13F-HR filed by MUFG Securities EMEA plc
MUFG Securities EMEA plc filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-01, with 91 holding rows worth $1,167,247,000.
- Accession
- 0001597694-14-000005
- Filer
- CIK 1597694
- Filed
- 2014-08-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 148 entries on the cover page, a total value of $1,167,247,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,167,247,869 with VALUE read as dollars, detected, 13F file number 028-15731. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APPLE INC | 37833100 | COM | 2,935,900 | $272,833,187 | dollars, detected | The CUSIP as filed is malformed. |
| SPY | 78462F103 | SHS | 1,000,000 | $195,720,000 | dollars, detected | |
| Visa Inc | 92826C839 | COM | 849,237 | $178,942,728 | dollars, detected | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 900,000 | $51,696,000 | dollars, detected | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,050,000 | $38,115,000 | dollars, detected | |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 9,026,000 | $34,868,882 | dollars, detected | principal |
| Micron Technology,Inc. | 595112103 | COM | 800,000 | $26,360,000 | dollars, detected | |
| Bank of America | 60505104 | COM | 1,549,000 | $23,808,130 | dollars, detected | The CUSIP as filed is malformed. |
| ANGLOGOLD ASHANTI LTD | 35128206 | ADR | 1,380,000 | $23,749,800 | dollars, detected | The CUSIP as filed is malformed. |
| BARRICK GOLD | 67901108 | COM | 1,242,000 | $22,728,600 | dollars, detected | The CUSIP as filed is malformed. |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 11,000,000 | $21,034,200 | dollars, detected | principal |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 400,000 | $17,184,000 | dollars, detected | |
| META PLATFORMS INC CL A | 30303M102 | COM | 229,000 | $15,409,410 | dollars, detected | |
| HEWLETT PACKARD CO | 428236103 | COM | 400,000 | $13,472,000 | dollars, detected | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 227,974 | $11,421,497 | dollars, detected | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 8,575,000 | $10,806,644 | dollars, detected | principal |
| TWITTER INC | 90184L102 | COM | 247,500 | $10,140,075 | dollars, detected | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 9,247,000 | $9,867,936 | dollars, detected | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 9,615,000 | $9,768,648 | dollars, detected | principal |
| SUNEDISON INC | 86732Y109 | COM | 422,500 | $9,548,500 | dollars, detected | |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 3,786,000 | $9,055,696 | dollars, detected | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 8,500,000 | $8,515,215 | dollars, detected | principal |
| DDR CORP | 251591AX1 | NOTE | 6,900,000 | $8,279,724 | dollars, detected | principal |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 3,750,000 | $7,588,538 | dollars, detected | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 7,100,000 | $7,134,009 | dollars, detected | principal |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 3,850,000 | $7,082,152 | dollars, detected | principal |
| Gilead Sciences,Inc. | 375558103 | COM | 85,000 | $7,047,350 | dollars, detected | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 4,416,000 | $6,505,121 | dollars, detected | principal |
| PANDORA MEDIA INC | 698354107 | COM | 198,800 | $5,864,600 | dollars, detected | |
| SINA CORP | 82922RAC7 | CONV | 5,900,000 | $5,430,242 | dollars, detected | principal |
| Tesla Motors, Inc | 88160R101 | COM | 22,000 | $5,281,320 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 188,000 | $4,940,640 | dollars, detected | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 4,491,000 | $4,803,259 | dollars, detected | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 4,900,000 | $4,742,857 | dollars, detected | principal |
| Citigroup Inc. | 172967424 | COM | 100,000 | $4,710,000 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 75,000 | $4,338,750 | dollars, detected | |
| SINA CORP | G81477104 | ORD | 80,000 | $3,981,600 | dollars, detected | |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 4,000,000 | $3,954,720 | dollars, detected | principal |
| VIRNETX HLDG CORP | 92823T108 | COM | 212,924 | $3,749,592 | dollars, detected | |
| REGIS CORP | 758932AA5 | NOTE | 3,575,000 | $3,593,125 | dollars, detected | principal |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 2,462,000 | $3,109,186 | dollars, detected | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 3,000,000 | $2,927,160 | dollars, detected | principal |
| Caterpillar Inc. | 149123101 | COM | 26,800 | $2,912,356 | dollars, detected | |
| WEBMD HEALTH CORP | 94770VAJ1 | CONV | 2,500,000 | $2,790,750 | dollars, detected | principal |
| METLIFE INC COM | 59156R108 | Stock | 48,000 | $2,666,880 | dollars, detected | |
| RYLAND GROUP INC | 783764103 | COM | 66,000 | $2,603,040 | dollars, detected | |
| YANDEX NV | 98474TAA5 | CONV | 2,500,000 | $2,473,100 | dollars, detected | principal |
| YAHOO INC | 984332106 | COM | 70,000 | $2,459,100 | dollars, detected | |
| OPENTABLE INC | 68372A104 | COM | 20,000 | $2,072,000 | dollars, detected | |
| BLUEBIRD BIO INC | 09609G100 | COM | 52,500 | $2,024,925 | dollars, detected | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 182,111 | $1,934,929 | dollars, detected | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 1,500,000 | $1,870,005 | dollars, detected | principal |
| NETAPP INC COM | 64110D104 | Stock | 50,000 | $1,826,000 | dollars, detected | |
| MEDLEY CAP CORP | 58503F106 | COM | 121,752 | $1,590,081 | dollars, detected | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 33,000 | $1,577,400 | dollars, detected | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 39,000 | $1,251,510 | dollars, detected | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 1,105,000 | $1,145,520 | dollars, detected | principal |
| SERVICENOW INC | 81762PAA0 | CONV | 1,000,000 | $1,103,270 | dollars, detected | principal |
| ARES CAPITAL CORP | 04010L103 | COM | 60,850 | $1,086,781 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 21,697 | $1,061,634 | dollars, detected | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,000,000 | $1,042,200 | dollars, detected | principal |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 7,500 | $1,025,100 | dollars, detected | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 24,000 | $885,600 | dollars, detected | |
| Costco Wholesale Corporation | 22160K105 | COM | 7,000 | $806,120 | dollars, detected | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 700,000 | $736,204 | dollars, detected | principal |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 12,000 | $717,600 | dollars, detected | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 25,000 | $700,750 | dollars, detected | |
| SUNTRUST BANKS INC | 867914103 | COM | 15,800 | $632,948 | dollars, detected | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 12,414 | $582,465 | dollars, detected | |
| NIKE,Inc. Class B | 654106103 | COM | 6,900 | $535,095 | dollars, detected | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 20,000 | $529,000 | dollars, detected | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 34,500 | $495,420 | dollars, detected | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 50,100 | $492,483 | dollars, detected | |
| THL CREDIT INC | 872438106 | COM | 28,985 | $405,790 | dollars, detected | |
| KCAP FINANCIAL INC | 48668E101 | COM | 47,000 | $399,030 | dollars, detected | |
| BlackRock Kelso Capital Corp | 92533108 | CS | 40,000 | $364,400 | dollars, detected | The CUSIP as filed is malformed. |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 17,758 | $355,515 | dollars, detected | |
| Arbor RealtyTrust REIT USD0.01 | 38923108 | REIT | 47,800 | $332,210 | dollars, detected | The CUSIP as filed is malformed. |
| AMAZON.COM INC | 23135106 | COM | 1,000 | $324,780 | dollars, detected | The CUSIP as filed is malformed. |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 15,767 | $316,128 | dollars, detected | |
| RAMBUS INC DEL COM | 750917106 | Stock | 19,982 | $285,743 | dollars, detected | |
| AG MTG INVT TR INC COM | 1228105 | COM | 10,000 | $189,300 | dollars, detected | The CUSIP as filed is malformed. |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 10,000 | $130,600 | dollars, detected | |
| STELLUS CAP INVT CORP | 858568108 | COM | 7,259 | $106,635 | dollars, detected | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 5,559 | $79,438 | dollars, detected | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 4,387 | $64,138 | dollars, detected | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 4,500 | $64,125 | dollars, detected | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 5,000 | $55,250 | dollars, detected | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 1,900 | $17,765 | dollars, detected | |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 10,000 | $10,142 | dollars, detected | principal |
| Full Circle Capital Corp. | 359671104 | COM | 835 | $6,521 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001597694-14-000005 | this filing | 2014-08-01 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001597694-14-000007 | base | 2014-08-06 | acceptance time not in the bulk data set |