13F-HR/A filed by Janney Montgomery Scott LLC
Janney Montgomery Scott LLC filed this 13F-HR/A for the quarter ended 2015-03-31, filed 2015-05-12, with 2,398 holding rows worth $5,368,432,000.
- Accession
- 0001569855-15-000006
- Filer
- CIK 1329948
- Filed
- 2015-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, amendment of type restatement, 2,399 entries on the cover page, a total value of $5,368,432,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,368,432,000 with VALUE read as thousands by filing date, 13F file number 028-11413. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNION BANKSHARES CORP | 90539J109 | COM | 18,928 | $420,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 43,616 | $420,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 23,203 | $420,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 33,588 | $417,000 | thousands by filing date | |
| OAKMARK GLOBAL FUND | 413838830 | MUTUAL | 13,966 | $416,000 | thousands by filing date | |
| HARDING LOEVNER INTL SMALL COM | 412295883 | COM | 30,413 | $415,000 | thousands by filing date | |
| VOYA FLOATING RATE-W | 92913L833 | Open-End Fund | 40,971 | $415,000 | thousands by filing date | |
| HARRIS ASSOC INVT TR | 413838509 | OAKMR INT CP I | 25,595 | $413,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 7,955 | $411,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 16,884 | $411,000 | thousands by filing date | |
| MAINSTAY HI YLD OPP I | 56063J757 | MUTUAL | 36,275 | $411,000 | thousands by filing date | |
| NATIXIS ASG GLOBAL IN | 63872T885 | MUTUAL | 34,507 | $411,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 56,737 | $410,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 46,400 | $410,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 5,286 | $409,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 4,338 | $408,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 5,233 | $407,000 | thousands by filing date | |
| MFS UTILITIES FUND CLASS I | 552986879 | OPEN END TAXABLE NO LOAD FUND | 18,759 | $407,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 11,483 | $406,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 15,720 | $406,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 19,767 | $403,000 | thousands by filing date | |
| MORGAN STANLEY 6.600% PFD | 617461207 | PREFERR | 15,538 | $403,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 40,393 | $402,000 | thousands by filing date | |
| FT BIOTECH 26 FE RE | 30285B736 | Unit/UIT - Equity | 37,528 | $402,000 | thousands by filing date | |
| AMERICAN GLOBAL BALANCED FUND CLASS F2 | 02629W502 | Mutual Fund | 13,246 | $401,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 22,000 | $401,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 16,111 | $401,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 15,178 | $401,000 | thousands by filing date | |
| VANGUARD INDEX SM CAP STK PT | 922908702 | MUT | 6,863 | $401,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 33,752 | $400,000 | thousands by filing date | |
| AMR BCN SPH SMCP GR I | 02368A141 | Mutual Fund | 23,238 | $400,000 | thousands by filing date | |
| WOLTERS KLUWER N V SPONSORED A | 977874205 | COM | 12,195 | $399,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 31,645 | $399,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 30,854 | $399,000 | thousands by filing date | |
| Smurfit Kappa Group PLC | G8248F104 | COM | 14,323 | $398,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 28,448 | $397,000 | thousands by filing date | |
| Tortoise MLP & Pipeline Fund Institutional Class Fund | 56166y404 | MUT | 24,248 | $396,000 | thousands by filing date | |
| KUEHNE & NAGEL INTL AG NAMEN A | H4673L145 | COM | 2,675 | $396,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 9,740 | $395,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 31,976 | $395,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 4,575 | $394,000 | thousands by filing date | |
| ABB LTD SPONS ADR | 375204 | COM | 18,597 | $394,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 19,206 | $393,000 | thousands by filing date | |
| State Street Corp 6 percent Pfd | 857477889 | com | 15,407 | $393,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 15,163 | $392,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 20,093 | $392,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 4,400 | $391,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 2,546 | $391,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 15,325 | $390,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 10,707 | $390,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 7,740 | $390,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 15,639 | $390,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 4,903 | $389,000 | thousands by filing date | |
| FIDELITY DIVIDEND GROWTH | 316389402 | EQUITY FUNDS | 11,517 | $389,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 52,405 | $388,000 | thousands by filing date | |
| NEXTERA ENERGY | 65339K803 | PFD | 15,940 | $388,000 | thousands by filing date | |
| ML PFD CAPITAL TRUST V PFD | 59021K205 | PFD | 14,967 | $387,000 | thousands by filing date | |
| T ROWE PRICE SMALL-CAP STOCK | 779572106 | ETF | 8,392 | $386,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 15,794 | $385,000 | thousands by filing date | |
| TCW REL VAL LGCP N | 87234N492 | Mutual Fund | 17,067 | $385,000 | thousands by filing date | |
| NATWIDE I/D MOD CON I | 63867T544 | Mutual Fund | 36,095 | $384,000 | thousands by filing date | |
| OPPEN MAIN ST SMCP Y | 68385H401 | Mutual Fund | 28,967 | $383,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 3,290 | $382,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 35,438 | $382,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 13,265 | $382,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 13,386 | $382,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 9,563 | $382,000 | thousands by filing date | |
| Countrywide Capital V | 222388209 | COM | 14,750 | $382,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 12,846 | $382,000 | thousands by filing date | |
| Eaton Vance Connecticut Municipal Income Fund | 27826Y787 | COM | 36,667 | $382,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 25,600 | $381,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 6,725 | $381,000 | thousands by filing date | |
| VANGUARD REIT INDEX INSTITUTIONAL SHARES | 921908703 | Com | 13,608 | $381,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 6,224 | $380,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 22,420 | $380,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 69,318 | $380,000 | thousands by filing date | |
| FIRST EAGLE GLB BLDR I | 32008F671 | Mutual Fund | 34,332 | $380,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 3,271 | $379,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 33,476 | $379,000 | thousands by filing date | |
| Cowen 8.25. Senior Notes Calld | 223622309 | PFD | 14,225 | $379,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 3,087 | $378,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 8,569 | $378,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 7,300 | $377,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 20,947 | $377,000 | thousands by filing date | |
| FT TGT GLB DVD 4Q14 FECA | 30284U479 | Unit/UIT - Equity | 39,124 | $377,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 4,770 | $376,000 | thousands by filing date | |
| Federated Muni Ultrast-Insti #253 | 31417P858 | Com | 37,501 | $376,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 7,877 | $375,000 | thousands by filing date | |
| VANGUARD WELLESLEY INCOME INV | 921938106 | EQUITY FUNDS | 14,592 | $375,000 | thousands by filing date | |
| Labrador Iron Ore Royalty Corp | 505440107 | COM | 35,000 | $375,000 | thousands by filing date | |
| PIMCO S/PL AR SHT STR P | 72201M339 | Mutual Fund | 160,463 | $375,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 7,564 | $374,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 17,773 | $374,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 4,475 | $374,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 9,753 | $374,000 | thousands by filing date | |
| AUTOZONE INC. | 53332102 | COM | 546 | $372,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Invesco Treasurer's Ser Tr Prem Instl | 00142W868 | Com | 372,069 | $372,000 | thousands by filing date | |
| BLACKROCK ADVANTAGE LARGE CAP CORE FUND INSTITUTIONAL CLASS | 09250J502 | CL | 20,085 | $372,000 | thousands by filing date | |
| RVRFRNT GLB GRW I | 317609543 | Mutual Fund | 25,230 | $372,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 4,836 | $371,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 8,733 | $370,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 4,801 | $369,000 | thousands by filing date | |
| Ab High Income Advisor | 01859M408 | MF | 41,136 | $369,000 | thousands by filing date | |
| T. ROWE PRICE GA TAX-FRE | 77957R705 | NTF BOND FUNDS | 31,480 | $369,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 131,122 | $368,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 19,049 | $367,000 | thousands by filing date | |
| T Rowe Price Maryland Tax Free | 77957R101 | ETF | 33,455 | $367,000 | thousands by filing date | |
| AMG YACKTMAN FOCUSED N | 00170K570 | MFA | 14,605 | $367,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 12,553 | $366,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 12,000 | $365,000 | thousands by filing date | |
| HARBOR CAPITAL APPRECIATION FUN | 411511504 | SHS | 5,902 | $365,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 24,686 | $364,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 44,480 | $364,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 19,321 | $363,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 68,300 | $363,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 39,468 | $363,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 24,551 | $362,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 6,910 | $361,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 11,283 | $361,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 12,325 | $361,000 | thousands by filing date | |
| Lazard Emerging Mkts | 52106N889 | MF | 21,337 | $360,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 25,351 | $359,000 | thousands by filing date | |
| American Science & Eng | 29429107 | Equities | 7,346 | $359,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 18,450 | $358,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 2,680 | $358,000 | thousands by filing date | |
| FIDELITY OTC PORTFOLIO | 316389105 | Common, Large Cap Growth | 4,276 | $357,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 18,529 | $356,000 | thousands by filing date | |
| BLKRCK FLT RT INCM I | 09256H187 | Mutual Fund | 34,500 | $356,000 | thousands by filing date | |
| BLUCORA INC COM | 95229100 | COMMON | 26,010 | $355,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 5,945 | $355,000 | thousands by filing date | |
| RS INVT TR GLB NAT RE | 74972H648 | MUTUAL | 14,390 | $355,000 | thousands by filing date | |
| SENTINEL GROUP FDS INC TOTAL R ETURN BD I | 817270333 | COM | 33,140 | $354,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,026 | $353,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 7,989 | $353,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 10,119 | $352,000 | thousands by filing date | |
| HRTFRD MUT CAP APPREC | 416649408 | MUTUAL | 19,594 | $351,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 6,190 | $350,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 45,661 | $350,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 8,000 | $350,000 | thousands by filing date | |
| COUNTRYWIDE CAP IVGTD TR PFD SECS | 22238E206 | EQUITIES | 13,700 | $350,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L302 | EQUITIES | 13,720 | $350,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 4,985 | $349,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 9,785 | $349,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 15,570 | $349,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 4,377 | $349,000 | thousands by filing date | |
| COLUMBIA ACRN EMG MKT Z | 197199581 | Mutual Fund | 27,565 | $348,000 | thousands by filing date | |
| T Rowe Price Health Sciences Fund Inv | 741480107 | MF | 4,475 | $347,000 | thousands by filing date | |
| AGL RES INC | 1204106 | COMMON | 6,982 | $347,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LORD ABBETT MULTI-ASSET INCOME FUND CLASS F N/L | 543916290 | COM | 22,949 | $347,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,914 | $346,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 5,124 | $346,000 | thousands by filing date | |
| BLKRCK US OPP I | 91929760 | Mutual Fund | 8,352 | $346,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GARTNERINC | 366651107 | STOK | 4,114 | $345,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 5,688 | $345,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 11,215 | $345,000 | thousands by filing date | |
| COMMERCIAL NATL FINL | 202217105 | COMMON | 15,000 | $345,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 9,066 | $344,000 | thousands by filing date | |
| LOOMIS SYLS GLOBAL CL | 543487870 | MUTUAL | 17,686 | $344,000 | thousands by filing date | |
| Northern Trust Ser C Prp Mty P | 665859872 | PFD | 13,500 | $344,000 | thousands by filing date | |
| NATIXIS LOOMIS SAYLES | 63872T620 | MUTUAL | 34,354 | $343,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 48127A161 | PREFERRED STOCK | 12,737 | $343,000 | thousands by filing date | |
| DAVIS OPP Y | 239103831 | Mutual Fund | 10,207 | $343,000 | thousands by filing date | |
| JANUS HI YLD I | 47103C571 | Mutual Fund | 39,619 | $342,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 3,303 | $341,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 18,363 | $341,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 7,845 | $341,000 | thousands by filing date | |
| MERRILL LYNCH CAPITAL | 59024T203 | PRF | 13,294 | $340,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38145G308 | PRF | 13,521 | $340,000 | thousands by filing date | |
| T. Rowe Price Tax Free Short-I | 779902105 | COM | 60,176 | $340,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 17,356 | $339,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC | 53484101 | COM | 1,945 | $339,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HENDERSON GLOBAL TECH | 425067626 | MUTUAL | 13,216 | $339,000 | thousands by filing date | |
| MGC | 921910873 | COM | 4,808 | $338,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,959 | $338,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 3,000 | $338,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 41,923 | $338,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 31,798 | $337,000 | thousands by filing date | |
| SOUND SHORE FD INC | 836083105 | MUTUAL FUNDS | 6,842 | $337,000 | thousands by filing date | |
| BAYER A G SPONSORED ADR | 72730302 | COM | 2,241 | $337,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Pace Select Adv Large Co Grwth Eqty ClP | 69373W442 | Mutual Fund | 13,077 | $337,000 | thousands by filing date | |
| LOOMIS SAYLES CORE PLUS BOND Y | 63872R764 | Mutual Fund | 25,550 | $336,000 | thousands by filing date | |
| Blackrock Fds Intl Opporty | 91929109 | MF | 9,835 | $336,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 10,678 | $335,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 6,475 | $335,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 5,534 | $334,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 21,367 | $334,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 10,150 | $333,000 | thousands by filing date | |
| Teton Westwood | 88166L652 | MF | 13,588 | $333,000 | thousands by filing date | |
| FT DEEP VAL SUB 10 9FERE | 30282A137 | Unit/UIT - Equity | 28,085 | $333,000 | thousands by filing date | |
| PERMANENT PORTFOLIO PERMANENT I | 714199106 | NTF EQUITY FUNDS | 8,294 | $332,000 | thousands by filing date | |
| Assurenced Guaranty Muni 6.875%due 12/15/2 | 04623A205 | Pfd Stk | 12,900 | $332,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 7,388 | $331,000 | thousands by filing date | |
| FIDELITY SELECT SOFTWARE & IT SVCS PORT | 316390822 | Mutual Fund | 2,827 | $331,000 | thousands by filing date | |
| BABSON GLB CR INCM OPP Y | 05617X804 | Mutual Fund - | 34,604 | $330,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 3,121 | $329,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 13,545 | $329,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 3,148 | $329,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 5,778 | $329,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 7,502 | $327,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 15,099 | $327,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 12,181 | $326,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,264 | $326,000 | thousands by filing date | |
| Brown Advisory Small-Cap Fundamental Value Fund Investor Shs | 115233793 | COM | 13,513 | $326,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 7,316 | $325,000 | thousands by filing date | |
| EMERA INC | 290876101 | COM | 10,000 | $325,000 | thousands by filing date | |
| LOOMIS SAYLES BOND RETAIL | 543495832 | BOND | 22,402 | $325,000 | thousands by filing date | |
| Janus Investment Twenty Fund Cl T | 471023408 | Mutual Fund | 5,546 | $325,000 | thousands by filing date | |
| BROWN ADV INTM INCM INVS | 115233744 | Mutual Fund | 30,136 | $325,000 | thousands by filing date | |
| VAN WELLINGTON ADM #571 | 921935201 | MFD | 4,787 | $324,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 25,870 | $324,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 7,297 | $323,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 20,217 | $323,000 | thousands by filing date | |
| Columbia Fds Srs Tr 1 Small Cap Value Fund 1 Class Z Fd | 19765n567 | MUT | 6,895 | $323,000 | thousands by filing date | |
| AMERICAN TAX-EXEMPT FUND OF CALIFORNIA CLASS F2 | 02630B604 | OPEN END - LOAD FUND | 18,004 | $322,000 | thousands by filing date | |
| ATWOOD OCEANICS INC COM | 50095108 | COMMON | 11,457 | $322,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PIMCO Total Return Fund | 693390700 | Mutual Fund | 29,441 | $320,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 2,272 | $319,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 8,144 | $318,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 21,430 | $317,000 | thousands by filing date | |
| APOLLO GLOBAL MGMT LLC CL | 37612306 | EQUITY | 14,655 | $317,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LEGG MASON PARTNERS INVESTORS VALUE CL O | 52470J407 | Com | 11,096 | $317,000 | thousands by filing date | |
| Pioneer Ser Tr III Cullen Value Fd Cl Y | 72387X406 | Mutual Fund | 17,914 | $317,000 | thousands by filing date | |
| Columbia Limited Duration Z | 19763T384 | COM | 32,194 | $317,000 | thousands by filing date | |
| ALLNZGI SMCP VAL P | 18922815 | Mutual Fund | 11,136 | $317,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 5,262 | $316,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 4,943 | $316,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 10,525 | $315,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 60,588 | $315,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 14,315 | $315,000 | thousands by filing date | |
| OPPEN INTL DIVRS Y | 68383C503 | Mutual Fund | 21,595 | $314,000 | thousands by filing date | |
| T. Rowe Price New Asia Fund | 77956H500 | ETF | 18,271 | $313,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 11,059 | $312,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 19,666 | $311,000 | thousands by filing date | |
| FRANKLIN CALIFORNIA TAX-FREE INCOME FUND ADVISOR CLASS | 352518401 | OPEN END -NO LOAD FUND | 40,589 | $308,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,174 | $307,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 10,588 | $307,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 57,495 | $307,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 6,234 | $307,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 64,720 | $307,000 | thousands by filing date | |
| FEDERATED FLTG RATE | 31420C670 | Mutual Funds | 30,857 | $307,000 | thousands by filing date | |
| PUTNAM MULTI-ASSET ABSOLUTE RETURN Y | 746764257 | EQUITY FUNDS | 24,558 | $307,000 | thousands by filing date | |
| LORD ABBETT AFFILIATED FUND CLASS F N/L | 544001605 | COM | 18,904 | $307,000 | thousands by filing date | |
| TOUCHSTONE VALUE-Y | 89154X443 | Open-End Fund | 31,538 | $307,000 | thousands by filing date | |
| FT TGT VIP 1Q15 FE RE | 30285H782 | Unit/UIT - Equity | 30,376 | $307,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 6,353 | $306,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 26,985 | $306,000 | thousands by filing date | |
| FIDELITY LOW-PRICED STOCK | 316345305 | MFD | 5,967 | $305,000 | thousands by filing date | |
| PUBLIC STORAGE SER W | 74460w875 | PREFERRED | 12,550 | $304,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 5,975 | $303,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 9,423 | $303,000 | thousands by filing date | |
| JP MORGAN MID CAP VALUE FUND CLASS L | 339128100 | Mutual Fund | 7,864 | $303,000 | thousands by filing date | |
| VAUGH NEL SEL Y | 63872T489 | MUTUAL | 20,578 | $303,000 | thousands by filing date | |
| WELLS FARGO ADVANTAGE | 949917702 | MUTUAL FUNDS - | 62,922 | $303,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,296 | $302,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 6,153 | $302,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 3,148 | $302,000 | thousands by filing date | |
| RUSSELL INV TAX-MANAGED US LARGE CAP S | 782493720 | COM | 9,509 | $302,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 5,966 | $302,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 4,238 | $301,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 6,626 | $301,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 35,810 | $301,000 | thousands by filing date | |
| INVESCO CONVERT SEC-Y | 00888W700 | FD | 12,414 | $301,000 | thousands by filing date | |
| THORNBURG LIMITED TERM MUNICIPAL | 885215434 | COM | 20,672 | $301,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 36,589 | $300,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 47,170 | $300,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 6,054 | $300,000 | thousands by filing date | |
| Oppenheimer Global Fund | 683924401 | Com | 3,670 | $300,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 25,157 | $299,000 | thousands by filing date | |
| FRANKLIN UTILITIES ADV | 353496854 | MFA | 17,550 | $299,000 | thousands by filing date | |
| JANUS GLBL SELECT CL | 47103C522 | MUTUAL | 21,357 | $299,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 34,750 | $298,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 42,157 | $297,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 8,165 | $297,000 | thousands by filing date | |
| STATE STR CORP PFD | 857477509 | PREFERRED | 12,025 | $297,000 | thousands by filing date | |
| EATON VANCE INC. FD BOSTON-IN | 277907200 | FD | 50,113 | $297,000 | thousands by filing date | |
| PUTNAM RESEARCH Y | 746802487 | Mutual Fund | 11,239 | $297,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 4,559 | $296,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 16,935 | $296,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,724 | $296,000 | thousands by filing date | |
| AMPHENOL CORP | 32095101 | COMMON STOCK | 5,025 | $296,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Aston/Fairpointe MidCap Fund C | 00078H315 | MF | 7,105 | $296,000 | thousands by filing date | |
| RUSSELL INVT CO | 782494488 | INTL DEVELOPED S | 8,266 | $296,000 | thousands by filing date | |
| PRUDENTIAL INV PORTFOLIOS 14 P | 74439V800 | MF | 29,612 | $295,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 7,401 | $294,000 | thousands by filing date | |
| Au Optronics Corp. Sponsored ADR | 2255107 | EQUITY | 58,700 | $294,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MANITOWOC COMPANY INC | 563571108 | COM | 13,600 | $293,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 5,506 | $292,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 2,769 | $292,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 14,294 | $292,000 | thousands by filing date | |
| FRK NY TAX FR INCM ADVS | 354130403 | Mutual Fund | 24,942 | $292,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 9,857 | $291,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,188 | $291,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 9,025 | $291,000 | thousands by filing date | |
| JHANCOCK MULTIMANAGER LIFESTYLE GR A | 47803V333 | NTF EQUITY FUNDS | 17,307 | $291,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 3,855 | $289,000 | thousands by filing date | |
| Russell Invt Co Global Equity Fd Cl B | 782478119 | Mutual Fund | 24,830 | $289,000 | thousands by filing date | |
| AMR CNT VAL INVS | 25076506 | Mutual Fund | 33,783 | $289,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,445 | $288,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 3,429 | $287,000 | thousands by filing date | |
| BLKRCK CORE BD I | 91928747 | Mutual Fund | 29,096 | $287,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,467 | $286,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 7,716 | $286,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 18,050 | $285,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 19,422 | $285,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 3,635 | $285,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 4,641 | $284,000 | thousands by filing date | |
| TOUCHSTONE STRATEGIC | 89154X633 | MUTUAL | 9,003 | $284,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 21,837 | $283,000 | thousands by filing date | |
| VANGUARD SHORT-TERM CORP BD IDX ADMIRAL | 92206C607 | BOND FUNDS | 12,981 | $283,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 23,404 | $282,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 9,575 | $282,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 5,780 | $282,000 | thousands by filing date | |
| Baron Invt Trust Growth Fd Instl | 68278704 | Mutual Fund | 3,676 | $282,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 18,715 | $281,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 5,664 | $280,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 19,749 | $280,000 | thousands by filing date | |
| VANGUARD SMALL CAP INDEX | 922908686 | MFD | 4,785 | $280,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 5,970 | $280,000 | thousands by filing date | |
| FRK NC TAX FR INCM ADVS | 354723173 | Mutual Fund | 23,132 | $280,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 14,824 | $279,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,623 | $279,000 | thousands by filing date | |
| PUTNAM GLOBAL HEALTH CARE FD | 746778505 | SBI CL Y | 3,705 | $279,000 | thousands by filing date | |
| BROWN ADV SMCP GRW INVS | 115233835 | Mutual Fund | 15,700 | $279,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 27,510 | $278,000 | thousands by filing date | |
| BLKRCK HLTH SCI I | 91937540 | Mutual Fund | 4,935 | $278,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 30,771 | $277,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 2,419 | $277,000 | thousands by filing date | |
| BERWYN INCOME FUND | 86233202 | MUTUAL | 20,323 | $277,000 | thousands by filing date | The CUSIP as filed is malformed. |
| METLIFE INVESTORS ANNUITY | AN3886253 | Annuity | 175,000 | $277,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 3,701 | $276,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 5,321 | $276,000 | thousands by filing date | |
| T. ROWE PRICE MID-CAP GROWTH | 779556109 | NTF EQUITY FUNDS | 3,437 | $276,000 | thousands by filing date | |
| Nuveen Investment Fds Inc Real Est Cl I | 670678507 | Mutual Fund | 11,073 | $276,000 | thousands by filing date | |
| VOYA REAL ESTATE FUND CLASS W | 92913K694 | MF | 11,154 | $276,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL WORLD BOND F2 | 140541822 | COM | 13,951 | $275,000 | thousands by filing date | |
| LTC Properties Inc | 43090E878 | Closed-end REIT | 21,611 | $275,000 | thousands by filing date | |
| AMCAP FD | 23375108 | MF | 9,596 | $275,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 967 | $274,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 4,156 | $274,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 6,252 | $274,000 | thousands by filing date | |
| Somerset Trust Holding Co | 835126103 | Com | 6,605 | $274,000 | thousands by filing date | |
| Congress All Cap Opportunity F | 74316J474 | COM | 17,884 | $274,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 7,170 | $273,000 | thousands by filing date | |
| MFS DIVERSIFIED INCOME I | 552982811 | BOND FUNDS | 21,574 | $273,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 19,755 | $271,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 4,152 | $271,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 2,869 | $271,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 5,074 | $270,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 12,025 | $270,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 53,775 | $270,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 21,182 | $270,000 | thousands by filing date | |
| Russell Invt Co Global Infra Fund Cl S | 782494256 | Mutual Fund | 22,662 | $270,000 | thousands by filing date | |
| PRINCIPAL MIDCAP BLEND FUND INST'L CLASS | 74253Q747 | Mutual Fund | 11,514 | $269,000 | thousands by filing date | |
| DWS SHORT DURATION FUND CLASS S | 25155T585 | M | 29,846 | $268,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 8,420 | $267,000 | thousands by filing date | |
| Franklin Strat Flex Cap Growth Adv Cl | 354713463 | Mutual Fund | 4,926 | $267,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 11,400 | $266,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 8,596 | $266,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,938 | $266,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC | 47103C746 | ETF | 24,936 | $266,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 5,223 | $265,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 5,158 | $265,000 | thousands by filing date | |
| FRANKLIN MUTUAL INTERNATIONAL VALUE FUND CLASS Z | 628380503 | OPEN END TAXABLE NO LOAD FUND | 11,729 | $265,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 5,179 | $265,000 | thousands by filing date | |
| Bank Amer Corp Dep Sh Rpstg Pfd Ser IV | 60505583 | Preferred Stock | 12,700 | $265,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HENDERSON EURO FOC C | 425067881 | Mutual Fund | 8,019 | $265,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 3,002 | $264,000 | thousands by filing date | |
| EAGLE SMCP GRW I | 269858304 | Mutual Fund | 4,536 | $264,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2,770 | $263,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 37,867 | $263,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 14,767 | $262,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 15,180 | $262,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 10,350 | $262,000 | thousands by filing date | |
| DISCOVER FINANCIAL SVS 6.50% S | 254709207 | PREFERR | 10,100 | $262,000 | thousands by filing date | |
| FRANKLIN REAL ESTATE ADVISOR CLASS | 354602302 | Mutual Fund | 11,384 | $262,000 | thousands by filing date | |
| FIRST INVS T/E INCM ADVS | 320604549 | Mutual Fund - | 26,140 | $262,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 4,529 | $260,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 11,583 | $260,000 | thousands by filing date | |
| PAC OPT MOD ADVS | 69447T664 | Mutual Fund | 18,317 | $260,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 27,154 | $259,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 11,326 | $259,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 14,797 | $258,000 | thousands by filing date | |
| Franklin FL Tax Free Income Fu | 354723850 | INCOME FUNDS | 22,779 | $258,000 | thousands by filing date | |
| NORTHRN BOND INDX FD | 665162533 | MUTUAL FDS/TAXABLE - OTHER | 23,688 | $257,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 17,522 | $256,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 5,571 | $256,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 67,120 | $256,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 27,068 | $256,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 17,329 | $256,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 6,646 | $255,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 7,691 | $255,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 6,705 | $255,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 2,500 | $255,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 9,939 | $255,000 | thousands by filing date | |
| Asbury Automotive Group Inc | 43436104 | CS | 3,066 | $255,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AMR BCN BRD LGCP VL INVS | 24524118 | Mutual Fund | 10,552 | $255,000 | thousands by filing date | The CUSIP as filed is malformed. |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,468 | $254,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,535 | $254,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 14,043 | $254,000 | thousands by filing date | |
| NATIXIS DIVRS INCM Y | 63872R582 | MUTUAL | 18,628 | $254,000 | thousands by filing date | |
| PUTNAM MA TAX EX INCM Y | 74683H507 | Mutual Fund | 25,777 | $254,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 19,604 | $253,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 2,603 | $252,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 6,000 | $252,000 | thousands by filing date | |
| BLACKROCK GLOBAL ALLOCA | 09251t301 | COM | 13,538 | $252,000 | thousands by filing date | |
| CAPITALA FIN CORP SR NT 061621 | 14054R205 | PFD | 9,739 | $252,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 3,115 | $251,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 2,751 | $251,000 | thousands by filing date | |
| FIDELITY ADVISOR CAPITAL & INCOME I | 315807875 | BOND FUNDS | 24,531 | $251,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 15,101 | $251,000 | thousands by filing date | |
| AMR CNT EQ INCM A | 25076407 | Mutual Fund | 28,826 | $251,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 2,393 | $250,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 4,631 | $250,000 | thousands by filing date | |
| FT JAN EFFECT PL 4 FE CA | 30285G271 | Unit/UIT - Equity | 26,780 | $250,000 | thousands by filing date | |
| FT HI DIV EQ 17 FE RE | 30283B514 | Unit/UIT - Equity | 24,085 | $250,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,748 | $249,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 14,304 | $249,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 10,400 | $249,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 9,494 | $249,000 | thousands by filing date | |
| AMEREN CORP. | 23608102 | COM | 5,902 | $249,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Arrow Electronics Inc | 42735100 | CS | 4,067 | $249,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TRAVELCENTERS AMERLLC SR | 894174200 | EQUITIES | 9,640 | $249,000 | thousands by filing date | |
| HARDING LOEVNER EMERGING MARKETS ADVISOR | 412295305 | NTF EQUITY FUNDS | 5,380 | $249,000 | thousands by filing date | |
| VANGUARD EQUITY-INCOME INV | 921921102 | EQUITY FUNDS | 8,004 | $248,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 9,124 | $247,000 | thousands by filing date | |
| INVESCO AMERICAN FRANCHISE Y | 00142J545 | NTF EQUITY FUNDS | 14,140 | $247,000 | thousands by filing date | |
| CALVERT SHRT DUR INCM Y | 131582561 | Mutual Fund | 15,190 | $247,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 15,180 | $246,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096862 | PFD | 9,765 | $246,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,855 | $245,000 | thousands by filing date | |
| PIMCO FDS | 72201W105 | RAE FUNDMT ADV P | 67,674 | $245,000 | thousands by filing date | |
| INVESCO HI YLD MUN Y | 1419654 | Mutual Fund | 24,231 | $245,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 7,193 | $244,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 15,550 | $244,000 | thousands by filing date | |
| TEMPLTN GLB TMP INCM | 88019R765 | MUTUAL | 77,787 | $244,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,061 | $243,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,238 | $243,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 15,822 | $243,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,484 | $243,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 3,425 | $243,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 5,393 | $243,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 7,480 | $243,000 | thousands by filing date | |
| Vanguard Municipal Bond Short | 922907100 | Com | 15,347 | $243,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G308 | Equities | 9,100 | $243,000 | thousands by filing date | |
| BLKRCK LOW DUR I | 91928283 | Mutual Fund | 24,983 | $243,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 15,480 | $242,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 10,603 | $242,000 | thousands by filing date | |
| ARTISAN MID CAP FUND INVESTORS CLASS | 04314H303 | Com | 5,136 | $242,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 5,417 | $240,000 | thousands by filing date | |
| T Rowe Price S/T Bond | 77957P105 | COM | 50,369 | $240,000 | thousands by filing date | |
| HENNESSY GAS UTILITY INVESTOR | 42588P833 | MFA | 8,061 | $240,000 | thousands by filing date | |
| FID ADVS LTD TRM BD I | 315809103 | Mutual Fund | 20,685 | $239,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 2,932 | $238,000 | thousands by filing date | |
| COLUMBIA FDS SER TR | 19765H180 | MARS GRWTH Z | 9,556 | $238,000 | thousands by filing date | |
| AXA - SPONS ADR | 54536107 | ADR | 9,438 | $238,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 26,956 | $237,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 10,625 | $236,000 | thousands by filing date | |
| Franklin Custodian Funds Incom | 353496805 | ETF | 97,737 | $236,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 9,203 | $236,000 | thousands by filing date | |
| JPM LTD DUR BD SEL | 4812C1447 | Mutual Fund | 23,589 | $236,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 19,366 | $235,000 | thousands by filing date | |
| FIDELITY ADVISOR SMALL CAP VALUE FUND CLASS I | 316389774 | Mutual Fund | 12,140 | $235,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 4,460 | $234,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 3,018 | $234,000 | thousands by filing date | |
| PUTNAM DIVERSIFIED INCOM | 746704501 | NTF BOND FUNDS | 31,416 | $234,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 3,892 | $233,000 | thousands by filing date | |
| FIDELITY ADVISOR HEALTH CARE I | 315918821 | EQUITY FUNDS | 5,029 | $233,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond Fund | 921937306 | Mutual Fund | 20,014 | $233,000 | thousands by filing date | |
| ANALOG DEVICES INC | 32654105 | COMMON | 3,700 | $233,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Allianz Fds NFJ Dividend Value Fd Cl P | 18922856 | Mutual Fund | 13,838 | $233,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 9,230 | $232,000 | thousands by filing date | |
| PRINCIPAL PREFERRED SECURITIES FUND CLASS I | 74253Q416 | SHS | 22,307 | $232,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 5,134 | $232,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 14,418 | $232,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 4,228 | $231,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 6,725 | $231,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 5,280 | $231,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 16,650 | $231,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 20,205 | $231,000 | thousands by filing date | |
| FIDELITY BALANCED | 316345206 | EQUITY FUNDS | 9,939 | $231,000 | thousands by filing date | |
| JANUS HENDERSON ENTERPRISE FUND CLASS I | 47103C795 | SHS | 2,485 | $231,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 9,691 | $231,000 | thousands by filing date | |
| Vanguard Balanced Index Portfolio | 921931101 | Com | 7,687 | $231,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 13,507 | $230,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,644 | $230,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 5,530 | $230,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 7,948 | $230,000 | thousands by filing date | |
| Vanguard GNMA Fund Investor Sh | 922031307 | ETF | 21,267 | $230,000 | thousands by filing date | |
| NUVEEN DIVIDEND GROWTH I | 67065W639 | NSBRX | 6,394 | $230,000 | thousands by filing date | |
| FEDERATED HIGH INCOME | 314195108 | MUTUAL | 30,078 | $230,000 | thousands by filing date | |
| Artisan Global Opportunities Inv | 04314H824 | Equities | 11,976 | $230,000 | thousands by filing date | |
| EV NATL LTD MTY MUN I | 27826H487 | Mutual Fund | 22,577 | $230,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 8,497 | $229,000 | thousands by filing date | |
| GDF SUEZ-SPON ADR | 36160B105 | ADR | 11,567 | $229,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,414 | $228,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 6,893 | $228,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 5,138 | $228,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 4,432 | $227,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46637G124 | COM | 9,185 | $226,000 | thousands by filing date | |
| GUGG EUR CAP STRG 4 FECA | 40168J441 | Unit/UIT - Equity | 21,800 | $226,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001329948-15-000002 | superseded | 2015-04-30 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001569855-15-000006 | this filing | 2015-05-12 | acceptance time not in the bulk data set |