13F-HR filed by Swan Global Investments, LLC
Swan Global Investments, LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-10, with 25 holding rows worth $2,239,512,000.
- Accession
- 0001591478-23-000005
- Filer
- CIK 1591505
- Filed
- 2023-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 26 entries on the cover page, a total value of $2,239,512,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,239,512,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-16047. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerSwan Capital Management, LLC028-16131
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 2,119,000 | $830,955,000 | thousands, detected and multiplied | put |
| SPY | 78462F103 | SHS | 1,068,750 | $426,196,000 | thousands, detected and multiplied | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,227,604 | $161,798,000 | thousands, detected and multiplied | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 312,800 | $142,434,000 | thousands, detected and multiplied | call |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 767,183 | $104,843,000 | thousands, detected and multiplied | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,798,246 | $100,079,000 | thousands, detected and multiplied | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 475,594 | $67,948,000 | thousands, detected and multiplied | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 599,678 | $60,226,000 | thousands, detected and multiplied | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 680,163 | $51,845,000 | thousands, detected and multiplied | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 987,102 | $49,000,000 | thousands, detected and multiplied | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 386,640 | $34,786,000 | thousands, detected and multiplied | |
| iShares Russell 2000 ETF | 464287655 | SHS | 186,547 | $34,244,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287955 | PUT | 440,000 | $29,298,000 | thousands, detected and multiplied | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 435,900 | $28,896,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287954 | PUT | 659,900 | $25,076,000 | thousands, detected and multiplied | put |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 526,400 | $24,551,000 | thousands, detected and multiplied | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 298,142 | $20,989,000 | thousands, detected and multiplied | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 490,082 | $18,802,000 | thousands, detected and multiplied | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 229,039 | $18,639,000 | thousands, detected and multiplied | |
| GLD PUT 380.000 09182026 | 78463v957 | PUT | 22,000 | $3,630,000 | thousands, detected and multiplied | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 22,000 | $3,567,000 | thousands, detected and multiplied | |
| IShares S&P 500 Index Fund | 464287952 | ETF | 4,800 | $504,000 | thousands, detected and multiplied | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 13,200 | $500,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,800 | $496,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287905 | CALL | 2,800 | $210,000 | thousands, detected and multiplied | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001591478-23-000005 | this filing | 2023-08-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001591505-23-000005 | superseded | 2023-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001591505-23-000006 | base | 2023-08-15 | acceptance time not in the bulk data set |