13F-HR filed by CWM, LLC
CWM, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-22, with 2,276 holding rows worth $6,869,596,000.
- Accession
- 0001580642-19-004766
- Filer
- CIK 1535847
- Filed
- 2019-10-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 2,338 entries on the cover page, a total value of $6,869,596,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,869,596,000 with VALUE read as thousands by filing date, 13F file number 028-15648. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 170 | $10,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 513 | $10,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 505 | $10,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 568 | $10,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 265 | $10,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 73 | $10,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 282 | $10,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,841 | $10,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2,771 | $10,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 272 | $10,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 192 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 196 | $10,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 5,020 | $10,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 390 | $10,000 | thousands by filing date | |
| FI ENHANCED GLBL HIGH YLD BCSB | 06746Q249 | COM | 88 | $10,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 10,000 | $10,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 146 | $9,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 115 | $9,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 200 | $9,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 133 | $9,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 262 | $9,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 121 | $9,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 310 | $9,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 176 | $9,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 38 | $9,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 80 | $9,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 180 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 389 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 49 | $9,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 164 | $9,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 282 | $9,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 254 | $9,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 199 | $9,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 162 | $9,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 39 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 175 | $9,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 73 | $9,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 776 | $9,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 100 | $9,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 284 | $9,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 850 | $9,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,508 | $9,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 297 | $9,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 130 | $9,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 2,500 | $9,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 368 | $9,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 224 | $8,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 68 | $8,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 254 | $8,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 393 | $8,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 35 | $8,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 262 | $8,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 736 | $8,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 945 | $8,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 177 | $8,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 300 | $8,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,000 | $8,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 334 | $8,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 287 | $8,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 200 | $8,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 536 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 148 | $8,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 177 | $8,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 82 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 162 | $8,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 300 | $8,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 163 | $8,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 200 | $8,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 141 | $8,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 583 | $8,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 126 | $8,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,417 | $8,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 500 | $8,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 586 | $8,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 326 | $8,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 750 | $8,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 375 | $8,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 200 | $8,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 390 | $8,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 300 | $8,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 115 | $7,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 249 | $7,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 85 | $7,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 458 | $7,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 575 | $7,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 432 | $7,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 150 | $7,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 75 | $7,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 97 | $7,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 101 | $7,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 69 | $7,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 333 | $7,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 124 | $7,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 208 | $7,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 165 | $7,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 380 | $7,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 456 | $7,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 508 | $7,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 477 | $7,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 95 | $7,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 585 | $7,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 54 | $7,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 33 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 453 | $7,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 194 | $7,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 875 | $7,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 161 | $7,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 185 | $7,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 93 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 789 | $7,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 236 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 104 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 148 | $7,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 91 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 300 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 140 | $7,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 161 | $7,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 399 | $7,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 270 | $7,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 151 | $7,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 144 | $7,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 323 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 30 | $6,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 72 | $6,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 313 | $6,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 211 | $6,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 95 | $6,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 300 | $6,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 77 | $6,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 100 | $6,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 154 | $6,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 134 | $6,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 604 | $6,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 101 | $6,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 109 | $6,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 682 | $6,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 693 | $6,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 126 | $6,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 123 | $6,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 100 | $6,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 131 | $6,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 88 | $6,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 133 | $6,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 107 | $6,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 266 | $6,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 223 | $6,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 410 | $6,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 350 | $6,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 368 | $6,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 120 | $6,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 185 | $6,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 409 | $6,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 474 | $6,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 290 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 150 | $6,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 213 | $6,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 131 | $6,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 372 | $6,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 338 | $6,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 100 | $6,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 500 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 291 | $6,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 234 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 123 | $6,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 100 | $6,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 585 | $6,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 47 | $6,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 3,000 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 305 | $6,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 15,000 | $6,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 9,280 | $6,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 5,000 | $6,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 162 | $5,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 113 | $5,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 61 | $5,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 80 | $5,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 149 | $5,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 197 | $5,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 56 | $5,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 53 | $5,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 220 | $5,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 59 | $5,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 57 | $5,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 300 | $5,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 298 | $5,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 98 | $5,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 44 | $5,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 61 | $5,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 40 | $5,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 47 | $5,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 150 | $5,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 120 | $5,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 86 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 134 | $5,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 156 | $5,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 48 | $5,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 246 | $5,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 400 | $5,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 330 | $5,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 126 | $5,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 171 | $5,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 176 | $5,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 219 | $5,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 300 | $5,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 31 | $5,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 274 | $5,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 170 | $5,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 500 | $5,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,081 | $5,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 80 | $5,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 79 | $5,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 200 | $5,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 98 | $5,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 100 | $5,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 300 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 350 | $5,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 73 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 124 | $5,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 900 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 132 | $5,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 214 | $5,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 200 | $5,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 240 | $5,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 116 | $5,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,525 | $5,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 920 | $5,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 202 | $5,000 | thousands by filing date | |
| URSTADT BIDDLE PPTYS INC | 917286809 | PFD-G CV 6.75 | 191 | $5,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 45 | $4,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,800 | $4,000 | thousands by filing date | put |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 154 | $4,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 200 | $4,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 46 | $4,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 26 | $4,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 429 | $4,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 29 | $4,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 27 | $4,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 28 | $4,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 23 | $4,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 49 | $4,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 94 | $4,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 28 | $4,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 43 | $4,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 105 | $4,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 52 | $4,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 86 | $4,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 124 | $4,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 140 | $4,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 113 | $4,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 143 | $4,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 62 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 35 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 88 | $4,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 41 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 75 | $4,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 169 | $4,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 250 | $4,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,000 | $4,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 109 | $4,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 38 | $4,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 773 | $4,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 206 | $4,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 42 | $4,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 156 | $4,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 97 | $4,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 122 | $4,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 46 | $4,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 30 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 179 | $4,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 35 | $4,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 224 | $4,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 118 | $4,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 94 | $4,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 28 | $4,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 34 | $4,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 185 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 73 | $4,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 46 | $4,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 76 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 94 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 54 | $4,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 120 | $4,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 164 | $4,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 620 | $4,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 4,000 | $4,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 310 | $4,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 158 | $4,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 251 | $4,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 335 | $4,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 600 | $4,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 500 | $4,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 158 | $4,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 796 | $4,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 297 | $4,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 47 | $4,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,500 | $3,000 | thousands by filing date | put |
| Schwab US REIT ETF | 808524847 | SHS | 53 | $3,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 37 | $3,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 30 | $3,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 34 | $3,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 105 | $3,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 110 | $3,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 46 | $3,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 216 | $3,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 80 | $3,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 69 | $3,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 22 | $3,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 280 | $3,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 93 | $3,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 50 | $3,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 99 | $3,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 327 | $3,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 23 | $3,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 686 | $3,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 30 | $3,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 35 | $3,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 500 | $3,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 13 | $3,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 192 | $3,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 150 | $3,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 167 | $3,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 252 | $3,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 46 | $3,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 21 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 84 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 69 | $3,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 15 | $3,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 56 | $3,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 26 | $3,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 270 | $3,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 300 | $3,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 316 | $3,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 200 | $3,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 199 | $3,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 9 | $3,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 65 | $3,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,000 | $3,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 476 | $3,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 96 | $3,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 110 | $3,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 117 | $3,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 20 | $3,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 53 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 102 | $3,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 45 | $3,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 21 | $3,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 23 | $3,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 263 | $3,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 500 | $3,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 160 | $3,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 68 | $3,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 30 | $3,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 40 | $3,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 220 | $3,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 87 | $3,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 293 | $3,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 59 | $3,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 89 | $3,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 92 | $3,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 164 | $3,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 162 | $3,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 650 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 64 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 46 | $3,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 175 | $3,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 103 | $3,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 100 | $3,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,070 | $3,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 200 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 29 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 92 | $3,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 150 | $3,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 500 | $3,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 122 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 87 | $3,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 79 | $3,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 250 | $3,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 139 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 53 | $3,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 44 | $3,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,404 | $3,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 300 | $3,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 272 | $3,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 837 | $3,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 1,888 | $3,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 285 | $3,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A507 | MDRTLY CNSRTIV | 213 | $3,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 22 | $2,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 18 | $2,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 2 | $2,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 96 | $2,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 159 | $2,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 23 | $2,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 12 | $2,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 66 | $2,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 63 | $2,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 52 | $2,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 31 | $2,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 3 | $2,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,000 | $2,000 | thousands by filing date | put |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 34 | $2,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 28 | $2,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 7 | $2,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 120 | $2,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 16 | $2,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 51 | $2,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 77 | $2,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 40 | $2,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 15 | $2,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 37 | $2,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 12 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 65 | $2,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 400 | $2,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 80 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 34 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 800 | $2,000 | thousands by filing date | put |
| B & G FOODS INC | 05508R106 | COM | 90 | $2,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 23 | $2,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 60 | $2,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 74 | $2,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 127 | $2,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 26 | $2,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 87 | $2,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 9 | $2,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 91 | $2,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 54 | $2,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 17 | $2,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 261 | $2,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 46 | $2,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 9 | $2,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 41 | $2,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 400 | $2,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 200 | $2,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 125 | $2,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 265 | $2,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 53 | $2,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 107 | $2,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 40 | $2,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 61 | $2,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 31 | $2,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 200 | $2,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 64 | $2,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 119 | $2,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 60 | $2,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 66 | $2,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 186 | $2,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 600 | $2,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 105 | $2,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 288 | $2,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 250 | $2,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 100 | $2,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 52 | $2,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 60 | $2,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 27 | $2,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 75 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 24 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 101 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 48 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 73 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 75 | $2,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 362 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 15 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 74 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 109 | $2,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 60 | $2,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 23 | $2,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 35 | $2,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 450 | $2,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 206 | $2,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 400 | $2,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 418 | $2,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 350 | $2,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 600 | $2,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 291 | $2,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 270 | $2,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 20 | $2,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 274 | $2,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 105 | $2,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 2,081 | $2,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 1,010 | $2,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 126 | $2,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 800 | $2,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 1,250 | $2,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 1,250 | $2,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 700 | $1,000 | thousands by filing date | put |
| FIDELITY COMWLTH TR | 315912808 | COM | 5 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 18 | $1,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,100 | $1,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 1,200 | $1,000 | thousands by filing date | put |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 15 | $1,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 36 | $1,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 41 | $1,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 10 | $1,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 44 | $1,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 9 | $1,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 13 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-19-004766 | this filing | 2019-10-22 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001580642-21-004453 | base | 2021-09-14 | acceptance time not in the bulk data set |