13F-HR filed by Alpine Global Management, LLC
Alpine Global Management, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 419 holding rows worth $1,027,107,000.
- Accession
- 0001581655-21-000009
- Filer
- CIK 1581655
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 419 entries on the cover page, a total value of $1,027,107,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,027,107,000 with VALUE read as thousands by filing date, 13F file number 028-15932. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,383,944 | $91,543,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 84,979 | $62,521,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 16,189 | $56,189,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 437,384 | $52,749,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 548,904 | $46,997,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 243,190 | $38,633,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 76,281 | $28,734,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 181,980 | $26,951,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 3,000,000 | $25,980,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 2,196,634 | $21,813,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 69,404 | $21,123,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 404,910 | $19,845,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 110,000 | $17,115,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 405,000 | $16,139,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 265,000 | $14,588,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 126,088 | $13,291,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 258,948 | $12,204,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 854,671 | $11,991,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 38,058 | $10,694,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 469,229 | $10,243,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 295,000 | $8,838,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 62,816 | $7,898,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 79,900 | $7,787,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 153,986 | $7,786,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 32,553 | $7,459,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 23,852 | $6,695,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 115,497 | $6,653,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 325,112 | $6,414,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 77,214 | $5,925,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 532,769 | $5,285,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 229,134 | $5,220,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 53,608 | $4,944,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 100,000 | $4,631,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 155,500 | $4,595,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,543 | $4,465,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 469,437 | $4,206,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 250,000 | $3,983,000 | thousands by filing date | |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 65,000 | $3,972,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 25,000 | $3,956,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 400,000 | $3,908,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 147,210 | $3,878,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H108 | COM | 400,000 | $3,848,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 310,367 | $3,836,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUSTN CO I | 482505104 | COM CL A | 379,871 | $3,772,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 10,550 | $3,766,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 43,966 | $3,764,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 9,086 | $3,560,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 317,389 | $3,558,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873107 | CL A | 357,493 | $3,550,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 45,703 | $3,376,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 179,999 | $3,285,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 45,116 | $3,258,000 | thousands by filing date | |
| ATOTECH LTD | G0625A105 | COM | 130,000 | $3,114,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 260,022 | $3,105,000 | thousands by filing date | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 124,416 | $2,985,000 | thousands by filing date | |
| ZALATORIS II ACQUISITION COR | G9831X114 | UNIT 07/27/2021 | 298,741 | $2,969,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 59,244 | $2,947,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 3,080 | $2,905,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 18,450 | $2,903,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 106,684 | $2,741,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 5,489 | $2,729,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 45,000 | $2,626,000 | thousands by filing date | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 79,999 | $2,562,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 5,796 | $2,533,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 126,551 | $2,531,000 | thousands by filing date | |
| ALDEL FINANCIAL ACQ CRP; TNT ACQ DT: 10/9/2022; CASH: $10.10 | 01407X104 | CL A COM | 250,000 | $2,508,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 139,999 | $2,484,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 12,557 | $2,457,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 3,403 | $2,413,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 26,208 | $2,353,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 323,410 | $2,332,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 57,934 | $2,316,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 234,697 | $2,298,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 30,382 | $2,292,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 232,660 | $2,271,000 | thousands by filing date | |
| ECP ENVIRONMENTAL GW OPT COR | 26829T100 | COM CL A | 225,000 | $2,221,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 67,267 | $2,220,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7484L106 | CLASS A ORD SHS | 225,000 | $2,216,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 221,477 | $2,213,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 24,579 | $2,153,000 | thousands by filing date | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 83,705 | $2,152,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 207,180 | $2,142,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 4,805 | $2,133,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278100 | COM CLASS A | 206,756 | $2,065,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 37,084 | $2,005,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046104 | CMN | 203,213 | $1,983,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 202,222 | $1,978,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 9,578 | $1,977,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 19,941 | $1,956,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U101 | CMN | 200,000 | $1,936,000 | thousands by filing date | |
| LIFESCI ACQUISITION II CORP | 53229E103 | COM | 193,211 | $1,930,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H100 | CMN | 198,022 | $1,925,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 83,141 | $1,829,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 187,500 | $1,824,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 7,528 | $1,753,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 5,000 | $1,708,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 34,453 | $1,705,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 3,354 | $1,674,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F208 | UNIT 99/99/9999 | 169,874 | $1,665,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 251,861 | $1,662,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 67,370 | $1,626,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 162,305 | $1,615,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 75,000 | $1,577,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 21,928 | $1,569,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 325,059 | $1,512,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P107 | COM CL A | 150,000 | $1,482,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 17,664 | $1,461,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 50,162 | $1,456,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 10,000 | $1,456,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPTY CORP | G28314105 | SHS CL A | 145,330 | $1,439,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 9,876 | $1,427,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 13,455 | $1,367,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 42,000 | $1,341,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 16,378 | $1,339,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 15,153 | $1,326,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 6,630 | $1,319,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQ CORP; TNT ACQ DT: 5/6/2022; CASH: $10.20 | 77584N101 | COM CL A | 127,828 | $1,291,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 78,600 | $1,280,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 12,143 | $1,271,000 | thousands by filing date | |
| ON24 INC | 68339B104 | COM | 55,964 | $1,265,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 6,354 | $1,244,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 9,000 | $1,239,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833206 | UNIT 99/99/9999 | 124,866 | $1,239,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 25,000 | $1,237,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 15,043 | $1,220,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 20,000 | $1,215,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 33,608 | $1,210,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 38,326 | $1,210,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 118,908 | $1,191,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 84,303 | $1,188,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 118,086 | $1,187,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 44,241 | $1,183,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 7,032 | $1,158,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 139,016 | $1,154,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 0 | $1,107,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 111,746 | $1,096,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,038 | $1,094,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 115,569 | $1,090,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T107 | COM | 111,105 | $1,082,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 5,634 | $1,078,000 | thousands by filing date | |
| BULL HORN HLDGS CORP | G1686P106 | SHS | 107,376 | $1,063,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 32,464 | $1,053,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 370,000 | $1,021,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 12,000 | $1,020,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 338,880 | $1,014,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 202,562 | $981,000 | thousands by filing date | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 36,891 | $974,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V103 | COM | 100,000 | $972,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 94,369 | $953,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 3,522 | $936,000 | thousands by filing date | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 13,572 | $916,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,492 | $911,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,052 | $907,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 2,472 | $907,000 | thousands by filing date | |
| DPCM CAP INC | 23344P101 | CMN | 92,657 | $905,000 | thousands by filing date | |
| CERTARA INC COM | 15687V109 | Stock | 26,737 | $898,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 182,143 | $887,000 | thousands by filing date | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 29,604 | $886,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 5,054 | $882,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 2,385 | $881,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 4,568 | $879,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,516 | $879,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,362 | $877,000 | thousands by filing date | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 74,871 | $871,000 | thousands by filing date | |
| LI-CYCLE HOLDINGS CORP | 50202P113 | *W EXP 08/10/202 | 500,000 | $850,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 4,263 | $838,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 8,342 | $837,000 | thousands by filing date | |
| Holley Inc W Exp 11/30/202 | 43538H111 | SPAC Combination | 300,000 | $837,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 15,994 | $830,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 46,722 | $828,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 84,851 | $826,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 83,095 | $810,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,416 | $786,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 27,027 | $763,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 13,488 | $760,000 | thousands by filing date | |
| ALDEL FINANCIAL INC | 01407X112 | W EXP 99/99/999 | 500,000 | $760,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 41,419 | $751,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 200,000 | $750,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 2,772 | $743,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 99,100 | $735,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 23,767 | $726,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,277 | $723,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,970 | $720,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 26,506 | $719,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049105 | COM CL A | 72,396 | $719,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 4,950 | $711,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,178 | $706,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 25,499 | $699,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 9,438 | $696,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 5,913 | $694,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 52,223 | $675,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 40,640 | $667,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 7,686 | $664,000 | thousands by filing date | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 10,562 | $656,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 26,101 | $649,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,726 | $645,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M114 | *W EXP 10/30/202 | 401,498 | $634,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,374 | $628,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 23,141 | $619,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 4,488 | $617,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 8,198 | $615,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 21,714 | $609,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 70,604 | $605,000 | thousands by filing date | |
| IRONNET INC | 46323Q113 | *W EXP 08/26/202 | 328,480 | $604,000 | thousands by filing date | |
| Leslie's Inc | 527064109 | Common Stock | 25,000 | $603,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,490 | $596,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 64,446 | $595,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 298,530 | $594,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 4,908 | $593,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 60,000 | $586,000 | thousands by filing date | |
| ESPORTS TECHNOLOGIES INC | 29667L106 | COM | 17,865 | $580,000 | thousands by filing date | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 26,000 | $575,000 | thousands by filing date | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 31,426 | $562,000 | thousands by filing date | |
| APRIA INC | 03836A101 | COMMON STOCK | 15,769 | $562,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873115 | *W EXP 01/31/202 | 464,594 | $562,000 | thousands by filing date | |
| FRONTIER ACQUISITION CORP | G36826116 | UNIT 03/01/2026 | 56,000 | $557,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 10,123 | $553,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 8,846 | $549,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L204 | UNIT 01/21/2026 | 55,663 | $547,000 | thousands by filing date | |
| WEBER INC | 94770D102 | COM | 33,049 | $537,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQ CORP; TNT ACQ DT: 12/9/2021; CASH: $10.10 | 456357102 | COM CL A | 53,037 | $532,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 25,000 | $520,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 51,991 | $520,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 6,415 | $519,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 50,000 | $516,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 50,500 | $514,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 20,636 | $505,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 10,000 | $498,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 987 | $496,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H207 | UNIT 99/99/9999 | 50,430 | $495,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 20,000 | $490,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 29,543 | $480,000 | thousands by filing date | |
| MEDICUS SCIENCES ACQUISITION | G5960S108 | CL A SHS | 49,517 | $476,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 15,764 | $469,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 15,979 | $468,000 | thousands by filing date | |
| VIRTUOSO ACQ CORP; TNT ACQ DT: 1/22/2023; CASH: $10.00 | 92837J104 | COM CL A | 47,152 | $466,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 25,098 | $463,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 26,577 | $458,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQUISITION | 77584N119 | *W EXP 10/31/202 | 325,000 | $455,000 | thousands by filing date | |
| BOA ACQUISITION CORP UNIT EX 022228 | 05601A208 | Stock | 45,425 | $446,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 43,942 | $433,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 18,646 | $429,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 600 | $417,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 11,582 | $417,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 7,500 | $411,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | G25741128 | UNIT 99/99/9999 | 41,396 | $410,000 | thousands by filing date | |
| KISMET ACQUISITION THREE | G5276C128 | CL A SHARES | 41,726 | $409,000 | thousands by filing date | |
| CAZOO GROUP LTD | G2007L113 | *W EXP 08/26/202 | 293,597 | $402,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T107 | COM | 40,258 | $399,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M207 | UNIT 99/99/9999 | 40,668 | $399,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 8,000 | $394,000 | thousands by filing date | |
| NATURAL ORDER ACQUISITION CO | 63889L107 | CMN | 39,547 | $383,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P102 | CMN | 39,142 | $383,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 38,955 | $379,000 | thousands by filing date | |
| AF ACQUISITION CORP | 001040203 | UNIT 03/23/2028 | 38,611 | $379,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X104 | COM CL 1 | 34,662 | $378,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X114 | *W EXP 12/31/202 | 147,967 | $377,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,620 | $376,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F127 | UNIT 99/99/9999 | 38,202 | $375,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,500 | $367,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,656 | $366,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 16,567 | $364,000 | thousands by filing date | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 13,962 | $363,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 3,030 | $359,000 | thousands by filing date | |
| CCC INTELLIGENT SOLUTIONS HL | 12510Q118 | W EXP 07/30/202 | 122,912 | $358,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L204 | UNT | 35,766 | $355,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,306 | $354,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807123 | UNIT 99/99/9999 | 35,577 | $350,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQUISITIONS, INC. | 456357110 | *W EXP 08/06/202 | 419,352 | $348,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 7,410 | $346,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 35,309 | $341,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 100,000 | $340,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049113 | *W EXP 08/19/202 | 233,936 | $339,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 30,636 | $338,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 19,044 | $338,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P110 | UNIT 01/06/2026 | 33,682 | $331,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y101 | CL A COM | 33,948 | $331,000 | thousands by filing date | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 4,000 | $327,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 25,000 | $326,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,433 | $325,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 250,000 | $325,000 | thousands by filing date | |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 122,100 | $324,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,073 | $321,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R202 | UNIT 99/99/9999 | 32,397 | $321,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y205 | UNIT 99/99/9999 | 31,641 | $313,000 | thousands by filing date | |
| Barclays Bank PLC | 06747R477 | COM | 12,251 | $312,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B117 | UNIT 03/10/2026 | 31,487 | $310,000 | thousands by filing date | |
| VIRTUOSO ACQUISITION CORP | 92837J112 | *W EXP 01/31/202 | 280,301 | $308,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 21,480 | $306,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 30,698 | $305,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 7,268 | $300,000 | thousands by filing date | |
| PLANET LABS PBC | 23344K102 | COM | 30,000 | $297,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 3,955 | $296,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 5,764 | $296,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 15,000 | $296,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 30,092 | $293,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 22,376 | $289,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 34,341 | $288,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 24,942 | $287,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 38,900 | $285,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 6,500 | $283,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 25,662 | $283,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 5,460 | $282,000 | thousands by filing date | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 11,124 | $281,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 11,946 | $273,000 | thousands by filing date | |
| Z-WORK ACQUISITION CORP | 98880C201 | UNIT 99/99/9999 | 27,725 | $273,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,396 | $271,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 4,998 | $269,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L118 | UNIT 99/99/9999 | 27,411 | $269,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,376 | $268,000 | thousands by filing date | |
| ABG ACQUISITION CORP I | G00496102 | CL A SHS | 27,649 | $268,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 18,522 | $266,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 4,640 | $265,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 27,015 | $265,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 13,164 | $262,000 | thousands by filing date | |
| ROVER GROUP INC | 77936F111 | *W EXP 10/01/202 | 101,556 | $262,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP UNIT EX 020226 | 11134Y200 | Stock | 26,194 | $258,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 4,217 | $256,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,500 | $255,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024201 | UNIT 99/99/9999 | 25,732 | $255,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P115 | *W EXP 02/04/202 | 316,666 | $247,000 | thousands by filing date | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 6,090 | $244,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K204 | UNIT 99/99/9999 | 24,596 | $244,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 47,418 | $238,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276123 | UNIT 02/26/2028 | 23,974 | $236,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 2,957 | $232,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 3,600 | $232,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 31,296 | $230,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,848 | $229,000 | thousands by filing date | |
| FTAC ATHENA ACQUISITION CORP | G37283101 | COM | 23,109 | $228,000 | thousands by filing date | |
| SPIRE GLOBAL INC | 848560116 | *W EXP 01/01/203 | 168,112 | $227,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R127 | UNIT 01/31/2028 | 22,888 | $225,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 10,227 | $221,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQUISITION CORP. | 69242M203 | COM | 22,303 | $219,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 21,934 | $216,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G207 | UNIT 99/99/9999 | 21,766 | $216,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 50,000 | $215,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 30,643 | $214,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C209 | UNIT 02/03/2026 | 21,377 | $211,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 26,477 | $209,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N201 | UNIT 99/99/9999 | 21,179 | $209,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 1,434 | $207,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 10,000 | $204,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 2,942 | $202,000 | thousands by filing date | |
| ARDAGH METAL PACKAGING S A | L02235114 | *W EXP 08/04/202 | 100,000 | $200,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP UNIT EX 123127 | G49775110 | Stock | 20,007 | $197,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H116 | *W EXP 99/99/999 | 300,000 | $193,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065203 | UNT | 19,352 | $192,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 13,348 | $184,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T101 | CMN | 18,664 | $184,000 | thousands by filing date | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 100,515 | $181,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 18,462 | $180,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V115 | *W EXP 06/01/202 | 213,753 | $180,000 | thousands by filing date | |
| G SQUARED ASCEND I INC | G4204R125 | UNIT 99/99/9999 | 17,225 | $171,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III UNIT EX 022226 | 44376L206 | Stock | 16,894 | $166,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P204 | UNIT 12/25/2025 | 16,660 | $166,000 | thousands by filing date | |
| MAGNUM OPUS ACQUISITION LTD | G5S70A112 | *W EXP 03/06/202 | 200,000 | $164,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A204 | UNIT 10/30/2026 | 15,147 | $151,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641203 | UNT | 15,211 | $151,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 18,527 | $147,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 124,750 | $143,000 | thousands by filing date | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 75,800 | $138,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 12,750 | $137,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595127 | UNIT 01/06/2026 | 13,914 | $137,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196209 | UNIT 02/16/2028 | 13,716 | $136,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 18,193 | $130,000 | thousands by filing date | |
| TUATARA CAPITAL ACQUISITN CO | G9118J127 | UNIT 99/99/9999 | 12,898 | $128,000 | thousands by filing date | |
| ITIQUIRA ACQUISITION CORP | G49773123 | UNIT 02/03/2026 | 12,527 | $125,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M205 | UNIT 01/28/2028 | 11,969 | $117,000 | thousands by filing date | |
| CF ACQUISITION CORP VI | 12521J202 | UNIT 99/99/9999 | 11,740 | $116,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q115 | *W EXP 12/31/202 | 60,401 | $115,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X111 | *W EXP 08/04/202 | 42,566 | $115,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 12,653 | $114,000 | thousands by filing date | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 39,950 | $110,000 | thousands by filing date | |
| Gores HLDGS VIII Inc Class A | 382863108 | COM | 11,259 | $110,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N114 | *W EXP 09/30/202 | 100,000 | $110,000 | thousands by filing date | |
| REE AUTOMOTIVE LTD WT EXP 072226 | M8287R111 | Stock | 96,441 | $102,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 37,123 | $100,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088114 | UNIT 02/08/2026 | 10,015 | $99,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQUISI | 364681205 | UNIT 02/04/2028 | 10,138 | $99,000 | thousands by filing date | |
| HIPPO HLDGS INC | 433539111 | *W EXP 08/02/202 | 113,377 | $93,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 13,221 | $80,000 | thousands by filing date | |
| Alight Inc | 01626W119 | Warrant / Rights | 30,000 | $80,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 34,837 | $73,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 39,900 | $69,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 10,800 | $58,000 | thousands by filing date | |
| FTAC ATHENA ACQUISITION CORP | G37283119 | *W EXP 03/01/202 | 53,650 | $57,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278118 | *W EXP 99/99/999 | 25,000 | $52,000 | thousands by filing date | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 16,652 | $51,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC 11.5000EXP05/18/2025 | 53228T119 | WARR | 29,925 | $50,000 | thousands by filing date | |
| VOLTA INC | 92873V110 | *W EXP 08/26/202 | 30,325 | $50,000 | thousands by filing date | |
| STRYVE FOODS INC | 863685111 | COM | 58,898 | $49,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 66,000 | $49,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 21,135 | $48,000 | thousands by filing date | |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 40,450 | $48,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 19,994 | $47,000 | thousands by filing date | |
| GRAB HOLDINGS LIMITED | G0370L116 | W EXP 12/1/202 | 17,800 | $40,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 29,641 | $40,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859110 | *W EXP 06/09/202 | 39,900 | $39,000 | thousands by filing date | |
| ALSET EHOME INTERNATIONAL IN | 02116A104 | COM | 18,884 | $38,000 | thousands by filing date | |
| OUSTER INC | 68989M111 | *W EXP 03/11/202 | 19,950 | $37,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 17,392 | $36,000 | thousands by filing date | |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 39,900 | $36,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 54,500 | $36,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 42,500 | $32,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656115 | *W EXP 07/21/202 | 25,000 | $31,000 | thousands by filing date | |
| AIRSPANNETWORKSHOLDINGSIN | 00951K112 | Warrant | 30,000 | $27,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 25,025 | $26,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 22,700 | $25,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J114 | *W EXP 07/09/202 | 35,000 | $22,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 20,000 | $21,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V111 | *W EXP 01/15/202 | 20,000 | $19,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 18,992 | $17,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A118 | *W EXP 11/30/202 | 15,901 | $15,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 14,500 | $15,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L112 | *W EXP 99/99/999 | 10,000 | $14,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L113 | *W EXP 01/28/202 | 14,317 | $10,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 20,000 | $10,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G128 | *W EXP 06/20/202 | 14,100 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001581655-21-000009 | this filing | 2021-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001581655-21-000010 | base | 2021-11-12 | acceptance time not in the bulk data set |