13F-HR filed by Penserra Capital Management LLC
Penserra Capital Management LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-07, with 522 holding rows worth $237,636,000.
- Accession
- 0001593324-17-000003
- Filer
- CIK 1593324
- Filed
- 2017-08-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 583 entries on the cover page, a total value of $237,636,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $237,611,000 with VALUE read as thousands by filing date, 13F file number 028-17117. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerEXCHANGE TRADED CONCEPTS, LLC
- included managerInnovator Management LLC
- included managerETF Series Solutions
- included managerAmplify ETF Trust
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 154 | $3,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 277 | $3,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 167 | $3,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 162 | $3,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 738 | $3,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 433 | $3,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 194 | $2,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 245 | $2,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 181 | $2,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 140 | $2,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 166 | $2,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 168 | $2,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 162 | $2,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 435 | $2,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 178 | $1,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 104 | $1,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 113 | $1,000 | thousands by filing date | |
| MICROSOFT CORP | 594918904 | CALL | 42 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INTEL CORP | 458140900 | CALL | 76 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TEXAS INSTRS INC | 882508904 | CALL | 34 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WALMART INC | 931142903 | CALL | 37 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MERCK & CO INC | 58933Y905 | CALL | 36 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001593324-17-000003 | this filing | 2017-08-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001593324-17-000004 | superseded | 2017-08-21 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001593324-17-000005 | base | 2017-08-21 | acceptance time not in the bulk data set |