13F-HR/A filed by MUFG Securities EMEA plc
MUFG Securities EMEA plc filed this 13F-HR/A for the quarter ended 2014-06-30, filed 2014-08-06, with 110 holding rows worth $1,167,247,000.
- Accession
- 0001597694-14-000007
- Filer
- CIK 1597694
- Filed
- 2014-08-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, amendment of type new holdings, 148 entries on the cover page, a total value of $1,167,247,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,167,247,869 with VALUE read as dollars, detected, 13F file number 028-15731. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 1,000,000 | $195,720,000 | dollars, detected | call |
| Visa Inc | 92826C839 | COM | 749,237 | $157,871,728 | dollars, detected | |
| APPLE INC | 37833100 | COM | 1,581,000 | $146,922,330 | dollars, detected | callThe CUSIP as filed is malformed. |
| APPLE INC | 37833100 | COM | 903,200 | $83,934,376 | dollars, detected | putThe CUSIP as filed is malformed. |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 900,000 | $51,696,000 | dollars, detected | call |
| APPLE INC | 37833100 | COM | 451,700 | $41,976,481 | dollars, detected | The CUSIP as filed is malformed. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,000,000 | $36,300,000 | dollars, detected | call |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 9,026,000 | $34,868,882 | dollars, detected | principal |
| Micron Technology,Inc. | 595112103 | COM | 800,000 | $26,360,000 | dollars, detected | call |
| ANGLOGOLD ASHANTI LTD | 35128206 | ADR | 1,380,000 | $23,749,800 | dollars, detected | callThe CUSIP as filed is malformed. |
| BARRICK GOLD | 67901108 | COM | 1,242,000 | $22,728,600 | dollars, detected | callThe CUSIP as filed is malformed. |
| Visa Inc | 92826C839 | COM | 100,000 | $21,071,000 | dollars, detected | call |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 11,000,000 | $21,034,200 | dollars, detected | principal |
| Bank of America | 60505104 | COM | 1,320,000 | $20,288,400 | dollars, detected | callThe CUSIP as filed is malformed. |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 400,000 | $17,184,000 | dollars, detected | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 210,000 | $14,130,900 | dollars, detected | call |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 8,575,000 | $10,806,644 | dollars, detected | principal |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 200,000 | $10,020,000 | dollars, detected | call |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 9,247,000 | $9,867,936 | dollars, detected | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 9,615,000 | $9,768,648 | dollars, detected | principal |
| SUNEDISON INC | 86732Y109 | COM | 422,500 | $9,548,500 | dollars, detected | |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 3,786,000 | $9,055,696 | dollars, detected | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 8,500,000 | $8,515,215 | dollars, detected | principal |
| DDR CORP | 251591AX1 | NOTE | 6,900,000 | $8,279,724 | dollars, detected | principal |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 3,750,000 | $7,588,538 | dollars, detected | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 7,100,000 | $7,134,009 | dollars, detected | principal |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 3,850,000 | $7,082,152 | dollars, detected | principal |
| Gilead Sciences,Inc. | 375558103 | COM | 85,000 | $7,047,350 | dollars, detected | |
| HEWLETT PACKARD CO | 428236103 | COM | 200,000 | $6,736,000 | dollars, detected | put |
| HEWLETT PACKARD CO | 428236103 | COM | 200,000 | $6,736,000 | dollars, detected | call |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 4,416,000 | $6,505,121 | dollars, detected | principal |
| TWITTER INC | 90184L102 | COM | 150,000 | $6,145,500 | dollars, detected | put |
| PANDORA MEDIA INC | 698354107 | COM | 198,800 | $5,864,600 | dollars, detected | call |
| SINA CORP | 82922RAC7 | CONV | 5,900,000 | $5,430,242 | dollars, detected | principal |
| Tesla Motors, Inc | 88160R101 | COM | 22,000 | $5,281,320 | dollars, detected | call |
| GENERAL ELEC CO | 369604103 | COM | 188,000 | $4,940,640 | dollars, detected | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 4,491,000 | $4,803,259 | dollars, detected | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 4,900,000 | $4,742,857 | dollars, detected | principal |
| Citigroup Inc. | 172967424 | COM | 100,000 | $4,710,000 | dollars, detected | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 75,000 | $4,338,750 | dollars, detected | |
| SINA CORP | G81477104 | ORD | 80,000 | $3,981,600 | dollars, detected | |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 4,000,000 | $3,954,720 | dollars, detected | principal |
| REGIS CORP | 758932AA5 | NOTE | 3,575,000 | $3,593,125 | dollars, detected | principal |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 2,462,000 | $3,109,186 | dollars, detected | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 3,000,000 | $2,927,160 | dollars, detected | principal |
| TWITTER INC | 90184L102 | COM | 70,000 | $2,867,900 | dollars, detected | call |
| WEBMD HEALTH CORP | 94770VAJ1 | CONV | 2,500,000 | $2,790,750 | dollars, detected | principal |
| VIRNETX HLDG CORP | 92823T108 | COM | 148,400 | $2,613,324 | dollars, detected | call |
| YANDEX NV | 98474TAA5 | CONV | 2,500,000 | $2,473,100 | dollars, detected | principal |
| YAHOO INC | 984332106 | COM | 70,000 | $2,459,100 | dollars, detected | |
| OPENTABLE INC | 68372A104 | COM | 20,000 | $2,072,000 | dollars, detected | |
| BLUEBIRD BIO INC | 09609G100 | COM | 52,500 | $2,024,925 | dollars, detected | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 182,111 | $1,934,929 | dollars, detected | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 1,500,000 | $1,870,005 | dollars, detected | principal |
| NETAPP INC COM | 64110D104 | Stock | 50,000 | $1,826,000 | dollars, detected | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 50,000 | $1,815,000 | dollars, detected | |
| Bank of America | 60505104 | COM | 116,000 | $1,782,920 | dollars, detected | putThe CUSIP as filed is malformed. |
| Bank of America | 60505104 | COM | 113,000 | $1,736,810 | dollars, detected | The CUSIP as filed is malformed. |
| MEDLEY CAP CORP | 58503F106 | COM | 121,752 | $1,590,081 | dollars, detected | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 33,000 | $1,577,400 | dollars, detected | |
| METLIFE INC COM | 59156R108 | Stock | 28,000 | $1,555,680 | dollars, detected | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 27,974 | $1,401,497 | dollars, detected | |
| META PLATFORMS INC CL A | 30303M102 | COM | 19,000 | $1,278,510 | dollars, detected | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 39,000 | $1,251,510 | dollars, detected | |
| RYLAND GROUP INC | 783764103 | COM | 30,000 | $1,183,200 | dollars, detected | put |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 1,105,000 | $1,145,520 | dollars, detected | principal |
| TWITTER INC | 90184L102 | COM | 27,500 | $1,126,675 | dollars, detected | |
| METLIFE INC COM | 59156R108 | Stock | 20,000 | $1,111,200 | dollars, detected | put |
| SERVICENOW INC | 81762PAA0 | CONV | 1,000,000 | $1,103,270 | dollars, detected | principal |
| ARES CAPITAL CORP | 04010L103 | COM | 60,850 | $1,086,781 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 10,000 | $1,086,700 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 10,000 | $1,086,700 | dollars, detected | call |
| Verizon Communications Inc | 92343V104 | COM | 21,697 | $1,061,634 | dollars, detected | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,000,000 | $1,042,200 | dollars, detected | principal |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 7,500 | $1,025,100 | dollars, detected | |
| Costco Wholesale Corporation | 22160K105 | COM | 7,000 | $806,120 | dollars, detected | |
| RYLAND GROUP INC | 783764103 | COM | 20,000 | $788,800 | dollars, detected | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 44,524 | $784,068 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 6,800 | $738,956 | dollars, detected | put |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 700,000 | $736,204 | dollars, detected | principal |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 12,000 | $717,600 | dollars, detected | put |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 25,000 | $700,750 | dollars, detected | |
| SUNTRUST BANKS INC | 867914103 | COM | 15,800 | $632,948 | dollars, detected | |
| RYLAND GROUP INC | 783764103 | COM | 16,000 | $631,040 | dollars, detected | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 16,000 | $590,400 | dollars, detected | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 12,414 | $582,465 | dollars, detected | |
| NIKE,Inc. Class B | 654106103 | COM | 6,900 | $535,095 | dollars, detected | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 20,000 | $529,000 | dollars, detected | call |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 34,500 | $495,420 | dollars, detected | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 50,100 | $492,483 | dollars, detected | |
| THL CREDIT INC | 872438106 | COM | 28,985 | $405,790 | dollars, detected | |
| KCAP FINANCIAL INC | 48668E101 | COM | 47,000 | $399,030 | dollars, detected | |
| BlackRock Kelso Capital Corp | 92533108 | CS | 40,000 | $364,400 | dollars, detected | The CUSIP as filed is malformed. |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 17,758 | $355,515 | dollars, detected | |
| VIRNETX HLDG CORP | 92823T108 | COM | 20,000 | $352,200 | dollars, detected | put |
| Arbor RealtyTrust REIT USD0.01 | 38923108 | REIT | 47,800 | $332,210 | dollars, detected | The CUSIP as filed is malformed. |
| AMAZON.COM INC | 23135106 | COM | 1,000 | $324,780 | dollars, detected | The CUSIP as filed is malformed. |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 15,767 | $316,128 | dollars, detected | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 8,000 | $295,200 | dollars, detected | |
| RAMBUS INC DEL COM | 750917106 | Stock | 19,982 | $285,743 | dollars, detected | |
| AG MTG INVT TR INC COM | 1228105 | COM | 10,000 | $189,300 | dollars, detected | The CUSIP as filed is malformed. |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 10,000 | $130,600 | dollars, detected | |
| STELLUS CAP INVT CORP | 858568108 | COM | 7,259 | $106,635 | dollars, detected | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 5,559 | $79,438 | dollars, detected | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 4,387 | $64,138 | dollars, detected | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 4,500 | $64,125 | dollars, detected | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 5,000 | $55,250 | dollars, detected | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 1,900 | $17,765 | dollars, detected | |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 10,000 | $10,142 | dollars, detected | principal |
| Full Circle Capital Corp. | 359671104 | COM | 835 | $6,521 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001597694-14-000005 | superseded | 2014-08-01 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001597694-14-000007 | this filing | 2014-08-06 | acceptance time not in the bulk data set |