13F-HR filed by CWM, LLC
CWM, LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-22, with 2,680 holding rows worth $8,430,886,000.
- Accession
- 0001580642-20-002689
- Filer
- CIK 1535847
- Filed
- 2020-07-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 2,776 entries on the cover page, a total value of $8,430,886,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,430,886,000 with VALUE read as thousands by filing date, 13F file number 028-15648. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRANCO NEV CORP COM | 351858105 | Stock | 438 | $61,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 982 | $61,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 233 | $60,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 227 | $60,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 918 | $59,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,043 | $59,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 4,169 | $59,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 998 | $58,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 1,000 | $58,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 1,056 | $58,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 5,000 | $58,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1,042 | $57,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 620 | $57,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 283 | $57,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 4,211 | $57,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,293 | $57,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 1,956 | $57,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 1,863 | $57,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 1,809 | $56,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 1,082 | $56,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 454 | $56,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 666 | $56,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 1,379 | $56,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 3,713 | $56,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 581 | $56,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 996 | $55,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 1,031 | $55,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 588 | $55,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 518 | $55,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 961 | $55,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 360 | $55,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 2,238 | $55,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 890 | $54,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,067 | $54,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 1,284 | $54,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 1,357 | $54,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 2,410 | $54,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 552 | $53,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 840 | $53,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 681 | $53,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 4,110 | $53,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 567 | $53,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 1,925 | $53,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 481 | $53,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 7,355 | $53,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 1,454 | $53,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 347 | $52,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 155 | $52,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 266 | $52,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,051 | $52,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 3,397 | $52,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 745 | $52,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 1,401 | $52,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 868 | $52,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 23,250 | $52,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 2,270 | $52,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 2,037 | $52,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 126 | $51,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,304 | $51,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 1,846 | $51,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 497 | $50,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 5,165 | $50,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,252 | $50,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 560 | $49,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,385 | $49,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 247 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 1,408 | $49,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 259 | $48,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 145 | $48,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 571 | $48,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 1,224 | $48,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 317 | $48,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 800 | $48,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 1,174 | $48,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 2,012 | $48,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 858 | $47,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 1,229 | $47,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 200 | $47,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 535 | $47,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 3,361 | $47,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 35 | $47,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 1,305 | $47,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 4,349 | $47,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 1,243 | $46,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 505 | $46,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 5,225 | $46,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,458 | $45,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 403 | $45,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 1,086 | $45,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 2,071 | $44,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 1,678 | $44,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 1,218 | $44,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 221 | $43,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,119 | $43,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 815 | $43,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 467 | $43,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 2,936 | $43,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 257 | $43,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 1,499 | $43,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 2,330 | $43,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 1,195 | $42,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 1,008 | $42,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 1,794 | $42,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 958 | $42,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 472 | $42,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 651 | $42,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 815 | $42,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 2,583 | $42,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 709 | $42,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 535 | $42,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 1,521 | $42,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 1,600 | $42,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 943 | $41,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 397 | $41,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 357 | $41,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 3,203 | $41,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 2,947 | $41,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 605 | $41,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 1,829 | $41,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 531 | $40,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 4,242 | $40,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 591 | $40,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 2,920 | $40,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 616 | $40,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 284 | $40,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 80 | $40,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 2,082 | $40,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 784 | $40,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 702 | $39,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 1,182 | $39,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 280 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 328 | $39,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 2,962 | $39,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 716 | $39,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 800 | $38,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 129 | $38,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 949 | $38,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 382 | $38,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,156 | $38,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 3,413 | $38,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 5,888 | $38,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 910 | $38,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 971 | $38,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 1,386 | $37,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 306 | $37,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 392 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 694 | $37,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 641 | $37,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 348 | $36,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 50 | $36,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 1,807 | $36,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 686 | $36,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 792 | $36,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 350 | $36,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 487 | $36,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 1,014 | $36,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,000 | $36,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 462 | $36,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 583 | $35,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 1,473 | $35,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 458 | $35,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 1,500 | $35,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 3,071 | $35,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 1,712 | $35,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 921 | $35,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 837 | $35,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 1,094 | $35,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1,960 | $35,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 284 | $35,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 2,000 | $35,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 3,038 | $35,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 390 | $34,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 7,763 | $34,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 163 | $34,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 285 | $34,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 1,661 | $34,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 1,341 | $34,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 963 | $34,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 640 | $34,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 3,415 | $34,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 1,946 | $34,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,264 | $33,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 831 | $33,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 868 | $33,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,645 | $33,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 2,038 | $33,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 1,352 | $33,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 526 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 1,727 | $33,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 950 | $33,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 6,500 | $32,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 1,809 | $32,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2,723 | $32,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 824 | $32,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 2,473 | $32,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 434 | $32,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 376 | $32,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 2,000 | $32,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 654 | $32,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 229 | $32,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 137 | $31,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 276 | $31,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 3,451 | $31,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 319 | $31,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 317 | $31,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 2,365 | $31,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 750 | $31,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 633 | $31,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 107 | $31,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 4,777 | $31,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 863 | $31,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 130 | $30,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 3,361 | $30,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 538 | $30,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 1,196 | $30,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 410 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 329 | $30,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 3,000 | $30,000 | thousands by filing date | principal |
| ISHARES US ETF TR | 46431W630 | MEDIA ENTRNMNT | 1,201 | $30,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 169 | $29,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 10,819 | $29,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 8,836 | $29,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 212 | $29,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 780 | $29,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 617 | $29,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 4,762 | $29,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 2,433 | $29,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 986 | $29,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 1,088 | $29,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 413 | $28,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 307 | $28,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 429 | $28,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 161 | $28,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 725 | $28,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 921 | $28,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 990 | $28,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 952 | $28,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 1,426 | $28,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 3,400 | $28,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,500 | $27,000 | thousands by filing date | put |
| PACKAGING CORP AMER COM | 695156109 | Stock | 272 | $27,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,366 | $27,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 212 | $27,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 521 | $27,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 700 | $27,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 668 | $27,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,338 | $27,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 1,018 | $27,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 581 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 600 | $27,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 108 | $26,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 318 | $26,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,144 | $26,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 281 | $26,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 1,124 | $26,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 128 | $26,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 8,846 | $26,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 558 | $26,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 555 | $26,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 610 | $26,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 1,069 | $26,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 128 | $26,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 1,500 | $26,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 250 | $25,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 270 | $25,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 207 | $25,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 358 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 919 | $25,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 569 | $25,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 555 | $25,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 2,210 | $25,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 2,239 | $25,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 870 | $24,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 100 | $24,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 141 | $24,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 785 | $24,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 201 | $24,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,580 | $24,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 1,000 | $24,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 1,344 | $24,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 806 | $24,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 54 | $24,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 580 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 479 | $24,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 36,392 | $24,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 1,100 | $24,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 682 | $23,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 601 | $23,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 883 | $23,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 345 | $23,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 100 | $23,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 560 | $23,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 63 | $23,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 294 | $23,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 466 | $23,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 310 | $23,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 714 | $23,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,428 | $23,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 1,353 | $23,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 471 | $23,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 1,000 | $23,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 932 | $22,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 607 | $22,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 196 | $22,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 369 | $22,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 3,187 | $22,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 56 | $22,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 200 | $22,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,820 | $22,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 934 | $22,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 519 | $22,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 125 | $22,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 189 | $22,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 851 | $22,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,729 | $22,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,250 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 1,078 | $22,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 21 | $21,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 900 | $21,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 590 | $21,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 474 | $21,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 125 | $21,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 8,110 | $21,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 864 | $21,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 2,161 | $21,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 2,500 | $21,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,682 | $21,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 2,104 | $21,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 322 | $21,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 600 | $21,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 1,269 | $20,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 520 | $20,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 636 | $20,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 261 | $20,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 827 | $20,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 958 | $20,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,448 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 120 | $20,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 1,170 | $20,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 339 | $20,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 1,500 | $20,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,772 | $20,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 3,600 | $20,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,923 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 380 | $20,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,175 | $20,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A453 | CLEARSHS ULTRA | 199 | $20,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 587 | $20,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 3,000 | $20,000 | thousands by filing date | principal |
| GOLDMAN SACHS ETF TR | 381430347 | MOTIF DATA DRIVN | 316 | $20,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 441 | $19,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 220 | $19,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 795 | $19,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,533 | $19,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 765 | $19,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 298 | $19,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 288 | $19,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 127 | $19,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 521 | $19,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 318 | $19,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,568 | $19,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 44 | $19,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 829 | $19,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 654 | $19,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 121 | $19,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 2,186 | $19,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 220 | $19,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,570 | $19,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 170 | $19,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 2,773 | $19,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,290 | $19,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 2,002 | $19,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 130 | $19,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 568 | $19,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 185 | $19,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430321 | FINANCE REIMAGI | 314 | $19,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 190 | $18,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 330 | $18,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 751 | $18,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 25 | $18,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 566 | $18,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 294 | $18,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 182 | $18,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 218 | $18,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 1,155 | $18,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 1,082 | $18,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 326 | $18,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 736 | $18,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 860 | $18,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 552 | $18,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 1,100 | $18,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 200 | $18,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 293 | $18,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 784 | $18,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 294 | $18,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 160 | $18,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 565 | $18,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 627 | $18,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 726 | $18,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 1,800 | $18,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 550 | $18,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 526 | $18,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 2,137 | $18,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 727 | $18,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 500 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 387 | $18,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 3,291 | $17,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 306 | $17,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 859 | $17,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 441 | $17,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,150 | $17,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,243 | $17,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 2,000 | $17,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 291 | $17,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 548 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 381 | $17,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 409 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 584 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 158 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 138 | $17,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 4,000 | $17,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 853 | $17,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 2,004 | $17,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 402 | $16,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 6,565 | $16,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 263 | $16,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 278 | $16,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 924 | $16,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 278 | $16,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 355 | $16,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 169 | $16,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 968 | $16,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,470 | $16,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,503 | $16,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,965 | $16,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,236 | $16,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2,174 | $16,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 2,007 | $16,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 202 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 505 | $16,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 350 | $16,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 458 | $16,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 683 | $16,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 377 | $16,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 337 | $16,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 1,034 | $16,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 762 | $16,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430297 | HUMAN EVOLUTION | 271 | $16,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 109 | $15,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 58 | $15,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 170 | $15,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 200 | $15,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 257 | $15,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 101 | $15,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 236 | $15,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 687 | $15,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 635 | $15,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 77 | $15,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 309 | $15,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 507 | $15,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 232 | $15,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 137 | $15,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 1,009 | $15,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 700 | $15,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 2,625 | $15,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 154 | $15,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 153 | $15,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 1,173 | $15,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 1,882 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 300 | $15,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 2,024 | $15,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,150 | $15,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 712 | $15,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 282 | $14,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 41 | $14,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 128 | $14,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 122 | $14,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 406 | $14,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 206 | $14,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 306 | $14,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 707 | $14,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,098 | $14,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 1,357 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 280 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 367 | $14,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 515 | $14,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 317 | $14,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 193 | $14,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 1,117 | $14,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 813 | $14,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 218 | $14,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 246 | $14,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 128 | $14,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 113 | $14,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 236 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 1,373 | $14,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 971 | $14,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,250 | $14,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430255 | NEW AGE CONSU | 200 | $14,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 133 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-20-002689 | this filing | 2020-07-22 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001580642-21-004473 | base | 2021-09-15 | acceptance time not in the bulk data set |