13F-HR filed by CWM, LLC
CWM, LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-22, with 2,680 holding rows worth $8,430,886,000.
- Accession
- 0001580642-20-002689
- Filer
- CIK 1535847
- Filed
- 2020-07-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 2,776 entries on the cover page, a total value of $8,430,886,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,430,886,000 with VALUE read as thousands by filing date, 13F file number 028-15648. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DECKERS OUTDOOR CORP | 243537107 | COM | 65 | $13,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 390 | $13,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 125 | $13,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 888 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 664 | $13,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 200 | $13,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 510 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 323 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 505 | $13,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 460 | $13,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 64 | $13,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 956 | $13,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 122 | $13,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,968 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 480 | $13,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 595 | $13,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 579 | $13,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 15,200 | $13,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 439 | $13,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 175 | $13,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 263 | $12,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 101 | $12,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,731 | $12,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 1,000 | $12,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 988 | $12,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 202 | $12,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 142 | $12,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 893 | $12,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 567 | $12,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 121 | $12,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 44 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 613 | $12,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 425 | $12,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 1,144 | $12,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 346 | $12,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 1,753 | $12,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 98 | $12,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 375 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 158 | $12,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 124 | $12,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,197 | $12,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 159 | $12,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 162 | $12,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,134 | $12,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 295 | $12,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 693 | $12,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 443 | $12,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 585 | $12,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 452 | $12,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 229 | $12,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 182 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 267 | $12,000 | thousands by filing date | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 263 | $12,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 406 | $12,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 75 | $12,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 702 | $12,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430271 | MANUFCTING REVL | 200 | $12,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 94 | $11,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 90 | $11,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 506 | $11,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 916 | $11,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 2,065 | $11,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 270 | $11,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 161 | $11,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 374 | $11,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 252 | $11,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 1,326 | $11,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 314 | $11,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 158 | $11,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 601 | $11,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 518 | $11,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 153 | $11,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 1,443 | $11,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 200 | $11,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 946 | $11,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 600 | $11,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 357 | $11,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 708 | $11,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 715 | $11,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 47 | $11,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 481 | $11,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 229 | $11,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 963 | $11,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 200 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 620 | $11,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 379 | $11,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 4,529 | $11,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 401 | $11,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 1,050 | $11,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 183 | $11,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 840 | $11,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 91 | $11,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 457 | $11,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 18 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 800 | $11,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 1,167 | $11,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 161 | $11,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP I | 83406B200 | UNIT 10/01/2026 | 1,000 | $11,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 479 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 73 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 241 | $10,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 892 | $10,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 223 | $10,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 244 | $10,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 424 | $10,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,398 | $10,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 228 | $10,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 56 | $10,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 128 | $10,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 271 | $10,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 147 | $10,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 600 | $10,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 319 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 157 | $10,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 536 | $10,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 132 | $10,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 174 | $10,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 11 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,189 | $10,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 172 | $10,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 1,595 | $10,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 2,167 | $10,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 430 | $10,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 665 | $10,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 471 | $10,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 69 | $10,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 300 | $10,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 480 | $10,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 83 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 104 | $10,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 826 | $10,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 16,200 | $10,000 | thousands by filing date | call |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 2,328 | $10,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 867 | $10,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 725 | $10,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 361 | $10,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 284 | $10,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 390 | $10,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 790 | $9,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 84 | $9,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 100 | $9,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 485 | $9,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 548 | $9,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 293 | $9,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,305 | $9,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 74 | $9,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 217 | $9,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 123 | $9,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 141 | $9,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 57 | $9,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 167 | $9,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 297 | $9,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 183 | $9,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 252 | $9,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 137 | $9,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 92 | $9,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 375 | $9,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 116 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 328 | $9,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 194 | $9,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 202 | $9,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 518 | $9,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 532 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 321 | $9,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 399 | $9,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 464 | $9,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,641 | $9,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 200 | $9,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 59 | $9,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 521 | $9,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 900 | $9,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 300 | $9,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,417 | $9,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,973 | $9,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 703 | $9,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 965 | $9,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 76 | $9,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 240 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 297 | $9,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 850 | $9,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 341 | $9,000 | thousands by filing date | |
| TIDAL ETF TR | 886364504 | SOFI BE YOUR OWN | 375 | $9,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 71 | $8,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 245 | $8,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 69 | $8,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 360 | $8,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 37 | $8,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 420 | $8,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 544 | $8,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 34 | $8,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 108 | $8,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 133 | $8,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 174 | $8,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 535 | $8,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 300 | $8,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 93 | $8,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,492 | $8,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 43 | $8,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 126 | $8,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 500 | $8,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 287 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 193 | $8,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 287 | $8,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 303 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 213 | $8,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 1,751 | $8,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 283 | $8,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 212 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 209 | $8,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 659 | $8,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 219 | $8,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 5,745 | $8,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2,771 | $8,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 532 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 269 | $8,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 19,300 | $8,000 | thousands by filing date | call |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 289 | $8,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 160 | $8,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 668 | $8,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 3,000 | $8,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 300 | $8,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 221 | $8,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 84 | $8,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 123 | $7,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 197 | $7,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 271 | $7,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 260 | $7,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,184 | $7,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 503 | $7,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 163 | $7,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 286 | $7,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 256 | $7,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 439 | $7,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 200 | $7,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 293 | $7,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 708 | $7,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 199 | $7,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 88 | $7,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 13 | $7,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 270 | $7,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 260 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 303 | $7,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 361 | $7,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 250 | $7,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 177 | $7,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 193 | $7,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 149 | $7,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,495 | $7,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,000 | $7,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 243 | $7,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 136 | $7,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 305 | $7,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 148 | $7,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 622 | $7,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 589 | $7,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 509 | $7,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 350 | $7,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 236 | $7,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 45 | $7,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 393 | $7,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 36 | $7,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 33 | $7,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 802 | $7,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 616 | $7,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 1,000 | $7,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 225 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 169 | $7,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 217 | $7,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 100 | $7,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 121 | $7,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 500 | $7,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 250 | $7,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 353 | $7,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 455 | $7,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 306 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 141 | $7,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N550 | VCTRYSHS INTL MO | 187 | $7,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 65 | $7,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 300 | $7,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 797 | $7,000 | thousands by filing date | |
| MID CON ENERGY PARTNERS LTD PARTNERSHIP NEW | 59560V208 | UNIT REPSTG LTD | 2,015 | $7,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 400 | $6,000 | thousands by filing date | put |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 53 | $6,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 650 | $6,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,439 | $6,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 155 | $6,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 51 | $6,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 36 | $6,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 637 | $6,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 908 | $6,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 100 | $6,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 200 | $6,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 67 | $6,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,250 | $6,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 46 | $6,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 385 | $6,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 106 | $6,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,357 | $6,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 407 | $6,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 333 | $6,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,601 | $6,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 247 | $6,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 500 | $6,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 252 | $6,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 92 | $6,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 100 | $6,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 674 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 86 | $6,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 128 | $6,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 33 | $6,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 35 | $6,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 579 | $6,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 290 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 453 | $6,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 875 | $6,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 1,199 | $6,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 500 | $6,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 684 | $6,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 221 | $6,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 302 | $6,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 435 | $6,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 67 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 100 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 233 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 334 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 300 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 269 | $6,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 108 | $6,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 1,696 | $6,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 523 | $6,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 496 | $6,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 461 | $6,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 341 | $6,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 455 | $5,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 26 | $5,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 265 | $5,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 65 | $5,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 49 | $5,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 16 | $5,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 56 | $5,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 270 | $5,000 | thousands by filing date | |
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| SUN CMNTYS INC COM | 866674104 | REIT | 39 | $5,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 100 | $5,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,455 | $5,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 416 | $5,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 229 | $5,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 52 | $5,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 287 | $5,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 96 | $5,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 24 | $5,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 633 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 135 | $5,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 100 | $5,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 109 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 98 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 179 | $5,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 169 | $5,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 180 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 148 | $5,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 732 | $5,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 60 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 218 | $5,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 103 | $5,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 52 | $5,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 404 | $5,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 902 | $5,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 298 | $5,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 316 | $5,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 920 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 135 | $5,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 182 | $5,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 272 | $5,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 611 | $5,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 750 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 350 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 283 | $5,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 73 | $5,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 823 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 291 | $5,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 375 | $5,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 127 | $5,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 461 | $5,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 182 | $5,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 1,056 | $5,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 1,229 | $5,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 202 | $5,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 260 | $5,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 5,220 | $5,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 5,000 | $5,000 | thousands by filing date | principal |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 47 | $5,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 172 | $4,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 192 | $4,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 43 | $4,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 262 | $4,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 176 | $4,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 311 | $4,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 139 | $4,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,217 | $4,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 32 | $4,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 353 | $4,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 300 | $4,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 64 | $4,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 44 | $4,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 70 | $4,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 343 | $4,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 901 | $4,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 86 | $4,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 109 | $4,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 259 | $4,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 53 | $4,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 20 | $4,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 153 | $4,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 680 | $4,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 230 | $4,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 101 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 123 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 86 | $4,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 392 | $4,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 65 | $4,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 748 | $4,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 34 | $4,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 343 | $4,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 399 | $4,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 94 | $4,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 91 | $4,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 306 | $4,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 50 | $4,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 519 | $4,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 84 | $4,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 106 | $4,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 200 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 105 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 116 | $4,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 245 | $4,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 115 | $4,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 44 | $4,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 216 | $4,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 300 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 130 | $4,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 65 | $4,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 103 | $4,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 907 | $4,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 20 | $4,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 223 | $4,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 361 | $4,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 300 | $4,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 54 | $4,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 210 | $4,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 79 | $4,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 315 | $4,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 600 | $4,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 289 | $4,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 413 | $4,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 146 | $4,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 397 | $4,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 373 | $4,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 157 | $4,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 265 | $4,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 412 | $4,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 725 | $4,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 375 | $4,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 81 | $4,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 1,000 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 200 | $4,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 82 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 163 | $4,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 140 | $4,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 125 | $4,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 663 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 126 | $4,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 507 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 204 | $4,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 80 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 132 | $4,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 158 | $4,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 522 | $4,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 581 | $4,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 83 | $4,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 2,925 | $4,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 71 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 116 | $4,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 196 | $4,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 78 | $4,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,204 | $4,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 578 | $4,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 560 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 518 | $4,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 7 | $3,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 84 | $3,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 106 | $3,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 92 | $3,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 135 | $3,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 100 | $3,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 124 | $3,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 100 | $3,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 25 | $3,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 104 | $3,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 63 | $3,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 435 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-20-002689 | this filing | 2020-07-22 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001580642-21-004473 | base | 2021-09-15 | acceptance time not in the bulk data set |