13F-HR filed by B. Riley Wealth Management, Inc.
B. Riley Wealth Management, Inc. filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-07-17, with 1,143 holding rows worth $155,031,000.
- Accession
- 0001599892-14-000002
- Filer
- CIK 1599892
- Filed
- 2014-07-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 1,144 entries on the cover page, a total value of $155,031,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,452,000 with VALUE read as thousands by filing date, 13F file number 028-16196. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 800 | $42,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 600 | $42,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 1,200 | $42,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 605 | $42,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 1,425 | $42,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 350 | $41,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 550 | $41,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 2,111 | $41,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 250 | $40,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,000 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 393 | $40,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 600 | $40,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 600 | $40,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 601 | $39,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 261 | $39,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 2,952 | $39,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 3,042 | $39,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 414 | $39,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 2,666 | $39,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 391 | $38,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 438 | $38,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 4,500 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 323 | $37,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 390 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 343 | $37,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 2,000 | $37,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 1,850 | $37,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 4,180 | $37,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 364 | $37,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 1,000 | $37,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 400 | $36,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,104 | $36,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,500 | $36,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,404 | $36,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 30 | $36,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 785 | $36,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,421 | $36,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 3,500 | $36,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 865 | $35,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 500 | $35,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 490 | $35,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 670 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 695 | $34,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 1,500 | $34,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,000 | $33,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 711 | $33,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 1,030 | $33,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 1,000 | $33,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 650 | $33,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 2,660 | $33,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 383 | $32,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 50 | $32,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 276 | $32,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 500 | $32,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 1,785 | $32,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 800 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 723 | $31,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 724 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 375 | $31,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,500 | $31,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 2,230 | $31,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,000 | $31,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 242 | $30,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 370 | $30,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 400 | $30,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 400 | $30,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 600 | $30,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 500 | $29,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 714 | $29,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 2,226 | $29,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 687 | $29,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 1,000 | $29,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 400 | $29,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 2,925 | $29,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,130 | $29,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 2,475 | $29,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 2,000 | $29,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 2,300 | $29,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 361 | $28,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 320 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 159 | $28,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 213 | $28,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,000 | $28,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 3,500 | $28,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,069 | $27,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 526 | $27,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 3,000 | $27,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,515 | $27,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 673 | $27,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,850 | $27,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 3,381 | $27,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 1,045 | $27,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 1,000 | $27,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 2,800 | $27,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 900 | $26,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 2,500 | $26,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 3,600 | $26,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 270 | $26,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 1,000 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 610 | $26,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 800 | $26,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 405 | $25,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 300 | $25,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 253 | $25,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 500 | $25,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 600 | $25,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 4,400 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 900 | $25,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 700 | $25,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 683 | $25,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 2,500 | $25,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 3,180 | $25,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 375 | $24,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 452 | $24,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 300 | $24,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 300 | $24,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 590 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,000 | $24,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 747 | $24,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,400 | $24,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 2,127 | $24,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 1,051 | $24,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 750 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 505 | $24,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 209 | $23,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 215 | $23,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 20 | $23,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 2,600 | $23,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 648 | $23,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 700 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 500 | $23,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,550 | $23,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 1,645 | $23,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 3,250 | $23,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 6,300 | $23,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 1,095 | $23,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 836 | $23,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 900 | $23,000 | thousands by filing date | |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 4,000 | $23,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 191 | $22,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 520 | $22,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 209 | $22,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 2,000 | $22,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 300 | $22,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 1,500 | $22,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 4,000 | $22,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 709 | $22,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 2,314 | $22,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 500 | $22,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 182 | $21,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 712 | $21,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 500 | $21,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 102 | $21,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 344 | $21,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 754 | $21,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 230 | $21,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 3,763 | $21,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 150 | $21,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 1,604 | $21,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 1,550 | $21,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 303 | $20,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 930 | $20,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 184 | $20,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 173 | $20,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 1,300 | $20,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 500 | $20,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 2,000 | $20,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 199 | $20,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 2,183 | $20,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 5,000 | $20,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 845 | $20,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 225 | $19,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,425 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 370 | $19,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,493 | $19,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 550 | $19,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 212 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 710 | $19,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 1,000 | $19,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 502 | $18,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 600 | $18,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 389 | $18,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,900 | $18,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 700 | $18,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 950 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 213 | $18,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 650 | $18,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 1,000 | $18,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,000 | $18,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,000 | $18,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 2,200 | $18,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 8,090 | $18,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 175 | $17,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 122 | $17,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 350 | $17,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 685 | $17,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 600 | $17,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 545 | $17,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,500 | $17,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 500 | $17,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 700 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 398 | $17,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 600 | $17,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 300 | $17,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 700 | $17,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 550 | $17,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 1,900 | $17,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 202 | $17,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 500 | $16,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 228 | $16,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 460 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 125 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 490 | $16,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 200 | $16,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,040 | $16,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 265 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 170 | $16,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 900 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 455 | $16,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 1,800 | $16,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 235 | $16,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 40 | $16,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 2,325 | $16,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 900 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 450 | $16,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 2,750 | $16,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 700 | $15,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 150 | $15,000 | thousands by filing date | |
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| MASTEC INC COM | 576323109 | Stock | 500 | $15,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 171 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 320 | $15,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 600 | $15,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,200 | $15,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 122 | $15,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 400 | $15,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 1,000 | $15,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 800 | $15,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 450 | $15,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 4,000 | $15,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 307 | $15,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 897 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 129 | $14,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 125 | $14,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 250 | $14,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 130 | $14,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 200 | $14,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,405 | $14,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 300 | $14,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 197 | $14,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 3,000 | $14,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 400 | $14,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,500 | $14,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 400 | $14,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 1,000 | $14,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,000 | $14,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 600 | $14,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 200 | $14,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 1,500 | $14,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 448 | $14,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 579 | $14,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 145 | $13,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 159 | $13,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 132 | $13,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 500 | $13,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 200 | $13,000 | thousands by filing date | |
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| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 175 | $13,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 168 | $13,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 200 | $13,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 400 | $13,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 461 | $13,000 | thousands by filing date | |
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| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 500 | $13,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 450 | $13,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 135 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 150 | $12,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 397 | $12,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 120 | $12,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 101 | $12,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 250 | $12,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 417 | $12,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 1,688 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 250 | $12,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 132 | $12,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 486 | $12,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 1,000 | $12,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 250 | $12,000 | thousands by filing date | |
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| GTX INC | 40052B108 | COM | 9,350 | $12,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 144 | $11,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 122 | $11,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 199 | $11,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 250 | $11,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 50 | $11,000 | thousands by filing date | |
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| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 1,200 | $11,000 | thousands by filing date | |
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| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 500 | $11,000 | thousands by filing date | |
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| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 601 | $11,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 247 | $11,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 123 | $10,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 115 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 109 | $10,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 101 | $10,000 | thousands by filing date | |
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| ISHARES INC | 464286509 | MSCI CDA ETF | 312 | $10,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 400 | $10,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 225 | $10,000 | thousands by filing date | |
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| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 300 | $10,000 | thousands by filing date | |
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| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 169 | $10,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 400 | $10,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,400 | $10,000 | thousands by filing date | |
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| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 400 | $10,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 300 | $10,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 1,000 | $10,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 756 | $10,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 98 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 265 | $9,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 265 | $9,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 200 | $9,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 100 | $9,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,000 | $9,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 500 | $9,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 137 | $9,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 100 | $9,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 97 | $9,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 108 | $9,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 625 | $9,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 146 | $9,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 751 | $9,000 | thousands by filing date | |
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| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 500 | $9,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 158 | $9,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 155 | $9,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 220 | $9,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,000 | $9,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,400 | $9,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 387 | $9,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 100 | $9,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 400 | $9,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 5,000 | $9,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 710 | $9,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 385 | $9,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 200 | $9,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 63 | $8,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 300 | $8,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 76 | $8,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 851 | $8,000 | thousands by filing date | |
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| OLD REP INTL CORP COM | 680223104 | Stock | 505 | $8,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 500 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 104 | $8,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,043 | $8,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 73 | $8,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 300 | $8,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 320 | $8,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 600 | $8,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 196 | $8,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 200 | $8,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 584 | $8,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 8,000 | $8,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 100 | $7,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 83 | $7,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 97 | $7,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 40 | $7,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 100 | $7,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 89 | $7,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 400 | $7,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 200 | $7,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 326 | $7,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 72 | $7,000 | thousands by filing date | |
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| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 405 | $7,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 372 | $7,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 300 | $7,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 200 | $7,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 700 | $7,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 685 | $7,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 1,043 | $7,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 80 | $7,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 151 | $7,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 90 | $6,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 125 | $6,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,000 | $6,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 100 | $6,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 82 | $6,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 157 | $6,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 100 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 100 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 67 | $6,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 100 | $6,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 500 | $6,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 150 | $6,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 299 | $6,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 250 | $6,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 201 | $6,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 3,700 | $6,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 200 | $6,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 150 | $6,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 200 | $6,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 500 | $6,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 250 | $6,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 1,000 | $6,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 435 | $6,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 300 | $6,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 200 | $6,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 100 | $6,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 62 | $5,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 118 | $5,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 50 | $5,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 122 | $5,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 50 | $5,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 108 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 44 | $5,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 400 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 50 | $5,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 30 | $5,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 96 | $5,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 200 | $5,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 50 | $5,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 350 | $5,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 400 | $5,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 50 | $5,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 150 | $5,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 300 | $5,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 404 | $5,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 350 | $5,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 660 | $5,000 | thousands by filing date | |
| Call BBT 12-16-16 @ 40 | C00040000 | E | 20 | $5,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 74 | $4,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 100 | $4,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 100 | $4,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 100 | $4,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 41 | $4,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 61 | $4,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 75 | $4,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 60 | $4,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 200 | $4,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 300 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 100 | $4,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 500 | $4,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 120 | $4,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 100 | $4,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 100 | $4,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 1,000 | $4,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 97 | $4,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS LTD | G96655108 | COMMON STOCK | 101 | $4,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 504 | $4,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 500 | $4,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 1,000 | $4,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 250 | $4,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 50 | $4,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 95 | $4,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 1,000 | $4,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 120 | $4,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 57 | $4,000 | thousands by filing date | |
| Call HRL 6-19-15 @ 60 | C00060000 | E | 6 | $4,000 | thousands by filing date | |
| CALL SPY OPTION | C00194000 | CALL | 15 | $4,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 36 | $3,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 34 | $3,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 34 | $3,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 55 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 33 | $3,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 40 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 32 | $3,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 40 | $3,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 390 | $3,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 102 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 150 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 90 | $3,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 65 | $3,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 175 | $3,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 61 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 80 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 23 | $3,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 602 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001599892-14-000002 | this filing | 2014-07-17 | acceptance time not in the bulk data set |