13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 7,939 holding rows worth $317,852,075,000.
- Accession
- 0001567619-22-020148
- Filer
- CIK 1000275
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 28,268 entries on the cover page, a total value of $317,852,075,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $317,852,075,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 68,188 | $1,669,000 | thousands by filing date | |
| JAWS JUGGERNAUT ACQUISITN CO | G50735102 | CMN | 169,814 | $1,669,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 175,013 | $1,668,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 47,801 | $1,668,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 209,217 | $1,667,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 153,317 | $1,666,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 159,606 | $1,665,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 43,127 | $1,662,000 | thousands by filing date | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 36,152 | $1,660,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 52,744 | $1,659,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 70,761 | $1,658,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 19,388 | $1,655,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 8,704 | $1,654,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 90,487 | $1,654,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 64,871 | $1,654,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 27,794 | $1,653,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 60,000 | $1,651,000 | thousands by filing date | put |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 62,350 | $1,646,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 64,662 | $1,644,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 55,540 | $1,643,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 175,430 | $1,642,000 | thousands by filing date | |
| IX ACQUISITION CORP. CMN | G5000D103 | COM | 164,736 | $1,637,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 30,098 | $1,636,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 219,404 | $1,635,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,182,246 | $1,632,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 70,291 | $1,629,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 90,856 | $1,627,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 36,954 | $1,625,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 146,736 | $1,615,000 | thousands by filing date | |
| ACROPOLIS INFRASTRUCTURE ACQ | 005029103 | CL A | 166,437 | $1,615,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 69,425 | $1,613,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 57,401 | $1,611,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 49,988 | $1,600,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 51,377 | $1,600,000 | thousands by filing date | |
| DOXIMITY INC CL A | 26622P107 | Stock | 52,869 | $1,598,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 7,961 | $1,598,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 36,194 | $1,597,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 53,646 | $1,597,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 11,813 | $1,593,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 48,972 | $1,592,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 118,990 | $1,589,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 157,880 | $1,582,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 21,046 | $1,579,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 58,594 | $1,579,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 71,966 | $1,575,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 82,157 | $1,574,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 58,954 | $1,572,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 91,373 | $1,572,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 157,048 | $1,569,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 100,000 | $1,567,000 | thousands by filing date | put |
| PATTERSON COS INC | 703395103 | COM | 65,175 | $1,567,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 47,252 | $1,564,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 386,620 | $1,562,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 30,093 | $1,558,000 | thousands by filing date | |
| IQ ULTRA SHORT DURATION ETF | 45409F819 | FUND | 32,902 | $1,558,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 252,637 | $1,557,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 109,388 | $1,553,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 55,965 | $1,553,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 17,250 | $1,550,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 1,385,000 | $1,549,000 | thousands by filing date | principal |
| SOUTHERN COPPER CORP | 84265V105 | COM | 34,539 | $1,548,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 99,548 | $1,548,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 152,374 | $1,542,000 | thousands by filing date | |
| HONEST CO INC | 438333106 | COM | 440,442 | $1,542,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 35,296 | $1,540,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 41,000 | $1,538,000 | thousands by filing date | put |
| CERTARA INC COM | 15687V109 | Stock | 115,618 | $1,536,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 180,327 | $1,536,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 76,358 | $1,533,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 36,609 | $1,531,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 166,666 | $1,527,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 20,081 | $1,525,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 24,753 | $1,523,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 232,035 | $1,521,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 66,293 | $1,519,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 30,891 | $1,518,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 94,683 | $1,517,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 49,787 | $1,517,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 220,000 | $1,516,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 150,000 | $1,514,000 | thousands by filing date | put |
| LENDINGTREE INC | 52603B107 | COM | 63,414 | $1,513,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 69,282 | $1,512,000 | thousands by filing date | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 64,281 | $1,510,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 52,580 | $1,508,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 33,815 | $1,503,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 62,465 | $1,502,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 50,647 | $1,498,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 46,909 | $1,497,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 70,892 | $1,495,000 | thousands by filing date | |
| ARTEMIS STRATEGIC INVT CORP | 04303A103 | COM CL A | 150,166 | $1,494,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 61,084 | $1,490,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 16,857 | $1,489,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 107,662 | $1,489,000 | thousands by filing date | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 66,850 | $1,489,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 18,571 | $1,488,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 28,082 | $1,488,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 20,377 | $1,487,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 50,000 | $1,486,000 | thousands by filing date | call |
| OCA ACQUISITION CORP | 670865104 | COM CL A | 147,906 | $1,486,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 11,587 | $1,485,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 8,000 | $1,481,000 | thousands by filing date | call |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 95,252 | $1,479,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 11,524 | $1,478,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 44,082 | $1,477,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807107 | CL A SHS | 148,748 | $1,477,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 171,869 | $1,474,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 97,336 | $1,473,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 127,494 | $1,472,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 58,872 | $1,471,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 35,623 | $1,469,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 25,375 | $1,468,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 117,113 | $1,468,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 30,480 | $1,465,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 86,267 | $1,461,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 18,000 | $1,459,000 | thousands by filing date | put |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 27,821 | $1,459,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 37,402 | $1,458,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 55,920 | $1,458,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 20,638 | $1,454,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 27,574 | $1,451,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 181,326 | $1,447,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 92,617 | $1,443,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 41,302 | $1,440,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 31,919 | $1,439,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 127,737 | $1,439,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 16,996 | $1,433,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 20,859 | $1,431,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 200,128 | $1,431,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 46,662 | $1,429,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 519,154 | $1,427,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 25,512 | $1,425,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 40,315 | $1,424,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 146,905 | $1,422,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 38,653 | $1,415,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 50,000 | $1,414,000 | thousands by filing date | call |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 52,372 | $1,414,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 30,429 | $1,410,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 39,987 | $1,410,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y479 | ETFs | 50,270 | $1,408,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 15,679 | $1,407,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 8,352 | $1,406,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 72,585 | $1,406,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 68,508 | $1,405,000 | thousands by filing date | |
| NATURAL ORDER ACQUISITION CO | 63889L107 | CMN | 140,792 | $1,405,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 83,184 | $1,401,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 27,195 | $1,397,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 58,559 | $1,395,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 81,836 | $1,392,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 19,589 | $1,388,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 55,100 | $1,386,000 | thousands by filing date | call |
| SPIRE INC | 84857L101 | COM | 22,220 | $1,385,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 52,189 | $1,384,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 80,664 | $1,384,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 42,424 | $1,381,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 45,454 | $1,381,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 237,270 | $1,378,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 194,552 | $1,375,000 | thousands by filing date | |
| SPX TECHNOLOGIES INC | 78473E103 | COM | 24,808 | $1,370,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 20,494 | $1,368,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 15,006 | $1,365,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 1,388,000 | $1,364,000 | thousands by filing date | principal |
| SABRE CORP COM | 78573M104 | Stock | 264,862 | $1,363,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 18,042 | $1,362,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 796,700 | $1,362,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 15,399 | $1,358,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 369,251 | $1,358,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 9,500 | $1,357,000 | thousands by filing date | call |
| FRESHPET INC COM | 358039105 | Stock | 27,023 | $1,353,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 5,400 | $1,351,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 44,181 | $1,351,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 24,343 | $1,350,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 50,000 | $1,347,000 | thousands by filing date | put |
| WILLDAN GROUP INC | 96924N100 | COM | 90,865 | $1,346,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 14,217 | $1,342,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 207,866 | $1,341,000 | thousands by filing date | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 1,615,000 | $1,340,000 | thousands by filing date | principal |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 99,015 | $1,340,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 61,595 | $1,339,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 41,764 | $1,338,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 25,370 | $1,337,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 41,183 | $1,336,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 33,435 | $1,336,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 98,374 | $1,335,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 4,962 | $1,334,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 79,739 | $1,334,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 71,280 | $1,332,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 22,730 | $1,330,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 76,018 | $1,328,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 82,432 | $1,328,000 | thousands by filing date | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 105,149 | $1,323,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 23,965 | $1,322,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 84,546 | $1,320,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 163,500 | $1,319,000 | thousands by filing date | put |
| ESAB CORPORATION | 29605J106 | COM | 39,504 | $1,319,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 52,927 | $1,319,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 36,002 | $1,317,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 28,958 | $1,315,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 70,012 | $1,313,000 | thousands by filing date | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 172,567 | $1,312,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 100,527 | $1,311,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 67,317 | $1,311,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 147,319 | $1,310,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 164,181 | $1,310,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 4,350 | $1,309,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 118,500 | $1,309,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 110,876 | $1,309,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 68,717 | $1,309,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 98,094 | $1,307,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 40,000 | $1,306,000 | thousands by filing date | put |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 56,248 | $1,303,000 | thousands by filing date | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 89,377 | $1,303,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 7,300 | $1,300,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 26,573 | $1,296,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 9,283 | $1,294,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 1,450,000 | $1,293,000 | thousands by filing date | principal |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 153,535 | $1,290,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 25,000 | $1,290,000 | thousands by filing date | put |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 42,952 | $1,289,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 35,193 | $1,288,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 150,340 | $1,288,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 105,591 | $1,286,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 10,610 | $1,286,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 31,388 | $1,285,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 44,255 | $1,285,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 39,769 | $1,284,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 470,000 | $1,283,000 | thousands by filing date | call |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 143,808 | $1,282,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 31,551 | $1,281,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 116,980 | $1,280,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 51,210 | $1,279,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 47,579 | $1,277,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 183,525 | $1,276,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 42,368 | $1,276,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 35,631 | $1,275,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 31,423 | $1,275,000 | thousands by filing date | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 31,701 | $1,273,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 52,101 | $1,273,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 37,005 | $1,272,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 31,153 | $1,269,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 39,888 | $1,266,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,500 | $1,263,000 | thousands by filing date | call |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 39,504 | $1,263,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 60,696 | $1,260,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 28,808 | $1,260,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 24,849 | $1,258,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 52,469 | $1,258,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 25,488 | $1,257,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 81,174 | $1,256,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 32,209 | $1,255,000 | thousands by filing date | |
| PACER FDS TR | 69374H725 | LUNT MDCAP MLT | 44,997 | $1,255,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 15,212 | $1,253,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 102,307 | $1,250,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 20,000 | $1,250,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 63,500 | $1,248,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 20,339 | $1,248,000 | thousands by filing date | |
| SCREAMING EAGLE ACQUISITN CO | G79407105 | CLASS A ORD SHS | 128,781 | $1,245,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 135,824 | $1,243,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 164,865 | $1,243,000 | thousands by filing date | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 21,845 | $1,240,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 9,774 | $1,239,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 88,567 | $1,239,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 15,890 | $1,238,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 211,811 | $1,236,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 50,544 | $1,234,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 54,406 | $1,233,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 13,928 | $1,233,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 87,729 | $1,233,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 32,741 | $1,232,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 22,670 | $1,232,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 28,379 | $1,231,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 72,532 | $1,231,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 57,629 | $1,230,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 42,000 | $1,230,000 | thousands by filing date | put |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 40,000 | $1,229,000 | thousands by filing date | put |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 29,964 | $1,228,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 73,751 | $1,227,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 60,000 | $1,227,000 | thousands by filing date | put |
| PEABODY ENGR CORP | 704551100 | COM | 49,417 | $1,227,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 30,000 | $1,227,000 | thousands by filing date | put |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 30,958 | $1,225,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 44,080 | $1,224,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 36,247 | $1,223,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 46,102 | $1,222,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 1,545,000 | $1,221,000 | thousands by filing date | principal |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 38,177 | $1,217,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 105,834 | $1,217,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 46,227 | $1,216,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 13,420 | $1,211,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 124,752 | $1,210,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 72,711 | $1,209,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 39,854 | $1,208,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 16,139 | $1,207,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 57,658 | $1,204,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 16,552 | $1,203,000 | thousands by filing date | |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 23,160 | $1,201,000 | thousands by filing date | |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 62,356 | $1,201,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 29,151 | $1,200,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 278,687 | $1,198,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 39,400 | $1,197,000 | thousands by filing date | call |
| VY GLOBAL GROWTH | G9444H100 | CMN | 119,204 | $1,196,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 67,703 | $1,193,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 60,000 | $1,192,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 121,607 | $1,192,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 100,964 | $1,189,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 30,976 | $1,187,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 36,783 | $1,183,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 24,411 | $1,182,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 29,901 | $1,182,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 40,634 | $1,181,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 10,000 | $1,179,000 | thousands by filing date | put |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 19,209 | $1,179,000 | thousands by filing date | |
| Tcv Acquisition Corp | G8704C124 | COM | 119,985 | $1,176,000 | thousands by filing date | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 72,784 | $1,175,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 41,541 | $1,175,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 31,237 | $1,171,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 24,576 | $1,169,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 15,018 | $1,168,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 55,701 | $1,166,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 104,644 | $1,166,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 54,246 | $1,166,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 50,000 | $1,165,000 | thousands by filing date | put |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 63,059 | $1,165,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 51,857 | $1,163,000 | thousands by filing date | |
| ION ACQUISITION CORP 3 LTD | G4940J114 | SHS CL A | 117,882 | $1,163,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 39,790 | $1,160,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 77,107 | $1,157,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 9,000 | $1,156,000 | thousands by filing date | put |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 26,996 | $1,155,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 200,563 | $1,151,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 70,292 | $1,151,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 50,536 | $1,149,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 5,109 | $1,149,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 42,458 | $1,144,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B101 | SHS CL A | 115,191 | $1,143,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 12,858 | $1,142,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 55,791 | $1,141,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 59,961 | $1,138,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 9,220 | $1,138,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 91,878 | $1,138,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 48,766 | $1,137,000 | thousands by filing date | |
| MARQETA INC | 57142B104 | CLASS A COM | 159,037 | $1,134,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 488,070 | $1,132,000 | thousands by filing date | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 65,434 | $1,130,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 19,590 | $1,129,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 83,531 | $1,128,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 104,267 | $1,126,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 40,900 | $1,125,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 627,587 | $1,123,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 40,709 | $1,121,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 22,158 | $1,121,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 570,000 | $1,120,000 | thousands by filing date | principal |
| STRIDE INC | 86333M108 | COM | 26,619 | $1,119,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 44,478 | $1,118,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 116,985 | $1,118,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 86,234 | $1,117,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 99,077 | $1,115,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 18,225 | $1,115,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 95,635 | $1,114,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 40,000 | $1,113,000 | thousands by filing date | put |
| MILLERKNOLL INC | 600544100 | COM | 71,165 | $1,110,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 32,993 | $1,109,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 78,538 | $1,109,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 92,323 | $1,107,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 93,917 | $1,104,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 106,240 | $1,102,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 55,300 | $1,101,000 | thousands by filing date | call |
| UIPATH INC | 90364P105 | CL A | 87,185 | $1,101,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 20,000 | $1,100,000 | thousands by filing date | put |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 17,062 | $1,100,000 | thousands by filing date | |
| ENOVIS CORPORATION | 194014502 | COM | 23,869 | $1,098,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 138,443 | $1,098,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 3,000 | $1,098,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 190,976 | $1,097,000 | thousands by filing date | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 30,255 | $1,095,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 52,316 | $1,093,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 160,000 | $1,093,000 | thousands by filing date | put |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 107,961 | $1,093,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 13,050 | $1,091,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 19,806 | $1,089,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 38,250 | $1,086,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 69,881 | $1,086,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 38,326 | $1,086,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 33,043 | $1,086,000 | thousands by filing date | |
| PROSHARES TR | 74347B391 | CMN | 25,029 | $1,086,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 77,190 | $1,085,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 50,759 | $1,083,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 45,495 | $1,083,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 116,108 | $1,082,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 37,937 | $1,082,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 27,953 | $1,081,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 40,657 | $1,081,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 38,858 | $1,080,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 43,824 | $1,077,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 22,528 | $1,076,000 | thousands by filing date | |
| TORTOISEECOFIN ACQUISITION C | G8956E109 | COM | 109,286 | $1,073,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 105,545 | $1,070,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 19,072 | $1,067,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 116,667 | $1,067,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 116,678 | $1,065,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 71,618 | $1,065,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 67,207 | $1,063,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 30,236 | $1,062,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 12,801 | $1,062,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 85,879 | $1,062,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 25,140 | $1,061,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 27,657 | $1,060,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 6,241 | $1,058,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 98,183 | $1,054,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L107 | CMN | 107,019 | $1,054,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 95,517 | $1,052,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 111,491 | $1,050,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 22,876 | $1,049,000 | thousands by filing date | |
| ISHARES TR | 46436E536 | US SML CP VALUE | 40,793 | $1,047,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 20,982 | $1,047,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 32,600 | $1,046,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 40,824 | $1,046,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 36,450 | $1,043,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 40,584 | $1,043,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 105,608 | $1,041,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 103,100 | $1,040,000 | thousands by filing date | call |
| U S PHYSICAL THERAPY | 90337L108 | COM | 13,635 | $1,036,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 284,221 | $1,035,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 53,518 | $1,034,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 23,166 | $1,032,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 113,334 | $1,032,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 67,274 | $1,031,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 100,586 | $1,031,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 28,299 | $1,031,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 41,596 | $1,031,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 90,228 | $1,029,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 11,856 | $1,028,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A102 | SHS CL A | 103,974 | $1,026,000 | thousands by filing date | |
| INDEPENDENCE HOLDINGS CORP | G4761A101 | CLASS A ORD SHS | 103,400 | $1,026,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 42,027 | $1,024,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 24,236 | $1,023,000 | thousands by filing date | |
| ALGOMA STL GROUP INC | 015658107 | COM | 158,679 | $1,022,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 9,100 | $1,021,000 | thousands by filing date | put |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 58,642 | $1,020,000 | thousands by filing date | |
| XOMETRY INC | 98423F109 | CLASS A COM | 17,951 | $1,019,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 62,052 | $1,019,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 42,416 | $1,019,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 42,673 | $1,012,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 15,930 | $1,011,000 | thousands by filing date | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 34,694 | $1,010,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 147,029 | $1,010,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 225,824 | $1,009,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 24,546 | $1,009,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 15,529 | $1,009,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 22,563 | $1,008,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 91,203 | $1,007,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 45,499 | $1,006,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F599 | FT VEST US EQT | 34,246 | $1,006,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y103 | COM | 101,202 | $1,004,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 46,273 | $1,003,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 127,856 | $1,003,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 6,498 | $999,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 19,701 | $998,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 132,728 | $996,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 90,131 | $995,000 | thousands by filing date | |
| BCLS ACQUISITION CORP | G0904B105 | CMN | 99,329 | $995,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 39,940 | $991,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 77,206 | $990,000 | thousands by filing date | |
| ISHARES TR | 46436E759 | COM | 21,218 | $988,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 11,714 | $988,000 | thousands by filing date | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 21,204 | $986,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 14,765 | $985,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 16,516 | $985,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 98,861 | $983,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 13,954 | $982,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V103 | COM | 99,900 | $982,000 | thousands by filing date | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 1,000,000 | $980,000 | thousands by filing date | principal |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 29,100 | $976,000 | thousands by filing date | put |
| PROMETHEUS BIOSCIENCES INC | 74349U108 | COM | 16,540 | $976,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 93,061 | $975,000 | thousands by filing date | |
| PARABELLUM ACQUISITION CORP | 69901P109 | COM CL A | 98,460 | $974,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 19,400 | $972,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 9,843 | $972,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 42,170 | $971,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 50,394 | $970,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 145,923 | $969,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 26,935 | $968,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 244,068 | $966,000 | thousands by filing date | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 107,498 | $966,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 15,176 | $966,000 | thousands by filing date | |
| ERO COPPER CORP COM | 296006109 | Stock | 87,600 | $964,000 | thousands by filing date | put |
| BLINK CHARGING CO | 09354A100 | COM | 54,402 | $964,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 78,556 | $964,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 99,313 | $963,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 55,602 | $963,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 47,860 | $962,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 198,785 | $962,000 | thousands by filing date | |
| FTAC PARNASSUS ACQUISITN COR | 30319B108 | CLASS A COM | 97,788 | $961,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 53,858 | $960,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 10,802 | $958,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 101,497 | $957,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 25,992 | $957,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 33,607 | $956,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 159,135 | $955,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 43,908 | $952,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 241,352 | $951,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-22-020148 | this filing | 2022-11-14 | acceptance time not in the bulk data set |