13F-HR filed by JANE STREET GROUP, LLC
JANE STREET GROUP, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-16, with 9,826 holding rows worth $283,100,446,000.
- Accession
- 0001595888-21-000027
- Filer
- CIK 1595888
- Filed
- 2021-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 12,016 entries on the cover page, a total value of $283,100,446,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $283,100,446,000 with VALUE read as thousands by filing date, 13F file number 028-16162. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJane Street Capital, LLC028-13277
- included managerJane Street Options, LLC028-13276
- included managerJane Street Global Trading, LLC028-13275
- included managerJSOIN (BVI), Ltd.028-15040
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENTURY ALUM CO | 156431108 | COM | 12,100 | $163,000 | thousands by filing date | put |
| FULL HSE RESORTS INC | 359678109 | COM | 15,387 | $163,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 31,800 | $163,000 | thousands by filing date | put |
| DASEKE INC | 23753F107 | COM | 17,702 | $163,000 | thousands by filing date | |
| MIROMATRIX MED INC | 60471P108 | COM | 23,483 | $163,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514111 | *W EXP 09/26/202 | 93,018 | $163,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 71,700 | $162,000 | thousands by filing date | call |
| HOPE BANCORP INC | 43940T109 | COM | 11,202 | $162,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 27,655 | $162,000 | thousands by filing date | |
| CONX Corp | 212873111 | Warrant | 140,698 | $162,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 53,700 | $162,000 | thousands by filing date | put |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 178,461 | $162,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | G25741128 | UNIT 99/99/9999 | 16,488 | $162,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 66,400 | $162,000 | thousands by filing date | call |
| NEW PAC METALS CORP | 64782A107 | COM | 48,576 | $161,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 25,100 | $161,000 | thousands by filing date | call |
| NORTHERN GENESIS ACQUISITION | 66516U119 | *W EXP 01/15/202 | 150,871 | $161,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 11,554 | $160,000 | thousands by filing date | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 21,100 | $160,000 | thousands by filing date | put |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 10,350 | $159,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 10,400 | $159,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 119,600 | $159,000 | thousands by filing date | call |
| MOGO INC | 60800C109 | COM | 36,873 | $159,000 | thousands by filing date | |
| BLUERIVER ACQUISITION CORP | G1261Q123 | UNIT 01/04/2026 | 15,988 | $159,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 30,047 | $158,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 12,300 | $158,000 | thousands by filing date | put |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 62,549 | $158,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 16,410 | $157,000 | thousands by filing date | |
| FTC SOLAR INC | 30320C103 | COM | 20,131 | $157,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 13,900 | $156,000 | thousands by filing date | put |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 36,718 | $156,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 73,100 | $156,000 | thousands by filing date | put |
| ACUITYADS HLDGS INC | 00510L106 | COM | 23,373 | $156,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 89904V101 | COM | 55,800 | $156,000 | thousands by filing date | call |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 15,834 | $155,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 19,100 | $155,000 | thousands by filing date | put |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 26,578 | $155,000 | thousands by filing date | |
| PALLADYNE AI CORP | 80359A114 | *W EXP 09/24/202 | 198,517 | $155,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 27,287 | $155,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 18,700 | $155,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 10,700 | $155,000 | thousands by filing date | put |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 34,000 | $155,000 | thousands by filing date | call |
| HYZON MOTORS INC | 44951Y110 | *W EXP 10/02/202 | 105,589 | $155,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P205 | UNIT 99/99/9999 | 15,248 | $155,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 12,400 | $154,000 | thousands by filing date | put |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 16,931 | $154,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 12,700 | $154,000 | thousands by filing date | put |
| LIVE OAK MOBILITY ACQUISI CO | 538126103 | COM CL A | 15,897 | $154,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L202 | UNIT 02/04/2026 | 15,271 | $154,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 103,800 | $153,000 | thousands by filing date | put |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 25,108 | $153,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 18,800 | $152,000 | thousands by filing date | put |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 16,120 | $152,000 | thousands by filing date | |
| FARADAY FUTURE INTLGT ELEC I | 307359117 | *W EXP 07/21/202 | 89,998 | $152,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 18,578 | $152,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 10,000 | $152,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044114 | *W EXP 10/19/202 | 169,188 | $152,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B205 | UNIT 99/99/9999 | 15,362 | $152,000 | thousands by filing date | |
| Humacyte Inc W Exp 08/27/202 | 44486Q111 | SPAC Combination | 52,282 | $151,000 | thousands by filing date | |
| INNATE PHARMA S A | 45781K204 | SPONSORED ADS | 24,430 | $151,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 100,000 | $151,000 | thousands by filing date | |
| VELO3D INC | 92259N112 | *W EXP 09/29/202 | 98,080 | $151,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 26,400 | $150,000 | thousands by filing date | put |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 20,300 | $150,000 | thousands by filing date | put |
| PONTEM CORPORATION | G71707114 | UNIT 99/99/9999 | 15,074 | $150,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 24,800 | $149,000 | thousands by filing date | call |
| IG ACQUISITION CORP | 449534114 | *W EXP 10/05/202 | 181,607 | $149,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISI CORP | 34964K116 | *W EXP 03/18/202 | 183,875 | $149,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 17,609 | $148,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 11,323 | $148,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 100,000 | $148,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 142,300 | $148,000 | thousands by filing date | put |
| ZIX CORP | 98974P100 | COM | 20,988 | $148,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 15,919 | $148,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 19,113 | $147,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 16,000 | $147,000 | thousands by filing date | call |
| SUNOPTA INC | 8676EP108 | COM | 16,500 | $147,000 | thousands by filing date | put |
| MULTIPLAN CORPORATION | 62548M100 | COM | 26,027 | $147,000 | thousands by filing date | |
| BARK INC | 68622E112 | *W EXP 05/01/202 | 86,674 | $147,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D109 | UNIT 99/99/9999 | 13,365 | $147,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 15,095 | $146,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 183,800 | $146,000 | thousands by filing date | call |
| PROPETRO HLDG CORP | 74347M108 | COM | 16,844 | $145,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 11,117 | $145,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 46,975 | $145,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 15,310 | $144,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 14,802 | $144,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 88,480 | $144,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049113 | *W EXP 08/19/202 | 84,600 | $144,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 48,600 | $143,000 | thousands by filing date | call |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 20,935 | $143,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 36,465 | $143,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 14,273 | $142,000 | thousands by filing date | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 100,000 | $142,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 12,300 | $142,000 | thousands by filing date | call |
| BEL FUSE INC | 077347300 | CL B | 11,395 | $141,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 25,453 | $141,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 22,800 | $141,000 | thousands by filing date | call |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 36,900 | $141,000 | thousands by filing date | call |
| JOANN INC | 47768J101 | COM | 12,700 | $141,000 | thousands by filing date | put |
| DOLPHIN ENTMT INC | 25686H209 | COM NEW | 11,600 | $141,000 | thousands by filing date | call |
| SPINNAKER ETF SERIES | 84858T509 | TRAJAN WEALTH | 13,805 | $141,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 87,737 | $140,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 15,700 | $140,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 104,700 | $139,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 17,551 | $139,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | G1962Y128 | UNIT 99/99/9999 | 14,192 | $139,000 | thousands by filing date | |
| SHARECARE INC | 81948W112 | *W EXP 07/01/202 | 69,897 | $139,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716123 | UNIT 99/99/9999 | 13,894 | $139,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 22,200 | $138,000 | thousands by filing date | call |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 12,001 | $138,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 25,980 | $138,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 16,600 | $138,000 | thousands by filing date | put |
| ENGLOBAL CORP | 293306106 | COM | 51,800 | $138,000 | thousands by filing date | put |
| CF ACQUISITION CORP V | 12520R205 | UNIT 01/25/2026 | 13,557 | $138,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 11,227 | $137,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 150,000 | $137,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 16,842 | $136,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 20,600 | $136,000 | thousands by filing date | put |
| SURO CAP CORP | 86887Q109 | COM NEW | 10,551 | $136,000 | thousands by filing date | put |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 33,100 | $136,000 | thousands by filing date | call |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 32,900 | $136,000 | thousands by filing date | put |
| PIVOTAL INVESTMENT CORP III | 72582M106 | COM CL A | 14,008 | $136,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H118 | WTS | 101,017 | $136,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 21,600 | $135,000 | thousands by filing date | put |
| USHG ACQUISITION CORP | 91748P100 | COMMON STOCK | 13,891 | $135,000 | thousands by filing date | |
| NEWBURY STREET ACQUISITN COR | 65101L104 | COM | 13,922 | $135,000 | thousands by filing date | |
| MONEYLION INC | 60938K106 | COM | 19,894 | $135,000 | thousands by filing date | |
| TH INTERNATIONAL LIMITED WT EXP 092827 | G81355128 | Stock | 204,914 | $135,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 16,371 | $135,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 25,324 | $134,000 | thousands by filing date | |
| BIOMX INC | 09090D103 | COM | 43,894 | $134,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 55,600 | $134,000 | thousands by filing date | call |
| PROSHARES TR | 74347G747 | ULTPRO SHT 2017 | 13,843 | $134,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 25,500 | $133,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 100,000 | $133,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 26,500 | $133,000 | thousands by filing date | call |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 13,334 | $133,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 22,600 | $132,000 | thousands by filing date | call |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 32,400 | $132,000 | thousands by filing date | call |
| Viewra, Inc | 92672L107 | COM | 18,300 | $132,000 | thousands by filing date | put |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 17,843 | $132,000 | thousands by filing date | |
| GAMESQUARE HOLDINGS, INC. | 29287R103 | Common Stocks | 32,630 | $132,000 | thousands by filing date | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 100,000 | $131,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 24,700 | $131,000 | thousands by filing date | put |
| ROCKLEY PHOTONICS HLDGS LTD | G7614L109 | COM | 17,442 | $131,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE INC | 96328L114 | *W EXP 07/13/202 | 103,540 | $131,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 22,400 | $130,000 | thousands by filing date | put |
| MOMENTUS INC | 60879E101 | COM | 12,254 | $130,000 | thousands by filing date | |
| IM CANNABIS CORP | 44969Q208 | COM NEW | 36,461 | $129,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L117 | *W EXP 09/01/202 | 73,686 | $129,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP VI | 31811H205 | UNT | 12,888 | $129,000 | thousands by filing date | |
| STARRY GROUP HOLDINGS INC WT EXP 032927 | 33765Y119 | Common Stock | 102,354 | $129,000 | thousands by filing date | |
| REDWIRE CORPORATION | 75776W103 | COM | 13,300 | $128,000 | thousands by filing date | call |
| MOGO INC | 60800C109 | COM | 29,800 | $128,000 | thousands by filing date | put |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 16,536 | $128,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 200,143 | $128,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 25,054 | $127,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 55,100 | $127,000 | thousands by filing date | put |
| CANO HEALTH INC | 13781Y103 | COM | 10,024 | $127,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 24,800 | $127,000 | thousands by filing date | call |
| KADMON HLDGS INC | 48283N106 | COM | 14,617 | $127,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 125,000 | $127,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 16,336 | $126,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 33,600 | $126,000 | thousands by filing date | put |
| CONDUENT INC | 206787103 | COM | 19,100 | $126,000 | thousands by filing date | call |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 19,623 | $126,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 14,400 | $126,000 | thousands by filing date | put |
| XOS INC | 98423B116 | *W EXP 08/20/202 | 118,670 | $126,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 13,327 | $126,000 | thousands by filing date | |
| CELULARITY INC | 151190105 | COM | 17,800 | $126,000 | thousands by filing date | call |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 118,760 | $126,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 47,700 | $126,000 | thousands by filing date | call |
| HEALTH ASSURN ACQUISITION CO | 42226W117 | *W EXP 11/12/202 | 127,630 | $126,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 14,072 | $125,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 138,230 | $125,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 17,207 | $124,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 18,745 | $124,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 33,790 | $123,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 13,438 | $123,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 51,035 | $123,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A116 | WARR | 177,674 | $123,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 27,299 | $123,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 14,100 | $123,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y362 | PSYCHEDELICS ETF | 13,508 | $123,000 | thousands by filing date | |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 100,000 | $123,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 23,600 | $122,000 | thousands by filing date | call |
| SPLUNK INC | 848637AD6 | BOND | 100,000 | $122,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 18,026 | $122,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J114 | *W EXP 07/09/202 | 111,745 | $122,000 | thousands by filing date | |
| AULT GLOBAL HOLDINGS INC | 05150X104 | COM | 50,400 | $122,000 | thousands by filing date | put |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 26,642 | $121,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 11,160 | $121,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 13,500 | $121,000 | thousands by filing date | put |
| Goal Acquisitions Corp | 38021H115 | Warrant | 207,229 | $121,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 40,100 | $121,000 | thousands by filing date | put |
| KOSMOS ENERGY LTD | 500688106 | COM | 40,400 | $120,000 | thousands by filing date | put |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 13,806 | $120,000 | thousands by filing date | |
| ROSS ACQUISITION CORP II | G7641C106 | SHS CL A | 12,374 | $120,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 24,236 | $119,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 24,392 | $119,000 | thousands by filing date | |
| ORPHAZYME A S F UNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 687305102 | ADS | 28,400 | $119,000 | thousands by filing date | put |
| IMMUNITYBIO INC | 45256X103 | COM | 12,058 | $118,000 | thousands by filing date | |
| REDWIRE CORPORATION | 75776W103 | COM | 12,300 | $118,000 | thousands by filing date | put |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 14,089 | $118,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 100,000 | $118,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 38,400 | $118,000 | thousands by filing date | put |
| PERDOCEO ED CORP | 71363P106 | COM | 11,100 | $117,000 | thousands by filing date | call |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 10,254 | $117,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 14,391 | $116,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 100,000 | $116,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 46,497 | $116,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 17,303 | $116,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R127 | UNIT 01/31/2028 | 11,669 | $116,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 109,500 | $116,000 | thousands by filing date | call |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 166,555 | $116,000 | thousands by filing date | |
| Tuya Inc | 90114C107 | COM | 12,654 | $115,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 21,300 | $115,000 | thousands by filing date | put |
| CBDMD INC | 12482W101 | COM | 55,345 | $115,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C607 | COM | 50,598 | $115,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 12,870 | $114,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 11,399 | $114,000 | thousands by filing date | |
| CAZOO GROUP LTD | G2007L105 | COM | 14,700 | $114,000 | thousands by filing date | put |
| ACON S2 ACQUISITION CORP | G00748114 | *W EXP 09/15/202 | 92,312 | $114,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 38,600 | $114,000 | thousands by filing date | call |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 43,804 | $114,000 | thousands by filing date | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 100,000 | $113,000 | thousands by filing date | |
| OWLET INC | 69120X107 | COM | 20,200 | $113,000 | thousands by filing date | call |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 10,773 | $113,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 45,000 | $113,000 | thousands by filing date | put |
| ADIT EDTECH ACQUISITION CORP | 007024201 | UNIT 99/99/9999 | 11,331 | $113,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 150,299 | $113,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A205 | UNIT 01/12/2026 | 11,282 | $113,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 22,383 | $112,000 | thousands by filing date | |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 12,100 | $112,000 | thousands by filing date | put |
| WAITR HLDGS INC | 930752100 | COM | 126,655 | $112,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 32,600 | $111,000 | thousands by filing date | call |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 13,635 | $111,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 24,600 | $111,000 | thousands by filing date | call |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 16,587 | $111,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 31,211 | $111,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 10,000 | $111,000 | thousands by filing date | put |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 18,474 | $110,000 | thousands by filing date | |
| Evolv Technologies Hldngs In W Exp 07/16/202 | 30049H110 | SPAC Combination | 76,624 | $110,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 14,300 | $110,000 | thousands by filing date | call |
| YELLOW CORP | 985510106 | COM | 19,400 | $110,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 21,200 | $110,000 | thousands by filing date | put |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 47,900 | $110,000 | thousands by filing date | call |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 10,873 | $109,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 11,061 | $109,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 17,700 | $109,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 17,700 | $109,000 | thousands by filing date | put |
| ATHERSYS INC | 04744L106 | COM | 82,010 | $109,000 | thousands by filing date | |
| DIREXION DAILY REAL ESTATE BEAR 3X SHARES | 25460E141 | ETF | 21,400 | $109,000 | thousands by filing date | call |
| TEEKAY CORPORATION | Y8564W103 | COM | 29,565 | $108,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 149,695 | $108,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 51,900 | $108,000 | thousands by filing date | call |
| CARNEY TECHNOLOGY ACQU CORP | 143636116 | *W EXP 11/30/202 | 166,739 | $108,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X110 | SHS CL A | 11,137 | $108,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 13,133 | $107,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 14,446 | $107,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 37,300 | $107,000 | thousands by filing date | put |
| PONTEM CORPORATION | G71707122 | WARR | 149,235 | $107,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 32,177 | $107,000 | thousands by filing date | |
| Gdev Inc W Exp 99/99/999 | G6529J118 | SPAC Combination | 126,531 | $106,000 | thousands by filing date | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 74,000 | $106,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 44,000 | $106,000 | thousands by filing date | put |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 85,431 | $106,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 10,634 | $106,000 | thousands by filing date | |
| MOVING IMAGE TECHNOLOGIES IN | 62464R109 | COMMON STOCK | 37,333 | $105,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 16,300 | $104,000 | thousands by filing date | call |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 28,010 | $104,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228c200 | COM | 10,245 | $104,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 11,999 | $103,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 129,690 | $103,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 20,356 | $103,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 16,300 | $103,000 | thousands by filing date | put |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 16,922 | $103,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G116 | *W EXP 99/99/999 | 133,554 | $103,000 | thousands by filing date | |
| AURORA ACQUISITION CORP | G0698L129 | *W EXP 03/02/202 | 65,193 | $103,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 54,200 | $103,000 | thousands by filing date | put |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 65,636 | $103,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 30,076 | $102,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 120,558 | $102,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 25,200 | $102,000 | thousands by filing date | call |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 10,275 | $102,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 16,100 | $101,000 | thousands by filing date | call |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 12,400 | $101,000 | thousands by filing date | call |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 32,498 | $101,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 100,000 | $101,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 100,000 | $101,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 26,105 | $101,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 21,420 | $101,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 10,000 | $100,000 | thousands by filing date | call |
| LANTRONIX INC | 516548203 | COMMON STOCK | 17,160 | $100,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 16,781 | $100,000 | thousands by filing date | |
| NORTHERN GENESIS ACQU CORP I | 66516W115 | *W EXP 12/31/202 | 112,508 | $100,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 20,500 | $100,000 | thousands by filing date | put |
| MARKETWISE INC | 57064P115 | *W EXP 07/19/202 | 88,706 | $100,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 10,600 | $99,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 15,691 | $99,000 | thousands by filing date | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 75,000 | $99,000 | thousands by filing date | |
| MICROSECTORS GOLD MINERS 3X LEVERAGED ETN | 063679658 | ETF | 10,887 | $99,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G658 | DLY S&P OIL GAS | 16,500 | $99,000 | thousands by filing date | call |
| ELECTRIC LAST MILE SOLUTNS I | 28489L112 | *W EXP 08/24/202 | 59,795 | $99,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 10,945 | $98,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 41,200 | $98,000 | thousands by filing date | put |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 17,000 | $98,000 | thousands by filing date | call |
| NANOVIRICIDES INC | 630087302 | COM | 21,212 | $98,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 10,000 | $98,000 | thousands by filing date | put |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 64,600 | $98,000 | thousands by filing date | put |
| ASTREA ACQUISITION CORP | 04637C114 | WTS | 126,360 | $98,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 34,600 | $98,000 | thousands by filing date | put |
| COMPUTE HEALTH ACQUISITIN CO | 204833115 | *W EXP 01/25/202 | 100,225 | $97,000 | thousands by filing date | |
| OWLET INC | 69120X115 | *W EXP 09/14/202 | 103,024 | $97,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R114 | *W EXP 01/25/202 | 100,453 | $97,000 | thousands by filing date | |
| BOWLERO CORP | G4962C104 | EQUITY WRT | 70,184 | $97,000 | thousands by filing date | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 11,300 | $96,000 | thousands by filing date | put |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 16,397 | $96,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 11,898 | $96,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 11,482 | $96,000 | thousands by filing date | |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 60,000 | $96,000 | thousands by filing date | |
| Hive Blockchain Technologies L | 43366H100 | COM | 35,968 | $96,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 167,619 | $96,000 | thousands by filing date | |
| LILIUM N V | N52586117 | *W EXP 09/14/202 | 42,442 | $96,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 74,682 | $96,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 13,922 | $95,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 14,885 | $95,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 11,193 | $95,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 62,328 | $95,000 | thousands by filing date | |
| BITVENTURES LTD | 44951X104 | SPON ADS | 15,539 | $95,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 20,266 | $94,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 30,000 | $94,000 | thousands by filing date | call |
| OWLET INC | 69120X107 | COM | 16,811 | $94,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 30,200 | $93,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 19,100 | $93,000 | thousands by filing date | call |
| AYRO INC | 054748108 | COM | 27,300 | $93,000 | thousands by filing date | put |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 15,300 | $93,000 | thousands by filing date | call |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 15,000 | $92,000 | thousands by filing date | call |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 11,432 | $92,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 41,946 | $92,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X123 | *W EXP 10/01/202 | 150,037 | $92,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 242794113 | *W EXP 01/19/202 | 75,042 | $92,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 11,190 | $91,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 60,491 | $91,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 13,959 | $91,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 15,888 | $91,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R114 | *W EXP 02/04/202 | 83,030 | $91,000 | thousands by filing date | |
| CYXTERA TECHNOLOGIES INC | 23284C110 | *W EXP 09/10/202 | 44,304 | $91,000 | thousands by filing date | |
| ROVER GROUP INC | 77936F111 | *W EXP 10/01/202 | 21,168 | $90,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 11,170 | $89,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 22,031 | $89,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 59,016 | $89,000 | thousands by filing date | |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 11,733 | $89,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 14,500 | $88,000 | thousands by filing date | put |
| EVOGENE LTD | M4119S104 | SHS | 33,478 | $88,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C118 | WTS | 136,020 | $88,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 28,757 | $87,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 30,900 | $87,000 | thousands by filing date | call |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 20,122 | $86,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 11,955 | $86,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 22,500 | $86,000 | thousands by filing date | put |
| TEAM INC | 878155100 | COM | 28,432 | $86,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 13,800 | $86,000 | thousands by filing date | call |
| BRF SA | 10552T107 | SPONSORED ADR | 17,009 | $85,000 | thousands by filing date | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 10,100 | $85,000 | thousands by filing date | call |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 37,067 | $85,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P118 | Warrant | 100,197 | $84,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 115,829 | $84,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 21,600 | $83,000 | thousands by filing date | call |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 20,077 | $83,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 16,582 | $83,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 117,107 | $83,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C120 | *W EXP 99/99/999 | 83,200 | $83,000 | thousands by filing date | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 13,404 | $82,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 13,327 | $82,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 10,714 | $82,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED | G3934V117 | *W EXP 04/30/202 | 11,549 | $82,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP | 756229118 | *W EXP 10/05/202 | 127,539 | $82,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 11,800 | $81,000 | thousands by filing date | call |
| ITHAX ACQUISITION CORP | G49775128 | WTS | 125,000 | $81,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T115 | *W EXP 01/20/202 | 64,631 | $81,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 13,039 | $80,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 12,959 | $80,000 | thousands by filing date | |
| BENSON HILL INC | 082490111 | WT | 56,868 | $80,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 13,650 | $80,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 34,025 | $80,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G872 | DAILY TECHNOLOGY | 16,832 | $80,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 92,982 | $80,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 11,266 | $79,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 16,400 | $79,000 | thousands by filing date | call |
| AYRO INC | 054748108 | COM | 22,900 | $78,000 | thousands by filing date | call |
| INNOVATE CORP | 45784J105 | COM | 19,073 | $78,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 64,400 | $78,000 | thousands by filing date | call |
| NATURAL ORDER ACQUISITION CO | 63889L115 | *W EXP 09/15/202 | 153,412 | $78,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 34,742 | $78,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 10,381 | $77,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 13,642 | $77,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 12,271 | $77,000 | thousands by filing date | |
| INVESTINDUSTRIAL ACQUISITION | G4771L113 | *W EXP 10/30/202 | 59,597 | $77,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 23,900 | $76,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 41,400 | $75,000 | thousands by filing date | call |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 100,010 | $75,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898123 | *W EXP 99/99/999 | 109,297 | $75,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 100,000 | $75,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 25,800 | $74,000 | thousands by filing date | call |
| EQONEX LIMITED | Y2074E109 | SHS | 22,635 | $74,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L113 | *W EXP 99/99/999 | 70,281 | $74,000 | thousands by filing date | |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P106 | WTS | 50,917 | $74,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 15,100 | $73,000 | thousands by filing date | call |
| DYADIC INTL INC DEL | 26745T101 | COM | 13,200 | $73,000 | thousands by filing date | call |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 11,900 | $73,000 | thousands by filing date | put |
| TZP STRATEGIES ACQUISTN CORP | G91595119 | WARR | 116,600 | $73,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 10,118 | $72,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 14,159 | $72,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A112 | *W EXP 07/28/202 | 50,985 | $72,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 18,285 | $71,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265126 | COM NEW | 24,200 | $71,000 | thousands by filing date | call |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 17,444 | $71,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 30,000 | $71,000 | thousands by filing date | |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085116 | WARR | 101,100 | $71,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 12,345 | $71,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074129 | *W EXP 10/01/203 | 100,806 | $71,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 15,991 | $70,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 15,400 | $70,000 | thousands by filing date | put |
| NEURONETICS INC | 64131A105 | COM | 10,714 | $70,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 17,200 | $70,000 | thousands by filing date | put |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 12,100 | $70,000 | thousands by filing date | put |
| YELLOW CORP | 985510106 | COM | 12,400 | $70,000 | thousands by filing date | put |
| IBIO INC | 451033203 | COM NEW | 65,719 | $70,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 17,583 | $69,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y111 | *W EXP 11/30/202 | 101,162 | $69,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 21,626 | $69,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 13,800 | $69,000 | thousands by filing date | put |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 23,754 | $69,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873115 | *W EXP 01/31/202 | 40,514 | $69,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q115 | *W EXP 12/31/202 | 33,000 | $69,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228C119 | *W EXP 12/31/202 | 100,231 | $69,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 10,100 | $68,000 | thousands by filing date | put |
| INNOVAGE HLDG CORP | 45784A104 | COM | 10,344 | $68,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 11,973 | $68,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 13,200 | $68,000 | thousands by filing date | call |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 100,000 | $68,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 16,700 | $68,000 | thousands by filing date | put |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 100,367 | $68,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H114 | *W EXP 10/26/202 | 76,869 | $68,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 21,784 | $67,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 22,800 | $67,000 | thousands by filing date | put |
| AUDDIA INC | 05072K107 | COM | 27,877 | $67,000 | thousands by filing date | |
| VIQ SOLUTIONS INC | 91825V400 | COM NEW | 22,819 | $67,000 | thousands by filing date | |
| Gores Technology Partners II Inc | 38287L115 | Warrant | 55,420 | $67,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V125 | *W EXP 99/99/999 | 102,927 | $67,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 24,465 | $66,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 13,620 | $66,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 15,500 | $66,000 | thousands by filing date | put |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 70,710 | $66,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E117 | WTS | 77,824 | $66,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 89904V101 | COM | 23,600 | $66,000 | thousands by filing date | put |
| LIVE OAK ACQUISITION CORP II | 53804W114 | *W EXP 12/07/202 | 34,676 | $66,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 17,100 | $65,000 | thousands by filing date | put |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 15,300 | $65,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 27,500 | $65,000 | thousands by filing date | call |
| OWLET INC | 69120X107 | COM | 11,700 | $65,000 | thousands by filing date | put |
| SCION TECH GROWTH I | G31067112 | *W EXP 11/01/202 | 83,865 | $65,000 | thousands by filing date | |
| WTS/PMV CONSUMER ACQUISITION C EXP08/31/2027 | 693486110 | WARR | 102,800 | $64,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 14,100 | $64,000 | thousands by filing date | put |
| CHIMERIX INC COM | 16934W106 | Stock | 10,292 | $64,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 16,861 | $64,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 10,993 | $64,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 27,075 | $64,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 19,300 | $64,000 | thousands by filing date | call |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 25,500 | $64,000 | thousands by filing date | call |
| COMSTOCK INC | 205750300 | COM NEW | 23,800 | $64,000 | thousands by filing date | call |
| RESONANT INC | 76118L102 | COM | 26,100 | $63,000 | thousands by filing date | call |
| KENSINGTON CAPITAL ACQUISITI | 49006L112 | *W EXP 02/23/202 | 55,476 | $63,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 50,000 | $62,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 12,100 | $62,000 | thousands by filing date | put |
| GO ACQUISITION CORP | 362019119 | *W EXP 08/31/202 | 84,842 | $62,000 | thousands by filing date | |
| Alight Inc | 01626W119 | Warrant / Rights | 20,454 | $62,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 17,465 | $61,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 23,300 | $61,000 | thousands by filing date | put |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 10,023 | $61,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 20,093 | $61,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 105,661 | $61,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 60,758 | $61,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 54,000 | $61,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 11,300 | $60,000 | thousands by filing date | put |
| CANO HEALTH INC | 13781Y111 | WARR | 14,480 | $60,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 10,200 | $60,000 | thousands by filing date | put |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 27,600 | $60,000 | thousands by filing date | put |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 14,999 | $60,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO | 98566K113 | *W EXP 10/21/202 | 63,387 | $60,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 12,948 | $59,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 14,269 | $59,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 38,000 | $59,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 68,306 | $59,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 64,492 | $59,000 | thousands by filing date | |
| OLB Group Inc | 67086U307 | COM | 14,700 | $59,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A120 | WTS | 88,500 | $59,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A118 | *W EXP 11/30/202 | 51,177 | $59,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001595888-21-000027 | this filing | 2021-11-16 | acceptance time not in the bulk data set |