13F-HR/A filed by Alpine Global Management, LLC
Alpine Global Management, LLC filed this 13F-HR/A for the quarter ended 2021-09-30, filed 2021-11-12, with 300 holding rows worth $440,485,000.
- Accession
- 0001581655-21-000010
- Filer
- CIK 1581655
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, amendment of type restatement, 300 entries on the cover page, a total value of $440,485,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $440,485,000 with VALUE read as thousands by filing date, 13F file number 028-15932. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IHS MARKIT LTD | G47567105 | SHS | 305,424 | $35,619,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 3,000,200 | $26,072,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 854,671 | $20,811,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 2,000,000 | $20,440,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 425,000 | $17,238,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 265,000 | $14,586,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 125,000 | $12,879,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 84,925 | $12,823,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 37,421 | $10,128,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 434,773 | $9,104,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 39,572 | $7,447,000 | thousands by filing date | |
| LUCID GROUP INC | 549498103 | COM | 269,975 | $6,852,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 102,500 | $6,590,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 325,112 | $6,405,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 532,769 | $5,301,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 190,000 | $5,292,000 | thousands by filing date | |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 93,304 | $5,184,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 85,920 | $5,179,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 99,495 | $4,655,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 44,650 | $4,645,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 25,262 | $4,363,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 13,642 | $4,348,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 17,683 | $4,292,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 235,939 | $4,190,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 400,000 | $3,924,000 | thousands by filing date | |
| PEOPLE INC | 44891N208 | COM NEW | 29,816 | $3,885,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H108 | COM | 400,000 | $3,868,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 469,437 | $3,859,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H207 | UNIT 99/99/9999 | 388,330 | $3,833,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 25,000 | $3,750,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 317,389 | $3,609,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873107 | CL A | 357,493 | $3,532,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 200,824 | $3,412,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 155,000 | $3,207,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q206 | UNIT 03/25/2028 | 299,058 | $3,185,000 | thousands by filing date | |
| ATOTECH LTD | G0625A105 | COM | 130,000 | $3,140,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 57,500 | $3,136,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q107 | CLASS A COM | 300,000 | $3,066,000 | thousands by filing date | |
| ALDEL FINANCIAL ACQ CRP; TNT ACQ DT: 10/9/2022; CASH: $10.10 | 01407X104 | CL A COM | 300,000 | $3,027,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUSTN CO I | 482505104 | COM CL A | 296,089 | $3,014,000 | thousands by filing date | |
| Zalatoris II Acquisition Corp | G9831X106 | COM | 298,740 | $2,886,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 8,000 | $2,552,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 234,797 | $2,306,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 232,660 | $2,285,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7484L106 | CLASS A ORD SHS | 225,000 | $2,234,000 | thousands by filing date | |
| ECP ENVIRONMENTAL GW OPT COR | 26829T100 | COM CL A | 225,000 | $2,223,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 24,544 | $2,145,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 43,928 | $2,072,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 15,093 | $2,062,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046104 | CMN | 203,713 | $1,992,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 202,246 | $1,990,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H100 | CMN | 198,114 | $1,943,000 | thousands by filing date | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 59,374 | $1,872,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 187,500 | $1,830,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 9,846 | $1,694,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F208 | UNIT 99/99/9999 | 170,746 | $1,692,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 162,356 | $1,612,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 100,000 | $1,542,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 75,000 | $1,527,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P107 | COM CL A | 150,000 | $1,491,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 5,519 | $1,473,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U101 | CMN | 150,000 | $1,463,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPTY CORP | G28314105 | SHS CL A | 145,330 | $1,446,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 92,916 | $1,331,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 42,706 | $1,329,000 | thousands by filing date | |
| WEBER INC | 94770D102 | COM | 75,000 | $1,319,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,986 | $1,286,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 25,100 | $1,272,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 50,000 | $1,269,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833206 | UNIT 99/99/9999 | 124,866 | $1,250,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 121,792 | $1,231,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 15,957 | $1,197,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 118,908 | $1,195,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 308,880 | $1,168,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 63,999 | $1,126,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T107 | COM | 112,129 | $1,097,000 | thousands by filing date | |
| LI-CYCLE HOLDINGS CORP | 50202P113 | *W EXP 08/10/202 | 450,000 | $1,080,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 1,000,000 | $1,071,000 | thousands by filing date | |
| BULL HORN HLDGS CORP | G1686P106 | SHS | 107,377 | $1,068,000 | thousands by filing date | |
| OLAPLEX HLDGS INC | 679369108 | COM | 43,503 | $1,066,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 11,900 | $1,018,000 | thousands by filing date | |
| ALDEL FINANCIAL INC | 01407X112 | W EXP 99/99/999 | 500,000 | $1,010,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 113,550 | $987,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V103 | COM | 100,000 | $975,000 | thousands by filing date | |
| DPCM CAP INC | 23344P101 | CMN | 94,699 | $925,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 370,000 | $907,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 89,744 | $904,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 13,072 | $886,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 16,059 | $837,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 85,419 | $835,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 83,595 | $819,000 | thousands by filing date | |
| IRONNET INC | 46323Q113 | *W EXP 08/26/202 | 174,772 | $799,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 5,476 | $793,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873115 | *W EXP 01/31/202 | 464,594 | $790,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 200,000 | $750,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049105 | COM CL A | 72,396 | $723,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M114 | *W EXP 10/30/202 | 301,498 | $715,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L117 | *W EXP 09/01/202 | 385,320 | $674,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 96,663 | $669,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 5,212 | $656,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,646 | $649,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 40,640 | $634,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 4,340 | $619,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 60,000 | $589,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 10,608 | $582,000 | thousands by filing date | |
| Holley Inc W Exp 11/30/202 | 43538H111 | SPAC Combination | 200,000 | $580,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 3,171 | $579,000 | thousands by filing date | |
| ARQIT QUANTUM INC | G0567U119 | WTS | 280,367 | $575,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L204 | UNIT 01/21/2026 | 56,319 | $558,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 10,000 | $557,000 | thousands by filing date | |
| FRONTIER ACQUISITION CORP | G36826116 | UNIT 03/01/2026 | 56,000 | $553,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 11,959 | $550,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 6,042 | $539,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 37,964 | $538,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQ CORP; TNT ACQ DT: 12/9/2021; CASH: $10.10 | 456357102 | COM CL A | 53,037 | $527,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQUISITION | 77584N119 | *W EXP 10/31/202 | 325,000 | $523,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278100 | COM CLASS A | 50,000 | $520,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 50,000 | $517,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 50,500 | $512,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 298,530 | $499,000 | thousands by filing date | |
| MEDICUS SCIENCES ACQUISITION | G5960S108 | CL A SHS | 50,017 | $488,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 839 | $485,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 48,047 | $481,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 10,000 | $478,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,425 | $475,000 | thousands by filing date | |
| VIRTUOSO ACQ CORP; TNT ACQ DT: 1/22/2023; CASH: $10.00 | 92837J104 | COM CL A | 47,152 | $467,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 19,084 | $466,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 7,500 | $461,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 6,672 | $459,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQUISITIONS, INC. | 456357110 | *W EXP 08/06/202 | 419,352 | $453,000 | thousands by filing date | |
| BOA ACQUISITION CORP UNIT EX 022228 | 05601A208 | Stock | 45,425 | $449,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 44,823 | $443,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 5,383 | $431,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 250,000 | $430,000 | thousands by filing date | |
| SPIRE GLOBAL INC | 848560116 | *W EXP 01/01/203 | 249,196 | $424,000 | thousands by filing date | |
| KISMET ACQUISITION THREE | G5276C128 | CL A SHARES | 42,015 | $415,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | G25741128 | UNIT 99/99/9999 | 42,051 | $413,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M207 | UNIT 99/99/9999 | 41,323 | $410,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,273 | $403,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 603 | $401,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049113 | *W EXP 08/19/202 | 233,936 | $398,000 | thousands by filing date | |
| LIFESCI ACQUISITION II CORP | 53229E103 | COM | 40,646 | $398,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T107 | COM | 40,258 | $397,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC 11.5000EXP10/31/2026 | 81947T110 | WARR | 396,531 | $393,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P102 | CMN | 39,806 | $391,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,886 | $390,000 | thousands by filing date | |
| NATURAL ORDER ACQUISITION CO | 63889L107 | CMN | 39,547 | $388,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,313 | $387,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 38,955 | $381,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F127 | UNIT 99/99/9999 | 38,202 | $379,000 | thousands by filing date | |
| AF ACQUISITION CORP | 001040203 | UNIT 03/23/2028 | 38,611 | $378,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 2,917 | $375,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 7,493 | $370,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X114 | *W EXP 12/31/202 | 147,967 | $370,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L204 | UNT | 36,419 | $361,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807123 | UNIT 99/99/9999 | 36,232 | $357,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,693 | $347,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 35,309 | $343,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P110 | UNIT 01/06/2026 | 34,339 | $340,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y101 | CL A COM | 34,709 | $340,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,757 | $338,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 5,487 | $331,000 | thousands by filing date | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 338,986 | $329,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y205 | UNIT 99/99/9999 | 32,952 | $328,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 8,684 | $323,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R202 | UNIT 99/99/9999 | 32,612 | $323,000 | thousands by filing date | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 4,100 | $322,000 | thousands by filing date | |
| VIRTUOSO ACQUISITION CORP | 92837J112 | *W EXP 01/31/202 | 280,301 | $321,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6,006 | $317,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P115 | *W EXP 02/04/202 | 316,666 | $301,000 | thousands by filing date | |
| PLANET LABS PBC | 23344K102 | COM | 30,000 | $297,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 30,092 | $295,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 25,000 | $290,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 2,783 | $289,000 | thousands by filing date | |
| CAZOO GROUP LTD | G2007L113 | *W EXP 08/26/202 | 193,597 | $288,000 | thousands by filing date | |
| Z-WORK ACQUISITION CORP | 98880C201 | UNIT 99/99/9999 | 27,980 | $277,000 | thousands by filing date | |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 122,100 | $275,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,623 | $274,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,300 | $274,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q115 | *W EXP 03/25/202 | 130,351 | $271,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L118 | UNIT 99/99/9999 | 27,411 | $270,000 | thousands by filing date | |
| ABG ACQUISITION CORP I | G00496102 | CL A SHS | 27,649 | $269,000 | thousands by filing date | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 0 | $264,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| BROADSCALE ACQUISITION CORP UNIT EX 020226 | 11134Y200 | Stock | 26,196 | $259,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024201 | UNIT 99/99/9999 | 25,732 | $257,000 | thousands by filing date | |
| FTAC ATHENA ACQUISITION CORP | G37283101 | COM | 25,133 | $248,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K204 | UNIT 99/99/9999 | 24,596 | $245,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 10,112 | $239,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 23,959 | $235,000 | thousands by filing date | |
| MAGNUM OPUS ACQUISITION LTD | G5S70A112 | *W EXP 03/06/202 | 200,000 | $232,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R127 | UNIT 01/31/2028 | 22,890 | $228,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 6,395 | $227,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 30,643 | $226,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 12,548 | $225,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 22,674 | $224,000 | thousands by filing date | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 3,699 | $223,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 12,754 | $223,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQUISITION CORP. | 69242M203 | COM | 22,303 | $223,000 | thousands by filing date | |
| LUMIRADX LTD | g5709l117 | WT | 190,174 | $221,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 18,820 | $220,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C209 | UNIT 02/03/2026 | 22,032 | $218,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G207 | UNIT 99/99/9999 | 21,766 | $216,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V115 | *W EXP 06/01/202 | 213,753 | $216,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 5,281 | $214,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 10,371 | $210,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N201 | UNIT 99/99/9999 | 21,179 | $210,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 8,143 | $208,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 12,755 | $206,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 4,606 | $205,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 38,760 | $203,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 33,892 | $203,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 7,654 | $202,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 30,395 | $200,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 19,763 | $200,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP UNIT EX 123127 | G49775110 | Stock | 20,007 | $198,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065203 | UNT | 19,352 | $193,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T101 | CMN | 19,423 | $190,000 | thousands by filing date | |
| PALLADYNE AI CORP | 80359A114 | *W EXP 09/24/202 | 237,500 | $185,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 19,589 | $181,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 18,565 | $181,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 20,796 | $173,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III UNIT EX 022226 | 44376L206 | Stock | 17,553 | $173,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H116 | *W EXP 99/99/999 | 300,000 | $168,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P204 | UNIT 12/25/2025 | 16,660 | $167,000 | thousands by filing date | |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 171,995 | $165,000 | thousands by filing date | |
| AIRSPANNETWORKSHOLDINGSIN | 00951K112 | Warrant | 219,804 | $165,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B125 | *W EXP 03/10/202 | 100,000 | $164,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 26,477 | $163,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641203 | UNT | 15,864 | $158,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 25,000 | $155,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A204 | UNIT 10/30/2026 | 15,147 | $151,000 | thousands by filing date | |
| STRYVE FOODS INC | 863685111 | COM | 191,029 | $149,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 68,277 | $145,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 124,750 | $145,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196209 | UNIT 02/16/2028 | 14,369 | $142,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 11,744 | $139,000 | thousands by filing date | |
| Humacyte Inc W Exp 08/27/202 | 44486Q111 | SPAC Combination | 47,500 | $138,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595127 | UNIT 01/06/2026 | 13,914 | $138,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 18,527 | $137,000 | thousands by filing date | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 96,800 | $136,000 | thousands by filing date | |
| CAZOO GROUP LTD | G2007L105 | COM | 16,974 | $132,000 | thousands by filing date | |
| ITIQUIRA ACQUISITION CORP | G49773123 | UNIT 02/03/2026 | 13,177 | $131,000 | thousands by filing date | |
| TUATARA CAPITAL ACQUISITN CO | G9118J127 | UNIT 99/99/9999 | 12,961 | $130,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q115 | *W EXP 12/31/202 | 60,401 | $126,000 | thousands by filing date | |
| CF ACQUISITION CORP VI | 12521J202 | UNIT 99/99/9999 | 12,478 | $123,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 18,193 | $119,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M205 | UNIT 01/28/2028 | 11,969 | $118,000 | thousands by filing date | |
| Gores HLDGS VIII Inc Class A | 382863108 | COM | 11,922 | $117,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 23,697 | $110,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 14,581 | $106,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 29,776 | $106,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X111 | *W EXP 08/04/202 | 42,566 | $102,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQUISI | 364681205 | UNIT 02/04/2028 | 10,308 | $102,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N114 | *W EXP 09/30/202 | 100,000 | $101,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088114 | UNIT 02/08/2026 | 10,080 | $100,000 | thousands by filing date | |
| AGILETHOUGHT INC 11.5000EXP01/10/2025 | 00857F118 | WARR | 89,937 | $94,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 92561V117 | COM | 42,378 | $94,000 | thousands by filing date | |
| MICROMOBILITY.COM INC | 42309B139 | *W EXP 08/13/202 | 50,000 | $87,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278118 | *W EXP 99/99/999 | 25,000 | $87,000 | thousands by filing date | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 39,950 | $85,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 10,428 | $79,000 | thousands by filing date | |
| VOLTA INC | 92873V110 | *W EXP 08/26/202 | 30,325 | $78,000 | thousands by filing date | |
| Zalatoris II Acquisition Corp | G9831X122 | WARRANT | 99,580 | $70,000 | thousands by filing date | |
| FTAC ATHENA ACQUISITION CORP | G37283119 | *W EXP 03/01/202 | 53,650 | $70,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 12,140 | $65,000 | thousands by filing date | |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 40,450 | $65,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 39,900 | $63,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859110 | *W EXP 06/09/202 | 39,900 | $61,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 11,827 | $59,000 | thousands by filing date | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 16,715 | $49,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC 11.5000EXP05/18/2025 | 53228T119 | WARR | 29,925 | $48,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 34,837 | $47,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 31,196 | $42,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 30,311 | $42,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 66,000 | $41,000 | thousands by filing date | |
| GRAB HOLDINGS LIMITED | G0370L116 | W EXP 12/1/202 | 17,800 | $39,000 | thousands by filing date | |
| REE AUTOMOTIVE LTD WT EXP 072226 | M8287R111 | Stock | 44,691 | $39,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 18,774 | $38,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 29,641 | $38,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J114 | *W EXP 07/09/202 | 35,000 | $38,000 | thousands by filing date | |
| HIPPO HLDGS INC | 433539111 | *W EXP 08/02/202 | 40,185 | $37,000 | thousands by filing date | |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 39,900 | $36,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 42,500 | $34,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 54,500 | $33,000 | thousands by filing date | |
| OUSTER INC | 68989M111 | *W EXP 03/11/202 | 19,950 | $32,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 25,025 | $32,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656115 | *W EXP 07/21/202 | 25,000 | $30,000 | thousands by filing date | |
| CCC INTELLIGENT SOLUTIONS HL | 12510Q118 | W EXP 07/30/202 | 13,090 | $30,000 | thousands by filing date | |
| VALENS SEMICONDUCTOR LTD | M9607U107 | *W EXP 09/30/202 | 44,300 | $28,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 13,054 | $28,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 22,700 | $23,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A118 | *W EXP 11/30/202 | 15,901 | $18,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 18,992 | $17,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V111 | *W EXP 01/15/202 | 20,000 | $17,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 14,500 | $15,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L112 | *W EXP 99/99/999 | 10,000 | $15,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 20,000 | $11,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L113 | *W EXP 01/28/202 | 14,317 | $9,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G128 | *W EXP 06/20/202 | 14,100 | $3,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G156 | RIGHT 10/01/2021 | 85,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001581655-21-000009 | superseded | 2021-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001581655-21-000010 | this filing | 2021-11-12 | acceptance time not in the bulk data set |