13F-HR filed by B. Riley Wealth Management, Inc.
B. Riley Wealth Management, Inc. filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-07-17, with 1,143 holding rows worth $155,031,000.
- Accession
- 0001599892-14-000002
- Filer
- CIK 1599892
- Filed
- 2014-07-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 1,144 entries on the cover page, a total value of $155,031,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,452,000 with VALUE read as thousands by filing date, 13F file number 028-16196. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 76 | $3,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 120 | $3,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 50 | $3,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 43 | $3,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 97 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 200 | $3,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 50 | $3,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 600 | $3,000 | thousands by filing date | |
| Prologis | 743410102 | COM | 89 | $3,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 150 | $3,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 53 | $3,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 25 | $3,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 118 | $3,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 107 | $3,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 200 | $3,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 500 | $3,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 80 | $3,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 600 | $3,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 200 | $3,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 100 | $3,000 | thousands by filing date | |
| PENN WEST ENERGY TRUST | 707885109 | Stock | 328 | $3,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 1,000 | $3,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 54 | $2,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 97 | $2,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 20 | $2,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 53 | $2,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 52 | $2,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 34 | $2,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 43 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 39 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 18 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 30 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 23 | $2,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 41 | $2,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 99 | $2,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 100 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 39 | $2,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 43 | $2,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 86 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 50 | $2,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 44 | $2,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| CHINA VALVES TECHNOLOGY INC COM NEW | 169476207 | COM | 4,450 | $2,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 58 | $2,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 250 | $2,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 50 | $2,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 145 | $2,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 75 | $2,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 285 | $2,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 142 | $2,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 40 | $2,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 1,280 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 57 | $2,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 1,000 | $2,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 75 | $2,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 100 | $2,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 500 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 55 | $2,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 70 | $2,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 70 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 70 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 90 | $2,000 | thousands by filing date | |
| CORP RES SVCS INC COM | 22004Y105 | Stock | 1,000 | $2,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 35 | $1,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 15 | $1,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 43 | $1,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 52 | $1,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 43 | $1,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 35 | $1,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 100 | $1,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 20 | $1,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 21 | $1,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 18 | $1,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 42 | $1,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 49 | $1,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 25 | $1,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 33 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 27 | $1,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 30 | $1,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 82 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 17 | $1,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 425 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 20 | $1,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 605 | $1,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 43 | $1,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 50 | $1,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 100 | $1,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 21 | $1,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 54 | $1,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 500 | $1,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 1,000 | $1,000 | thousands by filing date | |
| TELECOM CORP NEW ZEALAND LTD SPON ADR | 879278208 | ADR | 133 | $1,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 3,000 | $1,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592200 | CMN | 1,000 | $1,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 444 | $1,000 | thousands by filing date | |
| PUT DIREXIONSHARS SMALL | P00077500 | PUT | 5 | $1,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VGT | 92204A702 | SHS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BK CDA COM | 780087102 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CINTAS CORP COM | 172908105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONE GAS INC COM | 68235P108 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACCAR INC COM | 693718108 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUKE REALTY CORP | 264411505 | COM NEW | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNPOWER CORP | 867652406 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTERPUBLIC GROUP COS | 460690100 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE CORP | 278265103 | COM NON VTG | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CST BRANDS INC | 12646R105 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRATON CORPORATION | 50077C106 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AON PLC | G0408V102 | SHS CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INGERSOLL-RAND PLC | G47791101 | SHS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EASTERN CO | 276317104 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRINT CORP | 85207U105 | COM SER 1 | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALENCE TECHNOLOGY INC BANKRUPTCY EFF: 03/07/14 | 918914102 | COMMON STOCK | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVON PRODS INC | 054303102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AGRIUM INC | 008916108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAST THERAPEUTICS INC | 576314108 | COM | 597 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RUBICON MINERALS CORP | 780911103 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOLYCORP INC DEL | 608753109 | COM | 267 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARDINGE INC | 412324303 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUBIC ENERGY INC | 229675103 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXIGENE INC | 691828404 | COM PAR$.001 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELIK INC | 87959M208 | COM NEW | 347 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYS INC | 24661P401 | Cmn | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001599892-14-000002 | this filing | 2014-07-17 | acceptance time not in the bulk data set |