13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 7,939 holding rows worth $317,852,075,000.
- Accession
- 0001567619-22-020148
- Filer
- CIK 1000275
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 28,268 entries on the cover page, a total value of $317,852,075,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $317,852,075,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 10,784 | $9,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 28,996 | $9,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 7,264 | $9,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 10,000 | $9,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 8,335 | $9,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 14,394 | $9,000 | thousands by filing date | |
| REUNION NEUROSCIENCE INC | 76134G103 | COM | 6,002 | $9,000 | thousands by filing date | |
| MIROMATRIX MED INC | 60471P108 | COM | 2,071 | $9,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 4,778 | $9,000 | thousands by filing date | |
| YOSHIHARU GLOBAL CO | 98740Y104 | COM CL A | 6,985 | $9,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 300 | $8,000 | thousands by filing date | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 72 | $8,000 | thousands by filing date | |
| ENACT HLDGS INC COM | 29249E109 | Stock | 367 | $8,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 1,850 | $8,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 799 | $8,000 | thousands by filing date | |
| ARCELLX INC COMMON STOCK | 03940C100 | Stock | 396 | $8,000 | thousands by filing date | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 1,752 | $8,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 403 | $8,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 834 | $8,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 466 | $8,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 4,000 | $8,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 1,042 | $8,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 651 | $8,000 | thousands by filing date | |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 1,009 | $8,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 314 | $8,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 3,214 | $8,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 228 | $8,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 190 | $8,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 443 | $8,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 4,804 | $8,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T206 | US MDCP CORE EQT | 104 | $8,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V757 | EMERGING MKTS HI | 380 | $8,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 383 | $8,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N764 | HEDGED EQUITY | 351 | $8,000 | thousands by filing date | |
| MAXCYTE INC | 57777K106 | COM | 1,225 | $8,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 693 | $8,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 390 | $8,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 2,000 | $8,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 1,150 | $8,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 343 | $8,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 625 | $8,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 331 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 94 | $8,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092253 | CMN | 414 | $8,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 2,006 | $8,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 249 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y782 | EMGRING MKTS | 400 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 345 | $8,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 352 | $8,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G780 | VIRTUS REAL AS | 355 | $8,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY GRO | 25400Q113 | *W EXP 03/25/202 | 2,294 | $8,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 8,642 | $8,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 317 | $8,000 | thousands by filing date | |
| ROVER GROUP INC | 77936F103 | COM CL A | 2,300 | $8,000 | thousands by filing date | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 447 | $8,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 634 | $8,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 5,385 | $8,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 2,315 | $8,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 9,000 | $8,000 | thousands by filing date | principal |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 8,000 | $8,000 | thousands by filing date | principal |
| SIERRA METALS INC | 82639W106 | COM | 16,951 | $8,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 5,000 | $8,000 | thousands by filing date | principal |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 2,841 | $8,000 | thousands by filing date | |
| CINCOR PHARMA INC | 17240Y109 | COM | 244 | $8,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 5,721 | $8,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B321 | NYLI HEALTHY HEA | 350 | $8,000 | thousands by filing date | |
| SDCL EDGE ACQUISITION CORP | G79471101 | CL A ORD SHS | 790 | $8,000 | thousands by filing date | |
| LIVE OAK CRESTVIEW CLIMATE A | 538086109 | CL A COM | 774 | $8,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 800 | $8,000 | thousands by filing date | |
| VICINITY MOTOR CORP | 925654105 | COM | 8,266 | $8,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C301 | FUTURE TECH ETF | 443 | $8,000 | thousands by filing date | |
| EMBARK TECHNOLOGY INC | 29079J202 | COM NEW | 1,045 | $8,000 | thousands by filing date | |
| NEOVASC INC | 64065J403 | COM NEW | 1,145 | $8,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC UNIT EX 063026 | 00777J208 | Stock | 832 | $8,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 811 | $7,000 | thousands by filing date | |
| STAGWELL INC | 85256A109 | COM CL A | 950 | $7,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 934 | $7,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 2,653 | $7,000 | thousands by filing date | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 414 | $7,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 3,068 | $7,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 808 | $7,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 3,351 | $7,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 312 | $7,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 67 | $7,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 2,404 | $7,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 347 | $7,000 | thousands by filing date | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 849 | $7,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 1,241 | $7,000 | thousands by filing date | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 600 | $7,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 1,100 | $7,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 2,112 | $7,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 336 | $7,000 | thousands by filing date | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 323 | $7,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 300 | $7,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 60 | $7,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 995 | $7,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 1,045 | $7,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 227 | $7,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 2,165 | $7,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 390 | $7,000 | thousands by filing date | |
| PULMONX CORP | 745848101 | COM | 417 | $7,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 153 | $7,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 3,033 | $7,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 726 | $7,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P546 | SYSTMTC STYL PRE | 330 | $7,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 2,000 | $7,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 1,630 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 456 | $7,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 1,111 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 217 | $7,000 | thousands by filing date | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 6,243 | $7,000 | thousands by filing date | |
| ProKidney Corp | G7S53R104 | Common Stock | 800 | $7,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 1,019 | $7,000 | thousands by filing date | |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 1,714 | $7,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 3,445 | $7,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 3,830 | $7,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 779 | $7,000 | thousands by filing date | |
| DICE THERAPEUTICS INC | 23345J104 | COM | 346 | $7,000 | thousands by filing date | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 2,680 | $7,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 1,305 | $7,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 12,297 | $7,000 | thousands by filing date | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 3,982 | $7,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 241 | $7,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,263 | $7,000 | thousands by filing date | |
| SONDER HOLDINGS INC | 83542D102 | COM | 4,391 | $7,000 | thousands by filing date | |
| ACCRETION ACQUISITION CORP | 00438Y107 | COM | 730 | $7,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L204 | COM NEW | 4,571 | $7,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,533 | $7,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 388 | $7,000 | thousands by filing date | |
| PROMIS NEUROSCIENCES INC | 74346M406 | COM NEW | 1,172 | $7,000 | thousands by filing date | |
| GOGORO INC | G9491K105 | ORDINARY SHARES | 1,933 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37960A701 | SOLAR ETF | 325 | $7,000 | thousands by filing date | |
| GREENLIGHT BIOSCIENCES HOLDING | 39536G105 | Common Stock | 3,079 | $7,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 17,206 | $7,000 | thousands by filing date | |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 463 | $7,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 7,000 | $7,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 782 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 176 | $7,000 | thousands by filing date | |
| ERASCA INC COM | 29479A108 | Stock | 792 | $6,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 452 | $6,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 3,828 | $6,000 | thousands by filing date | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 232 | $6,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 3,057 | $6,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 1,227 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 127 | $6,000 | thousands by filing date | |
| ALPHA TAU MEDICAL LTD | M0740A108 | ORDINARY SHARES | 1,000 | $6,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 331 | $6,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 131 | $6,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 928 | $6,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 1,187 | $6,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 7,351 | $6,000 | thousands by filing date | |
| ALTUS POWER INC | 02217A102 | COM CL A | 510 | $6,000 | thousands by filing date | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 2,008 | $6,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 3,513 | $6,000 | thousands by filing date | |
| VITA COCO CO INC | 92846Q107 | COM | 542 | $6,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 699 | $6,000 | thousands by filing date | |
| TALKSPACE INC | 87427V103 | COM | 5,884 | $6,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 503 | $6,000 | thousands by filing date | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 820 | $6,000 | thousands by filing date | |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 576 | $6,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 235 | $6,000 | thousands by filing date | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 1,322 | $6,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 113 | $6,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 801 | $6,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 701 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 221 | $6,000 | thousands by filing date | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 1,408 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 294 | $6,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T305 | CMN | 76 | $6,000 | thousands by filing date | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 8,000 | $6,000 | thousands by filing date | principal |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 204 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B865 | U S GL SE SK ETF | 451 | $6,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 457 | $6,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 25,141 | $6,000 | thousands by filing date | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 1,094 | $6,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 2,464 | $6,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 847 | $6,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 3,818 | $6,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 682 | $6,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 8,000 | $6,000 | thousands by filing date | principal |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 7,000 | $6,000 | thousands by filing date | principal |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 348 | $6,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092238 | DIGITAL HLTH ETF | 372 | $6,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 522 | $6,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 7,000 | $6,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 7,000 | $6,000 | thousands by filing date | principal |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 6,000 | $6,000 | thousands by filing date | |
| EXCELLON RES INC F | 30069C801 | FOREIGN CANADIAN | 16,726 | $6,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 1,572 | $6,000 | thousands by filing date | |
| BENSON HILL INC | 082490103 | COM | 2,084 | $6,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 6,000 | $6,000 | thousands by filing date | principal |
| HH&L ACQUISITION CO | G39714103 | COM | 600 | $6,000 | thousands by filing date | |
| PEAR THERAPEUTICS INC | 704723105 | COM | 2,920 | $6,000 | thousands by filing date | |
| GROVE COLLABORATIVE HOLD INC | 39957D102 | COM CL A | 2,720 | $6,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 1,252 | $6,000 | thousands by filing date | |
| FLORA GROWTH CORP | 339764102 | COM | 7,969 | $6,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 45,642 | $6,000 | thousands by filing date | |
| ZEROFOX HLDGS INC | 98955G103 | COMMON | 1,000 | $6,000 | thousands by filing date | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 2,311 | $6,000 | thousands by filing date | |
| SONO GROUP N V | N81409109 | COM | 2,290 | $6,000 | thousands by filing date | |
| GREENBROOK TMS INC | 393704309 | Common Stock | 2,291 | $6,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 276 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y723 | EDUCATION ETF | 1,054 | $6,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U787 | NET ZERO TRANS | 285 | $6,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 417 | $5,000 | thousands by filing date | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 396 | $5,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 152 | $5,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 452 | $5,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 3,339 | $5,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 5,201 | $5,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A405 | SEIX SR LN ETF | 202 | $5,000 | thousands by filing date | |
| NATIXIS ETF TRUST II | 63875W208 | VAUGHAN NELSN SL | 200 | $5,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 3,414 | $5,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 1,011 | $5,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 1,905 | $5,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 377 | $5,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 354 | $5,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 449 | $5,000 | thousands by filing date | |
| TERAWULF INC | 88080T104 | COM | 4,256 | $5,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 1,373 | $5,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 12,085 | $5,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 376 | $5,000 | thousands by filing date | |
| INTAPP INC | 45827U109 | COM | 273 | $5,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 236 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 200 | $5,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 310 | $5,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 4,089 | $5,000 | thousands by filing date | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 1,050 | $5,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 735 | $5,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 400 | $5,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 133 | $5,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 227 | $5,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 4,616 | $5,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,000 | $5,000 | thousands by filing date | call |
| LISTED FDS TR | 53656F268 | WAHED DOW JONES | 318 | $5,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 250 | $5,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 7,000 | $5,000 | thousands by filing date | principal |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 800 | $5,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 239 | $5,000 | thousands by filing date | |
| ISHARES MSCI JAPAN VALUE ETF | 46435U374 | ETF | 239 | $5,000 | thousands by filing date | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 538 | $5,000 | thousands by filing date | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 662 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100 | $5,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 230 | $5,000 | thousands by filing date | principal |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 3,014 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 125 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G599 | NASDAQ BIOTECH | 268 | $5,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 200 | $5,000 | thousands by filing date | |
| Skillsoft Corp. | 83066P200 | Common | 2,771 | $5,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 1,705 | $5,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 305 | $5,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 361 | $5,000 | thousands by filing date | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 6,000 | $5,000 | thousands by filing date | principal |
| PROPHASE LABS INC | 74345W108 | COM | 480 | $5,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 1,066 | $5,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 2,967 | $5,000 | thousands by filing date | |
| Pennsylvania Real Estate Investment Trust | 709102800 | COM | 1,859 | $5,000 | thousands by filing date | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 5,000 | $5,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 3,000 | $5,000 | thousands by filing date | principal |
| Ouster Inc | 68989M103 | COM | 4,969 | $5,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 12,827 | $5,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 3,000 | $5,000 | thousands by filing date | principal |
| NEOGAMES S A | L6673X107 | COM | 415 | $5,000 | thousands by filing date | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 951 | $5,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 883 | $5,000 | thousands by filing date | |
| CELULARITY INC | 151190105 | COM | 2,298 | $5,000 | thousands by filing date | |
| GELESIS HLDGS INC | 36850R204 | COM | 5,187 | $5,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 46 | $5,000 | thousands by filing date | principal |
| IMAGO BIOSCIENCES INC | 45250K107 | COM | 320 | $5,000 | thousands by filing date | |
| CAREMAX INC | 14171W103 | COM | 732 | $5,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 8,397 | $5,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 3,406 | $5,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 31,103 | $5,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 7,823 | $5,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 5,000 | $5,000 | thousands by filing date | principal |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 1,654 | $5,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 5,749 | $5,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 10,349 | $5,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 3,713 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 73 | $5,000 | thousands by filing date | |
| NIGHTSHARES 2000 ETF | 90470L477 | ETF | 170 | $5,000 | thousands by filing date | |
| NIGHTSHARES 500 ETF | 90470L493 | ETF | 160 | $5,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 9,939 | $5,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 200 | $5,000 | thousands by filing date | |
| KRANESHARES TR | 500767595 | CICC CN CONSUMER | 300 | $5,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L111 | *W EXP 12/07/202 | 23,453 | $5,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 15,310 | $5,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N871 | VOLT CLOUD CYB | 725 | $5,000 | thousands by filing date | |
| NUVALENT INC COM | 670703107 | Stock | 206 | $4,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,169 | $4,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 1,794 | $4,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,010 | $4,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 184 | $4,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 404 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 199 | $4,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 484 | $4,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 1,154 | $4,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 541 | $4,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 500 | $4,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 203 | $4,000 | thousands by filing date | |
| ENFUSION INC | 292812104 | CL A | 317 | $4,000 | thousands by filing date | |
| ON24 INC | 68339B104 | COM | 538 | $4,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 148 | $4,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 903 | $4,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 2,152 | $4,000 | thousands by filing date | |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 194 | $4,000 | thousands by filing date | |
| CVRX INC | 126638105 | COMMON STOCK | 422 | $4,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 247 | $4,000 | thousands by filing date | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 223 | $4,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,124 | $4,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 1,000 | $4,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 208 | $4,000 | thousands by filing date | |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 3,000 | $4,000 | thousands by filing date | principal |
| ADASINA SOCIAL JUSTICE ALL CAP GLOBAL ETF | 886364876 | UIT EXCHANGE TRADED | 267 | $4,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 1,000 | $4,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46654Q104 | INFL MANA BD ETF | 79 | $4,000 | thousands by filing date | |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 517 | $4,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 4,000 | $4,000 | thousands by filing date | principal |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 1,726 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 195 | $4,000 | thousands by filing date | |
| CI&T INC | G21307106 | CMN | 475 | $4,000 | thousands by filing date | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 541 | $4,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 344 | $4,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 2,600 | $4,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 5,055 | $4,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 1,568 | $4,000 | thousands by filing date | |
| INNOVID CORP | 457679108 | COMMON STOCK | 1,420 | $4,000 | thousands by filing date | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 850 | $4,000 | thousands by filing date | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 319 | $4,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 450 | $4,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 3,084 | $4,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 6,000 | $4,000 | thousands by filing date | principal |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 84 | $4,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 1,578 | $4,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 4,000 | $4,000 | thousands by filing date | principal |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 200 | $4,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 369 | $4,000 | thousands by filing date | |
| WEBER INC | 94770D102 | COM | 660 | $4,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 4,569 | $4,000 | thousands by filing date | |
| VIA RENEWABLES INC | 92556D106 | COM | 614 | $4,000 | thousands by filing date | |
| VACASA INC | 91854V107 | COM | 1,362 | $4,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,052 | $4,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 8,768 | $4,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607108 | COM | 400 | $4,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 2,353 | $4,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 4,183 | $4,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 5,000 | $4,000 | thousands by filing date | principal |
| CVENT HOLDING CORP | 126677103 | COM | 762 | $4,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 703 | $4,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 550 | $4,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 200 | $4,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 2,500 | $4,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 145 | $4,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 145 | $4,000 | thousands by filing date | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 8,600 | $4,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC | 81947T102 | COMMON STOCK | 6,613 | $4,000 | thousands by filing date | |
| BLEUACACIA LTD | G11728105 | CLASS A ORD SHS | 392 | $4,000 | thousands by filing date | |
| SHOULDERUP TECHNOLOGY ACQUIS | 82537G104 | CL A COM | 361 | $4,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 246 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 100 | $4,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071102 | COM CL A | 350 | $4,000 | thousands by filing date | |
| STRONGHOLD DIGITAL MINING IN | 86337R103 | CLASS A COM | 3,570 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 167 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 227 | $4,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 1,493 | $4,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 1,000 | $3,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 185 | $3,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 1,528 | $3,000 | thousands by filing date | |
| ARBE ROBOTICS LTD ORDINARY SHARES | M1R95N100 | Stock | 400 | $3,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 6,060 | $3,000 | thousands by filing date | |
| RXSIGHT INC | 78349D107 | COM | 251 | $3,000 | thousands by filing date | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 911 | $3,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K105 | COM CL A | 1,112 | $3,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 1,087 | $3,000 | thousands by filing date | |
| GETNET ADQUIRENCIA E SERVIC NP | 37428A103 | SPONSORED ADS | 1,958 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 200 | $3,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 132 | $3,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 55 | $3,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 435 | $3,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 988 | $3,000 | thousands by filing date | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 234 | $3,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 79 | $3,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 515 | $3,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 1,028 | $3,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 429 | $3,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 963 | $3,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 66 | $3,000 | thousands by filing date | |
| JOHN MARSHALL BANCORP INC | 47805L101 | COMMON STOCK | 141 | $3,000 | thousands by filing date | |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 312 | $3,000 | thousands by filing date | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 294 | $3,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 3,460 | $3,000 | thousands by filing date | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 602 | $3,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 273 | $3,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 970 | $3,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 435 | $3,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 129 | $3,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 280 | $3,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 3,054 | $3,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 949 | $3,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 892 | $3,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 110 | $3,000 | thousands by filing date | |
| VANECK COPPER AND ELECTRIFICATION METALS ETF | 92189Y204 | ETF | 109 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 123 | $3,000 | thousands by filing date | |
| 1Stdibs.Com Inc | 320551104 | COM | 476 | $3,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 200 | $3,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 200 | $3,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 137 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 104 | $3,000 | thousands by filing date | |
| HIGH TIDE INC | 42981E401 | COM | 2,144 | $3,000 | thousands by filing date | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 177 | $3,000 | thousands by filing date | |
| HILLEVAX INC | 43157M102 | COM | 158 | $3,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P637 | FTSE JAPAN HDG | 100 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y370 | GERBER KAWASAKI | 200 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092311 | FIDELITY REL EST | 136 | $3,000 | thousands by filing date | |
| BARK Inc. | 68622E104 | COM | 1,472 | $3,000 | thousands by filing date | |
| Shopify Inc | 82509LAA5 | Convertible bond | 3,000 | $3,000 | thousands by filing date | principal |
| DIEBOLD NXDF INC | 253651103 | COM | 1,270 | $3,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 501 | $3,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 316 | $3,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 596 | $3,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 2,019 | $3,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 514 | $3,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 1,145 | $3,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 706 | $3,000 | thousands by filing date | |
| VALENS COMPANY INC-NEW | 91914P603 | COM NEW | 4,997 | $3,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 5,472 | $3,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 5,498 | $3,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A788 | REAL ASSETS ESG | 216 | $3,000 | thousands by filing date | |
| RALLYBIO CORP | 75120L100 | COM | 195 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 100 | $3,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 3,000 | $3,000 | thousands by filing date | principal |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 3,000 | $3,000 | thousands by filing date | principal |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 1,181 | $3,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 2,068 | $3,000 | thousands by filing date | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 3,125 | $3,000 | thousands by filing date | |
| XOS INC | 98423B108 | COM | 2,528 | $3,000 | thousands by filing date | |
| VELO3D INC | 92259N104 | COM | 686 | $3,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 2,906 | $3,000 | thousands by filing date | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 1,332 | $3,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 7,000 | $3,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 4,329 | $3,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 381 | $3,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 1,175 | $3,000 | thousands by filing date | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 3,108 | $3,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 2,805 | $3,000 | thousands by filing date | |
| FOCUS UNVL INC | 34417J104 | COM | 283 | $3,000 | thousands by filing date | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 1,340 | $3,000 | thousands by filing date | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 65 | $3,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 123 | $3,000 | thousands by filing date | principal |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 5,119 | $3,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 850 | $3,000 | thousands by filing date | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 1,641 | $3,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 146 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 279 | $3,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P839 | NUVEEN SMALL CAP | 135 | $3,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767587 | QUADRATIC DEFLA | 119 | $3,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 2,000 | $3,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 2,551 | $3,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 31,204 | $3,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 67 | $3,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 3,280 | $3,000 | thousands by filing date | |
| ITIQUIRA ACQUISITION CORP | G49773115 | *W EXP 02/03/202 | 100,000 | $3,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 2,000 | $3,000 | thousands by filing date | principal |
| ONCOCYTE CORP | 68235C107 | COM | 4,342 | $3,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 1,215 | $3,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 3,487 | $3,000 | thousands by filing date | |
| MCLOUD TECHNOLOGIES CORP | 582270609 | COM NEW | 1,760 | $3,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 5,000 | $3,000 | thousands by filing date | |
| SABRE CORP | 78573M203 | 6.50% CONV PFD A | 36 | $3,000 | thousands by filing date | principal |
| ATENTO S A | L0427L204 | CMN | 775 | $3,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T109 | CMN | 352 | $3,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 5,419 | $3,000 | thousands by filing date | |
| FOXO TECHNOLOGIES INC | 351471107 | COM CL A | 2,000 | $3,000 | thousands by filing date | |
| REBORN COFFEE INC | 75618M107 | COMMON STOCK | 1,596 | $3,000 | thousands by filing date | |
| APPLIED UV INC | 03828V105 | COM | 2,000 | $3,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 103 | $2,000 | thousands by filing date | |
| IRENLTDF | Q4982L109 | STOK | 364 | $2,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 328 | $2,000 | thousands by filing date | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 145 | $2,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 50 | $2,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 786 | $2,000 | thousands by filing date | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 648 | $2,000 | thousands by filing date | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 147 | $2,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 660 | $2,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 4,022 | $2,000 | thousands by filing date | |
| DAKOTA GOLD CORP | 46655E100 | COM | 626 | $2,000 | thousands by filing date | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 834 | $2,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 949 | $2,000 | thousands by filing date | |
| ADEIA INC | 00676P107 | COM | 119 | $2,000 | thousands by filing date | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 200 | $2,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 1,329 | $2,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 403 | $2,000 | thousands by filing date | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 380 | $2,000 | thousands by filing date | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 567 | $2,000 | thousands by filing date | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 675 | $2,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 400 | $2,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 65 | $2,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 256 | $2,000 | thousands by filing date | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 246 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-22-020148 | this filing | 2022-11-14 | acceptance time not in the bulk data set |