13F-HR filed by CWM, LLC
CWM, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-16, with 1,562 holding rows worth $2,115,106,000.
- Accession
- 0001580642-17-005559
- Filer
- CIK 1535847
- Filed
- 2017-10-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,569 entries on the cover page, a total value of $2,115,106,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,115,106,000 with VALUE read as thousands by filing date, 13F file number 028-15648. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HYSTER-YALE INC | 449172105 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UMPQUA HOLDINGS | 904214103 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISERV FINL INC | 03074A102 | COM | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR LEASE CORP | 00912X302 | CL A | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF THE OZARKS | 063904106 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEGION CORP | 00770F104 | COMMON STOCK | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IXYS CORP | 46600W106 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFINERA CORP | 45667G103 | COMMON STOCK | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPARTANNASH CO | 847215100 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVON PRODS INC | 054303102 | COM | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051440 | XTRACK RUSS 2000 | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REALPAGE INC | 75606N109 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELLIE MAE INC | 28849P100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINISH LINE/THE CL A | 317923100 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHULMAN (A.) INC | 808194104 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SNYDERS LANCE INC | 833551104 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVX CORP NEW | 002444107 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Proshares VIX Short-Term | 74347W171 | Equity | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURYN RES INC | 05208W108 | COM | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELIV INTERNATIONAL INC | 75952R209 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLIFTON BANCORP INC | 186873105 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-17-005559 | this filing | 2017-10-16 | acceptance time not in the bulk data set |