13F-HR/A filed by Penserra Capital Management LLC
Penserra Capital Management LLC filed this 13F-HR/A for the quarter ended 2017-06-30, filed 2017-08-21, with 522 holding rows worth $242,420,000.
- Accession
- 0001593324-17-000004
- Filer
- CIK 1593324
- Filed
- 2017-08-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, amendment of type restatement, 583 entries on the cover page, a total value of $242,420,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $242,420,000 with VALUE read as thousands by filing date, 13F file number 028-17117. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerEXCHANGE TRADED CONCEPTS, LLC
- included managerInnovator Management LLC
- included managerETF Series Solutions
- included managerAmplify ETF Trust
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 53,205 | $9,516,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 258,874 | $6,792,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 49,903 | $5,982,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 26,652 | $5,106,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 102,128 | $4,504,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 209,023 | $4,278,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 34,371 | $3,978,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 14,740 | $3,910,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 59,680 | $3,826,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 30,791 | $3,819,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 61,504 | $3,786,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 1,127 | $3,632,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 60,658 | $3,538,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 19,966 | $3,498,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 77,168 | $3,133,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 109,882 | $3,105,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 12,014 | $3,006,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 12,623 | $2,982,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 37,659 | $2,895,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 65,113 | $2,800,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 31,963 | $2,742,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 61,023 | $2,672,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 72,010 | $2,626,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 75,418 | $2,612,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 173,488 | $2,602,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 4,964 | $2,546,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 33,613 | $2,522,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 39,047 | $2,456,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 13,202 | $2,380,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 26,554 | $2,344,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 4,324 | $2,244,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 86,774 | $2,129,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 18,977 | $1,959,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 60,205 | $1,913,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 252,728 | $1,912,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,937 | $1,875,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 91,387 | $1,827,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 155,766 | $1,764,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 106,888 | $1,742,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 176,941 | $1,725,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 34,997 | $1,662,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 51,174 | $1,632,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 29,591 | $1,614,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 74,934 | $1,554,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 25,333 | $1,553,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 40,397 | $1,543,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 12,535 | $1,533,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 33,774 | $1,521,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 21,968 | $1,502,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 9,977 | $1,494,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 25,692 | $1,465,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 17,039 | $1,446,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 35,151 | $1,380,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,459 | $1,364,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 13,086 | $1,356,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 10,353 | $1,334,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 66,927 | $1,312,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 398,876 | $1,306,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 52,919 | $1,306,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 13,000 | $1,304,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 5,791 | $1,302,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 30,037 | $1,300,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 25,865 | $1,259,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 41,746 | $1,254,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 2,911 | $1,249,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 14,084 | $1,247,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 11,423 | $1,247,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 7,717 | $1,245,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 10,237 | $1,245,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 326,174 | $1,210,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 16,077 | $1,179,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 15,581 | $1,172,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 79,802 | $1,168,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 49,335 | $1,167,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 40,331 | $1,159,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 76,086 | $1,133,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 31,672 | $1,130,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 22,798 | $1,019,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 10,167 | $961,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,704 | $928,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 10,488 | $911,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 24,179 | $898,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 11,484 | $898,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 12,571 | $878,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,505 | $872,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 8,590 | $863,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 12,977 | $863,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 8,224 | $859,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 12,169 | $857,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 15,111 | $842,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 7,072 | $771,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 18,836 | $730,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 18,959 | $632,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,274 | $544,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 10,904 | $540,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 13,361 | $514,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 5,200 | $508,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 15,303 | $504,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,700 | $500,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,330 | $485,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,285 | $466,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,960 | $465,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,645 | $461,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,870 | $458,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 10,856 | $456,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,930 | $449,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 5,932 | $444,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,596 | $442,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,165 | $434,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 169,722 | $434,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 5,377 | $429,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 10,552 | $428,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 4,115 | $426,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 867 | $425,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 4,059 | $424,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 18,522 | $410,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 5,200 | $392,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 78,235 | $392,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 9,492 | $334,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,080 | $332,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 5,200 | $326,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,288 | $323,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 6,020 | $323,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,716 | $314,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 91,960 | $312,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 6,893 | $310,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 25,693 | $309,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,872 | $303,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,243 | $292,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,375 | $284,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 3,900 | $284,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,730 | $282,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,964 | $281,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,566 | $278,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 4,400 | $277,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 468 | $275,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,150 | $274,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,525 | $271,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,976 | $271,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 5,387 | $270,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,524 | $269,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 3,165 | $266,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 2,340 | $264,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,430 | $262,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,400 | $261,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 6,136 | $259,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 4,680 | $259,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,390 | $258,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,552 | $257,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,340 | $257,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 4,400 | $256,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 9,033 | $254,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,940 | $247,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2,704 | $247,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 5,200 | $244,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 13,096 | $243,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,716 | $238,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 6,916 | $238,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,768 | $235,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 2,340 | $235,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 3,016 | $234,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,768 | $234,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 3,952 | $234,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,444 | $234,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 4,525 | $231,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 2,860 | $230,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 3,016 | $227,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 3,536 | $227,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 8,164 | $227,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 3,536 | $227,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 3,068 | $226,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,300 | $226,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 3,640 | $226,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,612 | $226,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 4,316 | $226,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,768 | $224,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,560 | $223,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 4,160 | $223,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 3,804 | $222,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,768 | $222,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 6,370 | $222,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 10,151 | $222,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 832 | $219,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,352 | $219,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,808 | $219,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 2,288 | $219,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,424 | $218,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2,392 | $218,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,664 | $216,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 5,550 | $214,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 3,033 | $213,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 12,270 | $213,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,184 | $212,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 884 | $211,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,380 | $210,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 6,019 | $206,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 12,766 | $206,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 5,291 | $206,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 4,840 | $206,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 25,419 | $206,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 8,948 | $206,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 25,917 | $206,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 2,858 | $206,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 3,345 | $206,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,600 | $202,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 3,120 | $202,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 4,326 | $202,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 11,557 | $202,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 3,617 | $200,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 2,813 | $200,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 2,964 | $198,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,340 | $197,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,548 | $197,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 9,809 | $197,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,664 | $196,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 2,496 | $196,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 3,831 | $196,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 4,854 | $194,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 4,255 | $192,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 4,583 | $192,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 1,716 | $191,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 1,664 | $190,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,704 | $189,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,564 | $189,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,288 | $188,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 39,354 | $188,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 5,200 | $188,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 4,316 | $187,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 8,817 | $187,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,820 | $187,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 1,872 | $187,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,456 | $186,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 3,848 | $186,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,600 | $184,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 6,136 | $183,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 2,779 | $183,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,478 | $182,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 832 | $181,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,276 | $181,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 2,080 | $181,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,040 | $179,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 2,236 | $179,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 1,456 | $173,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,092 | $172,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,456 | $172,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 3,016 | $171,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 6,479 | $171,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 5,200 | $169,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,432 | $166,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 676 | $164,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 5,733 | $164,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 2,444 | $162,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,912 | $160,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 780 | $158,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,808 | $156,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 884 | $153,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,248 | $151,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 6,760 | $148,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 3,016 | $148,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 3,796 | $146,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 6,453 | $144,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,579 | $139,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 2,268 | $138,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 1,560 | $134,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 6,117 | $131,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 5,560 | $129,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 7,631 | $118,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 3,328 | $116,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 3,914 | $116,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 1,601 | $115,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 2,471 | $115,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 1,200 | $107,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 10,604 | $107,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 732 | $106,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 5,925 | $106,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 6,439 | $105,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 248 | $104,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 3,939 | $103,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 5,254 | $103,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 984 | $101,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 4,530 | $101,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 2,343 | $100,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 2,943 | $98,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 6,462 | $97,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 3,826 | $96,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 12,903 | $95,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 1,182 | $87,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 8,823 | $87,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 4,472 | $83,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 3,702 | $82,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 9,716 | $81,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 2,934 | $80,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 3,440 | $79,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 6,317 | $77,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 2,376 | $75,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 8,275 | $75,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 3,351 | $74,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 2,451 | $67,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 3,058 | $60,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 910 | $59,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 3,244 | $57,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 786 | $56,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 5,673 | $56,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 892 | $55,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 2,640 | $54,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 2,977 | $53,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 2,928 | $48,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 3,018 | $47,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 3,382 | $45,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 5,458 | $44,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 5,585 | $44,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 2,274 | $43,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 2,363 | $43,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 5,011 | $41,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,419 | $40,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 1,691 | $40,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 1,270 | $38,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 1,558 | $38,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 4,574 | $38,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 1,235 | $37,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 376 | $36,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 694 | $35,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 276 | $34,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 310 | $34,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 1,552 | $34,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 3,752 | $34,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 1,910 | $34,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,958 | $33,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 6,647 | $33,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 634 | $32,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 254 | $32,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 3,818 | $32,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 3,146 | $32,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,706 | $31,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,323 | $31,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 766 | $29,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 2,291 | $29,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 2,704 | $29,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 1,244 | $28,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 2,108 | $27,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 1,810 | $27,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 872 | $26,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,810 | $25,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 2,414 | $25,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 1,259 | $23,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 3,528 | $23,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 916 | $22,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,648 | $22,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 3,454 | $22,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 4,742 | $21,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,969 | $21,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1,282 | $21,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1,911 | $21,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 1,169 | $21,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 891 | $20,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 905 | $20,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 752 | $20,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 1,041 | $20,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,245 | $19,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 3,159 | $19,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 2,114 | $18,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,639 | $18,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,169 | $18,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1,009 | $18,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,897 | $18,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1,045 | $18,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,973 | $17,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 3,424 | $17,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 1,372 | $17,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,179 | $16,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 1,019 | $16,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 861 | $16,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 3,003 | $16,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 1,183 | $16,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 2,270 | $16,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 1,086 | $16,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 656 | $16,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,503 | $15,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 1,595 | $15,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,161 | $15,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 1,189 | $15,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 907 | $15,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 677 | $14,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 1,265 | $14,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 682 | $14,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 600 | $14,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,422 | $14,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 324 | $13,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,122 | $13,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 951 | $13,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 3,066 | $13,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,156 | $13,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 655 | $13,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 502 | $13,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 750 | $13,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 882 | $13,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,420 | $12,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 553 | $12,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 314 | $12,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 1,005 | $12,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 2,296 | $12,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 807 | $12,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 811 | $12,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 172 | $11,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 689 | $11,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 522 | $11,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 292 | $11,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 264 | $11,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 1,123 | $11,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,659 | $10,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 130 | $10,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 162 | $10,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 242 | $10,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 617 | $10,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 862 | $10,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 525 | $10,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 222 | $10,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 136 | $10,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 54 | $10,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 899 | $10,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 228 | $10,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 282 | $10,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 391 | $9,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 910 | $9,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 487 | $9,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 623 | $9,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,095 | $9,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 596 | $9,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 578 | $9,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,376 | $9,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 552 | $9,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 409 | $9,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,947 | $9,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 799 | $8,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 576 | $8,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 398 | $8,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 573 | $8,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,136 | $8,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 638 | $8,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,192 | $8,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,037 | $8,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 410 | $8,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 632 | $8,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 908 | $7,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 403 | $7,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 480 | $7,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1,029 | $7,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 415 | $7,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 1,146 | $7,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,203 | $7,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 2,635 | $7,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 487 | $7,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 561 | $7,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 288 | $6,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 291 | $6,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,017 | $6,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 595 | $6,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 372 | $6,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 435 | $6,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 250 | $6,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 1,185 | $6,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 269 | $6,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 411 | $6,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 1,929 | $6,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 234 | $6,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 1,448 | $6,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 260 | $5,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 418 | $5,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 345 | $5,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 387 | $5,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 612 | $5,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 365 | $5,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 520 | $5,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 854 | $5,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 578 | $5,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 299 | $5,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 293 | $5,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 183 | $5,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 806 | $5,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 426 | $4,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 464 | $4,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 343 | $4,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 448 | $4,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 162 | $4,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 410 | $4,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 358 | $4,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 289 | $4,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 388 | $4,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 232 | $4,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 357 | $4,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 2,201 | $4,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 321 | $4,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 217 | $3,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 375 | $3,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 213 | $3,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 257 | $3,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 300 | $3,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 254 | $3,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 300 | $3,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 255 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001593324-17-000003 | superseded | 2017-08-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001593324-17-000004 | this filing | 2017-08-21 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001593324-17-000005 | base | 2017-08-21 | acceptance time not in the bulk data set |