13F-HR filed by CWM, LLC
CWM, LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-01-19, with 1,132 holding rows worth $1,631,629,000.
- Accession
- 0001580642-17-000299
- Filer
- CIK 1535847
- Filed
- 2017-01-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 1,137 entries on the cover page, a total value of $1,631,629,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,631,629,000 with VALUE read as thousands by filing date, 13F file number 028-15648. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AQUA AMERICA INC | 03836W103 | COM | 75 | $2,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 178 | $2,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 123 | $2,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 200 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 119 | $2,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 100 | $2,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 100 | $2,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 80 | $2,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 78 | $2,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 60 | $2,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 57 | $2,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 70 | $2,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 71 | $2,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 122 | $2,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 650 | $2,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 95 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 52 | $2,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 219 | $2,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 50 | $2,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 100 | $2,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 21 | $2,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 400 | $2,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 150 | $2,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 229 | $2,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 1,000 | $2,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 60 | $2,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 86 | $2,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 100 | $2,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 12 | $1,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 5 | $1,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 70 | $1,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 21 | $1,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 10 | $1,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 20 | $1,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 34 | $1,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 9 | $1,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 12 | $1,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 49 | $1,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 18 | $1,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 26 | $1,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 100 | $1,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 23 | $1,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 200 | $1,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 92 | $1,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 17 | $1,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 69 | $1,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 12 | $1,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 45 | $1,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 109 | $1,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 20 | $1,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 16 | $1,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 15 | $1,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 30 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 15 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 15 | $1,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 23 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 49 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 106 | $1,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 39 | $1,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 26 | $1,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 12 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 36 | $1,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 27 | $1,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 200 | $1,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 500 | $1,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 6 | $1,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 28 | $1,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 9 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 15 | $1,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 58 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 25 | $1,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 16 | $1,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 31 | $1,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 12 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 12 | $1,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 300 | $1,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 257 | $1,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 42 | $1,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 36 | $1,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 87 | $1,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 200 | $1,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 999 | $1,000 | thousands by filing date | principal |
| AIXTRON SE | 009606104 | SPONSORED ADR | 250 | $1,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 14 | $1,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 68 | $1,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 45 | $1,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 136 | $1,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 300 | $1,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 17 | $1,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 165 | $1,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 50 | $1,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 10,800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TRIMBLE INC COM | 896239100 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MURPHY USA INC COM | 626755102 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NASDAQ INC COM | 631103108 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP | 92839U206 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VMWARE, INC. | 928563402 | CL A COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XILINX INC | 983919101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOTHEBYS | 835898107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED HAT INC | 756577102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 375 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENHILL & CO INC COM | 395259104 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVON PRODS INC | 054303102 | COM | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-17-000299 | this filing | 2017-01-19 | acceptance time not in the bulk data set |