13F-HR/A filed by Janney Montgomery Scott LLC
Janney Montgomery Scott LLC filed this 13F-HR/A for the quarter ended 2015-03-31, filed 2015-05-12, with 2,398 holding rows worth $5,368,432,000.
- Accession
- 0001569855-15-000006
- Filer
- CIK 1329948
- Filed
- 2015-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, amendment of type restatement, 2,399 entries on the cover page, a total value of $5,368,432,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,368,432,000 with VALUE read as thousands by filing date, 13F file number 028-11413. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO COMSTOCK FUND CL Y N/L | 00143M661 | Mutual Fund (Open End) - No Load | 93,279 | $2,370,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 30,088 | $2,369,000 | thousands by filing date | |
| American Balanced Fund Inc Cl F 2 | 24071821 | Mutual Fund | 95,540 | $2,364,000 | thousands by filing date | The CUSIP as filed is malformed. |
| RITEAID CORP | 767754104 | COM | 271,060 | $2,356,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 56,852 | $2,346,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 29,214 | $2,346,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 47,462 | $2,338,000 | thousands by filing date | |
| TOUCH ARBITRAGE Y | 89155T615 | Mutual Fund | 232,636 | $2,336,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 99,298 | $2,335,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 54,424 | $2,332,000 | thousands by filing date | |
| AMR MUT F2 | 27681824 | Mutual Fund | 63,061 | $2,332,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VANGUARD 500 INDEX FD INVESTOR CL | 922908108 | COM | 12,175 | $2,322,000 | thousands by filing date | |
| JH GLBL SHAREHLDR YLD | 47803U509 | MUTUAL | 204,954 | $2,320,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 14,407 | $2,319,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 24,202 | $2,308,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 17,601 | $2,305,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 70,645 | $2,302,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 86,937 | $2,280,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 47,690 | $2,278,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 41,938 | $2,276,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 52,927 | $2,274,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 40,748 | $2,273,000 | thousands by filing date | |
| Columbia Contrarian Core Z | 19765P406 | Equities | 103,351 | $2,264,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 45,121 | $2,256,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 62,323 | $2,244,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 37,160 | $2,243,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 54,133 | $2,243,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 55,421 | $2,242,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC BEN INT | 741494108 | MUTUAL FUND | 174,639 | $2,241,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 54,865 | $2,240,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 106,174 | $2,236,000 | thousands by filing date | |
| BAIDU INC SPONSORED ADR REPSTG ORD SHS | 56752108 | COM | 10,624 | $2,214,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Vanguard Energy ETF | 92204A306 | SHS | 20,190 | $2,206,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 68,233 | $2,195,000 | thousands by filing date | |
| HARTFORD CAPITAL APPREC-I | 416649309 | FD | 57,043 | $2,192,000 | thousands by filing date | |
| FUNDVANTAGE TR LATEEF | 360873301 | MUTUAL | 151,250 | $2,192,000 | thousands by filing date | |
| Deutsche Intl Cl S | 25156G715 | Equities | 44,021 | $2,192,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 6,343 | $2,178,000 | thousands by filing date | |
| PIMCO INCOME | 72201F490 | COM | 174,339 | $2,162,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 40,456 | $2,160,000 | thousands by filing date | |
| VANGUARD WINDSOR II INV | 922018205 | EQUITY FUNDS | 57,947 | $2,160,000 | thousands by filing date | |
| MAINSTAY MACKAY STRATEGI | 56062X500 | BOND FUNDS | 236,263 | $2,157,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 19,533 | $2,154,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 10,925 | $2,154,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 50,510 | $2,147,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 47,449 | $2,144,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 49,347 | $2,143,000 | thousands by filing date | |
| AIM VK EQTY & INCM FD | 00142J446 | MUTUAL | 206,954 | $2,136,000 | thousands by filing date | |
| JPMORGAN HIGH YLD BD | 4812C0803 | FIMF | 278,136 | $2,133,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 32,772 | $2,127,000 | thousands by filing date | |
| FRANKLIN RISING DIVIDENDS FUND ADVISOR CLASS | 353825805 | Mutual Fund | 40,698 | $2,116,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 233,504 | $2,113,000 | thousands by filing date | |
| METLIFE INC $0.065 PFD | 59156R603 | PREFERRED | 81,311 | $2,107,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 52,384 | $2,102,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 7,565 | $2,097,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 18,944 | $2,095,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 77,510 | $2,090,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 50,811 | $2,082,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 11,057 | $2,078,000 | thousands by filing date | |
| OPPEN STLPTH MLP ALPH | 858268501 | MUTUAL | 171,983 | $2,078,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 47,570 | $2,077,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 58,405 | $2,074,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 231,677 | $2,074,000 | thousands by filing date | |
| HARTFORD MIDCAP FUND | 41664M870 | MUTUAL | 76,571 | $2,064,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 108,703 | $2,060,000 | thousands by filing date | |
| OPPEN EQ INCM Y | 68381A509 | Mutual Fund | 63,791 | $2,058,000 | thousands by filing date | |
| WELLS FARGO ADVANTAGE GROWTH F | 949915698 | ETFS | 40,148 | $2,051,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 85,328 | $2,048,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 34,417 | $2,043,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 22,617 | $2,041,000 | thousands by filing date | |
| OAKMARK EQUITY AND INCOME INVESTOR | 413838400 | NTF EQUITY FUNDS | 63,249 | $2,037,000 | thousands by filing date | |
| mfus45070a206 | 45070a206 | MUTUAL FUND | 114,767 | $2,036,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 54,415 | $2,026,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 48,509 | $2,026,000 | thousands by filing date | |
| Guggenheim Macro Oppty Inst | 40168W582 | MF | 74,070 | $2,004,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 27,405 | $2,001,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 10,911 | $1,993,000 | thousands by filing date | |
| VOYA GLOBAL REAL ESTATE CL I | 92914A885 | Mutual Fund | 94,407 | $1,993,000 | thousands by filing date | |
| JPMORGAN TR I US LARGE SEL | 4812A2389 | mf | 66,313 | $1,985,000 | thousands by filing date | |
| OPPENHEIMER VALUE FD | 68380Q505 | MUTUAL | 46,367 | $1,978,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 16,716 | $1,973,000 | thousands by filing date | |
| SEI Intl Emerging Markets Debt Prt Cl A | 78411R851 | Mutual Fund | 205,073 | $1,960,000 | thousands by filing date | |
| AMERICAN FUNDS SMALLCAP WORLD A | 831681101 | LOAD EQUITY FUND | 40,965 | $1,956,000 | thousands by filing date | |
| EV INVT TR LRG CAP VA | 277905642 | MUTUAL | 102,994 | $1,952,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 35,969 | $1,946,000 | thousands by filing date | |
| EQUINOX CAMPBELL STRATEGY FUND | 29446A819 | Com | 155,423 | $1,946,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 88,134 | $1,944,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 72,243 | $1,941,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 62,619 | $1,933,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 30,127 | $1,929,000 | thousands by filing date | |
| AMERICAN SMALL-CAP WORLD FUND CLASS F2 | 831681820 | Mutual Fund | 40,030 | $1,925,000 | thousands by filing date | |
| COLUMBIA MA SELIG COM | 19766H338 | MUTUAL | 31,114 | $1,925,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 36,400 | $1,915,000 | thousands by filing date | |
| FEDERATED WORLD INVT FED INTLD INST | 31428U623 | MUTUAL FUNDS | 56,106 | $1,914,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 28,766 | $1,901,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 45,316 | $1,900,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 54,311 | $1,893,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 45,075 | $1,886,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 43,482 | $1,883,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 45,086 | $1,876,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 18,030 | $1,871,000 | thousands by filing date | |
| ALLSTATE CORP | 20002101 | OPTION | 26,290 | $1,871,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIDELITY ADVISOR STRATEGIC INCOME I | 315920801 | BOND FUNDS | 153,351 | $1,869,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 16,766 | $1,869,000 | thousands by filing date | |
| PIMCO All Asset All Authority | 72200Q182 | Com | 205,735 | $1,866,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 20,485 | $1,864,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 34,565 | $1,861,000 | thousands by filing date | |
| NATIXIS US EQUITY OPPORTUNITIES Y | 63872R848 | COM | 58,053 | $1,853,000 | thousands by filing date | |
| Lord Abbett Secs Tr Alpha Strategy F | 543915532 | Mutual Fund | 58,712 | $1,839,000 | thousands by filing date | |
| Pimco Equity EQS Long Short Cl P | 72201T524 | Mutual Fund | 150,661 | $1,837,000 | thousands by filing date | |
| GLDMN SCHS TR CAP GRT | 38142B146 | MUTUAL | 65,530 | $1,830,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 43,540 | $1,825,000 | thousands by filing date | |
| OPPENHEIMER GLOBAL OPPTYS FD C | 683943401 | CL Y | 44,807 | $1,821,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 127,312 | $1,818,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 68,967 | $1,817,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 7,268 | $1,816,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 79,582 | $1,815,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 81,396 | $1,788,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 10,358 | $1,786,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 124,299 | $1,784,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 158,488 | $1,784,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 16,481 | $1,778,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 120,915 | $1,774,000 | thousands by filing date | |
| LEGG GLBL ASSET MGMT | 524686573 | MUTUAL | 22,436 | $1,758,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 136,760 | $1,757,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 29,839 | $1,756,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 37,318 | $1,754,000 | thousands by filing date | |
| Cohen Steers Pfd Secs Inc Fdfd | 19248X307 | ETF | 126,161 | $1,751,000 | thousands by filing date | |
| ALLIANT ENERGY CORP | 18802108 | COM | 27,707 | $1,746,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LOOMIS SAYLES GROWTH FUND CLASS Y | 543487110 | Mutual Fund | 161,256 | $1,745,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 39,248 | $1,744,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 64,695 | $1,736,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 18,352 | $1,725,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 15,761 | $1,724,000 | thousands by filing date | |
| PUTNAM ULTRA SHORT DURAT ION INCOME Y | 74676P698 | SHS | 171,489 | $1,723,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 18,371 | $1,703,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 74,572 | $1,691,000 | thousands by filing date | |
| PARNASSUS CORE EQUITY INVESTOR | 701769101 | NTF EQUITY FUNDS | 41,950 | $1,690,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 31,385 | $1,689,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 36,238 | $1,687,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 23,045 | $1,671,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 126,275 | $1,665,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 33,423 | $1,660,000 | thousands by filing date | |
| MFS TOTAL RETURN I | 552981805 | NTF EQUITY FUNDS | 90,585 | $1,657,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 31,445 | $1,638,000 | thousands by filing date | |
| EATON VANCE HIGH-YIELD MUNICIPAL INC I | 27826M841 | EIHYX | 184,238 | $1,638,000 | thousands by filing date | |
| EATON VANCE SMID CAP | 277902698 | MUTUAL | 61,218 | $1,636,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 30,416 | $1,631,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 60,616 | $1,631,000 | thousands by filing date | |
| VOYA SR INCM W | 92913F505 | Mutual Fund | 123,607 | $1,630,000 | thousands by filing date | |
| ANNALY MORTGAGE MANAGEMENT | 35710409 | COM | 156,069 | $1,623,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NUCOR CORP COM | 670346105 | Stock | 34,130 | $1,622,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 11,587 | $1,618,000 | thousands by filing date | |
| Anthem Inc. | 36752103 | COM | 10,452 | $1,614,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Lincoln National Corporat | 524901105 | COM | 29,211 | $1,612,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 40,300 | $1,607,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 114,978 | $1,598,000 | thousands by filing date | |
| TETON WESTWOOD | 88166L876 | COM | 64,138 | $1,594,000 | thousands by filing date | |
| AGRIUM INC | 8916108 | COM | 15,271 | $1,592,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SEI MULTI ASSET INFLATION MANAGED FUND | 783925134 | COMMON | 176,440 | $1,590,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 32,595 | $1,581,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 12,719 | $1,579,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 31,548 | $1,571,000 | thousands by filing date | |
| GS BOND I | 38143H415 | Mutual Fund - | 150,148 | $1,568,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 13,780 | $1,566,000 | thousands by filing date | |
| KEELEY SMALL CAP VALU | 487300808 | MUTUAL | 39,490 | $1,563,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 49,386 | $1,561,000 | thousands by filing date | |
| Gabelli ABC Fund | 36239V207 | MF | 154,088 | $1,561,000 | thousands by filing date | |
| ARCHER-DANIELS-MIDLAND | 39483102 | COM | 32,849 | $1,557,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Hartford Floating Rate High Inc I | 41664M151 | Mutual Fund | 153,837 | $1,554,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 49,727 | $1,545,000 | thousands by filing date | |
| FIRST EAGLE GOLD FUND CLASS I | 32008F770 | Mutual Fund | 108,808 | $1,543,000 | thousands by filing date | |
| Blackrock Funds Global Long Shrt Cr Fd | 91936732 | Mutual Fund | 146,250 | $1,543,000 | thousands by filing date | The CUSIP as filed is malformed. |
| OFS CAPITAL CORP | 67103B100 | COM | 125,916 | $1,542,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 52,976 | $1,541,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 16,967 | $1,532,000 | thousands by filing date | |
| AMERICAN FUNDS LTDTERM T | 532726601 | BOND | 95,321 | $1,531,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 27,759 | $1,526,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 26,506 | $1,522,000 | thousands by filing date | |
| VANGUARD HEALTH CARE FUND | 921908307 | OPEN END TAXABLE NO LOAD FUND | 6,737 | $1,521,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 33,433 | $1,520,000 | thousands by filing date | |
| INTL FCSTONE SR NOTE | 46116V204 | CD Par 10 | 57,790 | $1,517,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 30,453 | $1,511,000 | thousands by filing date | |
| DODGE & COX STOCK FUND | 256219106 | SHS | 8,544 | $1,508,000 | thousands by filing date | |
| VANGUARD INTERMEDIATE TERM CORP BOND FUND ADMIRAL SHARES | 922031810 | SHS | 151,166 | $1,507,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 28,173 | $1,505,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 41,565 | $1,503,000 | thousands by filing date | |
| Packaging Corp of America | 48121A712 | Common / Ordinary Stock | 99,131 | $1,502,000 | thousands by filing date | |
| T. ROWE PRICE REAL ESTATE FUND | 779919109 | OPEN END TAXABLE NO LOAD FUND | 52,777 | $1,490,000 | thousands by filing date | |
| AMERIGAS PARTNERS, LP | 30975106 | COM | 31,180 | $1,489,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 150,209 | $1,487,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 63,459 | $1,483,000 | thousands by filing date | |
| NATWD ZIEG NYSE ARCA IS | 63868B344 | Mutual Fund | 25,534 | $1,477,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 70,375 | $1,476,000 | thousands by filing date | |
| Weitz Funds - Value Fund | 94904P203 | COM | 31,338 | $1,471,000 | thousands by filing date | |
| EATON VANCE FLOATING RATE I | 277911491 | BOND FUNDS | 163,226 | $1,467,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 22,999 | $1,466,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 18,429 | $1,462,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 29,144 | $1,460,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC $1.438 PFD | 854502705 | PREFERRED | 56,865 | $1,460,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 13,497 | $1,455,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 32,755 | $1,455,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 349 | $1,442,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 47,602 | $1,440,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 357,597 | $1,434,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 25,064 | $1,433,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 60,995 | $1,432,000 | thousands by filing date | |
| JPMorgan Value Advantage I | 4812A2595 | Common Stock | 47,364 | $1,432,000 | thousands by filing date | |
| NYLI MACKAY HIGH YIELD MUNI | 56063U521 | Tax-Exempt, High Yield, Unknown Term | 117,394 | $1,428,000 | thousands by filing date | |
| Pimco Funds CR Absolute Return Fd Cl P | 72201W428 | Mutual Fund | 142,321 | $1,425,000 | thousands by filing date | |
| AIR PRODUCTS & CHEMICALS | 9158106 | COM | 9,405 | $1,423,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PGIM JENNISON NATURAL RE | 74441K503 | MFC | 35,345 | $1,420,000 | thousands by filing date | |
| GUGG MDCP VAL I | 40168W830 | Mutual Fund | 123,191 | $1,420,000 | thousands by filing date | |
| VANGUARD SPECIALIZED PO | 921908604 | VDIGX | 61,691 | $1,414,000 | thousands by filing date | |
| NEUBERGER BERMAN ABSOLUTE RETU | 64128R855 | Equity Mutual Fu | 128,965 | $1,412,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 15,017 | $1,411,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 104,342 | $1,407,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 35,327 | $1,407,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 58,346 | $1,405,000 | thousands by filing date | |
| Vanguard NY Long Trm T/E Fd | 92204H301 | COM | 118,020 | $1,400,000 | thousands by filing date | |
| RS FLTG RT Y | 74972H283 | Mutual Fund | 139,503 | $1,389,000 | thousands by filing date | |
| NBRGR BRMN GNSIS INST | 641233200 | MUTUAL | 23,483 | $1,387,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 54,370 | $1,370,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 15,352 | $1,368,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 10,959 | $1,366,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 10,728 | $1,362,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 13,465 | $1,362,000 | thousands by filing date | |
| BANK OF NOVA SCOTIA | 64149107 | COM | 27,065 | $1,359,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 21,335 | $1,357,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 14,273 | $1,354,000 | thousands by filing date | |
| NYLI MACKAY TAX FREE BON | 56063N709 | BOND FUNDS | 134,337 | $1,354,000 | thousands by filing date | |
| DODGE & COX INT'L | 256206103 | IFD | 30,759 | $1,350,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 59,091 | $1,350,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 320,464 | $1,336,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 9,835 | $1,335,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 10,461 | $1,328,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 38,298 | $1,323,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL UNCONST BOND I | 524686672 | mf | 105,696 | $1,320,000 | thousands by filing date | |
| STADION TRILOGY ALT I | 85235B889 | Mutual Fund | 124,766 | $1,318,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 52,348 | $1,307,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 65,667 | $1,306,000 | thousands by filing date | |
| MAINSTAY INCOME BUILDER FUND CL I N/L | 56062X849 | Mutual Fund (Open End) - No Load | 65,910 | $1,298,000 | thousands by filing date | |
| OPPENHEIMER | 68380L407 | MUTUAL FUNDS - | 35,512 | $1,297,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 111,943 | $1,291,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 71,700 | $1,289,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 116,489 | $1,288,000 | thousands by filing date | |
| SEI Institutional Managed Trust Cl A | 783925258 | Mutual Fund | 121,971 | $1,288,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 37,510 | $1,287,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP | 8252108 | COM | 5,986 | $1,286,000 | thousands by filing date | The CUSIP as filed is malformed. |
| T ROWE NY TAX FR BD | 779571108 | Mutual Fund | 108,776 | $1,286,000 | thousands by filing date | |
| CALAMOS INVT TR NEW MKT NEUTRA | 128119880 | COM | 99,933 | $1,284,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 104,428 | $1,284,000 | thousands by filing date | |
| FED HER KAUFMAN SMALL CAP-A | 314172636 | COM | 47,793 | $1,284,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,841 | $1,283,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 101,699 | $1,278,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,529 | $1,277,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 15,918 | $1,277,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 29,712 | $1,272,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 9,079 | $1,270,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 26,435 | $1,269,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 6,474 | $1,267,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 48,518 | $1,267,000 | thousands by filing date | |
| FIDELITY SECS FD FD ADV RE INS | 316389444 | MF | 106,219 | $1,267,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 55,613 | $1,264,000 | thousands by filing date | |
| ZURICH INS GROUP LTD SPONSORED | 989825104 | COM | 37,458 | $1,264,000 | thousands by filing date | |
| FRANKLIN MUTUAL QUALIFIED-Z | 628380206 | COM | 76,095 | $1,262,000 | thousands by filing date | |
| IVA INTERNATIONAL FUND CLASS I | 45070a404 | Equity Mutual Fu | 74,341 | $1,262,000 | thousands by filing date | |
| AMR CNT EQ INCM INVS | 25076100 | Mutual Fund | 144,877 | $1,262,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PALO ALTO NETWORKS INC | 697435105 | COM | 8,612 | $1,258,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 66,607 | $1,257,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 16,241 | $1,255,000 | thousands by filing date | |
| BOB EVANS FARMS INC | 96761101 | COM | 27,049 | $1,251,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KELLANOVA | 487836108 | COM | 18,942 | $1,249,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 33,342 | $1,248,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 70,586 | $1,243,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 20,495 | $1,242,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 24,501 | $1,238,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 10,240 | $1,236,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 10,510 | $1,235,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 19,425 | $1,231,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 24,489 | $1,230,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 9,530 | $1,230,000 | thousands by filing date | |
| STERLNG SPL OPPTYS IN | 85917L742 | MUTUAL | 50,697 | $1,226,000 | thousands by filing date | |
| FRK NJ TAX FR INCM ADVS | 354723231 | Mutual Fund | 102,507 | $1,222,000 | thousands by filing date | |
| VANGUARD PRIMECAP INV | 921936100 | MFC | 11,608 | $1,221,000 | thousands by filing date | |
| ALBEMARLE CORP COM | 12653101 | COM | 23,105 | $1,221,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VANGUARD HORIZON FDS | 922038609 | STRAT SCEQ INV | 37,905 | $1,216,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 41,553 | $1,215,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 107,021 | $1,215,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 18,611 | $1,213,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 14,547 | $1,212,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 53,143 | $1,212,000 | thousands by filing date | |
| VANGUARD INTERMEDIATE-TERM INV | 922031885 | COM | 121,493 | $1,211,000 | thousands by filing date | |
| RS Low Duration Bond-Y | 74972H374 | Com | 120,141 | $1,210,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 15,691 | $1,207,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 28,796 | $1,204,000 | thousands by filing date | |
| FIRST EAGLE US VALUE | 32008F861 | MUTUAL | 58,876 | $1,199,000 | thousands by filing date | |
| FUNDVANTGE EIC VALU I | 360873277 | MUTUAL | 86,791 | $1,199,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 58,723 | $1,193,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 65,603 | $1,193,000 | thousands by filing date | |
| FRK PA TAX FR INCM ADVS | 354724403 | Mutual Fund | 113,574 | $1,193,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 29,180 | $1,192,000 | thousands by filing date | |
| BHP BILLITON LIMITED ADR | 88606108 | COM | 25,658 | $1,192,000 | thousands by filing date | The CUSIP as filed is malformed. |
| STERLING EQTY INCM IN | 85917L684 | MUTUAL | 63,362 | $1,190,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 12,347 | $1,187,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 35,300 | $1,186,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 53,212 | $1,181,000 | thousands by filing date | |
| PRIN SM MDCP DIV INCM P | 74255L746 | Mutual Fund | 83,057 | $1,174,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 21,803 | $1,173,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 35,052 | $1,172,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 45,245 | $1,169,000 | thousands by filing date | |
| BASF ADR | 55262505 | ADR | 11,694 | $1,163,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Blackrock High Yield Muni Fd Inst Cl | 09253C769 | MF | 122,665 | $1,163,000 | thousands by filing date | |
| BANK OF MONTREAL | 63671101 | COM | 19,357 | $1,161,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 27,574 | $1,159,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 9,124 | $1,156,000 | thousands by filing date | |
| Gabelli Equity Income I | 36239T848 | COM | 38,654 | $1,152,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 42,710 | $1,150,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 48,124 | $1,146,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 20,078 | $1,144,000 | thousands by filing date | |
| AMERICAN CAMPUS CMNTYS INC | 24835100 | COM | 26,683 | $1,144,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PRIN GLB MULT STR P | 74255L712 | Mutual Fund | 102,247 | $1,144,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 38,100 | $1,143,000 | thousands by filing date | |
| Dodge & Cox Income Fund | 256210105 | ETF | 82,468 | $1,143,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 12,456 | $1,142,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 66,776 | $1,142,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 11,147 | $1,141,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 17,822 | $1,141,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 13,739 | $1,141,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 12,437 | $1,140,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 28,110 | $1,140,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 11,811 | $1,138,000 | thousands by filing date | |
| AIG FOCUSED DIVIDEND STRATEGY CL W | 86704F203 | Mutual Fund | 65,332 | $1,136,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 30,760 | $1,135,000 | thousands by filing date | |
| Loomis Sayles Sr Fl Rate & F/I | 63872T554 | COM | 110,767 | $1,134,000 | thousands by filing date | |
| Oppenheimer Rising Dividends Fund | 68380H406 | common | 55,413 | $1,134,000 | thousands by filing date | |
| T. ROWE PRICE EQUITY INCOME | 779547108 | NTF EQUITY FUNDS | 34,985 | $1,132,000 | thousands by filing date | |
| Applied Materials | 38222105 | COM | 50,143 | $1,131,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares Silver Trust | 46428Q109 | COM | 70,844 | $1,129,000 | thousands by filing date | |
| BORGWARNER, INC. | 99724106 | COM | 18,665 | $1,129,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LORD ABBETT BOND-DEBENTURE F | 544004609 | BOND FUNDS | 139,060 | $1,126,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 8,538 | $1,125,000 | thousands by filing date | |
| T. ROWE PRICE BLUE CHIP GROWTH | 77954Q106 | NTF EQUITY FUNDS | 15,789 | $1,125,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 45,314 | $1,121,000 | thousands by filing date | |
| US BANCORP | 902973155 | Common Stock | 50,535 | $1,119,000 | thousands by filing date | |
| RVRFRNT MOD GRW INCM I | 317609519 | Mutual Fund | 94,843 | $1,117,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 9,103 | $1,110,000 | thousands by filing date | |
| LORD ABBETT INTERMEDIATE TAX FREE F | 543912794 | BOND | 101,497 | $1,109,000 | thousands by filing date | |
| NYLI WINSLOW LARGE-CAP GROWTH FUND CLASS I | 56062X641 | Mutual Fund | 102,687 | $1,108,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 11,665 | $1,105,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 23,922 | $1,103,000 | thousands by filing date | |
| LEGG MASON APPREC CL | 52468E402 | MUTUAL | 53,721 | $1,103,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 16,973 | $1,097,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 37,905 | $1,092,000 | thousands by filing date | |
| Calamos Growth & Income I | 128119872 | Mutual Fund | 35,422 | $1,086,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 146,566 | $1,085,000 | thousands by filing date | |
| DELAWARE SMALL CAP CORE FUND INST'L CLASS | 24610B859 | Mutual Fund | 51,904 | $1,085,000 | thousands by filing date | |
| MATTHEWS INTL FDS | 577130859 | COM | 37,165 | $1,085,000 | thousands by filing date | |
| Gotham Absolute Return Fund In | 360873137 | COM | 79,563 | $1,084,000 | thousands by filing date | |
| BENCHMARK BANKSHARES INC | 08160E207 | COM | 90,258 | $1,070,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 43,006 | $1,070,000 | thousands by filing date | |
| Pimco Funds Fundamental Indexplus Cl P | 72201M768 | Mutual Fund | 163,941 | $1,069,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ADM | 921908885 | EQUITY FUNDS | 11,204 | $1,067,000 | thousands by filing date | |
| Western Asset Managed Mu Nicipals I | 52469J509 | MF | 62,789 | $1,064,000 | thousands by filing date | |
| LORD ABBTT FNDMNTL EQ | 543915565 | MUTUAL | 79,851 | $1,063,000 | thousands by filing date | |
| BlackRock High Yield Bond Port Instl Cl | 91929638 | Mutual Fund | 133,503 | $1,060,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 52,010 | $1,059,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 5,943 | $1,055,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 32,255 | $1,052,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 7,007 | $1,050,000 | thousands by filing date | |
| LEGG MASON MGMT OPP I | 52470B305 | MUTUAL | 48,396 | $1,045,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 142,902 | $1,043,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 35,745 | $1,042,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 5,962 | $1,037,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 6,768 | $1,030,000 | thousands by filing date | |
| VANGUARD INTERM-TERM TX-EX INV | 922907209 | BOND FUNDS | 72,140 | $1,030,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 36,439 | $1,029,000 | thousands by filing date | |
| JANUS HENDERSON TRITON I | 47103C357 | NTF EQUITY FUNDS | 40,674 | $1,029,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 64,375 | $1,029,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 39,452 | $1,027,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 42,291 | $1,026,000 | thousands by filing date | |
| SEI MULTI ASSET INCOME FUND | 783925142 | COMMON | 95,353 | $1,026,000 | thousands by filing date | |
| BROWN ADV EQ INCM INVS | 115233686 | Mutual Fund | 76,000 | $1,018,000 | thousands by filing date | |
| FRANKLIN FEDERAL INTERM- | 354723215 | NTF BOND FUNDS | 81,528 | $1,017,000 | thousands by filing date | |
| VAN ECK INTL INVS GOL | 921075388 | MUTUAL | 132,615 | $1,016,000 | thousands by filing date | |
| EMERALD BNKG FIN I | 317609212 | Mutual Fund | 34,786 | $1,015,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 44,338 | $1,009,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 70,176 | $1,005,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 41,710 | $1,004,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 14,215 | $1,003,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 10,175 | $1,000,000 | thousands by filing date | |
| HRDG LVNR INTL EQUITY | 412295107 | COM | 54,054 | $998,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 27,932 | $997,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 12,634 | $995,000 | thousands by filing date | |
| COHEN & STEERS REALTY SHARES FUND CLASS L | 192476109 | OPEN END TAXABLE NO LOAD FUND | 12,369 | $995,000 | thousands by filing date | |
| MOUNTAIN VLY BANCSHS | 62430P104 | COMMON | 28,438 | $995,000 | thousands by filing date | |
| PRINCIPAL FDS INC | 74255L787 | PFD SECS FD P | 95,647 | $995,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,386 | $994,000 | thousands by filing date | |
| Wasatch Intl Opport Fund | 936793702 | mf | 352,533 | $994,000 | thousands by filing date | |
| PUTNAM VOYAGER Y | 747012409 | Mutual Fund | 30,309 | $994,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 8,217 | $993,000 | thousands by filing date | |
| TRIANGLE CAP CORP ELN | 895848208 | PREFERR | 39,343 | $993,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 11,039 | $992,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 31,737 | $987,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 53,422 | $987,000 | thousands by filing date | |
| First Trust Sabrient Bakers Dzn 2015 UT | 30285M534 | Unit Trust | 93,735 | $986,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 75,897 | $985,000 | thousands by filing date | |
| HARTFORD GROWTH OPPORTUNITIES I | 416641207 | Mutual Fund | 24,180 | $984,000 | thousands by filing date | |
| MATTHEWS ASIA DIVIDEND FUND | 577125107 | COMMON | 59,437 | $984,000 | thousands by filing date | |
| SEI High Yield Bond | 783925647 | CEF | 130,487 | $983,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 9,856 | $982,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 19,833 | $982,000 | thousands by filing date | |
| FPA CRESCENT FUND | 30254T759 | Equity Mutual Fu | 29,050 | $982,000 | thousands by filing date | |
| CLEARBRIDGE DIVIDEND STRATEGY I | 52469H594 | NTF EQUITY FUNDS | 48,088 | $981,000 | thousands by filing date | |
| WF PREMIER LRG GRW AD | 94984B462 | MUTUAL | 61,430 | $981,000 | thousands by filing date | |
| PROFUNDS ULTRANASDAQ-100 INV | 743185860 | NTF EQUITY FUNDS | 10,776 | $980,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 11,987 | $974,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 8,768 | $972,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 8,045 | $968,000 | thousands by filing date | |
| BLACKROCK MULTI-ASSET INCOME PORTFOLIO INSTITUTIONAL CLASS | 09256H336 | OPEN END TAXABLE NO LOAD FUND | 85,386 | $965,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 23,115 | $957,000 | thousands by filing date | |
| LOOMIS CAP INCM Y | 63872T521 | MUTUAL | 81,216 | $957,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 9,106 | $956,000 | thousands by filing date | |
| Aston/Cornerstone Large Cap Va | 00080Y207 | MF | 64,624 | $956,000 | thousands by filing date | |
| Fidelity Adv Biotech Inst | 315918466 | MF | 32,048 | $951,000 | thousands by filing date | |
| RIDLEY INC | 765907100 | Common Stock | 37,000 | $950,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 10,364 | $945,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 30,754 | $944,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 43,411 | $942,000 | thousands by filing date | |
| GOLDMAN SACHS PFD VARIABLE RAT | 38143Y665 | PREFERR | 46,986 | $941,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 14,867 | $940,000 | thousands by filing date | |
| RS LGCP ALPHA Y | 74972H598 | Mutual Fund | 15,886 | $939,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 39,065 | $938,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 30,795 | $936,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 8,327 | $931,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 14,708 | $925,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 19,789 | $925,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 37,963 | $923,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 36,013 | $919,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 49,230 | $916,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 12,427 | $914,000 | thousands by filing date | |
| LEGG US TRSY RSRV N | 52470R805 | Mutual Fund | 913,115 | $913,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 8,917 | $910,000 | thousands by filing date | |
| BLACKROCK GLOBAL DIVIDEND PORTFOLIO INSTITUTIONAL CLASS | 09256H328 | CL | 76,850 | $908,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 22,384 | $901,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 38,491 | $901,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 3,815 | $900,000 | thousands by filing date | |
| MEDLEY CAP 6.125% ELN | 58503F304 | PREFERR | 35,558 | $898,000 | thousands by filing date | |
| Boardwalk Pipeline Ptnrs | 96627104 | UT LTD PARTNER | 55,703 | $897,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 11,360 | $895,000 | thousands by filing date | |
| ABERDN EMG MKT I | 3021714 | Mutual Fund | 64,318 | $895,000 | thousands by filing date | The CUSIP as filed is malformed. |
| H AND R BLOCK INC | 93671105 | OPTION | 27,851 | $893,000 | thousands by filing date | The CUSIP as filed is malformed. |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 17,271 | $892,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 12,851 | $891,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 13,535 | $891,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 21,516 | $890,000 | thousands by filing date | |
| MAIRS & POWER BALANCED INV | 56064V304 | EQUITY FUNDS | 10,233 | $890,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 9,674 | $889,000 | thousands by filing date | |
| VIRTUS VONTOBEL FOREIGN OPPS CL I | 92828R834 | Mutual Fund | 31,343 | $889,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 39,830 | $888,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 11,450 | $885,000 | thousands by filing date | |
| HERCULES TECH GRW 7% | 427096870 | PREFERR | 34,700 | $885,000 | thousands by filing date | |
| THE MERGER FUND I | 589509207 | MERIX | 55,967 | $884,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 25,095 | $881,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 30,970 | $880,000 | thousands by filing date | |
| FIDELITY SELECT IT SERVICES | 316390483 | MUTUAL | 22,619 | $880,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 20,600 | $879,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 26,598 | $877,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 34,477 | $877,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 13,415 | $877,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 62,488 | $874,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 9,269 | $873,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 17,444 | $873,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS IN | 15351109 | COM | 5,036 | $873,000 | thousands by filing date | The CUSIP as filed is malformed. |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 18,300 | $868,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 16,852 | $867,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 76,598 | $866,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 17,546 | $865,000 | thousands by filing date | |
| FEDERATED HERMES INSTL HIGH YIELD BD IS | 31420B300 | COM | 86,418 | $865,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 20,924 | $865,000 | thousands by filing date | |
| ROYCE OTC SERIES FUND | 780905709 | MUTUAL | 59,905 | $864,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 11,463 | $862,000 | thousands by filing date | |
| GS SM MDCP GRW I | 38143H746 | Mutual Fund | 38,889 | $862,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 27,496 | $861,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 17,436 | $860,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC PFD 1/ | 38144X609 | PREFERR | 40,237 | $860,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 9,269 | $860,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 125,556 | $859,000 | thousands by filing date | |
| AMER CENTY HERITAGE | 25083791 | MUTUAL | 33,755 | $857,000 | thousands by filing date | The CUSIP as filed is malformed. |
| IRON MTN INC DEL COM | 46284V101 | REIT | 23,435 | $855,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 10,127 | $855,000 | thousands by filing date | |
| Eaton Vance Tax Managed Growth | 277911459 | MF | 48,189 | $854,000 | thousands by filing date | |
| VANGUARD TTL STK MKT ADM | 922908728 | MFD | 16,287 | $852,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 114,867 | $850,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 59,472 | $849,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 20,473 | $848,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 71,122 | $848,000 | thousands by filing date | |
| NUVEEN HIGH YIELD MUNICIPAL BOND I | 67065Q772 | NTF BOND FUNDS | 48,992 | $848,000 | thousands by filing date | |
| Pru Jennison 20/20 Focus | 74440G404 | COM | 47,050 | $848,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 22,959 | $846,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001329948-15-000002 | superseded | 2015-04-30 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001569855-15-000006 | this filing | 2015-05-12 | acceptance time not in the bulk data set |