13F-HR filed by Ausdal Financial Partners, Inc.
Ausdal Financial Partners, Inc. filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-17, with 1,360 holding rows worth $197,814,000.
- Accession
- 0001606587-16-000478
- Filer
- CIK 1667146
- Filed
- 2016-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 1,360 entries on the cover page, a total value of $197,814,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $197,814,000 with VALUE read as thousands by filing date, 13F file number 028-17378. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IPG PHOTONICS CORP | 44980X109 | COM | 75 | $7,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 175 | $7,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 100 | $7,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 100 | $7,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1,385 | $7,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 996 | $7,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 219 | $7,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,000 | $7,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 303 | $7,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 305 | $7,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 200 | $7,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 118 | $7,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 178 | $7,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 800 | $7,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 3,600 | $7,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 330 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 175 | $7,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 50 | $7,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 450 | $7,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 36 | $6,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 136 | $6,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 114 | $6,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 181 | $6,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 103 | $6,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 53 | $6,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 50 | $6,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 78 | $6,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 150 | $6,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 443 | $6,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 338 | $6,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 126 | $6,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 858 | $6,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 476 | $6,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 60 | $6,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 74 | $6,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 131 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 130 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 71 | $6,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 161 | $6,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 116 | $6,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 100 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 100 | $6,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 413 | $6,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 2,055 | $6,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 32 | $6,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 438 | $6,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 160 | $6,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 5,200 | $6,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 270 | $6,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 533 | $6,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 169 | $5,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 46 | $5,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 234 | $5,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 128 | $5,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 70 | $5,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 216 | $5,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 48 | $5,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 75 | $5,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 200 | $5,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 172 | $5,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 120 | $5,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 102 | $5,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 95 | $5,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 146 | $5,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 72 | $5,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 100 | $5,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 94 | $5,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 173 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 100 | $5,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 97 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 40 | $5,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 107 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 258 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 100 | $5,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 200 | $5,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 1,500 | $5,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 175 | $5,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 58 | $5,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 120 | $5,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 133 | $5,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 108 | $5,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 470 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 300 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 134 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 200 | $5,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 168 | $5,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 172 | $5,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 500 | $5,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 600 | $5,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 640 | $5,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 50 | $5,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 160 | $5,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 555 | $5,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 267 | $5,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 61 | $5,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 54 | $5,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 237 | $5,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 48 | $5,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 850 | $5,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 100 | $5,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 203 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 230 | $5,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 2,000 | $5,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 208 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 250 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 153 | $5,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 400 | $5,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 40 | $4,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 31 | $4,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 173 | $4,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 216 | $4,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 300 | $4,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 46 | $4,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 95 | $4,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 57 | $4,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 47 | $4,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 100 | $4,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 40 | $4,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 91 | $4,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 92 | $4,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 160 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 100 | $4,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 78 | $4,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 150 | $4,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 300 | $4,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 539 | $4,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 100 | $4,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 312 | $4,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 271 | $4,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 204 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 75 | $4,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 50 | $4,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 335 | $4,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 188 | $4,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 63 | $4,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 100 | $4,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 297 | $4,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 400 | $4,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 2,500 | $4,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 106 | $4,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 127 | $4,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 589 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 140 | $4,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 25 | $4,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 107 | $4,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 35 | $4,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 3,455 | $4,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 1,087 | $4,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 250 | $4,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 5,483 | $4,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 190 | $4,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 199 | $4,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 400 | $4,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 700 | $3,000 | thousands by filing date | call |
| PENTAIR PLC SHS | G7S00T104 | Stock | 52 | $3,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 219 | $3,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 49 | $3,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 499 | $3,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 40 | $3,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 116 | $3,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 165 | $3,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 34 | $3,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 36 | $3,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 500 | $3,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 59 | $3,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 275 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 30 | $3,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 31 | $3,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 34 | $3,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 1,007 | $3,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 230 | $3,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 171 | $3,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 552 | $3,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 175 | $3,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 130 | $3,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 150 | $3,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,000 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 70 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 60 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 30 | $3,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 100 | $3,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 2,058 | $3,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 25 | $3,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 213 | $3,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 63 | $3,000 | thousands by filing date | |
| BIO GREEN MED SOL 6pcnt PFDCONV | 23254L207 | COMMON STOCK | 750 | $3,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 769 | $3,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 100 | $3,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 100 | $3,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 80 | $3,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 200 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 100 | $3,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 60 | $3,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 193 | $3,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 100 | $3,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 2,000 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 150 | $3,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 293 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 125 | $3,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 327 | $3,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 100 | $3,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 500 | $2,000 | thousands by filing date | put |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 26 | $2,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 21 | $2,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 36 | $2,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 128 | $2,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 25 | $2,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 32 | $2,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 36 | $2,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 42 | $2,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 13 | $2,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 50 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 25 | $2,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 47 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 35 | $2,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 54 | $2,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 85 | $2,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 100 | $2,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 286 | $2,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 292 | $2,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 115 | $2,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 48 | $2,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 55 | $2,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 25 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 150 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 60 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 45 | $2,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 131 | $2,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 43 | $2,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 100 | $2,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 98 | $2,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 13 | $2,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 67 | $2,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 145 | $2,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 78 | $2,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 30 | $2,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 214 | $2,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 44 | $2,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 175 | $2,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 86 | $2,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 70 | $2,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 500 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 3,000 | $2,000 | thousands by filing date | call |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 453 | $2,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 50 | $2,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 520 | $2,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 50 | $2,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 75 | $2,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 200 | $2,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 50 | $1,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 50 | $1,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 15 | $1,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 7 | $1,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 46 | $1,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 100 | $1,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 13 | $1,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 13 | $1,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 26 | $1,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 7 | $1,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 50 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 11 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 43 | $1,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 50 | $1,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 81 | $1,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 23 | $1,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 39 | $1,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 56 | $1,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 660 | $1,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 71 | $1,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 65 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 77 | $1,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 33 | $1,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 46 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 26 | $1,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 74 | $1,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 19 | $1,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 31 | $1,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 22 | $1,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 110 | $1,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 125 | $1,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 100 | $1,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 300 | $1,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 13 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 500 | $1,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 35 | $1,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 13 | $1,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 19 | $1,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 37 | $1,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 100 | $1,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 1,000 | $1,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 500 | $1,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 100 | $1,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 34 | $1,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 28 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 58 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 489 | $1,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 24 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K554 | DAILY JR GOLD MI | 20 | $1,000 | thousands by filing date | |
| PREMIER EXHIBITIONS INC COM NEW | 74051E201 | Stock | 1,000 | $1,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 45 | $1,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ServiceNow,Inc. | 81762P102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TJX Companies Inc | 872540109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERCADOLIBREINC | 58733R102 | STOK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OGE ENERGY CORP | 670837103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ILLUMINA INC | 452327109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAIA INC | 78709Y105 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPLUNK INC | 848637104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENVIRI CORP | 415864107 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS CDA INC | 81234D109 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hugoton Royalty Trust | 444717102 | COM | 230 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENN WEST PETE LTD NEW | 707887105 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 153 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERVALU INC | 868536103 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD | 92205F106 | Domestic Common | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSHING GOLD CORP | 715302204 | COM NEW | 111 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-16-000478 | this filing | 2016-02-17 | acceptance time not in the bulk data set |