SHS BEN INT1,880$26,000thousands by filing date
DNP SELECT INCOME FD INC23325P104COM2,503$26,000thousands by filing date
SPDR SERIES TRUST78464A722ST STR SP PHARMA564$26,000thousands by filing date
BAXTER INTL INC071813109COM384$26,000thousands by filing date
KRANESHARES TRUST500767405BOSE MSC CHI ETF697$26,000thousands by filing date
DYNAVAX TECHNOLOGIES CORP268158201COM NEW1,500$26,000thousands by filing date
ALLIANZGI CONV INCOME FD018828103COM3,611$26,000thousands by filing date
GOLAR LNG PARTNERS LPY2745C102COM UNITS LPI1,094$26,000thousands by filing date
RYDEX ETF TRUST78355W601GUG S&P MC400 PG159$26,000thousands by filing date
PACCAR INC COM693718108Stock336$25,000thousands by filing date
BANK OF AMER CORP0605056827.25%CNV PFD L20$25,000thousands by filing date
MEDIFAST INC58470H101COM351$25,000thousands by filing date
SPDR INDEX SHS FDS78463X772S&P INTL ETF592$25,000thousands by filing date
HUDSON TECHNOLOGIES INC444144109COMMON STOCK4,045$25,000thousands by filing date
FTAI AVIATION LTD34960P101COM1,400$25,000thousands by filing date
JUNO THERAPEUTICS INC48205A109COM300$25,000thousands by filing date
ISHARES RUSSELL 1000 ETF464287622ETF153$24,000thousands by filing date
HARTFORD INSURANCE GROUP INC COM416515104Stock432$24,000thousands by filing date
INGEVITY CORP COM45688C107Stock329$24,000thousands by filing date
SOLAREDGE TECHNOLOGIES INC83417M104COM691$24,000thousands by filing date
MAXIM INTEGRATED PRODS INC57772K101COM414$24,000thousands by filing date
MYLAN NVN59465109SHS EURO540$24,000thousands by filing date
U S CONCRETE INC90333L201COM300$24,000thousands by filing date
ISHARES IBONDS DEC 2021 TERM MUNI BD ETF46435G789ETF973$24,000thousands by filing date
CLAYMORE EXCHANGE TRD FD TR18385P705GUGGENHEIM ETF458$24,000thousands by filing date
Intuit Inc.461202103COM138$23,000thousands by filing date
COHEN & STEERS INFRASTRUCTUR19248A109COM989$23,000thousands by filing date
MIDDLESEX WTR CO596680108COM600$23,000thousands by filing date
NUVEEN CALIFORNIA AMT-FREE MUN670651108COM1,564$23,000thousands by filing date
AGIOS PHARMACEUTICALS INC00847X104COM300$23,000thousands by filing date
HANCOCK JOHN INVT TR II410142103COM1,318$23,000thousands by filing date
MOBILE MINI INC60740F105COM650$23,000thousands by filing date
DISCOVERY INC25470F302COM SER C924$22,000thousands by filing date
ALLIANZGI DIVIDEND INT & PRM01883A107COM1,676$22,000thousands by filing date
FLAHERTY & CRUMRINE TOTAL RE338479108COM1,071$22,000thousands by filing date
OXBRIDGE RE HLDGS LTDG6856M106SHS10,000$22,000thousands by filing date
PROSHARES TR ULTSH NASD BIOT74347B789CEF1,251$22,000thousands by filing date
CBRE GROUP INC CL A12504L109Stock474$21,000thousands by filing date
BEST BUY INC COM086516101Stock281$21,000thousands by filing date
DUFF & PHELPS UTLITY AND INF26433C105COM1,349$21,000thousands by filing date
FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND33718W103CEF907$21,000thousands by filing date
INVESCO WATER RESOURCES ETF73935X575COM700$21,000thousands by filing date
DWS Mun Income Tr25160C106COM1,865$21,000thousands by filing date
HILTON WORLDWIDE HLDGS INC COM43300A203Stock234$20,000thousands by filing date
LEAR CORP COM NEW521865204Stock107$20,000thousands by filing date
FIRST SOLAR INC COM336433107Stock308$20,000thousands by filing date
EXCHANGE TRADED CONCEPTS TRU301505707ROBO GLB ETF455$20,000thousands by filing date
ISHARES TR464288844US OIL EQ&SV ETF500$20,000thousands by filing date
MACQUARIE INFRASTRUCTURE HOLDI55608B105COMMON UNITS308$20,000thousands by filing date
ALPS ETF TR00162Q593MED BREAKTHGH571$20,000thousands by filing date
PRUDENTIAL SHT DURATION HG Y74442F107COM1,367$20,000thousands by filing date
HOVNANIAN ENTPR INC442487203COMMON STOCK7,860$20,000thousands by filing date
MACQUARIE FT TR GB INF UT DI55607W100COM1,530$20,000thousands by filing date
MERCADOLIBREINC58733R102STOK55$19,000thousands by filing date
ELBIT SYS LTD ORDM3760D101Stock140$19,000thousands by filing date
CBRE GBL REAL ESTATE INC FD COM12504G100CEF2,535$19,000thousands by filing date
ISHARES U S ETF TR46431W507SHOR DURA BD ETF397$19,000thousands by filing date
UNDER ARMOUR INC904311206CL C1,447$19,000thousands by filing date
BLACKSTONE STRATEGIC CREDIT FU09257R101COM SHS BEN IN1,242$19,000thousands by filing date
MFS MUNICIPAL INCOME TRUST552738106SH BEN INT2,780$19,000thousands by filing date
PIONEER DIVERSIFIED HIGH INCOM723653101COM1,226$19,000thousands by filing date
MORGAN STANLEY EMER MKTS DEB61744H105COM2,000$19,000thousands by filing date
METALLUS INC887399103COMMON STOCK1,000$19,000thousands by filing date
CREDIT SUISSE HIGH YIELD CRE22544F103SH BEN INT6,944$19,000thousands by filing date
WESTERN ASSET HIGH INCOM FD95766J102COM2,774$19,000thousands by filing date
KEMET CORP488360207COM NEW1,000$19,000thousands by filing date
MFS CHARTER INCOME TR552727109SH BEN INT2,200$18,000thousands by filing date
AIR PRODS & CHEMS INC009158106COM108$18,000thousands by filing date
NORTHERN DYNASTY MINERALS LTD COM NEW66510M204Stock11,795$18,000thousands by filing date
ZIMMER BIOMET HOLDINGS INC COM98956P102Stock146$18,000thousands by filing date
IQVIA HLDGS INC COM46266C105Stock175$18,000thousands by filing date
OLD REP INTL CORP COM680223104Stock882$18,000thousands by filing date
ISHARES TR464288182MSCI AC ASIA ETF226$18,000thousands by filing date
ARK ETF TR00214Q203AUTNMUS TECHNLGY514$18,000thousands by filing date
SUMITOMO MITSUI FIN GRP INC86562M209SPONSORED ADR1,950$18,000thousands by filing date
REAVES UTIL INCOME FD756158101COM SH BEN INT600$18,000thousands by filing date
FIRST TRUST ENHANCED EQUITY IN337318109COM1,168$18,000thousands by filing date
ADVENT CONVERTIBLE AND INCOME00764C109COM1,153$18,000thousands by filing date
INVESCO MUNICIPAL TRUST46131J103COM1,500$18,000thousands by filing date
ISHARES TR464287374NORTH AMERN NAT500$18,000thousands by filing date
CA INC COM12673P105COM520$18,000thousands by filing date
COLUMBIA PROPERTY TRUST INC198287203COM NEW841$18,000thousands by filing date
BARINGS CORPORATE INVS06759X107COM1,192$18,000thousands by filing date
J.HANCOCK FINL OPP FUND409735206COM460$18,000thousands by filing date
CHICAGO BRIDGE & IRON CO NV167250109N Y REGISTRY SH970$18,000thousands by filing date
FLOWERS FOODS INC COM343498101Stock910$17,000thousands by filing date
SELECT SECTOR SPDR TR81369Y407SBI CONS DISCR166$17,000thousands by filing date
WISDOMTREE TR97717W588US LARGECAP FUND540$17,000thousands by filing date
HCI GROUP INC40416E103COM500$17,000thousands by filing date
PROSPECT CAPITAL CORPORATION74348T102COM2,500$17,000thousands by filing date
CHESEPEAKE ENERGY CORP165167107COM4,300$17,000thousands by filing date
FIRST MAJESTIC SILVER CORP32076V103COM2,500$17,000thousands by filing date
VANECK ETF TRUST92189F676COM150$16,000thousands by filing date
iShares 0-5 Year TIPS Bond ETF46429B747SHS169$16,000thousands by filing date
MOOG INC CL A615394202Stock190$16,000thousands by filing date
BROADRIDGE FINL SOLUTIONS INC COM11133T103Stock166$16,000thousands by filing date
JD.COM INC SPON ADS CL A47215P106ADR357$16,000thousands by filing date
ISHARES TR464287770U.S. FIN SVC ETF119$16,000thousands by filing date
ARES CAPITAL CORP04010L103COM1,045$16,000thousands by filing date
UNITED STATES STL CORP NEW912909108COM421$16,000thousands by filing date
NCR VOYIX CORPORATION62886E108COM442$16,000thousands by filing date
WISDOMTREE TR97717W604US SMALLCAP DIVD545$16,000thousands by filing date
B & G FOODS INC05508R106COM500$16,000thousands by filing date
NEW MTN FIN CORP647551100COM1,200$16,000thousands by filing date
NOVAGOLD RESOURCES INC66987E206COM NEW4,097$16,000thousands by filing date
BED BATH & BEYOND INC690370101COM200$16,000thousands by filing date
ISHARES TR464288828US HLTHCR PR ETF97$16,000thousands by filing date
ISHARES TR464288117INTL TREA BD ETF320$16,000thousands by filing date
NATIONAL OILWELL VARCO INC637071101COM414$16,000thousands by filing date
YORK WATER CO987184108COMMON STOCK500$16,000thousands by filing date
ANADARKO PETROLEUM CORP032511107COM268$16,000thousands by filing date
CLAYMORE EXCHANGE TRD FD TR18383M514GUG BULL2020 E790$16,000thousands by filing date
TICC CAPITAL CORP87244T109COM3,000$16,000thousands by filing date
CLAYMORE EXCHANGE TRD FD TR18383M522GUG BULL2019 E799$16,000thousands by filing date
CLAYMORE EXCHANGE TRD FD TR18383M530GUG BULL2018 E802$16,000thousands by filing date
CLAYMORE EXCHANGE TRD FD TR18383M266CLAYMORE EXCHANGE TRD FD TR795$16,000thousands by filing date
Vanguard FTSE Pacific ETF922042866SHS195$15,000thousands by filing date
Vanguard Intermediate-Term Corporate Bond ETF92206C870SHS175$15,000thousands by filing date
MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS606822104ADR1,911$15,000thousands by filing date
ROSS STORES INC COM778296103Stock178$15,000thousands by filing date
BLACKROCK SCIENCE & TECHNOLO09258G104SHS519$15,000thousands by filing date
SPDR SERIES TRUST78464A797ST STR SP BANK302$15,000thousands by filing date
CIGNA CORPORATION125509109COM72$15,000thousands by filing date
GLOBAL X FDS37950E473GLBL X MLP ETF1,466$15,000thousands by filing date
CDK GLOBAL INC12508E101COM207$15,000thousands by filing date
FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF33740Y101UIT EXCHANGE TRADED522$15,000thousands by filing date
iShares Gold Trust464285105ISHARES1,170$15,000thousands by filing date
POWERSHARES ETF TRUST II73936Q835INTL CORP BOND554$15,000thousands by filing date
POWERSHARES73936Q793EXCHANGE TRADED668$15,000thousands by filing date
NUVEEN GA DIVID67072B107COM1,250$15,000thousands by filing date
CLAYMORE EXCHANGE TRD FD TR18383M258CLAYMORE EXCHANGE TRD FD TR747$15,000thousands by filing date
Guggenheim BulletShares 2023 C18383M241ETF759$15,000thousands by filing date
ISHARES TR464287523COM78$14,000thousands by filing date
T-Mobile US,Inc.872590104COM226$14,000thousands by filing date
PAN AMERN SILVER CORP697900108COM840$14,000thousands by filing date
NVR INC COM62944T105Stock4$14,000thousands by filing date
ING GROEP N.V. SPONSORED ADR456837103ADR715$14,000thousands by filing date
TERADYNE INC COM880770102Stock300$14,000thousands by filing date
SOUTHERN COPPER CORP84265V105COM286$14,000thousands by filing date
NUVEEN MUN CR INCOME FD67070X101COM SH BEN INT989$14,000thousands by filing date
ADAMS DIVERSIFIED EQUITY FD006212104COM926$14,000thousands by filing date
COMPASS MINERALS INTL INC20451N101COM195$14,000thousands by filing date
BLACKROCK INVESTMENT QUALITY M09247D105COM990$14,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33739G103MNGD FUTRS STRGY290$14,000thousands by filing date
PUTNAM PREMIER INCOME TR746853100SH BEN INT2,778$14,000thousands by filing date
GABELLI UTIL TR36240A101COM2,000$14,000thousands by filing date
COLONY NORTHSTAR INC19625W104CL A COM1,418$14,000thousands by filing date
FORESIGHT AUTONOMOUS HLDGS L345523104SPONSORED ADS3,100$14,000thousands by filing date
PHH CORP693320202COM NEW1,453$14,000thousands by filing date
ELLIE MAE INC28849P100COM150$14,000thousands by filing date
Analog Devices,Inc.032654105COM141$13,000thousands by filing date
ISHARES TR464288372COM300$13,000thousands by filing date
WESTERN DIGITAL CORP958102105COM10$13,000thousands by filing datecall
ALLIANT ENERGY CORP COM018802108Stock324$13,000thousands by filing date
FIRST TR EXCH TRADED FD III33739E108PFD SECS INC ETF665$13,000thousands by filing date
STAR BULK CARRIERS CORP.Y8162K204SHS PAR1,200$13,000thousands by filing date
FIRST TR EXCHANGE-TRADED ALP33737M409SML CAP VAL ALPH364$13,000thousands by filing date
TERADATA CORP DEL88076W103COM342$13,000thousands by filing date
CREDIT SUISSE GROUP-ADR225401108SPONSORED ADR687$13,000thousands by filing date
INVESCO MUNI OPPORTUNITY TRUST46132C107COM1,136$13,000thousands by filing date
FIRST TRUST HIGH YIELD LONG/SH33738D408FIRST TR TA HIYL276$13,000thousands by filing date
ETRACS Wells Fargo Busine902641588ETRAC WELLS BDCI634$13,000thousands by filing date
GW PHARMACEUTICALS PLC36197T103ADS94$13,000thousands by filing date
SPDR SERIES TRUST78464A151SST SPDR BLOOMBE374$13,000thousands by filing date
UNIVERSAL FST PRODS INC913543104COM369$13,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001606587-18-000115this filing2018-02-05acceptance time not in the bulk data set