13F-HR filed by CWM, LLC
CWM, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-16, with 1,562 holding rows worth $2,115,106,000.
- Accession
- 0001580642-17-005559
- Filer
- CIK 1535847
- Filed
- 2017-10-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,569 entries on the cover page, a total value of $2,115,106,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,115,106,000 with VALUE read as thousands by filing date, 13F file number 028-15648. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 862 | $55,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 335 | $55,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 394 | $54,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 377 | $54,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 1,118 | $54,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,045 | $54,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 4,181 | $54,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 236 | $53,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 652 | $53,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 473 | $53,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,572 | $53,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 1,693 | $53,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 2,008 | $52,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 677 | $52,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 817 | $52,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 1,071 | $51,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 1,060 | $51,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 422 | $51,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 600 | $51,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 3,912 | $51,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 1,033 | $51,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 211 | $51,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 7,100 | $51,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 445 | $50,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 970 | $50,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 435 | $50,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 2,305 | $50,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 1,453 | $50,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 1,712 | $50,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 878 | $49,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 505 | $49,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 109 | $49,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 2,311 | $49,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 7,377 | $49,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 754 | $49,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 467 | $49,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,183 | $48,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 2,195 | $48,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 10,148 | $47,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 365 | $46,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 1,401 | $45,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 2,198 | $45,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 378 | $44,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 582 | $44,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 508 | $44,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 1,330 | $44,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 537 | $43,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 190 | $43,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 3,070 | $43,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 1,140 | $43,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 434 | $43,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 489 | $42,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 3,500 | $42,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 391 | $41,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 983 | $41,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 581 | $41,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 233 | $40,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 310 | $40,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 226 | $40,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 701 | $40,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 275 | $39,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 3,748 | $39,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 30 | $39,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 1,311 | $39,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 725 | $39,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 654 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 2,350 | $39,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 211 | $38,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 700 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 260 | $38,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,600 | $38,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 580 | $37,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 277 | $37,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 362 | $37,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 607 | $37,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 382 | $37,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 6,230 | $37,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,111 | $37,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 673 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 328 | $36,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 237 | $36,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 2,100 | $36,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 450 | $36,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,236 | $35,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 150 | $35,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 2,144 | $35,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 1,322 | $35,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 675 | $35,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 5,705 | $35,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 614 | $34,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 656 | $34,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 174 | $34,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,665 | $34,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 887 | $34,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 705 | $34,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 397 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 903 | $34,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,045 | $34,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 1,040 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 373 | $33,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 260 | $33,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 700 | $33,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 362 | $33,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 300 | $33,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 793 | $33,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 930 | $33,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,749 | $33,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 670 | $33,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 439 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 340 | $32,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 517 | $32,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 2,787 | $32,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 403 | $32,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 817 | $31,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,190 | $31,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 213 | $31,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 395 | $31,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 2,367 | $31,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 127 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 350 | $30,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 609 | $30,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 673 | $30,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 881 | $30,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 8,846 | $30,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 700 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 609 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 503 | $30,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 2,400 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 787 | $30,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 337 | $29,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 450 | $29,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 301 | $29,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 582 | $29,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1,575 | $29,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 770 | $29,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 350 | $28,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 300 | $28,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 238 | $28,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 450 | $28,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 145 | $28,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 342 | $28,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 3,091 | $28,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 332 | $27,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 152 | $27,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 386 | $27,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 560 | $27,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 223 | $27,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 242 | $27,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 241 | $27,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 775 | $27,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 1,385 | $27,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 843 | $27,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 200 | $27,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 501 | $26,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 626 | $26,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 485 | $26,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 1,274 | $26,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 709 | $26,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 41 | $26,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 20 | $26,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 14 | $26,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 342 | $25,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 1,839 | $25,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 500 | $25,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 445 | $24,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 220 | $24,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 229 | $24,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 205 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 463 | $24,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 509 | $24,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 1,757 | $24,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 2,544 | $24,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 491 | $23,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 592 | $23,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 478 | $23,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 443 | $23,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,900 | $23,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 400 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 500 | $23,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,500 | $23,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 518 | $23,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 322 | $23,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 341 | $22,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 478 | $22,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 258 | $22,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 70 | $22,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 228 | $21,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 220 | $21,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 301 | $21,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 269 | $21,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 220 | $21,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 1,228 | $21,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 311 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 390 | $21,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 124 | $21,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,025 | $21,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 185 | $21,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 151 | $21,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 758 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 300 | $21,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 419 | $21,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 133 | $20,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 251 | $20,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 315 | $20,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,041 | $20,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 500 | $20,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 840 | $20,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 160 | $20,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 165 | $20,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 287 | $20,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 260 | $20,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,650 | $20,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 304 | $19,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 552 | $19,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 334 | $19,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 230 | $19,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 136 | $19,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 749 | $19,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 653 | $19,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,604 | $19,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 10,000 | $19,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 621 | $18,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 99 | $18,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 200 | $18,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 255 | $18,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 500 | $18,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 321 | $18,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 827 | $18,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 321 | $18,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 434 | $18,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 414 | $18,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 386 | $18,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 200 | $18,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 282 | $18,000 | thousands by filing date | |
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| GGP INC | 36174X101 | COM | 886 | $18,000 | thousands by filing date | |
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| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 100 | $18,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 275 | $17,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 206 | $17,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 277 | $17,000 | thousands by filing date | |
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| IRON MTN INC DEL COM | 46284V101 | REIT | 439 | $17,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 95 | $17,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 917 | $17,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 282 | $17,000 | thousands by filing date | |
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| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 334 | $17,000 | thousands by filing date | |
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| SNAP INC | 83304A106 | CL A | 1,140 | $17,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 460 | $17,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 303 | $17,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 229 | $17,000 | thousands by filing date | |
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| COUSINS PROPERTIES INC | 222795106 | COM | 1,787 | $17,000 | thousands by filing date | |
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| HYD | 92189F361 | ETF | 532 | $17,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 200 | $16,000 | thousands by filing date | |
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| AMEREN CORP COM | 023608102 | Stock | 282 | $16,000 | thousands by filing date | |
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| CAPITOL FED FINL INC COM | 14057J101 | Stock | 1,006 | $15,000 | thousands by filing date | |
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| CLARUS CORP NEW | 18270P109 | COM | 1,934 | $15,000 | thousands by filing date | |
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| WABCO HLDGS INC | 92927K102 | COM | 102 | $15,000 | thousands by filing date | |
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| BB & T CORP | 054937107 | COM | 314 | $15,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 342 | $15,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 134 | $14,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 249 | $14,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 100 | $14,000 | thousands by filing date | |
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| Mallinckrodt Plc | G5785G107 | SHS | 372 | $14,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 438 | $14,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 265 | $14,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 422 | $14,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 130 | $14,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 349 | $14,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 123 | $14,000 | thousands by filing date | |
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| CIVEO CORP CDA | 17878Y108 | COM | 5,000 | $14,000 | thousands by filing date | |
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| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 256 | $13,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 199 | $13,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 426 | $13,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 51 | $13,000 | thousands by filing date | |
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| ISHARES TR | 464287564 | SELECT US REIT | 133 | $13,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 387 | $13,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 109 | $13,000 | thousands by filing date | |
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| EBIX INC | 278715206 | COM NEW | 200 | $13,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 625 | $13,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 264 | $13,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 256 | $12,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 107 | $12,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 248 | $12,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $12,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 134 | $12,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 185 | $12,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 339 | $12,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 100 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 100 | $12,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 320 | $12,000 | thousands by filing date | |
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| GENWORTH FINL INC | 37247D106 | COM SHS | 3,000 | $12,000 | thousands by filing date | |
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| CYRUSONE INC | 23283R100 | COM | 198 | $12,000 | thousands by filing date | |
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| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 440 | $12,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 735 | $12,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 240 | $12,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 500 | $12,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 1,000 | $12,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 32 | $11,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 195 | $11,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 132 | $11,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 264 | $11,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 242 | $11,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 190 | $11,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 217 | $11,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 290 | $11,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 280 | $11,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 321 | $11,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 290 | $11,000 | thousands by filing date | |
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| SEATTLE GENETICS INC | 812578102 | COM | 200 | $11,000 | thousands by filing date | |
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| ATWOOD OCEANICS INC | 050095108 | COM | 1,200 | $11,000 | thousands by filing date | |
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| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 10,000 | $11,000 | thousands by filing date | principal |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 481 | $10,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 141 | $10,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 95 | $10,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 79 | $10,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 362 | $10,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 60 | $10,000 | thousands by filing date | |
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| HEXCEL CORP NEW | 428291108 | COM | 173 | $10,000 | thousands by filing date | |
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| HUDSON PAC PPTYS INC | 444097109 | COM | 287 | $10,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 195 | $10,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 635 | $10,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 260 | $10,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 298 | $10,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 422 | $10,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 150 | $10,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 243 | $10,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 584 | $10,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 310 | $10,000 | thousands by filing date | |
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| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 89 | $10,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 192 | $9,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 94 | $9,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 224 | $9,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 20 | $9,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 200 | $9,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 114 | $9,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 200 | $9,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 233 | $9,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 99 | $9,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 200 | $9,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 86 | $9,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 284 | $9,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 396 | $9,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 473 | $9,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 190 | $9,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 123 | $9,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 200 | $9,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 211 | $9,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 500 | $9,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 251 | $9,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 182 | $9,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 201 | $9,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 285 | $9,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 10,000 | $9,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 3,000 | $9,000 | thousands by filing date | principal |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 173 | $9,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 147 | $9,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 199 | $8,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 85 | $8,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 141 | $8,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 65 | $8,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 81 | $8,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 80 | $8,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 355 | $8,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 123 | $8,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 40 | $8,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,183 | $8,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 192 | $8,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 93 | $8,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 114 | $8,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 84 | $8,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 200 | $8,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 131 | $8,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 177 | $8,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 125 | $8,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 175 | $8,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 140 | $8,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 239 | $8,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 500 | $8,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 174 | $8,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 61 | $8,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 162 | $8,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 723 | $8,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,528 | $8,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 45 | $8,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 448 | $8,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 249 | $8,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,081 | $8,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 378 | $8,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 666 | $8,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 349 | $8,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 44 | $8,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 232 | $8,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,104 | $8,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 40 | $8,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 450 | $8,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 231 | $8,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 503 | $8,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 350 | $8,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 200 | $8,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 180 | $8,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,404 | $8,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 177 | $7,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 247 | $7,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 96 | $7,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 88 | $7,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 81 | $7,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 300 | $7,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 111 | $7,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 394 | $7,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 205 | $7,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 78 | $7,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 84 | $7,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,000 | $7,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 212 | $7,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 160 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 200 | $7,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 250 | $7,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 193 | $7,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 300 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 29 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 231 | $7,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 248 | $7,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 419 | $7,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 50 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-17-005559 | this filing | 2017-10-16 | acceptance time not in the bulk data set |