13F-HR filed by CWM, LLC
CWM, LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-01-19, with 1,132 holding rows worth $1,631,629,000.
- Accession
- 0001580642-17-000299
- Filer
- CIK 1535847
- Filed
- 2017-01-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 1,137 entries on the cover page, a total value of $1,631,629,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,631,629,000 with VALUE read as thousands by filing date, 13F file number 028-15648. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VCA ANTECH INC | 918194101 | COM | 500 | $34,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 297 | $33,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 515 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 804 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 260 | $33,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 595 | $33,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 940 | $33,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 6,490 | $32,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 917 | $32,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 333 | $32,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 253 | $31,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 400 | $31,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 410 | $31,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 659 | $31,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 992 | $31,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 998 | $31,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 2,011 | $31,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 439 | $31,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 1,274 | $30,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,111 | $30,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 242 | $30,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,088 | $29,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,074 | $29,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 2,787 | $29,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 695 | $29,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 1,000 | $29,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 200 | $28,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,050 | $28,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 775 | $28,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 1,385 | $28,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 139 | $27,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 434 | $27,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 533 | $27,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 96 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 559 | $27,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 213 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 501 | $27,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 2,400 | $27,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 890 | $26,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 300 | $26,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 611 | $26,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 1,100 | $26,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 3,006 | $26,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 40 | $25,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 450 | $25,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 100 | $25,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,073 | $25,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 318 | $24,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 400 | $24,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 181 | $24,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 20 | $24,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,411 | $24,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 401 | $24,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,600 | $24,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 575 | $23,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 355 | $23,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 338 | $23,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 220 | $23,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 663 | $23,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 592 | $23,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 278 | $23,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,732 | $23,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 20 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 200 | $23,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 300 | $23,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 1,757 | $23,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 609 | $22,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 300 | $22,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 472 | $22,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,210 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 153 | $22,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,200 | $22,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 400 | $22,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 196 | $21,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 220 | $21,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 500 | $21,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 274 | $21,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,280 | $21,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 1,367 | $21,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 560 | $21,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 156 | $20,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 402 | $20,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 934 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 418 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 111 | $20,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 496 | $20,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 381 | $19,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 391 | $19,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 220 | $19,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 907 | $19,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 133 | $19,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 500 | $19,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 397 | $19,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 717 | $19,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 700 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 381 | $19,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 258 | $19,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 226 | $18,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 169 | $18,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 403 | $18,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 200 | $18,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 200 | $18,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 245 | $18,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 178 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 196 | $18,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 2,000 | $18,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 374 | $18,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 12 | $18,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 89 | $18,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 400 | $18,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 3,091 | $18,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 344 | $17,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 271 | $17,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 41 | $17,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 203 | $17,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 1,006 | $17,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 178 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 156 | $17,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 75 | $17,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 202 | $17,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 189 | $17,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 610 | $17,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 301 | $17,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 955 | $17,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 145 | $16,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 403 | $16,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 129 | $16,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 411 | $16,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 220 | $16,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 266 | $16,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 181 | $16,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 500 | $16,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 560 | $16,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 1,000 | $16,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 840 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 532 | $16,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 432 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 300 | $16,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 1,000 | $16,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 266 | $16,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 116 | $16,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 1,200 | $16,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 100 | $16,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 418 | $16,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 95 | $15,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 135 | $15,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 839 | $15,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 160 | $15,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 210 | $15,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 280 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 178 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 368 | $15,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 370 | $15,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 265 | $15,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 835 | $15,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 400 | $15,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 946 | $15,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 277 | $15,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 270 | $15,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 320 | $14,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 220 | $14,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 413 | $14,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 189 | $14,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 100 | $14,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 193 | $14,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 80 | $14,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 210 | $14,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 280 | $14,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 251 | $14,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 500 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 1,004 | $14,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 180 | $14,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 203 | $14,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 392 | $14,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 240 | $14,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,404 | $14,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 134 | $13,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 221 | $13,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 108 | $13,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 310 | $13,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 265 | $13,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 148 | $13,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 124 | $13,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 271 | $13,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 434 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 505 | $13,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 320 | $13,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 250 | $13,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 200 | $13,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 200 | $13,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,200 | $13,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 998 | $13,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 80 | $12,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,400 | $12,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 383 | $12,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 500 | $12,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 200 | $12,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 134 | $12,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 310 | $12,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 247 | $12,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 240 | $12,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 556 | $12,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 2,000 | $12,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 625 | $12,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 255 | $11,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 107 | $11,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 200 | $11,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,019 | $11,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 3,000 | $11,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 343 | $11,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 257 | $11,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 884 | $11,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 88 | $11,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 185 | $11,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 200 | $11,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,204 | $11,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 500 | $11,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 200 | $11,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 600 | $11,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 300 | $11,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 3,155 | $11,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 5,000 | $11,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 26 | $10,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 323 | $10,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 214 | $10,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 400 | $10,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 399 | $10,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 137 | $10,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 190 | $10,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 150 | $10,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 200 | $10,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 464 | $10,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 290 | $10,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 330 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 250 | $10,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 140 | $10,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 312 | $10,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 129 | $10,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 310 | $10,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 500 | $10,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 500 | $10,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 400 | $10,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 128 | $9,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 132 | $9,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 160 | $9,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 70 | $9,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 200 | $9,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,000 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 100 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 100 | $9,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 240 | $9,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 190 | $9,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 249 | $9,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 758 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 300 | $9,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 200 | $9,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 372 | $9,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 681 | $9,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 327 | $9,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 111 | $8,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 112 | $8,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 286 | $8,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 200 | $8,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 101 | $8,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 160 | $8,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 252 | $8,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 170 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 144 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 157 | $8,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 500 | $8,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 331 | $8,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 300 | $8,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,081 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 179 | $8,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 251 | $8,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 400 | $8,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 250 | $8,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 285 | $8,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 117 | $8,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 122 | $8,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 350 | $8,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 334 | $7,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 192 | $7,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 72 | $7,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 190 | $7,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 80 | $7,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 87 | $7,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 92 | $7,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 128 | $7,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 300 | $7,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 200 | $7,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 145 | $7,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 201 | $7,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 200 | $7,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 90 | $7,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 75 | $7,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 290 | $7,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 200 | $7,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 136 | $7,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 170 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 68 | $7,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 91 | $7,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 81 | $7,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,500 | $7,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 281 | $7,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 419 | $7,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 845 | $7,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 180 | $7,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 147 | $6,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 300 | $6,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 17 | $6,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 17 | $6,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 80 | $6,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 203 | $6,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 83 | $6,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 27 | $6,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 46 | $6,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 221 | $6,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 300 | $6,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 200 | $6,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 110 | $6,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 100 | $6,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 300 | $6,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 438 | $6,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 162 | $6,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 500 | $6,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 58 | $6,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 65 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 265 | $6,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 141 | $6,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 425 | $6,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 100 | $6,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 136 | $6,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 200 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 139 | $6,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 70 | $5,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 141 | $5,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 250 | $5,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 332 | $5,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 110 | $5,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 69 | $5,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 17 | $5,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 28 | $5,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 6 | $5,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 40 | $5,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 78 | $5,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 116 | $5,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 85 | $5,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 160 | $5,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,000 | $5,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 64 | $5,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 87 | $5,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 117 | $5,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 97 | $5,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 37 | $5,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 300 | $5,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 90 | $5,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 223 | $5,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 246 | $5,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 27 | $5,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 501 | $5,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,384 | $5,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 122 | $5,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 225 | $5,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 300 | $5,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 56 | $4,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 185 | $4,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 63 | $4,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 100 | $4,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 78 | $4,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 32 | $4,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 63 | $4,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 135 | $4,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 27 | $4,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 45 | $4,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 80 | $4,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 169 | $4,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 39 | $4,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 85 | $4,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 58 | $4,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 105 | $4,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 87 | $4,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 289 | $4,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 63 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 86 | $4,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 100 | $4,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 145 | $4,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 300 | $4,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 50 | $4,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 85 | $4,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 80 | $4,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 50 | $4,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 200 | $4,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 300 | $4,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 507 | $4,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 600 | $4,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 134 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 91 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 72 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 121 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 104 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 325 | $4,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 88 | $3,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 15 | $3,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 62 | $3,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 330 | $3,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 140 | $3,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 76 | $3,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 35 | $3,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 245 | $3,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 228 | $3,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 40 | $3,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 114 | $3,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 18 | $3,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 89 | $3,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 122 | $3,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 100 | $3,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 64 | $3,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 24 | $3,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 204 | $3,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 62 | $3,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 64 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 25 | $3,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 52 | $3,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 26 | $3,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 300 | $3,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 75 | $3,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 19 | $3,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 50 | $3,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 50 | $3,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 448 | $3,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 82 | $3,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 108 | $3,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 235 | $3,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 300 | $3,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 140 | $3,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 80 | $3,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 100 | $3,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 156 | $3,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 109 | $3,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 500 | $3,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 115 | $3,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 88 | $3,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 130 | $3,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 82 | $3,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 150 | $3,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 154 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 103 | $3,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 27 | $3,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 277 | $3,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 185 | $3,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 102 | $3,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 500 | $3,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 52 | $3,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 225 | $3,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 13 | $2,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 100 | $2,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 86 | $2,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 38 | $2,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 104 | $2,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 22 | $2,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 33 | $2,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 40 | $2,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 45 | $2,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 27 | $2,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 36 | $2,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 163 | $2,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 90 | $2,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 58 | $2,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 16 | $2,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 38 | $2,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 30 | $2,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 87 | $2,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 150 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 10 | $2,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 146 | $2,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 66 | $2,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 147 | $2,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 51 | $2,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 26 | $2,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 31 | $2,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 20 | $2,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 12 | $2,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 20 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 50 | $2,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 66 | $2,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 29 | $2,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 192 | $2,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 76 | $2,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 20 | $2,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 18 | $2,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 31 | $2,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 34 | $2,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 34 | $2,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 600 | $2,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 116 | $2,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 32 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-17-000299 | this filing | 2017-01-19 | acceptance time not in the bulk data set |