13F-HR filed by Warberg Asset Management LLC
Warberg Asset Management LLC filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-11-06, with 188 holding rows worth $626,893,434.
- Accession
- 0001597506-25-000004
- Filer
- CIK 1597506
- Filed
- 2025-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, 188 entries on the cover page, a total value of $626,893,434 stated on the cover page (in dollars after the unit check, H1), rows summing to $626,893,434 with VALUE read as dollars as filed, 13F file number 028-20991. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 294,000 | $195,856,920 | dollars as filed | put |
| INVESCO QQQ TR | 46090E953 | PUT | 51,000 | $30,618,870 | dollars as filed | put |
| SEAGATE HDD CAYMAN | 81180WBL4 | NOTE 3.500% 6/0 | 9,091,000 | $26,180,470 | dollars as filed | principal |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 12,103,000 | $23,908,839 | dollars as filed | principal |
| WESTERN DIGITAL CORP | 958102AT2 | NOTE 3.000%11/1 | 7,038,000 | $22,564,671 | dollars as filed | principal |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 7,976,000 | $19,950,359 | dollars as filed | principal |
| AXON ENTERPRISE INC | 05464CAB7 | NOTE 0.500%12/1 | 6,280,000 | $19,717,787 | dollars as filed | principal |
| LIVE NATION ENTERTAINMENT IN | 538034BA6 | NOTE 3.125% 1/1 | 10,564,000 | $17,133,553 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 9,096,000 | $16,713,900 | dollars as filed | principal |
| BOX INC | 10316TAB0 | NOTE 1/1 | 11,302,000 | $14,097,550 | dollars as filed | principal |
| INTEGER HLDGS CORP | 45826HAB5 | NOTE 2.125% 2/1 | 10,405,000 | $13,562,539 | dollars as filed | principal |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 449,311 | $11,397,013 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 7,174,000 | $10,879,132 | dollars as filed | principal |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 3,537,000 | $9,995,009 | dollars as filed | principal |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 8,170,000 | $9,630,388 | dollars as filed | principal |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 8,390,000 | $9,433,366 | dollars as filed | principal |
| VENTAS RLTY LTD PARTNERSHIP | 92277GAZ0 | NOTE 3.750% 6/0 | 6,696,000 | $8,649,749 | dollars as filed | principal |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 6,091,000 | $8,337,938 | dollars as filed | principal |
| RIGETTI COMPUTING INC | 76655K111 | *W EXP 03/02/202 | 449,224 | $8,225,291 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 5,142,000 | $7,247,350 | dollars as filed | principal |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 6,044,000 | $6,641,564 | dollars as filed | principal |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 6,606,000 | $6,603,831 | dollars as filed | principal |
| WISDOMTREE INC | 97717PAD6 | NOTE 3.250% 6/1 | 5,000,000 | $6,443,750 | dollars as filed | principal |
| PALANTIR TECHNOLOGIES INC | 69608A958 | PUT | 35,000 | $6,384,700 | dollars as filed | put |
| IShares S&P 500 Index Fund | 464287952 | ETF | 60,000 | $5,362,200 | dollars as filed | put |
| SOUTHERN CO | 842587DP9 | NOTE 3.875%12/1 | 4,747,000 | $5,351,252 | dollars as filed | principal |
| ALNYLAM PHARMACEUTICALS INC | 02043QAB3 | NOTE 1.000% 9/1 | 3,000,000 | $4,945,080 | dollars as filed | principal |
| PORCH GROUP INC | 733245AD6 | DEBT 9.000% 5/1 | 3,000,000 | $4,492,080 | dollars as filed | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 4,058,000 | $4,114,442 | dollars as filed | principal |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 142,350 | $3,606,437 | dollars as filed | |
| CENTERPOINT ENERGY INC | 15189TBD8 | NOTE 4.250% 8/1 | 3,000,000 | $3,331,544 | dollars as filed | principal |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 1,049,867 | $3,291,332 | dollars as filed | |
| WISDOMTREE INC | 97717PAH7 | NOTE 3.250% 8/1 | 2,500,000 | $3,259,375 | dollars as filed | principal |
| CANTALOUPE INC | 138103956 | PUT | 276,300 | $2,920,491 | dollars as filed | put |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 2,782,000 | $2,809,753 | dollars as filed | principal |
| AMERICAN WTR CAP CORP | 03040WBE4 | NOTE 3.625% 6/1 | 2,541,000 | $2,546,717 | dollars as filed | principal |
| APPLE INC | 037833950 | PUT | 10,000 | $2,546,300 | dollars as filed | put |
| ISHARES TR | 464288953 | PUT | 30,000 | $2,435,700 | dollars as filed | put |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 33,343 | $2,369,354 | dollars as filed | |
| EQUINIX INC | 29444U950 | COM | 3,000 | $2,349,720 | dollars as filed | put |
| CORE SCIENTIFIC INC NEW | 21874A114 | *W EXP 01/23/202 | 192,550 | $2,239,357 | dollars as filed | |
| IBIT 270115P00030000 | 46438f951 | PUT | 32,000 | $2,080,000 | dollars as filed | put |
| NVIDIA CORPORATION | 67066G954 | PUT | 10,000 | $1,865,800 | dollars as filed | put |
| NVIDIA CORPORATION | 67066G904 | CALL | 10,000 | $1,865,800 | dollars as filed | call |
| ITRON INC | 465741AN6 | NOTE 3/1 | 1,513,000 | $1,605,802 | dollars as filed | principal |
| VANECK ETF TRUST | 92189F906 | CALL | 21,000 | $1,604,400 | dollars as filed | call |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 1,451,000 | $1,558,598 | dollars as filed | principal |
| CENTRUS ENERGY CORP | 15643U954 | PUT | 5,000 | $1,550,350 | dollars as filed | put |
| D. BORAL ARC ACQ I CORP. | G2616F101 | SHS CL A | 140,000 | $1,390,200 | dollars as filed | |
| VENDOME ACQUISITION CORP I | G9580A109 | COM CL A | 138,500 | $1,376,690 | dollars as filed | |
| RIGETTI COMPUTING INC | 76655K953 | COMMON STOCK | 39,800 | $1,185,642 | dollars as filed | put |
| TAVIA ACQUISITION CORP | G86880104 | SHS | 107,360 | $1,111,713 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 757,000 | $1,042,372 | dollars as filed | principal |
| MICROSOFT CORP | 594918954 | PUT | 2,000 | $1,035,900 | dollars as filed | put |
| Charlton Aria Acquisition Co Ord Shs Cl A | G9877L107 | Common Stock | 98,665 | $1,022,169 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700902 | CALL | 7,000 | $1,002,260 | dollars as filed | call |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 719,000 | $955,034 | dollars as filed | principal |
| DRUGS MADE IN AMER ACQUTN CO | G2847J104 | ORD SHS | 92,055 | $945,405 | dollars as filed | |
| FOUR LEAF ACQUISITION CORP | 35088F107 | COM CL A | 75,932 | $873,218 | dollars as filed | |
| ISHARES SILVER TR | 46428Q909 | CALL | 20,000 | $847,400 | dollars as filed | call |
| ORIGIN INVT CORP I | G67751100 | ORD SHS | 83,610 | $840,281 | dollars as filed | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 11,414 | $826,031 | dollars as filed | |
| BLACK HAWK ACQUISITION CORP | G1148A101 | CMN | 74,230 | $824,695 | dollars as filed | |
| INNOVATIVE INDL PPTYS INC | 45781V951 | PUT | 15,000 | $803,700 | dollars as filed | put |
| PANTAGES CAPITAL ACQUISITION | G8089R100 | CMN | 76,190 | $781,709 | dollars as filed | |
| KOCHAV DEFENSE ACQUI CO | G5304D106 | SHS CL A | 77,200 | $774,316 | dollars as filed | |
| TRANSLATIONAL DEV ACQUISITIO | G9008W105 | COM CL A | 73,422 | $759,183 | dollars as filed | |
| CARVANA CO | 146869952 | CALL | 2,000 | $754,480 | dollars as filed | put |
| TIDAL TRUST I | 886364951 | FUND GRAN US ETF | 30,000 | $749,700 | dollars as filed | put |
| PG&E CORP | 69331C908 | COM | 49,000 | $738,920 | dollars as filed | call |
| AA MISSION ACQUISITION CORP | G1000R101 | ORD SHS CL A | 67,196 | $706,902 | dollars as filed | |
| PPL CAP FDG INC | 69352PAS2 | NOTE 2.875% 3/1 | 606,000 | $692,181 | dollars as filed | principal |
| CONSTELLATION BRANDS INC | 21036P958 | PUT | 5,000 | $673,350 | dollars as filed | put |
| CIRCLE INTERNET GROUP INC | 172573957 | PUT | 5,000 | $662,900 | dollars as filed | put |
| STRATEGY INC | 594972958 | COM NEW | 2,000 | $644,420 | dollars as filed | put |
| EVERGY INC | 30034WAD8 | NOTE 4.500%12/1 | 505,000 | $635,122 | dollars as filed | principal |
| NUSCALE PWR CORP | 67079K950 | PUT | 17,000 | $612,000 | dollars as filed | put |
| SOLENO THERAPEUTICS INC | 834203959 | PUT | 9,000 | $608,400 | dollars as filed | put |
| TALON CAP CORP | G86652115 | UNIT 08/27/2030 | 60,000 | $602,928 | dollars as filed | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 18,417 | $589,068 | dollars as filed | |
| OKLO INC | 02156V959 | COM CL A | 5,000 | $558,150 | dollars as filed | put |
| KEEN VISION ACQUISITION CORP | G52443119 | SHS | 45,988 | $533,461 | dollars as filed | |
| BOEING CO | 097023204 | DEP CONV PFD A | 7,399 | $516,080 | dollars as filed | |
| PELICAN ACQUISITION CORP | G6993G103 | SHS | 50,000 | $503,000 | dollars as filed | |
| NEOVOLTA INC | 640655114 | *W EXP 04/01/202 | 249,740 | $499,480 | dollars as filed | |
| CAL REDWOOD ACQUISITION CORP | G17564108 | COM CL A | 49,900 | $499,045 | dollars as filed | |
| Oak Woods Acquisition Corp | 67190B104 | Equity | 41,308 | $495,696 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAM2 | NOTE 0.875%12/0 | 331,000 | $487,276 | dollars as filed | principal |
| RISING DRAGON ACQUISITION CO | G7576K107 | SHS | 45,979 | $479,101 | dollars as filed | |
| NEXTERA ENERGY CAP HLDGS INC | 65339KCY4 | NOTE 3.000% 3/0 | 394,000 | $465,994 | dollars as filed | principal |
| THAYER VENTURES ACQ CORP II | G87890102 | CL A | 44,699 | $448,554 | dollars as filed | |
| INDIGO ACQUISITION CORP | G4791J106 | ORD SHS | 44,612 | $444,782 | dollars as filed | |
| Otg Acquisition Corp. I Unit 09/05/2030 | G6791A126 | Unit | 44,000 | $443,080 | dollars as filed | |
| IONQ INC | 46222L958 | COM | 7,000 | $430,500 | dollars as filed | put |
| QUANTUMSPHERE ACQUISITION CO | G7387B122 | UNIT 07/30/2030 | 41,421 | $419,595 | dollars as filed | |
| RF ACQUISITION CORP II | G75389109 | SHS | 38,000 | $408,120 | dollars as filed | |
| NOBLE CORP PLC | G65431150 | WTS | 47,198 | $384,900 | dollars as filed | |
| GLOBA TERRA ACQUISITION COR | G3933N116 | CL A ORD SHS | 36,300 | $362,274 | dollars as filed | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 592,488 | $353,789 | dollars as filed | |
| ACM RESH INC | 00108J909 | CALL | 9,000 | $352,170 | dollars as filed | call |
| MCKINLEY ACQUISITION CORP | G6005T127 | UNIT 07/25/2030 | 35,000 | $349,650 | dollars as filed | |
| CHAMPIONSGATE ACQUISITION CO | G2124S108 | SHS CL A | 34,742 | $348,810 | dollars as filed | |
| OKLO INC | 02156V909 | CALL | 3,000 | $334,890 | dollars as filed | call |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 277,000 | $327,495 | dollars as filed | principal |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,000 | $322,210 | dollars as filed | |
| USA RARE EARTH INC | 91733P115 | *W EXP 03/13/203 | 44,000 | $317,588 | dollars as filed | |
| PERCEPTIVE CAPITAL SOLUTIONS | G70077105 | CL A ORD SHS | 29,931 | $316,071 | dollars as filed | |
| COLLECTIVE ACQUISITION CORP | G2867S109 | SHS CL A | 29,416 | $297,690 | dollars as filed | |
| MOBILICOM LTD | 60742B110 | *W EXP 08/31/202 | 64,922 | $281,761 | dollars as filed | |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 45,818 | $275,366 | dollars as filed | |
| Stonebridge Acquisition Ii C Unit 09/09/2030 | G85096124 | Unit | 27,500 | $274,175 | dollars as filed | |
| APOLLO GLOBAL MGMT INC | 03769M304 | CMN | 3,873 | $272,543 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599955 | PUT | 5,500 | $259,875 | dollars as filed | put |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 112,553 | $253,244 | dollars as filed | |
| SOLARIUS CAPITAL ACQU CORP | G82617104 | SHS CL A | 25,000 | $249,500 | dollars as filed | |
| A PARADISE ACQUISITION CORP | G04819101 | COM CL A | 25,000 | $247,750 | dollars as filed | |
| ROMAN DBDR ACQUISITION CORP | G7633M104 | ORD SHS CL A | 23,910 | $246,727 | dollars as filed | |
| QUARTZSEA ACQUISITION CORP | G7314B104 | ORD SHS | 24,000 | $243,120 | dollars as filed | |
| WINTERGREEN ACQUISITION CORP | G9717M109 | SHS | 23,964 | $241,198 | dollars as filed | |
| AXIOM INTELLIGENCE AC CORP 1 | G0750N104 | ORD SHS CL A | 24,000 | $239,040 | dollars as filed | |
| BARCLAYS BANK PLC | 06748M196 | IPATH S&P 500 SH | 7,000 | $231,980 | dollars as filed | |
| PRAIRIE OPER CO | 739650909 | COM | 114,100 | $226,489 | dollars as filed | call |
| A SPAC III ACQUISITION CORP | G0544A103 | ORD SHS CL A | 20,000 | $206,800 | dollars as filed | |
| BLUE WTR ACQUISITION CORP. I | G1368E106 | ORD SHS CL A | 20,000 | $199,600 | dollars as filed | |
| RANGE CAP ACQUISITION CORP | G7375C108 | ORD SHS | 18,645 | $194,001 | dollars as filed | |
| Btc Dev Corp Unit 09/11/2030 | G0701G125 | Unit | 19,000 | $191,900 | dollars as filed | |
| COLUMBUS CIRCLE CAP CORP. I | G2296A109 | SHS CL A | 18,480 | $187,018 | dollars as filed | |
| RIBBON ACQUISITION CORP | G7552W109 | ORD SHS CL A | 17,800 | $182,272 | dollars as filed | |
| CAYSON ACQUISITION CORP | G1993W109 | SHS | 17,226 | $180,184 | dollars as filed | |
| COPLEY ACQUISITION CORP | G24243100 | ORD SHS CL A | 17,400 | $176,088 | dollars as filed | |
| EUREKA ACQUISITION CORP | G32168109 | CMN | 15,783 | $168,736 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712953 | COM | 20,000 | $159,400 | dollars as filed | put |
| CSLM DIGITA ASSET ACQ CORP I | G2584S101 | USD CL A ORD SHS | 15,828 | $157,093 | dollars as filed | |
| FG MERGER II CORP | 30334J102 | COM | 15,000 | $149,871 | dollars as filed | |
| UY SCUTI ACQUISITION CORP. | G93Y0A104 | CMN | 14,600 | $148,044 | dollars as filed | |
| I-80 GOLD CORP | 44955L155 | *W EXP 11/16/202 | 289,852 | $130,433 | dollars as filed | |
| RICHTECH ROBOTICS INC | 765504955 | PUT | 30,000 | $128,700 | dollars as filed | put |
| BIOVIE INC | 09074F173 | *W EXP 08/08/203 | 281,483 | $124,669 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC | 03214Q116 | *W EXP 09/14/202 | 29,000 | $106,140 | dollars as filed | |
| DEFSEC TECHNOLOGIES INC | 244778106 | COM | 28,950 | $103,062 | dollars as filed | |
| ARCHIMEDES TECH SPAC PARTNER | G04537109 | ORD SHS | 10,000 | $102,350 | dollars as filed | |
| OYSTER ENTERPRISES II ACQUIS | G6861F104 | ORD SHS CL A | 10,000 | $100,300 | dollars as filed | |
| STRIVE INC | 862945102 | CL A COM | 40,000 | $100,000 | dollars as filed | |
| Chenghe Acquisition Iii Co Unit 09/09/2030 | G2086N113 | Unit | 10,000 | $99,800 | dollars as filed | |
| ABACUS GLOBAL MGMT INC | 00258Y954 | PUT | 16,000 | $91,680 | dollars as filed | put |
| SYNERGY CHC CORP | 87165D208 | COM NEW | 33,519 | $81,786 | dollars as filed | |
| CURIS INC | 231269309 | COM | 43,727 | $72,587 | dollars as filed | |
| Cid Holdco Inc W Exp 12/31/202 | 171756117 | SPAC Combination | 377,800 | $57,615 | dollars as filed | |
| NEXGEL INC | 65344E115 | *W EXP 12/27/202 | 166,860 | $50,041 | dollars as filed | |
| BORR DRILLING LTD | G1466R903 | SHS | 18,500 | $49,765 | dollars as filed | call |
| US GOLDMINING INC | 90291W116 | *W EXP 04/24/202 | 29,217 | $49,085 | dollars as filed | |
| Livewire Group Inc W Exp 09/26/202 | 53838J113 | SPAC Combination | 634,442 | $46,060 | dollars as filed | |
| INTELLIGENT BIO SOLUTIONS IN | 36151G600 | COM | 44,693 | $45,587 | dollars as filed | |
| CINEVERSE CORP | 172406958 | COM CL A | 12,000 | $40,320 | dollars as filed | put |
| CIBUS INC | 17166A101 | CL A COM STK | 30,000 | $38,700 | dollars as filed | |
| SILYNXCOM LTD | M8T145100 | COM SHS | 25,466 | $37,690 | dollars as filed | |
| Eon Resources Inc W Exp 11/15/202 | 40472A128 | SPAC Combination | 633,940 | $31,697 | dollars as filed | |
| MODULAR MED INC | 60785L207 | COM NEW | 44,970 | $31,470 | dollars as filed | |
| EON RESOURCES INC | 40472A102 | COM CL A | 62,068 | $30,103 | dollars as filed | |
| CALIDI BIOTHERAPEUTICS INC | 320703408 | COM | 18,705 | $28,432 | dollars as filed | |
| ALEANNA INC | 01444V111 | *W EXP 12/13/202 | 125,382 | $23,835 | dollars as filed | |
| Namib Minerals W Exp 06/05/203 | G63638111 | SPAC Combination | 160,000 | $22,400 | dollars as filed | |
| FLYEXCLUSIVE INC | 343928115 | *W EXP 99/99/999 | 70,000 | $22,225 | dollars as filed | |
| CRITICAL METALS CORP | G2662B111 | WTS | 10,100 | $21,230 | dollars as filed | |
| INTENSITY THERAPEUTICS INC | 45828J103 | COM | 60,000 | $14,562 | dollars as filed | |
| REIN THERAPEUTICS INC | 00887A204 | COM NEW | 11,000 | $12,595 | dollars as filed | |
| MEDICUS PHARMA LTD | 58471K111 | *W EXP 11/15/202 | 17,203 | $12,386 | dollars as filed | |
| AUTONOMIX MED INC | 05330T205 | COM NEW | 11,334 | $12,241 | dollars as filed | |
| MURANO GLOBAL INVT PLC | G63369113 | *W EXP 03/19/202 | 82,639 | $12,057 | dollars as filed | |
| AIRJOULE TECHNOLOGIES CORP | 612160119 | *W EXP 03/15/202 | 14,800 | $11,840 | dollars as filed | |
| VEEA INC | 693489122 | COM | 18,900 | $11,797 | dollars as filed | |
| FG MERGER II CORP | 30334J128 | RIGHT 02/11/2030 | 15,200 | $6,384 | dollars as filed | |
| CEA INDUSTRIES INC | 86887P119 | *W EXP 02/11/202 | 35,000 | $5,597 | dollars as filed | |
| Generation Essentials Group W Exp 02/15/202 | G38268119 | SPAC Combination | 42,664 | $5,589 | dollars as filed | |
| STRAN & COMPANY INC | 86260J110 | *W EXP 99/99/999 | 66,371 | $4,394 | dollars as filed | |
| ORIGIN INVT CORP I | G67751126 | W EXP 06/27/203 | 20,937 | $3,769 | dollars as filed | |
| SAVERONE 2014 LTD | 80516T113 | *W EXP 06/02/202 | 125,826 | $3,473 | dollars as filed | |
| HUB CYBER SECURITY LTD | M6000J127 | WTS | 162,771 | $3,158 | dollars as filed | |
| BT BRANDS INC | 0557MQ115 | *W EXP 11/12/202 | 10,000 | $2,979 | dollars as filed | |
| Aeries Technology Inc W Exp 11/06/202 | G0136H110 | SPAC Combination | 70,787 | $2,846 | dollars as filed | |
| P3 Health Partners Inc W Exp 11/19/202 | 744413113 | SPAC Combination | 292,107 | $2,717 | dollars as filed | |
| Apollomics Inc W Exp 04/01/202 | G0411D115 | SPAC Combination | 87,049 | $1,663 | dollars as filed | |
| NEXTPLAT CORP | 68557F118 | *W EXP 06/02/202 | 34,060 | $1,618 | dollars as filed | |
| TRILLER GROUP INC | 895970119 | *W EXP 11/14/202 | 30,450 | $1,605 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC | G7500M120 | WTS | 31,092 | $1,418 | dollars as filed | |
| SMX SEC MATTERS PLC | G8267K117 | *W EXP 03/07/202 | 57,750 | $1,403 | dollars as filed | |
| TWIN RIDGE CAPITAL ACQUISITION | g1893d110 | WT | 46,472 | $1,097 | dollars as filed | |
| Anghami Inc W Exp 02/03/202 | G0369L119 | SPAC Combination | 40,409 | $546 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001597506-25-000004 | this filing | 2025-11-06 | acceptance time not in the bulk data set |