13F-HR filed by JANE STREET GROUP, LLC
JANE STREET GROUP, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-16, with 9,826 holding rows worth $283,100,446,000.
- Accession
- 0001595888-21-000027
- Filer
- CIK 1595888
- Filed
- 2021-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 12,016 entries on the cover page, a total value of $283,100,446,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $283,100,446,000 with VALUE read as thousands by filing date, 13F file number 028-16162. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJane Street Capital, LLC028-13277
- included managerJane Street Options, LLC028-13276
- included managerJane Street Global Trading, LLC028-13275
- included managerJSOIN (BVI), Ltd.028-15040
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PERELLA WEINBERG PARTNERS | 71367G110 | *W EXP 12/31/202 | 18,702 | $59,000 | thousands by filing date | |
| GRAB HOLDINGS LIMITED | G0370L116 | W EXP 12/1/202 | 25,733 | $58,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 18,800 | $58,000 | thousands by filing date | put |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 101,238 | $58,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 78,800 | $58,000 | thousands by filing date | call |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 19,353 | $57,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 38,789 | $57,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 11,600 | $57,000 | thousands by filing date | put |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 57,000 | $57,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 13,539 | $57,000 | thousands by filing date | |
| PERIPHAS CAPITAL PARTNERING | 713895118 | *W EXP 12/10/202 | 38,018 | $57,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 15,000 | $56,000 | thousands by filing date | put |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 10,390 | $56,000 | thousands by filing date | |
| REDWIRE CORPORATION | 75776W111 | *W EXP 05/27/202 | 25,630 | $56,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP | 11134Y119 | WTS | 75,000 | $56,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J122 | *W EXP 99/99/999 | 100,000 | $56,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 23,500 | $55,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 74,714 | $55,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 69,009 | $55,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R113 | *W EXP 08/17/202 | 67,815 | $55,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 20,900 | $55,000 | thousands by filing date | put |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 54,395 | $55,000 | thousands by filing date | |
| LFTRW US 23 Oct 25 C11.5 | 52470X117 | *W EXP 10/23/202 | 68,418 | $55,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC IV | 23344K110 | *W EXP 03/04/202 | 29,080 | $55,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 40,949 | $54,000 | thousands by filing date | |
| ENTERA BIO LTD | M40527109 | SHS | 11,563 | $54,000 | thousands by filing date | |
| 180 LIFE SCIENCES CORP | 68236V104 | COM | 10,000 | $54,000 | thousands by filing date | put |
| PRECIGEN INC | 74017N105 | COM | 10,700 | $53,000 | thousands by filing date | put |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 13,100 | $53,000 | thousands by filing date | call |
| MY SIZE INC | 62844N208 | COM NEW | 38,806 | $53,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 20,022 | $53,000 | thousands by filing date | |
| NDACW US 31 Dec 27 C11.5 | 65413D113 | *W EXP 02/26/202 | 62,101 | $53,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M111 | *W EXP 01/12/202 | 66,600 | $53,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 37,731 | $52,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 50,628 | $52,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 25,600 | $52,000 | thousands by filing date | call |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 62,880 | $52,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 11,590 | $52,000 | thousands by filing date | |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 22,901 | $52,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 17,319 | $51,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F119 | *W EXP 09/29/202 | 38,457 | $51,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139125 | *W EXP 10/20/202 | 67,383 | $51,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 16,607 | $51,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X111 | *W EXP 09/15/202 | 57,144 | $51,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690124 | *W EXP 12/02/202 | 33,738 | $51,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 13,000 | $50,000 | thousands by filing date | put |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 12,056 | $50,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 47,700 | $50,000 | thousands by filing date | call |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 24,695 | $50,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 10,354 | $49,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 76,085 | $49,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 13,838 | $49,000 | thousands by filing date | |
| POWERBRIDGE TECHNLOGIES CO LTD ORD SHS | G72007100 | ORD SHS | 43,896 | $49,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 53,964 | $49,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 36,300 | $48,000 | thousands by filing date | call |
| High Templar Tech Limit | 747798106 | COM | 33,200 | $48,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 28,939 | $48,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 79,091 | $48,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 21,447 | $48,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 39,851 | $48,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H117 | *W EXP 11/04/202 | 77,361 | $48,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 66,600 | $48,000 | thousands by filing date | |
| EUROPEAN SUSTAINABLE GROWTH | G3194F117 | *W EXP 01/21/202 | 35,746 | $48,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 14,901 | $47,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T119 | WTS | 39,700 | $47,000 | thousands by filing date | |
| 0 | 39947R112 | 0 | 67,320 | $47,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 10,686 | $46,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 25,453 | $46,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 14,977 | $46,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463119 | *W EXP 12/31/202 | 38,674 | $46,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B115 | *W EXP 01/08/202 | 51,357 | $46,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 60,100 | $45,000 | thousands by filing date | call |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 14,400 | $45,000 | thousands by filing date | call |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 76,045 | $45,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656115 | *W EXP 07/21/202 | 36,885 | $45,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 11,181 | $45,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B114 | WTS | 76,469 | $45,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E114 | *W EXP 09/09/202 | 50,463 | $45,000 | thousands by filing date | |
| MOTION ACQUISITION CORP | 61980M115 | *W EXP 10/02/202 | 33,333 | $45,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 41,500 | $44,000 | thousands by filing date | call |
| UPHEALTH INC | 91532B101 | COM | 13,996 | $44,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 27,822 | $44,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M124 | WARR | 47,780 | $44,000 | thousands by filing date | |
| NULL | 84862C203 | NULL | 22,204 | $44,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 76,132 | $44,000 | thousands by filing date | |
| RA MED SYS INC | 74933X203 | COM | 13,881 | $44,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 14,508 | $44,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 14,461 | $44,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | g1962y110 | WT | 66,666 | $44,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065112 | WTS | 75,700 | $44,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L115 | *W EXP 09/10/202 | 74,339 | $44,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 54,545 | $44,000 | thousands by filing date | |
| COVAW US 31 Dec 27 C11.5 | G2554Y120 | *W EXP 02/05/202 | 76,156 | $44,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP W EXP 02/03/202 DELETED | 049287113 | *W EXP 02/03/202 | 51,883 | $44,000 | thousands by filing date | |
| CCC INTELLIGENT SOLUTIONS HL | 12510Q118 | W EXP 07/30/202 | 19,027 | $44,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 22,600 | $43,000 | thousands by filing date | call |
| GOLDMINING INC | 38149E101 | COM | 36,601 | $43,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 19,890 | $43,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171111 | *W EXP 01/29/202 | 40,610 | $43,000 | thousands by filing date | |
| G Squared Ascend I Inc | G4204R117 | Warrant | 40,561 | $43,000 | thousands by filing date | |
| DPCM CAP INC | 23344P119 | *W EXP 10/14/202 | 69,619 | $43,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 11,100 | $42,000 | thousands by filing date | call |
| EMAGIN CORP | 29076N206 | COM | 18,700 | $42,000 | thousands by filing date | call |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 75,433 | $42,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 20,361 | $42,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C607 | COM | 18,683 | $42,000 | thousands by filing date | call |
| WAITR HLDGS INC | 930752100 | COM | 47,500 | $42,000 | thousands by filing date | call |
| TISHMAN SPEYER INNOVATION CO | 88825H118 | *W EXP 02/11/202 | 50,000 | $42,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553116 | *W EXP 99/99/999 | 62,789 | $42,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 31,400 | $41,000 | thousands by filing date | put |
| ATI PHYSICAL THERAPY INC WT EXP 081027 | 00216W117 | Stock | 62,812 | $41,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P114 | WTS | 75,000 | $41,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 37,482 | $41,000 | thousands by filing date | |
| ECP ENVIRONMENTAL GW OPT COR | 26829T118 | *W EXP 03/01/202 | 50,000 | $41,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 58,300 | $40,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 16,400 | $40,000 | thousands by filing date | put |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 76,058 | $40,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 12,193 | $40,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 12,100 | $40,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 12,471 | $39,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 11,900 | $39,000 | thousands by filing date | put |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 40,300 | $39,000 | thousands by filing date | call |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 15,934 | $39,000 | thousands by filing date | |
| JANUS INTERNATIONAL GROUP IN | 47103N114 | *W EXP 06/07/202 | 11,119 | $39,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 13,078 | $39,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 33,506 | $38,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K113 | *W EXP 06/10/202 | 18,847 | $38,000 | thousands by filing date | |
| ENSYSCE BIOSCIENCES INC | 293602108 | COM | 12,553 | $38,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B112 | *W EXP 11/15/202 | 62,197 | $38,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K873 | CL A | 18,919 | $38,000 | thousands by filing date | |
| AIRSPANNETWORKSHOLDINGSIN | 00951K112 | Warrant | 50,985 | $38,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 11,522 | $38,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615119 | *W EXP 10/29/202 | 44,751 | $38,000 | thousands by filing date | |
| HIPPO HLDGS INC | 433539111 | *W EXP 08/02/202 | 40,106 | $37,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 22,000 | $37,000 | thousands by filing date | |
| GRINDR INC | G88672111 | EQUITY WRT | 53,202 | $37,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 21,200 | $36,000 | thousands by filing date | call |
| GLORY STAR NEW MED GP HLDG L | G39973105 | SHS | 21,689 | $36,000 | thousands by filing date | |
| ALKURI GLOBAL ACQUISITION CO | 66981N111 | *W EXP 02/09/202 | 25,538 | $36,000 | thousands by filing date | |
| DD3 ACQUISITION CORP II | 23318M118 | *W EXP 12/10/202 | 30,483 | $36,000 | thousands by filing date | |
| ENSERVCO CORP | 29358Y201 | COM NEW | 24,341 | $35,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 34,800 | $35,000 | thousands by filing date | call |
| ORAGENICS INC | 684023302 | COM PAR | 55,685 | $35,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 16,800 | $35,000 | thousands by filing date | put |
| PERFICIENT INC | 71375UAD3 | NOTE 1.250% 8/0 | 15,000 | $35,000 | thousands by filing date | |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 11,662 | $35,000 | thousands by filing date | |
| TREPONT ACQUISITION COR-CW26 | G9095M127 | *W EXP 11/24/202 | 54,473 | $35,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 10,000 | $34,000 | thousands by filing date | put |
| CROWN PROPTECH ACQUISITIONS | g25741110 | WT | 66,300 | $34,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 12,365 | $34,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 17,120 | $34,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 32,139 | $34,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A111 | *W EXP 12/31/202 | 26,949 | $34,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 11,604 | $34,000 | thousands by filing date | |
| PETRA ACQUISITION INC | 716421110 | *W EXP 05/25/202 | 55,285 | $34,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 12,228 | $33,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 22,300 | $33,000 | thousands by filing date | put |
| ENERGOUS CORP | 29272C103 | COM | 16,000 | $33,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 16,894 | $33,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 12,075 | $33,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A116 | *W EXP 11/30/202 | 50,000 | $33,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 30,900 | $33,000 | thousands by filing date | put |
| CELSION CORP | 15117N503 | COM PAR NEW | 36,055 | $33,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L112 | *W EXP 99/99/999 | 22,993 | $33,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817112 | *W EXP 12/31/202 | 33,865 | $33,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 10,050 | $32,000 | thousands by filing date | |
| POWERED BRANDS | G7209M116 | WARR | 50,586 | $32,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP WT EXP 113027 | 147151112 | COM | 51,427 | $32,000 | thousands by filing date | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 20,223 | $31,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 22,595 | $31,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 14,200 | $31,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 30,226 | $31,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 17,100 | $31,000 | thousands by filing date | put |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 63,133 | $31,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 15,094 | $31,000 | thousands by filing date | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 16,241 | $31,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 27,235 | $31,000 | thousands by filing date | |
| VOLTA INC | 92873V110 | *W EXP 08/26/202 | 11,920 | $31,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110106 | *W EXP 11/30/202 | 52,230 | $31,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 30,000 | $31,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P116 | *W EXP 12/26/202 | 36,924 | $31,000 | thousands by filing date | |
| SPRINGBIG HOLDIN | G9118J119 | EQUITY WRT | 50,178 | $31,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 23,400 | $30,000 | thousands by filing date | put |
| AQUA METALS INC | 03837J101 | COM | 14,400 | $30,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 18,306 | $30,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 11,045 | $30,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 18,448 | $30,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y180 | COM | 20,161 | $30,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 50,141 | $30,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C110 | WTS | 45,876 | $30,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 15,000 | $30,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T118 | *W EXP 01/01/203 | 26,044 | $30,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP II | G03709121 | COMMON STOCK | 27,553 | $29,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 12,597 | $29,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H116 | *W EXP 12/31/202 | 40,356 | $29,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQU CO | 364681114 | *W EXP 02/04/202 | 41,600 | $29,000 | thousands by filing date | |
| METROMILE INC | 591697115 | *W EXP 02/09/202 | 34,201 | $29,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 14,800 | $28,000 | thousands by filing date | put |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 14,915 | $28,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 43,474 | $28,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 37,500 | $28,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 36,386 | $28,000 | thousands by filing date | |
| PATHFINDER ACQUISITION CORP | G04119122 | *W EXP 02/19/202 | 29,674 | $28,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497117 | *W EXP 12/08/202 | 33,645 | $28,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085114 | *W EXP 08/03/202 | 13,406 | $28,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C119 | *W EXP 01/19/202 | 33,361 | $28,000 | thousands by filing date | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 12,859 | $27,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 10,274 | $27,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 19,000 | $27,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 19,521 | $27,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 20,000 | $27,000 | thousands by filing date | put |
| QUANTUM FINTECH ACQUISTIN CO | 74767A113 | WTS | 100,779 | $27,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R111 | *W EXP 02/04/202 | 27,400 | $27,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 12,421 | $26,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 12,040 | $26,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 20,543 | $26,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 40,874 | $26,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 10,700 | $25,000 | thousands by filing date | call |
| BEST INC | 08653C106 | SPONSORED ADS | 15,000 | $25,000 | thousands by filing date | call |
| GOLD STD VENTURES CORP | 380738104 | COM | 55,560 | $25,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G115 | *W EXP 12/31/202 | 31,240 | $25,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 15,931 | $24,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 50,944 | $24,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 12,400 | $24,000 | thousands by filing date | put |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 34,530 | $24,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 29,133 | $24,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 33,100 | $24,000 | thousands by filing date | put |
| MARQUEE RAINE ACQUISITION CO | G58442123 | *W EXP 12/01/202 | 17,775 | $24,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS IN | 382870111 | *W EXP 03/16/202 | 21,845 | $24,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 20,400 | $23,000 | thousands by filing date | put |
| VARONIS SYS INC | 922280AB8 | BOND | 11,000 | $23,000 | thousands by filing date | |
| L&F ACQUISITION CORP | G53702117 | *W EXP 05/23/202 | 38,371 | $23,000 | thousands by filing date | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 18,331 | $23,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 11,300 | $22,000 | thousands by filing date | put |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 23,217 | $22,000 | thousands by filing date | |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 33,905 | $22,000 | thousands by filing date | |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 14,062 | $22,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 18,300 | $22,000 | thousands by filing date | call |
| Globis Acquisition Corp | 379582117 | *W EXP 11/01/202 | 35,450 | $22,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q114 | *W EXP 01/27/202 | 33,999 | $21,000 | thousands by filing date | |
| METEN HOLDING GROUP LTD | G6055H114 | ORD SHS | 57,558 | $21,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 14,151 | $20,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M114 | WARR | 37,759 | $20,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714129 | WARR | 42,600 | $20,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W110 | *W EXP 11/30/202 | 33,168 | $20,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R128 | *W EXP 01/07/202 | 30,870 | $20,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 19,500 | $20,000 | thousands by filing date | call |
| TURMERIC ACQUISITION CORP | G9127T124 | WTS | 28,617 | $20,000 | thousands by filing date | |
| AEYE INC | 008183113 | *W EXP 09/30/202 | 16,586 | $19,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 20,300 | $19,000 | thousands by filing date | call |
| NUVASIVE INC | 670704AL9 | BOND | 19,000 | $19,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 10,122 | $19,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W122 | *W EXP 10/23/202 | 26,640 | $19,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 21,000 | $19,000 | thousands by filing date | put |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 19,761 | $19,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193AE4 | NOTE 2.750% 5/0 | 10,000 | $18,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P128 | *W EXP 01/14/202 | 21,000 | $18,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 17,790 | $18,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 19,638 | $18,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B111 | W EXP 99/99/999 | 41,586 | $18,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 18,000 | $18,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 21,055 | $18,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 11,600 | $17,000 | thousands by filing date | call |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 17,574 | $17,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 11,074 | $17,000 | thousands by filing date | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 17,341 | $17,000 | thousands by filing date | |
| VENUS ACQUISITION CORPORATIO | G9420F128 | RTS | 34,778 | $17,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 12,752 | $17,000 | thousands by filing date | |
| BROOKLINE CAP ACQUISITION CO | 11374E112 | *W EXP 08/31/202 | 26,442 | $17,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 14,710 | $16,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 11,000 | $16,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X117 | *W EXP 01/12/202 | 17,995 | $16,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K117 | *W EXP 10/14/202 | 25,298 | $16,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 26,813 | $16,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 21,548 | $16,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C116 | WTS | 25,000 | $16,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W110 | *W EXP 10/23/202 | 17,312 | $16,000 | thousands by filing date | |
| IGNYTE ACQUISITION CORP | 45175H114 | *W EXP 01/05/202 | 25,150 | $16,000 | thousands by filing date | |
| SWITCHBACK II CORPORATION | G8633T107 | *W EXP 01/07/202 | 11,390 | $16,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427121 | WARR | 17,340 | $15,000 | thousands by filing date | |
| Northern Star Investment Corp II | 66573W115 | Warrant | 10,349 | $15,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 14,847 | $15,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 14,600 | $15,000 | thousands by filing date | put |
| RIBBIT LEAP LTD | G7552B113 | WTS | 11,387 | $15,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 25,000 | $15,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 31,108 | $14,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 11,000 | $14,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W119 | *W EXP 02/17/202 | 11,518 | $14,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N113 | *W EXP 99/99/999 | 18,025 | $14,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L118 | *W EXP 02/25/202 | 13,700 | $14,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N113 | *W EXP 12/22/202 | 17,227 | $14,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 12,900 | $13,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 18,100 | $13,000 | thousands by filing date | put |
| AVINGER INC | 053734604 | COM | 17,000 | $13,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716115 | *W EXP 10/01/202 | 17,443 | $13,000 | thousands by filing date | |
| KINGSWOOD ACQUISI 27 WTS WARRANTS EXP 05/01/27 | 496861113 | COM | 27,519 | $13,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L128 | *W EXP 01/12/202 | 11,919 | $12,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L113 | *W EXP 01/28/202 | 19,204 | $12,000 | thousands by filing date | |
| SCION TECH GROWTH II | G31070116 | *W EXP 01/28/202 | 17,672 | $12,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 11,089 | $12,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 23,887 | $12,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 12,849 | $11,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 11,200 | $11,000 | thousands by filing date | put |
| HAPPINESS DEVELOPMENT GRP LT | G4289N114 | ORD SHS CL A | 11,488 | $11,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 18,311 | $11,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 11,152 | $11,000 | thousands by filing date | |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 16,600 | $11,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 29,513 | $11,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 10,585 | $10,000 | thousands by filing date | |
| FOXWAYNE ENTERPRIS AQSTN COR | 35166L117 | *W EXP 01/12/202 | 20,604 | $10,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C117 | WTS | 13,983 | $10,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQSN CO | G0404A110 | *W EXP 12/31/202 | 20,318 | $10,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334110 | *W EXP 10/29/202 | 13,340 | $9,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 21,979 | $9,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 11,242 | $9,000 | thousands by filing date | |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 11,298 | $8,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F117 | *W EXP 01/07/202 | 10,796 | $8,000 | thousands by filing date | |
| VTAQW 30SEP25 11.5 C | 92280L119 | COM | 35,058 | $8,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 12,782 | $7,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A110 | *W EXP 06/15/202 | 13,860 | $7,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P111 | *W EXP 01/08/202 | 27,000 | $6,000 | thousands by filing date | |
| RTS/VENTOUX CCM ACQUISITION CORP EXP12/31/2025 | 92280L127 | COM | 31,544 | $6,000 | thousands by filing date | |
| MOLECULAR DATA INC | 60852L106 | SPONSORED ADS | 16,641 | $6,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 10,024 | $5,000 | thousands by filing date | |
| ITIQUIRA ACQUISITION CORP | G49773115 | *W EXP 02/03/202 | 10,000 | $5,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 11,400 | $5,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001595888-21-000027 | this filing | 2021-11-16 | acceptance time not in the bulk data set |