13F-HR filed by Almitas Capital LLC
Almitas Capital LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 94 holding rows worth $12,493,341.
- Accession
- 0001596468-23-000004
- Filer
- CIK 1596468
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 94 entries on the cover page, a total value of $12,493,341 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,493,341 with VALUE read as dollars as filed, 13F file number 028-19313. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 8,500,000 | $7,650,000 | dollars as filed | principal |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 1,000,000 | $909,710 | dollars as filed | principal |
| GREAT AJAX CORP | 38983D409 | PREF CONV | 1,787,292 | $428,950 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 1,995,736 | $285,390 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 3,049,894 | $274,490 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 6,195,630 | $245,347 | dollars as filed | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 2,122,616 | $203,559 | dollars as filed | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 591,400 | $122,597 | dollars as filed | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 609,642 | $115,832 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 324,246 | $107,488 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,056,750 | $105,041 | dollars as filed | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 238,812 | $91,552 | dollars as filed | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 1,148,856 | $90,300 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 1,511,420 | $85,546 | dollars as filed | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 827,968 | $79,568 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 252,532 | $77,805 | dollars as filed | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 634,938 | $77,653 | dollars as filed | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 1,085,282 | $72,171 | dollars as filed | |
| Rithm Property Trust Inc | 38983D300 | REIT | 1,615,244 | $69,779 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 688,472 | $67,264 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 815,082 | $62,517 | dollars as filed | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 184,710 | $61,333 | dollars as filed | |
| NEW YORK MTG TR INC | 649604840 | COM | 785,690 | $61,205 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,707,394 | $55,832 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 384,322 | $53,959 | dollars as filed | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 227,304 | $48,643 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,097,592 | $47,526 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 170,546 | $47,122 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 311,292 | $47,005 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 30,816 | $44,884 | dollars as filed | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 157,848 | $44,718 | dollars as filed | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 712,028 | $43,363 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 440,942 | $39,200 | dollars as filed | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 685,488 | $37,222 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 222,152 | $36,633 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 532,396 | $34,073 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 265,762 | $33,220 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 208,388 | $27,278 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 329,466 | $26,983 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 72,966 | $24,832 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 174,260 | $23,926 | dollars as filed | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 571,770 | $23,728 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 262,236 | $23,313 | dollars as filed | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 297,086 | $21,658 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 693,236 | $21,074 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 216,002 | $17,388 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 212,594 | $16,093 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 187,092 | $13,994 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 43,906 | $13,664 | dollars as filed | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 276,446 | $13,546 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 66,800 | $12,939 | dollars as filed | |
| RADIAN GROUP INC COM | 750236101 | Stock | 50,718 | $12,852 | dollars as filed | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 75,852 | $12,773 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 184,176 | $12,653 | dollars as filed | |
| READING INTL INC | 755408101 | CL A | 641,168 | $11,862 | dollars as filed | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 96,850 | $11,428 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 128,318 | $11,356 | dollars as filed | |
| PHENIXFIN CORP | 71742W103 | COM | 30,675 | $11,350 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 119,322 | $11,025 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 96,222 | $10,238 | dollars as filed | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 70,366 | $9,922 | dollars as filed | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 112,058 | $9,693 | dollars as filed | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 206,048 | $9,684 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 124,456 | $8,538 | dollars as filed | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 86,820 | $8,239 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 80,862 | $8,175 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 113,206 | $7,947 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 65,226 | $7,396 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 52,872 | $6,768 | dollars as filed | |
| WHEELER REAL ESTATE INVT TR | 963025804 | 7% SR NT 31 | 10,544 | $6,120 | dollars as filed | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 48,744 | $5,123 | dollars as filed | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 514,982 | $5,098 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 63,580 | $5,067 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 112,868 | $5,000 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 46,116 | $4,768 | dollars as filed | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 51,306 | $4,551 | dollars as filed | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 28,036 | $4,290 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 62,646 | $3,295 | dollars as filed | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 62,384 | $3,294 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 31,776 | $3,228 | dollars as filed | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 24,240 | $2,800 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 47,076 | $2,391 | dollars as filed | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 22,938 | $2,298 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 23,494 | $2,077 | dollars as filed | |
| WESTERN ASSET MORTGAGE CAP ORD | 95790D204 | COM | 21,216 | $1,748 | dollars as filed | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 19,378 | $1,663 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 34,176 | $1,552 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 32,048 | $1,525 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 15,922 | $1,372 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 17,170 | $1,344 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 15,306 | $1,344 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 12,980 | $1,177 | dollars as filed | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 24,268 | $743 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 15,738 | $661 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001596468-23-000004 | this filing | 2023-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001596468-23-000005 | base | 2023-11-21 | acceptance time not in the bulk data set |