13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 7,939 holding rows worth $317,852,075,000.
- Accession
- 0001567619-22-020148
- Filer
- CIK 1000275
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 28,268 entries on the cover page, a total value of $317,852,075,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $317,852,075,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 61,675 | $5,527,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 335,482 | $5,512,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 283,286 | $5,507,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 39,710 | $5,492,000 | thousands by filing date | |
| Dimensional International Value ETF | 25434V807 | SHS | 213,136 | $5,490,000 | thousands by filing date | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 303,063 | $5,485,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 75,539 | $5,482,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 127,999 | $5,482,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 217,803 | $5,480,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 129,756 | $5,455,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 119,505 | $5,449,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 180,700 | $5,447,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 107,151 | $5,430,000 | thousands by filing date | |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 7,154,000 | $5,428,000 | thousands by filing date | principal |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 537,794 | $5,425,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 235,511 | $5,425,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 716,361 | $5,423,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 237,416 | $5,423,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 78,965 | $5,421,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 102,116 | $5,419,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 99,803 | $5,417,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 125,726 | $5,417,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 6,211,000 | $5,414,000 | thousands by filing date | principal |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 217,396 | $5,404,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 293,349 | $5,401,000 | thousands by filing date | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 417,564 | $5,349,000 | thousands by filing date | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 2,028,647 | $5,336,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 129,737 | $5,328,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 5,626,000 | $5,281,000 | thousands by filing date | principal |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 523,215 | $5,279,000 | thousands by filing date | |
| SKEENA RES LTD NEW | 83056P715 | COM | 1,125,881 | $5,269,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 134,591 | $5,257,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 4,454,000 | $5,249,000 | thousands by filing date | principal |
| WEBSTER FINL CORP | 947890109 | COM | 115,818 | $5,235,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 6,547 | $5,221,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 194,288 | $5,219,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 162,307 | $5,219,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 642,415 | $5,210,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 482,803 | $5,209,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 36,439 | $5,206,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 135,000 | $5,203,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 89,785 | $5,191,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 97,199 | $5,181,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 59,456 | $5,180,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 128,305 | $5,177,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 50,059 | $5,175,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 354,916 | $5,171,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 171,100 | $5,167,000 | thousands by filing date | call |
| Veru Inc | 92536C103 | Common Stock | 448,046 | $5,161,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 309,166 | $5,151,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 107,992 | $5,133,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 262,224 | $5,132,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 158,471 | $5,121,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 229,835 | $5,111,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 155,593 | $5,104,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 161,643 | $5,102,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 59,453 | $5,086,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 540,823 | $5,078,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 74,219 | $5,069,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 15,000 | $5,062,000 | thousands by filing date | put |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 177,343 | $5,058,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q258 | BETABLDRS 1-5YR | 108,136 | $5,057,000 | thousands by filing date | |
| ACCELERATE DIAGNOSTICS INC | 00430HAB8 | NOTE 2.500% 3/1 | 5,500,000 | $5,046,000 | thousands by filing date | principal |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 750,048 | $5,040,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 308,992 | $5,040,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 45,455 | $5,035,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 450,708 | $5,034,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 192,432 | $5,034,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 99,147 | $5,033,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 89,704 | $5,032,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 62,115 | $5,029,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 188,654 | $5,028,000 | thousands by filing date | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 226,460 | $5,023,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 298,966 | $5,017,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 295,546 | $5,015,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 150,000 | $5,003,000 | thousands by filing date | put |
| COTY INC | 222070203 | COM CL A | 791,578 | $5,003,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 96,663 | $5,000,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 272,955 | $4,992,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 356,107 | $4,983,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 162,094 | $4,972,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 127,493 | $4,972,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 33,420 | $4,966,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 43,787 | $4,959,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 424,912 | $4,959,000 | thousands by filing date | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 237,579 | $4,953,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 138,081 | $4,951,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 126,154 | $4,938,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 135,647 | $4,909,000 | thousands by filing date | |
| ZURN ELKAY WATER SOLNS CORP COM | 98983L108 | Stock | 200,000 | $4,900,000 | thousands by filing date | call |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 235,819 | $4,900,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 132,448 | $4,897,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 22,800 | $4,895,000 | thousands by filing date | call |
| U HAUL HOLDING COMPANY | 023586100 | COM | 9,603 | $4,889,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 276,229 | $4,873,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 263,158 | $4,868,000 | thousands by filing date | |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 163,843 | $4,867,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 374,214 | $4,853,000 | thousands by filing date | |
| MFA FINL INC COM | 55272X607 | REIT | 622,350 | $4,842,000 | thousands by filing date | |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 4,877,000 | $4,840,000 | thousands by filing date | principal |
| CRANE NXT CO | 224441105 | COM | 55,243 | $4,835,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 55,442 | $4,807,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 262,815 | $4,786,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 160,244 | $4,777,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,183,500 | $4,769,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 135,969 | $4,768,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 146,313 | $4,762,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 88,379 | $4,762,000 | thousands by filing date | |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 8,000,000 | $4,759,000 | thousands by filing date | principal |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 22,649 | $4,742,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V831 | US HIGH PROF ETF | 222,032 | $4,738,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 78,581 | $4,734,000 | thousands by filing date | |
| CADENCE BANK | 12740C103 | COM | 186,312 | $4,733,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 77,946 | $4,726,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 132,404 | $4,721,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 173,873 | $4,717,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y822 | S&P INVT GRD PFD | 251,727 | $4,709,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 82,036 | $4,707,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 291,206 | $4,702,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 104,192 | $4,692,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 68,620 | $4,691,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 127,068 | $4,689,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 23,827 | $4,684,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 330,000 | $4,676,000 | thousands by filing date | put |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 110,502 | $4,661,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 179,957 | $4,650,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 89,399 | $4,649,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 487,687 | $4,648,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 114,707 | $4,646,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 209,346 | $4,632,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 32,500 | $4,630,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 767,398 | $4,628,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 65,000 | $4,621,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 61,928 | $4,607,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 300,000 | $4,599,000 | thousands by filing date | put |
| CAE INC COM | 124765108 | Stock | 300,000 | $4,599,000 | thousands by filing date | call |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 62,914 | $4,581,000 | thousands by filing date | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 1,662,000 | $4,581,000 | thousands by filing date | principal |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 297,420 | $4,578,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 323,000 | $4,577,000 | thousands by filing date | call |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 81,054 | $4,572,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 189,874 | $4,572,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 14,121 | $4,571,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 71,070 | $4,570,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 629,453 | $4,564,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 4,190,000 | $4,561,000 | thousands by filing date | principal |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 154,450 | $4,559,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 140,000 | $4,554,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 418,973 | $4,550,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 284,659 | $4,544,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 179,746 | $4,537,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 49,455 | $4,535,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 75,013 | $4,527,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 119,538 | $4,517,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 204,468 | $4,515,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 56,774 | $4,513,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 45,000 | $4,506,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 43,283 | $4,497,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 64,233 | $4,496,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 297,808 | $4,478,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 191,387 | $4,478,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 98,943 | $4,476,000 | thousands by filing date | |
| AVIENT CORPORATION | 05368V106 | COM | 147,684 | $4,475,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 3,909,000 | $4,465,000 | thousands by filing date | principal |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 204,966 | $4,464,000 | thousands by filing date | |
| FEDERAL RLTY INVT TR NEW | 313745101 | SH BEN INT NEW | 49,527 | $4,464,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 177,300 | $4,459,000 | thousands by filing date | put |
| CARGURUS INC COM CL A | 141788109 | Stock | 314,591 | $4,458,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 150,000 | $4,458,000 | thousands by filing date | put |
| SIMULATIONS PLUS INC | 829214105 | COM | 91,839 | $4,457,000 | thousands by filing date | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 1,441,000 | $4,453,000 | thousands by filing date | call |
| DOORDASH INC CL A | 25809K105 | Stock | 90,000 | $4,451,000 | thousands by filing date | put |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 4,483,000 | $4,430,000 | thousands by filing date | principal |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 421,011 | $4,428,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 80,000 | $4,425,000 | thousands by filing date | put |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 177,958 | $4,405,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 41,452 | $4,397,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 35,076 | $4,394,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 100,000 | $4,393,000 | thousands by filing date | put |
| HOME BANCSHARES INC COM | 436893200 | Stock | 194,562 | $4,380,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 134,673 | $4,376,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 225,411 | $4,370,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 583,365 | $4,369,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 53,325 | $4,364,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 54,000 | $4,357,000 | thousands by filing date | put |
| TETRA TECH INC NEW | 88162G103 | COM | 33,751 | $4,338,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 130,339 | $4,329,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 58,279 | $4,326,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 319,655 | $4,325,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 372,657 | $4,315,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 80,093 | $4,315,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 262,826 | $4,308,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 80,538 | $4,296,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 164,468 | $4,296,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 640,933 | $4,294,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 170,019 | $4,284,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 66,382 | $4,283,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 290,244 | $4,283,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 115,224 | $4,269,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 168,062 | $4,267,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 167,032 | $4,260,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 36,000 | $4,257,000 | thousands by filing date | put |
| MAGNA INTL INC COM | 559222401 | Stock | 89,500 | $4,244,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 84,595 | $4,239,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 136,082 | $4,239,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 35,000 | $4,238,000 | thousands by filing date | put |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 1,048,995 | $4,238,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 222,420 | $4,237,000 | thousands by filing date | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 4,800,000 | $4,236,000 | thousands by filing date | principal |
| VERICEL CORP | 92346J108 | COM | 181,866 | $4,219,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 109,170 | $4,219,000 | thousands by filing date | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 4,927,000 | $4,200,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 116,126 | $4,198,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 925,000 | $4,190,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 109,778 | $4,189,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,479,457 | $4,187,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 161,535 | $4,187,000 | thousands by filing date | |
| INOTIV INC | 45783Q100 | COM | 248,327 | $4,185,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,219,453 | $4,184,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 70,359 | $4,182,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 51,164 | $4,177,000 | thousands by filing date | |
| ENGAGESMART INC | 29283F103 | COMMON STOCK | 201,378 | $4,167,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 36,008 | $4,159,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 2,460,000 | $4,158,000 | thousands by filing date | principal |
| AXOSFINLINC | 05465C100 | STOK | 121,439 | $4,157,000 | thousands by filing date | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 266,528 | $4,153,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 102,000 | $4,151,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 50,000 | $4,142,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 12,400 | $4,140,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 50,000 | $4,139,000 | thousands by filing date | put |
| BLACK HILLS CORP COM | 092113109 | Stock | 61,103 | $4,139,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 116,609 | $4,138,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 137,900 | $4,116,000 | thousands by filing date | call |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 221,219 | $4,112,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 120,953 | $4,108,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 127,461 | $4,107,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 61,500 | $4,103,000 | thousands by filing date | put |
| EVENTBRITE INC | 29975E109 | COM CL A | 674,976 | $4,103,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 25,000 | $4,102,000 | thousands by filing date | call |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 67,589 | $4,102,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 54,302 | $4,097,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 65,000 | $4,097,000 | thousands by filing date | put |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 117,303 | $4,092,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 278,478 | $4,091,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 85,066 | $4,062,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 80,393 | $4,044,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 5,014,000 | $4,038,000 | thousands by filing date | principal |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 299,790 | $4,038,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 26,697 | $4,034,000 | thousands by filing date | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 1,858,000 | $4,034,000 | thousands by filing date | principal |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 88,318 | $4,031,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 160,884 | $4,024,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 183,596 | $4,022,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 66,308 | $4,013,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 439,331 | $4,007,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 419,525 | $4,002,000 | thousands by filing date | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 78,895 | $3,994,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 60,896 | $3,990,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 323,377 | $3,990,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 201,572 | $3,979,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 140,663 | $3,976,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 165,475 | $3,971,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 488,425 | $3,967,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 40,949 | $3,963,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 171,913 | $3,961,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 80,079 | $3,960,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 264,134 | $3,943,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 57,000 | $3,941,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 47,600 | $3,940,000 | thousands by filing date | call |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 150,000 | $3,935,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 477,817 | $3,923,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 200,000 | $3,914,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 86,759 | $3,909,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 136,042 | $3,909,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 163,492 | $3,909,000 | thousands by filing date | |
| ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF | 00162Q395 | ETF | 129,645 | $3,888,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 232,382 | $3,883,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 543,107 | $3,878,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 57,768 | $3,878,000 | thousands by filing date | |
| WOLFSPEED INC | 977852102 | COM | 37,500 | $3,876,000 | thousands by filing date | put |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,012,158 | $3,866,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 135,000 | $3,865,000 | thousands by filing date | put |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 120,925 | $3,857,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 19,396 | $3,854,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 200,842 | $3,853,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 40,017 | $3,850,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 89,078 | $3,850,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 189,804 | $3,849,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 177,797 | $3,849,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 134,332 | $3,843,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 48,385 | $3,842,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 151,384 | $3,834,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 71,796 | $3,830,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 102,231 | $3,828,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 109,986 | $3,827,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 222,276 | $3,824,000 | thousands by filing date | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 525,388 | $3,820,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 176,602 | $3,810,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 432,042 | $3,807,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 46,844 | $3,803,000 | thousands by filing date | |
| LUCID GROUP INC | 549498103 | COM | 272,117 | $3,801,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 90,234 | $3,793,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 56,383 | $3,791,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 447,403 | $3,785,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 38,187 | $3,781,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 103,563 | $3,777,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 112,159 | $3,775,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 246,028 | $3,765,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 50,000 | $3,760,000 | thousands by filing date | call |
| FORWARD AIR CORP | 349853101 | COM | 41,506 | $3,747,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 127,048 | $3,746,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 26,435 | $3,723,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 24,600 | $3,717,000 | thousands by filing date | call |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 3,976,000 | $3,710,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 459,737 | $3,709,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 186,989 | $3,706,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 92,244 | $3,704,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 832,169 | $3,703,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 84,440 | $3,700,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 189,591 | $3,696,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 217,468 | $3,687,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 117,675 | $3,687,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 114,662 | $3,686,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 585,350 | $3,682,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 100,000 | $3,681,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 26,141 | $3,680,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 168,320 | $3,679,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 131,280 | $3,678,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 428,551 | $3,664,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 136,351 | $3,655,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 209,889 | $3,650,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 50,072 | $3,647,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 70,547 | $3,646,000 | thousands by filing date | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 126,789 | $3,638,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 61,139 | $3,635,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 240,806 | $3,634,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 40,872 | $3,626,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 117,851 | $3,625,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 96,120 | $3,623,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 39,179 | $3,612,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 93,007 | $3,610,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 255,405 | $3,601,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 127,410 | $3,596,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 65,680 | $3,595,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 299,114 | $3,589,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 44,975 | $3,586,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 265,379 | $3,585,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 24,100 | $3,576,000 | thousands by filing date | call |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 99,900 | $3,552,000 | thousands by filing date | call |
| PROSHARES TR | 74348A145 | PET CARE ETF | 80,361 | $3,552,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 104,902 | $3,550,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 420,427 | $3,539,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 2,990,000 | $3,534,000 | thousands by filing date | principal |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 104,165 | $3,531,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 06368B504 | CMN | 172,542 | $3,528,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767652 | KFA MOUNT LUCAS | 91,913 | $3,526,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 132,196 | $3,524,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 142,796 | $3,516,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 85,435 | $3,516,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 80,269 | $3,509,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 274,183 | $3,509,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 79,700 | $3,501,000 | thousands by filing date | call |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 90,825 | $3,500,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 19,858 | $3,498,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 187,602 | $3,492,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 59,236 | $3,491,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 79,958 | $3,490,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 64,940 | $3,486,000 | thousands by filing date | |
| TIDAL TRUST I | 886364850 | LEATHERBACK LNG | 136,695 | $3,484,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 232,956 | $3,483,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 31,105 | $3,479,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 402,767 | $3,464,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 80,000 | $3,462,000 | thousands by filing date | put |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 70,718 | $3,461,000 | thousands by filing date | |
| LI AUTO INC | 50202MAB8 | NOTE 0.250% 5/0 | 3,310,000 | $3,459,000 | thousands by filing date | principal |
| Charles Schwab Corp | 808513105 | COM | 48,100 | $3,457,000 | thousands by filing date | call |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 97,892 | $3,456,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 232,625 | $3,454,000 | thousands by filing date | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 300,000 | $3,450,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 38,478 | $3,449,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 207,466 | $3,447,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 373,252 | $3,437,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 310,270 | $3,437,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 180,833 | $3,436,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 165,492 | $3,436,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 72,493 | $3,426,000 | thousands by filing date | |
| RWT HLDGS INC | 749772AD1 | NOTE 5.750%10/0 | 3,950,000 | $3,417,000 | thousands by filing date | principal |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 116,957 | $3,416,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 660,409 | $3,414,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 147,664 | $3,411,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 44,970 | $3,407,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 2,555,000 | $3,405,000 | thousands by filing date | principal |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 185,426 | $3,404,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 31,927 | $3,402,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 79,830 | $3,401,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 4,200,000 | $3,398,000 | thousands by filing date | principal |
| REVVITY INC | 714046109 | COM | 28,226 | $3,397,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 586,688 | $3,397,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 25,748 | $3,389,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 113,219 | $3,388,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 62,945 | $3,386,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 3,355,000 | $3,384,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 3,500,000 | $3,383,000 | thousands by filing date | principal |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 207,583 | $3,377,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 86,326 | $3,375,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 67,187 | $3,370,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 22,415 | $3,369,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 788,578 | $3,368,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 143,363 | $3,360,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 122,147 | $3,359,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N105 | COM | 337,056 | $3,359,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 53,000 | $3,357,000 | thousands by filing date | put |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 329,322 | $3,352,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 84,549 | $3,346,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 65,025 | $3,345,000 | thousands by filing date | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 2,866,000 | $3,341,000 | thousands by filing date | principal |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 104,850 | $3,338,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 240,724 | $3,337,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 132,013 | $3,334,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 83,208 | $3,333,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 51,136 | $3,333,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 87,600 | $3,326,000 | thousands by filing date | call |
| ENTEGRIS INC COM | 29362U104 | Stock | 40,000 | $3,321,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 54,603 | $3,321,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 226,706 | $3,314,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 116,181 | $3,312,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 203,610 | $3,295,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 100,083 | $3,294,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 250,000 | $3,293,000 | thousands by filing date | call |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 121,537 | $3,288,000 | thousands by filing date | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 4,356,000 | $3,284,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 76,865 | $3,269,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 116,042 | $3,264,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 308,390 | $3,263,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 149,583 | $3,259,000 | thousands by filing date | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 239,022 | $3,253,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 400,000 | $3,252,000 | thousands by filing date | put |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 93,721 | $3,250,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 101,772 | $3,242,000 | thousands by filing date | |
| SSR Mining Inc | 784730AB9 | Convertible bond | 3,043,000 | $3,239,000 | thousands by filing date | principal |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 207,837 | $3,238,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 535,922 | $3,237,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 94,419 | $3,227,000 | thousands by filing date | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 3,557,000 | $3,226,000 | thousands by filing date | principal |
| Fidelity High Dividend ETF | 316092840 | SHS | 97,564 | $3,222,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 332,104 | $3,221,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 236,177 | $3,217,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 106,707 | $3,216,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 18,295 | $3,215,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 117,280 | $3,214,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 31,573 | $3,206,000 | thousands by filing date | |
| STELLANTIS N.V SHS | N82405106 | Stock | 269,799 | $3,195,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 75,000 | $3,187,000 | thousands by filing date | put |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 25,824 | $3,187,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 274,684 | $3,186,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 104,916 | $3,171,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 56,930 | $3,165,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 385,000 | $3,161,000 | thousands by filing date | put |
| AVNET INC COM | 053807103 | Stock | 87,161 | $3,148,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 22,979 | $3,144,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 48,073 | $3,138,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 282,506 | $3,136,000 | thousands by filing date | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 3,900,000 | $3,135,000 | thousands by filing date | principal |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 50,000 | $3,129,000 | thousands by filing date | call |
| UMPQUA HOLDINGS | 904214103 | COM | 183,090 | $3,129,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 81,538 | $3,118,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 58,946 | $3,118,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 12,500 | $3,110,000 | thousands by filing date | call |
| CAPITAL GROUP CORE EQUITY ET | 14020V108 | SHS CREAT UNIT | 152,344 | $3,105,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 103,600 | $3,103,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 83,146 | $3,100,000 | thousands by filing date | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 3,012,000 | $3,099,000 | thousands by filing date | principal |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 125,000 | $3,080,000 | thousands by filing date | call |
| SUNOPTA INC | 8676EP108 | COM | 338,325 | $3,079,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 34,000 | $3,076,000 | thousands by filing date | call |
| GENTEX CORP COM | 371901109 | Stock | 128,927 | $3,074,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 93,101 | $3,069,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 3,599,000 | $3,064,000 | thousands by filing date | principal |
| INMODE LTD SHS | M5425M103 | Stock | 104,934 | $3,055,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 178,542 | $3,054,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 61,632 | $3,044,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 416,440 | $3,037,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 26,781 | $3,036,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 74,015 | $3,034,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 192,194 | $3,032,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 13,000 | $3,025,000 | thousands by filing date | put |
| TC ENERGY CORP | 87807B107 | COM | 75,000 | $3,022,000 | thousands by filing date | call |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 304,780 | $3,020,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 20,871 | $3,012,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 211,563 | $3,012,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 35,045 | $3,011,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 195,559 | $3,010,000 | thousands by filing date | |
| TRINE II ACQUISITION CORP | G9059F100 | CL A ORD SHS | 300,246 | $3,010,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 113,793 | $3,009,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 78,720 | $3,009,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 46,457 | $3,005,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 95,362 | $3,001,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 52,413 | $2,999,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 60,829 | $2,994,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 23,579 | $2,986,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-22-020148 | this filing | 2022-11-14 | acceptance time not in the bulk data set |