13F-HR filed by Ausdal Financial Partners, Inc.
Ausdal Financial Partners, Inc. filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-17, with 1,360 holding rows worth $197,814,000.
- Accession
- 0001606587-16-000478
- Filer
- CIK 1667146
- Filed
- 2016-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 1,360 entries on the cover page, a total value of $197,814,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $197,814,000 with VALUE read as thousands by filing date, 13F file number 028-17378. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENTERGY CORP NEW COM | 29364G103 | Stock | 635 | $43,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 295 | $43,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 2,200 | $43,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 4,634 | $43,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,035 | $43,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 5,069 | $43,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 6,900 | $43,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 765 | $43,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 3,046 | $42,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 8,000 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 312 | $42,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 440 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 448 | $42,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 1,980 | $42,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 1,376 | $42,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 515 | $41,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,046 | $41,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 1,097 | $41,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 791 | $40,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 827 | $40,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 449 | $40,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 868 | $40,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 665 | $40,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 430 | $40,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 935 | $40,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 3,612 | $40,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,284 | $40,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 950 | $40,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 4,074 | $40,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 743 | $39,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 2,200 | $39,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 2,200 | $39,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 1,680 | $39,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 446 | $39,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 732 | $39,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,791 | $39,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 1,045 | $39,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,162 | $38,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 516 | $38,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 3,036 | $38,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 2,157 | $38,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 507 | $38,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 1,312 | $38,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 11,400 | $38,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 1,100 | $37,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 1,310 | $37,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 1,100 | $37,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 306 | $36,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,500 | $36,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 1,633 | $36,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 2,523 | $36,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 1,844 | $36,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 341 | $36,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 513 | $35,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 234 | $35,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 2,600 | $35,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,769 | $35,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,188 | $35,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 2,461 | $35,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 1,232 | $35,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 4,600 | $35,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 2,000 | $35,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,880 | $34,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,825 | $34,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 465 | $34,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 2,189 | $34,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 607 | $34,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 1,500 | $34,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 1,500 | $34,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 1,316 | $34,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 558 | $33,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 231 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,281 | $33,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 685 | $33,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 459 | $33,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 338 | $32,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 539 | $32,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 338 | $32,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 200 | $32,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,398 | $32,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 800 | $32,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 796 | $32,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 95 | $32,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 720 | $32,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 942 | $32,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 700 | $32,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 484 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 2,600 | $32,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 1,215 | $32,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 3,800 | $32,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 800 | $31,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 499 | $31,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 712 | $31,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 583 | $31,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 710 | $31,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 1,335 | $31,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 850 | $31,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 491 | $31,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 1,000 | $30,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 2,000 | $30,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 598 | $30,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 341 | $30,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 6,000 | $30,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 636 | $30,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 545 | $29,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,678 | $29,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 1,500 | $29,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 238 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 259 | $29,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 2,560 | $29,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,080 | $29,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 198 | $29,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 1,940 | $29,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 625 | $29,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 91 | $28,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 648 | $28,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 2,073 | $28,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 387 | $28,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 649 | $28,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 3,385 | $28,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 331 | $28,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 275 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 775 | $27,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 500 | $27,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 473 | $27,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 550 | $27,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 712 | $27,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 958 | $27,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 2,068 | $27,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 2,751 | $27,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 950 | $27,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 1,000 | $27,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 729 | $27,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 265 | $27,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 1,700 | $27,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 712 | $27,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 300 | $27,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 529 | $26,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,050 | $26,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 220 | $26,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 251 | $26,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 35 | $26,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 318 | $26,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,733 | $26,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 2,500 | $26,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 1,225 | $26,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 2,138 | $26,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 2,000 | $26,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 602 | $26,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 3,200 | $26,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 958 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 500 | $26,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 4,000 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 650 | $26,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 5,480 | $26,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 300 | $25,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 276 | $25,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 364 | $25,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 5,670 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 306 | $25,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,196 | $25,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 1,693 | $25,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 991 | $25,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 1,500 | $25,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 1,210 | $25,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 275 | $25,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 4,076 | $25,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 1,468 | $25,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 2,000 | $25,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,305 | $24,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 722 | $24,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 573 | $24,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 161 | $24,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 279 | $24,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 900 | $24,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 777 | $24,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 1,000 | $24,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 790 | $24,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 692 | $24,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 1,278 | $24,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 474 | $24,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 1,000 | $24,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 2,304 | $24,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 1,000 | $24,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 2,764 | $24,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 167 | $23,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,030 | $23,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 381 | $23,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 212 | $23,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 900 | $23,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 550 | $23,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 1,000 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 1,100 | $23,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 270 | $23,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 1,000 | $23,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 850 | $23,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 402 | $23,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 300 | $23,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 2,165 | $23,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 1,000 | $23,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 1,000 | $23,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 932 | $23,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 2,811 | $23,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 3,840 | $23,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 680 | $23,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 126 | $22,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 370 | $22,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 217 | $22,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 326 | $22,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 1,000 | $22,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 387 | $22,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 500 | $22,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 1,800 | $22,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 1,969 | $22,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 400 | $21,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 247 | $21,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 704 | $21,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 698 | $21,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 1,000 | $21,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 630 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 600 | $21,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 2,248 | $20,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 200 | $20,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 323 | $20,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 774 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 724 | $20,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 1,102 | $20,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 710 | $20,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,442 | $20,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 10,500 | $20,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,000 | $20,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 1,450 | $20,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 1,300 | $20,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 125 | $19,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 2,425 | $19,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 279 | $19,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 809 | $19,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 450 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 375 | $19,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 667 | $19,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 347 | $19,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 377 | $19,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 514 | $19,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,100 | $19,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 1,500 | $19,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 408 | $19,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 2,000 | $19,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 800 | $19,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 658 | $19,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 250 | $18,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 2,626 | $18,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 119 | $18,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 420 | $18,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 250 | $18,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 498 | $18,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 500 | $18,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 378 | $18,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 350 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 300 | $18,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 817 | $18,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 200 | $18,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 1,390 | $18,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 850 | $18,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 2,000 | $18,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 733 | $18,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 178 | $17,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 96 | $17,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 303 | $17,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 210 | $17,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 361 | $17,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 543 | $17,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 800 | $17,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 300 | $17,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 250 | $17,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 481 | $17,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,020 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 684 | $17,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 3,201 | $17,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 2,156 | $17,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 1,220 | $17,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 5,000 | $17,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 12,000 | $17,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 127 | $16,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 683 | $16,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 500 | $16,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 607 | $16,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 2,179 | $16,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 300 | $16,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 384 | $16,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 977 | $16,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,000 | $16,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 400 | $16,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 606 | $16,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 678 | $16,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 1,739 | $16,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 974 | $15,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 400 | $15,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,000 | $15,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 395 | $15,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 937 | $15,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,219 | $15,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 550 | $15,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1,000 | $15,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 525 | $15,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 304 | $15,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 313 | $15,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 200 | $15,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 867 | $15,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 455 | $15,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 186 | $15,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 400 | $15,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 1,028 | $15,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 1,085 | $15,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 1,204 | $15,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 69 | $14,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 160 | $14,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 294 | $14,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 99 | $14,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 128 | $14,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 211 | $14,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 1,000 | $14,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 714 | $14,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 224 | $14,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 595 | $14,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 350 | $14,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 1,818 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 197 | $14,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 276 | $14,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 1,006 | $14,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 3,085 | $14,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 1,143 | $14,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 60 | $14,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 1,164 | $14,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 606 | $14,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 103 | $13,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,400 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 90 | $13,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 270 | $13,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 990 | $13,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 193 | $13,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 237 | $13,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 300 | $13,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 400 | $13,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 2,022 | $13,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 1,000 | $13,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 1,694 | $13,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 708 | $13,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 218 | $13,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 1,200 | $13,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 1,000 | $13,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 170 | $13,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 580 | $13,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 366 | $12,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 165 | $12,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 312 | $12,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 300 | $12,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 110 | $12,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 266 | $12,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 175 | $12,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 235 | $12,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 2,900 | $12,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 466 | $12,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 438 | $12,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 411 | $12,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 400 | $12,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 400 | $12,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 1,000 | $12,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 3,307 | $12,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 835 | $12,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 1,040 | $12,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 200 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 345 | $12,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 500 | $12,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 1,000 | $12,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 1,500 | $12,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 5,000 | $11,000 | thousands by filing date | call |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 113 | $11,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 500 | $11,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,614 | $11,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 177 | $11,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 330 | $11,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 617 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 187 | $11,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,011 | $11,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 615 | $11,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 929 | $11,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 371 | $11,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 260 | $11,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,427 | $11,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 414 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 625 | $11,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 356 | $11,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 114 | $11,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,000 | $11,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 569 | $11,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 270 | $11,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 678 | $11,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 450 | $11,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 5,362 | $11,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 689 | $10,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 240 | $10,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 368 | $10,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 156 | $10,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 800 | $10,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 150 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 66 | $10,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 500 | $10,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 215 | $10,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 800 | $10,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 807 | $10,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 480 | $10,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 1,000 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 418 | $10,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 7,542 | $10,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 617 | $10,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 2,000 | $10,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 1,127 | $10,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 200 | $10,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 200 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 230 | $10,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 600 | $10,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D203 | UNIT 06/11/2019 | 1,000 | $10,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 102 | $9,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 182 | $9,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 60 | $9,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 148 | $9,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 600 | $9,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 50 | $9,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 733 | $9,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 405 | $9,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 100 | $9,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 110 | $9,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 550 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 500 | $9,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 386 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 131 | $9,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,000 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 138 | $9,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 192 | $9,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 122 | $9,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 516 | $9,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 1,000 | $9,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 83 | $9,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 700 | $9,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 500 | $9,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 3,000 | $9,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 101 | $9,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 325 | $9,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 330 | $9,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 925 | $9,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 1,100 | $9,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 206 | $9,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 460 | $9,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 345 | $9,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 500 | $9,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 461 | $9,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 1,185 | $9,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 100 | $8,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 300 | $8,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 82 | $8,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 150 | $8,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 100 | $8,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 350 | $8,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 863 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 279 | $8,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 200 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 430 | $8,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 191 | $8,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 499 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 448 | $8,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 290 | $8,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 250 | $8,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 500 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 255 | $8,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 958 | $8,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 540 | $8,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 75 | $8,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 846 | $8,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 91 | $8,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 300 | $8,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 115 | $8,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 900 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 564 | $8,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 550 | $8,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 242 | $8,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 600 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 74 | $7,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 100 | $7,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 168 | $7,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 500 | $7,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,140 | $7,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 43 | $7,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 269 | $7,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 80 | $7,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 150 | $7,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 200 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 263 | $7,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 200 | $7,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 182 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001606587-16-000478 | this filing | 2016-02-17 | acceptance time not in the bulk data set |