13F-HR/A filed by Swan Global Investments, LLC
Swan Global Investments, LLC filed this 13F-HR/A for the quarter ended 2023-06-30, filed 2023-08-14, with 25 holding rows worth $2,239,511,674.
- Accession
- 0001591505-23-000005
- Filer
- CIK 1591505
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, amendment of type restatement, 26 entries on the cover page, a total value of $2,239,511,674 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,239,511,674 with VALUE read as dollars as filed, 13F file number 028-16047. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerSwan Capital Management, LLC028-16131
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 2,119,000 | $830,955,000 | dollars as filed | put |
| SPY | 78462F103 | SHS | 1,068,750 | $426,196,302 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,227,604 | $161,798,210 | dollars as filed | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 312,800 | $142,434,000 | dollars as filed | call |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 767,183 | $104,842,853 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,798,246 | $100,079,243 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 475,594 | $67,948,232 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 599,678 | $60,225,709 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 680,163 | $51,845,459 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 987,102 | $48,999,805 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 386,640 | $34,785,955 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 186,547 | $34,244,433 | dollars as filed | |
| ISHARES TR | 464287955 | PUT | 440,000 | $29,297,500 | dollars as filed | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 435,900 | $28,895,811 | dollars as filed | |
| ISHARES TR | 464287954 | PUT | 659,900 | $25,076,000 | dollars as filed | put |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 526,400 | $24,551,296 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 298,142 | $20,989,172 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 490,082 | $18,802,071 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 229,039 | $18,638,681 | dollars as filed | |
| GLD PUT 380.000 09182026 | 78463v957 | PUT | 22,000 | $3,630,000 | dollars as filed | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 22,000 | $3,566,530 | dollars as filed | |
| IShares S&P 500 Index Fund | 464287952 | ETF | 4,800 | $504,000 | dollars as filed | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 13,200 | $499,884 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,800 | $495,528 | dollars as filed | |
| ISHARES TR | 464287905 | CALL | 2,800 | $210,000 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001591478-23-000005 | superseded | 2023-08-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001591505-23-000005 | this filing | 2023-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001591505-23-000006 | base | 2023-08-15 | acceptance time not in the bulk data set |