13F-HR filed by CWM, LLC
CWM, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-22, with 2,276 holding rows worth $6,869,596,000.
- Accession
- 0001580642-19-004766
- Filer
- CIK 1535847
- Filed
- 2019-10-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 2,338 entries on the cover page, a total value of $6,869,596,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,869,596,000 with VALUE read as thousands by filing date, 13F file number 028-15648. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GRANITE CONSTR INC COM | 387328107 | Stock | 20 | $1,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 29 | $1,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 284 | $1,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 27 | $1,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 42 | $1,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 27 | $1,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 12 | $1,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 21 | $1,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 16 | $1,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 12 | $1,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 18 | $1,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 62 | $1,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 10 | $1,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 283 | $1,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 72 | $1,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 269 | $1,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 11 | $1,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 28 | $1,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 141 | $1,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 4 | $1,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 25 | $1,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 34 | $1,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 7 | $1,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 32 | $1,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 113 | $1,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 53 | $1,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 17 | $1,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 10 | $1,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 10 | $1,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 18 | $1,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 9 | $1,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 6 | $1,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 8 | $1,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 59 | $1,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 9 | $1,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 62 | $1,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 66 | $1,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 19 | $1,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 11 | $1,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 13 | $1,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 61 | $1,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 19 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 22 | $1,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 10 | $1,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 2 | $1,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 37 | $1,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 261 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 15 | $1,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 20 | $1,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 21 | $1,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 24 | $1,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P660 | FRANKLIN ASIA | 34 | $1,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 33 | $1,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 13 | $1,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 50 | $1,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 12 | $1,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 48 | $1,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 15 | $1,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 31 | $1,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 48 | $1,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 16 | $1,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 7 | $1,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 8 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 38 | $1,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 30 | $1,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 32 | $1,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 10 | $1,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 6 | $1,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 450 | $1,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 23 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 50 | $1,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 43 | $1,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 84 | $1,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 46 | $1,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 79 | $1,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 5 | $1,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 18 | $1,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 200 | $1,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 42 | $1,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 40 | $1,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 73 | $1,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 33 | $1,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 150 | $1,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 26 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 359 | $1,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 40 | $1,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 25 | $1,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 27 | $1,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 26 | $1,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 10 | $1,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 6 | $1,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 140 | $1,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 11 | $1,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 14 | $1,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 25 | $1,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 36 | $1,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 27 | $1,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 22 | $1,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 15 | $1,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 8 | $1,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 30 | $1,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 48 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 120 | $1,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 7 | $1,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 64 | $1,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 64 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 9 | $1,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 38 | $1,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 50 | $1,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 65 | $1,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 80 | $1,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 51 | $1,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 60 | $1,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 200 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 24 | $1,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 300 | $1,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 250 | $1,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 23 | $1,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 539 | $1,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 165 | $1,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 79 | $1,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 54 | $1,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 50 | $1,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 23 | $1,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 40 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 53 | $1,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 27 | $1,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 59 | $1,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 100 | $1,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 50 | $1,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 10 | $1,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 160 | $1,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 300 | $1,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 49 | $1,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 26 | $1,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 13 | $1,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 21 | $1,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 1,000 | $1,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 2,061 | $1,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 1,000 | $1,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 90 | $1,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 70 | $1,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 400 | $1,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 200 | $1,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 1,000 | $1,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q803 | DIVERSIFIED ET | 58 | $1,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P702 | LIBRT INT OPPT | 37 | $1,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Walmart Inc. | 931142103 | COM | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NETGEAR INC | 64111Q104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTA SVCS INC | 74762E102 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IAMGOLD CORP COM | 450913108 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUIFAX INC COM | 294429105 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPP PLC NEW ADR | 92937A102 | ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH A O CORP COM | 831865209 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOVADO GROUP INC COM | 624580106 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LKQ CORP COM | 501889208 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAP INC COM | 364760108 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERC HLDGS INC COM | 42704L104 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAN HARBORS INC COM | 184496107 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERRIGO CO PLC SHS | G97822103 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN UN CO COM | 959802109 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LYFT INC | 55087P104 | CL A COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOX CORP | 35137L204 | CL B COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HECLA MNG CO | 422704106 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLUOR CORP | 343412102 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NELNET INC | 64031N108 | CL A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P694 | FRANKLN SWZLND | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENTHERM INC | 37253A103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COSTAMARE INC | Y1771G102 | SHS | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ST JOE CO | 790148100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UMB FINL CORP | 902788108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UMH PPTYS INC | 903002103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP | 92839U206 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T108 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZYNGA INC. | 98986T108 | CL A | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANESBRANDS INC | 410345102 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JUNIPER NETWORKS INC | 48203R104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY INC | 25470F104 | COM SER A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYSTER-YALE INC | 449172105 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXT INC | 00246W103 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNISYS CORP | 909214306 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SL GREEN REALTY CORP | 78440X101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISERV FINL INC | 03074A102 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P785 | FTSE GERMANY | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P843 | CMN | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P645 | FRANKLIN FTSE | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 264 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gulfport Energy | 402635304 | COM | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 190 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITE AID CORP | 767754872 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIVITY HEALTH INC | 88870R102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVON PRODS INC | 054303102 | COM | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN MED INC | 88830X819 | COM | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKLOGIC CORP | 74837P108 | COM | 515 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLYMET MINING CORP | 731916102 | COM | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 1,655 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 172 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Proshares VIX Short-Term | 74347W171 | Equity | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 225 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYREN LTD | M26895108 | SHS | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURYN RES INC | 05208W108 | COM | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORP | 15117N503 | COM PAR NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P793 | FTSE FRANCE | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Trovagene Inc | 897238606 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 153 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIER 1 IMPORTS INC | 720279504 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-19-004766 | this filing | 2019-10-22 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001580642-21-004453 | base | 2021-09-14 | acceptance time not in the bulk data set |