13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 7,939 holding rows worth $317,852,075,000.
- Accession
- 0001567619-22-020148
- Filer
- CIK 1000275
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 28,268 entries on the cover page, a total value of $317,852,075,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $317,852,075,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCH TRADED FD III | 33741Y100 | HORIZON VOL SMCP | 1,044 | $29,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 3,335 | $29,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 10,000 | $29,000 | thousands by filing date | call |
| DZS INC | 268211109 | COMMON STOCK | 2,618 | $29,000 | thousands by filing date | |
| CORE SCIENTIFIC INC | 21873J108 | Common Stock | 22,576 | $29,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 790 | $28,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 6,252 | $28,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 2,187 | $28,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L680 | STRIVE 500 ETF | 1,242 | $28,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 5,334 | $28,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,554 | $28,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 4,234 | $28,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 3,060 | $28,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 4,200 | $28,000 | thousands by filing date | |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 14,348 | $28,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 4,191 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y178 | GLOBAL X AGTECH | 1,975 | $28,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 5,553 | $28,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 978 | $28,000 | thousands by filing date | |
| Avantis International Large Cap Val ETF | 025072364 | SHS | 703 | $27,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 978 | $27,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 786 | $27,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 23,943 | $27,000 | thousands by filing date | |
| ABSCI CORPORATION | 00091E109 | COM | 8,789 | $27,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 1,182 | $27,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 727 | $27,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 532 | $27,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 1,288 | $27,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 816 | $27,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 16,600 | $27,000 | thousands by filing date | |
| FORGEROCK INC | 34631B101 | CL A | 1,947 | $27,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 3,403 | $27,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 7,581 | $27,000 | thousands by filing date | |
| PROPERTYGURU GROUP LTD | G7258M108 | ORD SHS | 6,053 | $27,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 2,813 | $27,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 125 | $26,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 3,576 | $26,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 4,230 | $26,000 | thousands by filing date | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 2,516 | $26,000 | thousands by filing date | |
| CVR PARTNERS LP | 126633205 | COM | 230 | $26,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 458 | $26,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 6,869 | $26,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 15,831 | $26,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 4,536 | $26,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 750 | $26,000 | thousands by filing date | |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 28,000 | $26,000 | thousands by filing date | principal |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 753 | $26,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 1,060 | $26,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 479 | $25,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 6,077 | $25,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,592 | $25,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 2,783 | $25,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 2,800 | $25,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 2,096 | $25,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1,150 | $25,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 855 | $25,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 1,458 | $25,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 1,134 | $25,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 749 | $25,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P100 | COMMON STOCK | 2,545 | $25,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 1,250 | $25,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 1,085 | $25,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 300 | $24,000 | thousands by filing date | put |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 662 | $24,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 1,002 | $24,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 4,105 | $24,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 1,953 | $24,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 4,926 | $24,000 | thousands by filing date | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 2,765 | $24,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 1,256 | $24,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 1,370 | $24,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 12,000 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 1,000 | $24,000 | thousands by filing date | |
| MOATABLE INC | 759892300 | COM | 800 | $24,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 1,220 | $24,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 3,854 | $24,000 | thousands by filing date | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 2,107 | $24,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 25,000 | $24,000 | thousands by filing date | principal |
| CTI BIOPHARMA CORP | 12648L601 | COM | 4,214 | $24,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,367 | $23,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 20,087 | $23,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 1,335 | $23,000 | thousands by filing date | |
| SIRIUSPOINT LTD | G8192H106 | COM | 4,557 | $23,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 931 | $23,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 884 | $23,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 842 | $23,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H877 | ALLIANZIM US EQT | 1,000 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 304 | $23,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 2,690 | $23,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 21,678 | $23,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 24,896 | $23,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 4,760 | $23,000 | thousands by filing date | |
| ZHIHU INC | 98955N108 | ADR | 21,372 | $23,000 | thousands by filing date | |
| SKYDECK ACQUISITION CORP | G82220107 | UNIT 05/13/2026 | 2,366 | $23,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 1,108 | $22,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 5,642 | $22,000 | thousands by filing date | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 1,435 | $22,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 5,238 | $22,000 | thousands by filing date | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 4,053 | $22,000 | thousands by filing date | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 967 | $22,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 3,918 | $22,000 | thousands by filing date | |
| GUINNESS ATKINSON FDS | 402031876 | SMART TRANSN ETF | 697 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 391 | $22,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 864 | $22,000 | thousands by filing date | |
| INFORMATICA INC | 45674M101 | COM CL A | 1,087 | $22,000 | thousands by filing date | |
| Trinseo PLC | G9059U107 | Common Stock | 1,197 | $22,000 | thousands by filing date | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 5,258 | $22,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 7,786 | $22,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 575 | $22,000 | thousands by filing date | |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 627 | $21,000 | thousands by filing date | |
| COREBRIDGE FINL INC COM | 21871X109 | Stock | 1,061 | $21,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 100 | $21,000 | thousands by filing date | put |
| VAXCYTE INC COM | 92243G108 | Stock | 857 | $21,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 750 | $21,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 3,063 | $21,000 | thousands by filing date | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 1,947 | $21,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 8,356 | $21,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 1,129 | $21,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 2,930 | $21,000 | thousands by filing date | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 1,264 | $21,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 1,296 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 940 | $21,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 1,633 | $21,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 3,410 | $21,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 10,754 | $21,000 | thousands by filing date | |
| LAVA MEDTECH ACQUISITION COR | 519345102 | COM | 2,062 | $21,000 | thousands by filing date | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T108 | COM | 2,062 | $21,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 2,000 | $21,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833206 | UNIT 99/99/9999 | 2,100 | $21,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E453 | PURBTA MSCI SM | 708 | $21,000 | thousands by filing date | |
| IONQ INC COM | 46222L108 | Stock | 3,997 | $20,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 1,549 | $20,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 1,007 | $20,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 1,242 | $20,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 800 | $20,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 4,592 | $20,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 672 | $20,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 15,355 | $20,000 | thousands by filing date | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 8,862 | $20,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 7,580 | $20,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 9,506 | $20,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 3,889 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 406 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 750 | $20,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 600 | $20,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 12,400 | $20,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L110 | COMMON STOCK-FO | 2,000 | $20,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 829 | $20,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,032 | $20,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 736 | $20,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 1,792 | $20,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 5,483 | $20,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 7,000 | $20,000 | thousands by filing date | principal |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 5,682 | $20,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 880 | $20,000 | thousands by filing date | |
| AIRSPAN NETWORKS HOLDINGS IN | 00951K104 | COM | 10,114 | $20,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 20,000 | $20,000 | thousands by filing date | principal |
| Greenpower Motor Co | 39540E302 | COM | 8,667 | $20,000 | thousands by filing date | |
| BIOPLUS ACQUISITION CORP | G11217117 | CLASS A ORD SHS | 2,024 | $20,000 | thousands by filing date | |
| OSIRIS ACQUISITION CORP | 68829A202 | UNIT 99/99/9999 | 2,060 | $20,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 1,625 | $19,000 | thousands by filing date | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 1,210 | $19,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 2,325 | $19,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 7,915 | $19,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 3,978 | $19,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 19,459 | $19,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 9,504 | $19,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 1,024 | $19,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 587 | $19,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 688 | $19,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2032 CORPORATE BOND ETF | 46139W858 | ETF | 994 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 749 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 538 | $19,000 | thousands by filing date | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 8,766 | $19,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 21,476 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 1,779 | $19,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 3,885 | $18,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 479 | $18,000 | thousands by filing date | |
| PACER FDS TR | 69374H428 | PAC ASSET FLTG | 401 | $18,000 | thousands by filing date | |
| CS DISCO INC | 126327105 | COM | 1,723 | $18,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 863 | $18,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 723 | $18,000 | thousands by filing date | |
| HASHICORP INC | 418100103 | COM CL A | 550 | $18,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 4,300 | $18,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 640 | $18,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 1,899 | $18,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 2,048 | $18,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 2,000 | $18,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 383 | $18,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 25,000 | $18,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 706 | $18,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 2,789 | $18,000 | thousands by filing date | |
| KNOWBE4 INC | 49926T104 | COMMON STOCK | 887 | $18,000 | thousands by filing date | |
| VERTICAL AEROSPACE LTD | G9471C107 | ORD SHS | 1,961 | $18,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 1,105 | $18,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 42,034 | $18,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 1,757 | $18,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 9,491 | $18,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP II | G6293R106 | COM | 1,772 | $18,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R101 | CL A SHS | 1,786 | $18,000 | thousands by filing date | |
| FRANKLIN FTSE RUSSIA ETF | 35473P728 | OUTDATED | 840 | $18,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M205 | UNIT 01/14/2026 | 1,809 | $18,000 | thousands by filing date | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 3,436 | $17,000 | thousands by filing date | |
| CBL & ASSOC PPTYS INC COMMON STOCK | 124830878 | REIT | 689 | $17,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 2,716 | $17,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 593 | $17,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 1,955 | $17,000 | thousands by filing date | |
| CRICUT INC | 22658D100 | COM CL A | 1,823 | $17,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 754 | $17,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 2,319 | $17,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 36,000 | $17,000 | thousands by filing date | principal |
| HARTFORD FDS EXCHANGE TRADED | 41653L602 | CMN | 456 | $17,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 622 | $17,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 2,300 | $17,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 2,831 | $17,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 10,050 | $17,000 | thousands by filing date | |
| SOVOS BRANDS INC | 84612U107 | COM | 1,201 | $17,000 | thousands by filing date | |
| HIRERIGHT HOLDINGS CORPORATI | 433537107 | COM | 1,108 | $17,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 1,468 | $17,000 | thousands by filing date | |
| LILIUM N V | N52586109 | COM | 7,437 | $17,000 | thousands by filing date | |
| CORAZON CAPITAL V838 MONOCER | G24237102 | COM | 1,712 | $17,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 23,364 | $17,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 50,459 | $17,000 | thousands by filing date | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 2,598 | $16,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 1,288 | $16,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 664 | $16,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 288 | $16,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 6,794 | $16,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 1,403 | $16,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,450 | $16,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 1,063 | $16,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 2,488 | $16,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 1,299 | $16,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 3,977 | $16,000 | thousands by filing date | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 620 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74348A707 | ULTRA HIGH YLD | 280 | $16,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 2,127 | $16,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,991 | $16,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 10,734 | $16,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 3,079 | $16,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 9,504 | $16,000 | thousands by filing date | |
| TIGO ENERGY INC COM | 77867P104 | Stock | 1,589 | $16,000 | thousands by filing date | |
| THORNE HEALTHTECH INC | 885260109 | COM | 3,267 | $16,000 | thousands by filing date | |
| PROJECT ENERGY REIMAGINED AC | G72556106 | COM | 1,600 | $16,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 2,062 | $16,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 26,899 | $16,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 36,339 | $16,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 2,050 | $15,000 | thousands by filing date | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 6,993 | $15,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 730 | $15,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 2,594 | $15,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 1,961 | $15,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 3,092 | $15,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 293 | $15,000 | thousands by filing date | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 1,785 | $15,000 | thousands by filing date | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 2,107 | $15,000 | thousands by filing date | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 671 | $15,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 303 | $15,000 | thousands by filing date | principal |
| Agora Inc-Adr | 00851L103 | COM | 4,053 | $15,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 881 | $15,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 5,955 | $15,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 5,500 | $15,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 2,281 | $15,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 5,077 | $15,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 2,269 | $15,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 22,245 | $15,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 15,299 | $15,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 2,546 | $15,000 | thousands by filing date | |
| EG ACQUISITION CORP | 26846A209 | UNIT 99/99/9999 | 1,548 | $15,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 600 | $15,000 | thousands by filing date | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 7,044 | $14,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 314 | $14,000 | thousands by filing date | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 8,770 | $14,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 1,047 | $14,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,072 | $14,000 | thousands by filing date | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 1,227 | $14,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 1,914 | $14,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 991 | $14,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 1,007 | $14,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 780 | $14,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 64,933 | $14,000 | thousands by filing date | |
| EVOTEC SE FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 30050E105 | Equity | 1,584 | $14,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 489 | $14,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 185 | $14,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 1,600 | $14,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072760 | MID CAP GRW IMP | 338 | $14,000 | thousands by filing date | |
| MISTER CAR WASH INC | 60646V105 | COM | 1,562 | $14,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 3,495 | $14,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 2,856 | $14,000 | thousands by filing date | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 20,000 | $14,000 | thousands by filing date | principal |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 1,350 | $14,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 16,494 | $14,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 310 | $13,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 714 | $13,000 | thousands by filing date | |
| CREDO TECHNOLOGY GROUP HOLDING ORDINARY SHARES | G25457105 | Stock | 1,174 | $13,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 831 | $13,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,474 | $13,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 5,740 | $13,000 | thousands by filing date | |
| OKLO INC COM CL A | 02156V109 | Stock | 1,300 | $13,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 2,266 | $13,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 1,615 | $13,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 3,274 | $13,000 | thousands by filing date | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 1,471 | $13,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 1,200 | $13,000 | thousands by filing date | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 682 | $13,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 597 | $13,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 860 | $13,000 | thousands by filing date | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 606 | $13,000 | thousands by filing date | |
| NERDY INC | 64081V109 | CL A COM | 6,435 | $13,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U836 | FT VEST NAS | 800 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 646 | $13,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 628 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 285 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 575 | $13,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 6,984 | $13,000 | thousands by filing date | |
| AGILITI INC | 00848J104 | COMMON STOCK | 887 | $13,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 3,539 | $13,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 17,441 | $13,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q142 | CLIMATE CHANGE S | 400 | $13,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 1,000 | $13,000 | thousands by filing date | principal |
| IDEANOMICS INC | 45166V106 | COM | 48,089 | $13,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 740 | $13,000 | thousands by filing date | |
| PG&E CORP | 69331C140 | CONV | 119 | $13,000 | thousands by filing date | principal |
| LAKE SHORE BANCORP INC | 510700107 | COM | 1,000 | $13,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 1,233 | $13,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505756 | INNOVATION SHS | 450 | $13,000 | thousands by filing date | |
| VMG CONSUMER ACQUISITION COR | 91842V201 | UNIT 11/08/2026 | 1,300 | $13,000 | thousands by filing date | |
| BITNILE METAVERSE INC | 27888N307 | CMN | 10,632 | $13,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 833 | $12,000 | thousands by filing date | |
| GH RESEARCH PLC ORDINARY SHARES | G3855L106 | Stock | 1,000 | $12,000 | thousands by filing date | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 258 | $12,000 | thousands by filing date | |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 136 | $12,000 | thousands by filing date | |
| COSAN S A ADS | 22113B103 | ADR | 963 | $12,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 815 | $12,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 7,777 | $12,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 1,526 | $12,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 338 | $12,000 | thousands by filing date | |
| DOCGO INC | 256086109 | COM | 1,225 | $12,000 | thousands by filing date | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 1,212 | $12,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 413 | $12,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 3,793 | $12,000 | thousands by filing date | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 8,000 | $12,000 | thousands by filing date | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 1,668 | $12,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 4,030 | $12,000 | thousands by filing date | |
| BALLYS CORPORATION | 05875B106 | COM | 602 | $12,000 | thousands by filing date | |
| FRANKLIN FTSE LATIN AMERICA ETF | 35473P561 | ETF | 589 | $12,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 1,570 | $12,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 471 | $12,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 754 | $12,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 324 | $12,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 2,518 | $12,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 389 | $12,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 2,106 | $12,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 525 | $12,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 2,252 | $12,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F649 | FT VEST NAS | 650 | $12,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 24,672 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 590 | $12,000 | thousands by filing date | |
| ISHARES TR | 46436E668 | ESG AWARE 80/20 | 459 | $12,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 343 | $12,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 1,127 | $12,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 666 | $12,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 5,300 | $12,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 2,024 | $12,000 | thousands by filing date | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 13,000 | $12,000 | thousands by filing date | principal |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 4,371 | $12,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 1,728 | $12,000 | thousands by filing date | |
| LUCIRA HEALTH INC | 54948U105 | COM | 11,804 | $12,000 | thousands by filing date | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 7,016 | $12,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 453 | $12,000 | thousands by filing date | principal |
| GERON CORP | 374163103 | COM | 5,021 | $11,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 536 | $11,000 | thousands by filing date | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 2,706 | $11,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 406 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 441 | $11,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 346 | $11,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 2,516 | $11,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 2,777 | $11,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 700 | $11,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 3,876 | $11,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 389 | $11,000 | thousands by filing date | |
| Sun Country Airlines Holding | 866683105 | COM | 834 | $11,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 479 | $11,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 8,312 | $11,000 | thousands by filing date | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 10,585 | $11,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 730 | $11,000 | thousands by filing date | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 10,850 | $11,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,638 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 328 | $11,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 2,001 | $11,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 293 | $11,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC | 603380205 | COM NEW | 1,181 | $11,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A263 | ACQUIRERS FD | 500 | $11,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 1,354 | $11,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 2,000 | $11,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 7,126 | $11,000 | thousands by filing date | |
| CLOUGH HEDGED EQUITY ETF | 53656F649 | ETF | 488 | $11,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 15,405 | $11,000 | thousands by filing date | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 9,000 | $11,000 | thousands by filing date | principal |
| SERES THERAPEUTICS INC | 81750R102 | COM | 1,617 | $11,000 | thousands by filing date | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 1,622 | $11,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 5,754 | $11,000 | thousands by filing date | |
| LEAFLY HOLDINGS INC | 52178J105 | COM | 16,290 | $11,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 214 | $11,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108870 | AMPLIFY EMERGING | 600 | $11,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X104 | COM CL 1 | 1,221 | $11,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 17,165 | $11,000 | thousands by filing date | |
| INVO Bioscience, Inc. | 44984F302 | common | 10,773 | $11,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 4,736 | $10,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 1,757 | $10,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 332 | $10,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 153 | $10,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 2,809 | $10,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 1,588 | $10,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 641 | $10,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 2,995 | $10,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 2,518 | $10,000 | thousands by filing date | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 460 | $10,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 2,182 | $10,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 1,499 | $10,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 1,016 | $10,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 4,734 | $10,000 | thousands by filing date | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 2,400 | $10,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 175 | $10,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 773 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 241 | $10,000 | thousands by filing date | |
| USCF ETF TR | 90290T882 | MIDS ENE INC ETF | 337 | $10,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 250 | $10,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 300 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 144 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 400 | $10,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 729 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 296 | $10,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 559 | $10,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 481 | $10,000 | thousands by filing date | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 2,240 | $10,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 3,540 | $10,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 565 | $10,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,000 | $10,000 | thousands by filing date | principal |
| ESSA PHARMA INC | 29668H708 | COM NEW | 5,765 | $10,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 10,000 | $10,000 | thousands by filing date | principal |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 10,000 | $10,000 | thousands by filing date | principal |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 1,129 | $10,000 | thousands by filing date | |
| APTIV PLC | G6095L117 | CONV | 105 | $10,000 | thousands by filing date | principal |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 856 | $10,000 | thousands by filing date | |
| INSPIRATO INCORPORATED | 45791E107 | COM | 3,882 | $10,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 9,000 | $10,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551AC4 | BOND | 10,000 | $10,000 | thousands by filing date | principal |
| ADVISORS SER TR | 00770X261 | VEGTECH FOOD INN | 670 | $10,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| FAZE HOLDINGS INC | 31423J102 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 10,629 | $10,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 13,255 | $10,000 | thousands by filing date | |
| GIGINTERNATIONAL1 INC | 37518W106 | CMN | 1,000 | $10,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAC0 | NOTE 5.875% 8/1 | 15,000 | $10,000 | thousands by filing date | principal |
| IMMUNOVANT INC | 45258J102 | COM | 1,541 | $9,000 | thousands by filing date | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 1,330 | $9,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 36,695 | $9,000 | thousands by filing date | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 1,057 | $9,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 21,366 | $9,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 533 | $9,000 | thousands by filing date | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 1,410 | $9,000 | thousands by filing date | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 5,212 | $9,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 943 | $9,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 700 | $9,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 688 | $9,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 1,500 | $9,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 851 | $9,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 2,808 | $9,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 1,991 | $9,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 759 | $9,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 352 | $9,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 364 | $9,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 682 | $9,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 1,037 | $9,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 5,222 | $9,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 1,406 | $9,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 363 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 300 | $9,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 6,356 | $9,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 5,151 | $9,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 2,375 | $9,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 700 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 221 | $9,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 4,340 | $9,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 772 | $9,000 | thousands by filing date | |
| VIZSLA SILVER ORD (ASE) | 92859G202 | COM | 7,400 | $9,000 | thousands by filing date | |
| CUE HEALTH INC | 229790100 | COM | 3,126 | $9,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 7,520 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G623 | MSCI GREEN BUIL | 579 | $9,000 | thousands by filing date | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 10,000 | $9,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 7,000 | $9,000 | thousands by filing date | principal |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 752 | $9,000 | thousands by filing date | |
| VIGIL NEUROSCIENCE INC | 92673K108 | COM | 1,000 | $9,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 18,203 | $9,000 | thousands by filing date | |
| AHREN ACQUISITION CORP | G01322109 | COM | 895 | $9,000 | thousands by filing date | |
| CAZOO GROUP LTD | G2007L105 | COM | 19,231 | $9,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 6,058 | $9,000 | thousands by filing date | |
| AES CORP | 00130H204 | CONV | 105 | $9,000 | thousands by filing date | principal |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 375 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-22-020148 | this filing | 2022-11-14 | acceptance time not in the bulk data set |