13F-HR/A filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR/A for the quarter ended 2022-06-30, filed 2022-08-17, with 1,789 holding rows worth $29,033,306,000.
- Accession
- 0001567619-22-016397
- Filer
- CIK 1163653
- Filed
- 2022-08-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A holdings report, amendment of type new holdings, 2,327 entries on the cover page, a total value of $29,033,306,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $29,033,305,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
- included managerNOMURA SECURITIES CO LTD028-04979
- included managerNomura Corporate Research & Asset Management Inc.028-13982
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RXR ACQUISITION CORP | 74981W115 | WTS | 160,000 | $48,000 | thousands by filing date | |
| INTERPRIVATE II ACQUISITION | 46064Q116 | *W EXP 03/09/202 | 134,469 | $48,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 136,278 | $47,000 | thousands by filing date | |
| CF ACQUISITION CORP VII | 12521H115 | WARR | 216,666 | $46,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 11,242 | $45,000 | thousands by filing date | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L120 | WARR | 124,999 | $45,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 925 | $44,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 176,862 | $44,000 | thousands by filing date | principal |
| AUTHENTIC EQUITY ACQUISTN CO | G06607124 | *W EXP 01/20/202 | 239,641 | $43,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 18,700 | $42,000 | thousands by filing date | |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 278,916 | $42,000 | thousands by filing date | principal |
| ORION ACQUISITION CORP | 68626A116 | WTS | 236,918 | $42,000 | thousands by filing date | |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 121,666 | $41,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F119 | WARR | 251,600 | $41,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 5,000 | $40,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 219,296 | $40,000 | thousands by filing date | principal |
| FORTRESS CAPITAL ACQUISITION | G36427121 | WARR | 202,903 | $40,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 200,000 | $40,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,723 | $39,000 | thousands by filing date | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 113,843 | $39,000 | thousands by filing date | principal |
| MODEL N INC | 607525AB8 | NOTE 2.625% 6/0 | 152,152 | $39,000 | thousands by filing date | principal |
| Dropbox Inc | 26210CAC8 | Convertible bond | 171,570 | $38,000 | thousands by filing date | principal |
| MULTIPLAN CORPORATION | 62548M100 | COM | 6,898 | $38,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L119 | *W EXP 03/05/202 | 428,393 | $38,000 | thousands by filing date | |
| KADEM SUSTAINABLE IMPACT COR | 48284E113 | *W EXP 03/16/202 | 125,000 | $38,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L118 | WTS | 96,580 | $38,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 100 | $37,000 | thousands by filing date | call |
| VISTRA CORP COM | 92840M102 | Stock | 1,636 | $37,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 84,784 | $37,000 | thousands by filing date | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 11,792 | $37,000 | thousands by filing date | principal |
| POWER & DIGITAL INFRASTRUCTU | 73919C118 | *W EXP 12/09/202 | 148,980 | $37,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 569 | $36,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 500 | $36,000 | thousands by filing date | call |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 36,975 | $36,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 81,497 | $36,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L121 | *W EXP 02/01/202 | 137,996 | $36,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 725 | $35,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A116 | WARR | 237,500 | $35,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 683 | $34,000 | thousands by filing date | |
| Valuence Merger Corp I | G9R16L118 | Warrant | 245,000 | $33,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 61,612 | $33,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AM4 | NOTE 3.250%10/0 | 56,137 | $33,000 | thousands by filing date | principal |
| MasterCard, Inc | 57636Q104 | COM | 100 | $32,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 457 | $32,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 653 | $32,000 | thousands by filing date | |
| POWERED BRANDS | G7209M116 | WARR | 224,999 | $32,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 1,300 | $31,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554102 | COM | 524 | $31,000 | thousands by filing date | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 163,239 | $31,000 | thousands by filing date | principal |
| SPORTSTEK ACQUISITION CORP | 849196118 | *W EXP 02/16/202 | 215,355 | $31,000 | thousands by filing date | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 61,702 | $31,000 | thousands by filing date | principal |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 144,654 | $31,000 | thousands by filing date | |
| KNIGHTSWAN ACQUISITION CORP | 499103117 | WARR | 200,000 | $31,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P128 | *W EXP 01/14/202 | 111,895 | $31,000 | thousands by filing date | |
| SCION TECH GROWTH II | G31070116 | *W EXP 01/28/202 | 249,999 | $31,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 226,326 | $31,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J122 | *W EXP 99/99/999 | 400,000 | $31,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP W EXP 02/03/202 DELETED | 049287113 | *W EXP 02/03/202 | 128,743 | $31,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 900 | $30,000 | thousands by filing date | put |
| PRA Group Inc | 69354N106 | COM | 813 | $30,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 327,999 | $30,000 | thousands by filing date | |
| HCM ACQUISITION CO | G4365A127 | WARR | 250,000 | $30,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 636 | $29,000 | thousands by filing date | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 218,760 | $29,000 | thousands by filing date | principal |
| RICE ACQUISITION CORP II | G75529126 | *W EXP 99/99/999 | 93,279 | $29,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 66,838 | $29,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C116 | WTS | 221,854 | $29,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 200 | $28,000 | thousands by filing date | call |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 334 | $28,000 | thousands by filing date | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 69,151 | $28,000 | thousands by filing date | principal |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 100,000 | $28,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C117 | *W EXP 03/31/202 | 80,950 | $28,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843119 | *W EXP 03/01/202 | 141,843 | $28,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 150,000 | $28,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 295 | $27,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 77,594 | $27,000 | thousands by filing date | principal |
| REPLIGEN CORP | 759916AB5 | BOND | 16,199 | $27,000 | thousands by filing date | principal |
| TB SA ACQUISITION CORP | G8657L121 | *W EXP 03/25/202 | 133,333 | $27,000 | thousands by filing date | |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 561,427 | $26,000 | thousands by filing date | principal |
| LEO HLDGS CORP II | G5463R128 | *W EXP 01/07/202 | 431,250 | $26,000 | thousands by filing date | |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 2,797 | $25,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T110 | *W EXP 03/05/202 | 70,000 | $25,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X123 | *W EXP 10/01/202 | 187,500 | $25,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP | 92259E112 | WTS | 148,789 | $25,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 673 | $24,000 | thousands by filing date | |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 201,855 | $24,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 180,361 | $24,000 | thousands by filing date | principal |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 183,333 | $24,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 558 | $23,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 51,546 | $23,000 | thousands by filing date | principal |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 109,084 | $23,000 | thousands by filing date | |
| ALPHA TAU MEDICAL LTD WT EXP | M0740A116 | Stock | 44,900 | $22,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO L | G6593L106 | COM | 34,858 | $22,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 22,848 | $22,000 | thousands by filing date | principal |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 67,480 | $22,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 150,550 | $22,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126111 | *W EXP 03/04/202 | 60,000 | $22,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L115 | WTS | 186,480 | $22,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 12,971 | $21,000 | thousands by filing date | principal |
| POWERUP ACQUISITION CORP | G7207P129 | WARR | 150,000 | $21,000 | thousands by filing date | |
| TRICIDA INC | 89610FAB7 | BOND | 213,634 | $21,000 | thousands by filing date | principal |
| TZP STRATEGIES ACQUISTN CORP | G91595119 | WARR | 216,666 | $21,000 | thousands by filing date | |
| Esperion Therapeutics Inc | 29664WAB1 | NOTE 4.000%11/15/25 | 312,323 | $20,000 | thousands by filing date | principal |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 81,070 | $20,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L126 | *W EXP 99/99/999 | 118,750 | $20,000 | thousands by filing date | |
| MACONDRAY CAP ACQUISITN CORP | G5853A123 | UNIT 05/31/2028 | 2,000 | $20,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 619 | $19,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 51,853 | $19,000 | thousands by filing date | principal |
| HH&L ACQUISITION CO | G39714129 | WARR | 83,822 | $19,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 1,000 | $18,000 | thousands by filing date | call |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 36,426 | $18,000 | thousands by filing date | principal |
| XOS INC | 98423B108 | COM | 10,000 | $18,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 36,581 | $18,000 | thousands by filing date | principal |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 278,151 | $18,000 | thousands by filing date | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 62,800 | $18,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 994 | $17,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 1,000 | $17,000 | thousands by filing date | call |
| VISTRA CORP | 92840M128 | COM | 63,484 | $17,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 303,844 | $17,000 | thousands by filing date | principal |
| IRIS ACQUISITION CORP | 89601Y119 | *W EXP 02/28/202 | 97,325 | $17,000 | thousands by filing date | |
| ALLEGO N V | N0796A118 | WTS | 30,000 | $17,000 | thousands by filing date | |
| 0 | 39947R112 | 0 | 56,500 | $17,000 | thousands by filing date | |
| COLICITY INC | 194170114 | *W EXP 02/24/202 | 60,000 | $17,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 960 | $16,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 12,837 | $16,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 12,926 | $16,000 | thousands by filing date | principal |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 25,537 | $16,000 | thousands by filing date | principal |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 16,246 | $16,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 74,200 | $16,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X128 | *W EXP 03/02/202 | 60,324 | $15,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 139,200 | $15,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C117 | WTS | 75,000 | $15,000 | thousands by filing date | |
| KISMET ACQUISITION THREE COR | G5276C102 | *W EXP 06/30/202 | 424,993 | $15,000 | thousands by filing date | |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 10,000 | $15,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 479 | $14,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 25,697 | $14,000 | thousands by filing date | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 38,951 | $14,000 | thousands by filing date | principal |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 43,894 | $14,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M114 | W EXP 01/28/202 | 110,000 | $14,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R111 | *W EXP 02/04/202 | 70,000 | $14,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 585 | $13,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 12,110 | $13,000 | thousands by filing date | |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 18,722 | $13,000 | thousands by filing date | principal |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 155,344 | $13,000 | thousands by filing date | principal |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 99,999 | $13,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 40,820 | $13,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 63,729 | $13,000 | thousands by filing date | |
| TD HLDGS INC COM NEW | 87250W103 | Stock | 50,000 | $13,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 141 | $12,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 14,701 | $12,000 | thousands by filing date | principal |
| 8X8 INC NEW | 282914AB6 | BOND | 229,523 | $12,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 16,703 | $12,000 | thousands by filing date | principal |
| AGILE GROWTH CORP | G01202111 | *W EXP 03/09/202 | 53,838 | $12,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 200 | $11,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 301 | $11,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 46 | $11,000 | thousands by filing date | |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 81,702 | $11,000 | thousands by filing date | principal |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 97,543 | $11,000 | thousands by filing date | |
| OSIRIS ACQUISITION CORP | 68829A111 | *W EXP 05/01/202 | 42,150 | $11,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 24,025 | $11,000 | thousands by filing date | principal |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 66,666 | $11,000 | thousands by filing date | |
| CLARUS THERAPEUTICS HOLDINGS | 18271L115 | CMN | 85,000 | $11,000 | thousands by filing date | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 168 | $10,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 487 | $10,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 244 | $10,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 58,913 | $10,000 | thousands by filing date | principal |
| KBR INC | 48242WAB2 | BOND | 19,915 | $10,000 | thousands by filing date | principal |
| HCARW US 31 Dec 27 C11.5 | 42227K112 | *W EXP 12/28/202 | 37,500 | $10,000 | thousands by filing date | |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 100,000 | $10,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 249 | $9,000 | thousands by filing date | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 11,212 | $9,000 | thousands by filing date | principal |
| 26 Capital Acquisition Corp | 90138P118 | Warrant | 25,000 | $9,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAG8 | NOTE 2.250% 9/1 | 32,052 | $9,000 | thousands by filing date | principal |
| TORTOISEECOFIN ACQUISITION C | G8956E117 | *W EXP 07/22/202 | 25,000 | $9,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169115 | *W EXP 03/05/202 | 50,000 | $9,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M111 | *W EXP 01/12/202 | 35,541 | $9,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 245 | $8,000 | thousands by filing date | |
| SWVL HOLDINGS CORP | G86302117 | *W EXP 99/99/999 | 16,666 | $8,000 | thousands by filing date | |
| MSP RECOVERY INC | 553745126 | *W EXP 05/20/202 | 100,000 | $8,000 | thousands by filing date | |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 41,174 | $8,000 | thousands by filing date | principal |
| HELIOGEN INC | 42329E105 | COM | 3,953 | $8,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171111 | *W EXP 01/29/202 | 25,020 | $8,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 20,105 | $7,000 | thousands by filing date | principal |
| Plum Acquisition Corp. III | G63290103 | Warrant | 40,000 | $7,000 | thousands by filing date | |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 14,981 | $7,000 | thousands by filing date | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 12,569 | $7,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 7,755 | $7,000 | thousands by filing date | principal |
| ROYAL CARIBBEAN GROUP | 780153BF8 | NOTE 2.875%11/1 | 21,105 | $7,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 10,627 | $7,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AD6 | BOND | 7,633 | $7,000 | thousands by filing date | principal |
| BOXED INC | 103174116 | WARR | 12,500 | $7,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q114 | *W EXP 01/27/202 | 53,763 | $7,000 | thousands by filing date | |
| PATHFINDER ACQUISITION CORP | G04119122 | *W EXP 02/19/202 | 23,840 | $7,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 161 | $6,000 | thousands by filing date | |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 36,415 | $6,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 10,286 | $6,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 29,833 | $6,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 12,082 | $6,000 | thousands by filing date | principal |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 15,020 | $6,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | g1962y110 | WT | 51,999 | $6,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792114 | *W EXP 03/11/202 | 24,666 | $6,000 | thousands by filing date | |
| Gores Technology Partners II Inc | 38287L115 | Warrant | 10,000 | $6,000 | thousands by filing date | |
| Dave Inc W Exp 01/05/202 | 23834J110 | SPAC Combination | 12,500 | $5,000 | thousands by filing date | |
| Heliogen Inc | 42329E113 | Warrant | 13,848 | $5,000 | thousands by filing date | |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 9,853 | $5,000 | thousands by filing date | principal |
| BRIDGEBIO PHARMA INC | 09077J107 | COM | 12,500 | $5,000 | thousands by filing date | |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 4,198 | $5,000 | thousands by filing date | principal |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 16,666 | $5,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L118 | *W EXP 03/05/202 | 12,500 | $5,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334110 | *W EXP 10/29/202 | 50,000 | $5,000 | thousands by filing date | |
| AF ACQUISITION CORP | 001040112 | WTS | 33,333 | $5,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 100 | $4,000 | thousands by filing date | call |
| WHIRLPOOL CORP COM | 963320106 | Stock | 28 | $4,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | g25741110 | WT | 16,666 | $4,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482BAB7 | NOTE 4.500% 6/0 | 97,329 | $4,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 9,085 | $4,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 9,021 | $4,000 | thousands by filing date | principal |
| COMPUTE HEALTH ACQUISITIN CO | 204833115 | *W EXP 01/25/202 | 12,500 | $4,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 20,000 | $4,000 | thousands by filing date | |
| STRATIM CLOUD ACQUISITION CO | 86309R115 | *W EXP 03/05/202 | 33,333 | $4,000 | thousands by filing date | |
| NDACW US 31 Dec 27 C11.5 | 65413D113 | *W EXP 02/26/202 | 9,075 | $4,000 | thousands by filing date | |
| VTAQW 30SEP25 11.5 C | 92280L119 | COM | 23,661 | $4,000 | thousands by filing date | |
| REDFIN CORP | 75737FAE8 | NOTE 0.500% 4/0 | 33,711 | $3,000 | thousands by filing date | principal |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 2,928 | $3,000 | thousands by filing date | principal |
| ALTERYX INC | 02156BAF0 | BOND | 5,281 | $3,000 | thousands by filing date | principal |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 22,295 | $3,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H117 | *W EXP 11/04/202 | 30,000 | $3,000 | thousands by filing date | |
| L CATTERTON ASIA ACQUISITION | G5346G117 | *W EXP 03/08/202 | 16,666 | $3,000 | thousands by filing date | |
| FAST RADIUS INC | 31187R118 | WTS | 34,222 | $3,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 8,334 | $3,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T117 | WTS | 6,250 | $3,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716115 | *W EXP 10/01/202 | 8,333 | $3,000 | thousands by filing date | |
| G Squared Ascend I Inc | G4204R117 | Warrant | 10,000 | $3,000 | thousands by filing date | |
| COVAW US 31 Dec 27 C11.5 | G2554Y120 | *W EXP 02/05/202 | 21,687 | $3,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATION CO | 88825H118 | *W EXP 02/11/202 | 10,000 | $3,000 | thousands by filing date | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 20,096 | $2,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 5,388 | $2,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 6,090 | $2,000 | thousands by filing date | principal |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 7,556 | $2,000 | thousands by filing date | principal |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 15,145 | $2,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 7,662 | $2,000 | thousands by filing date | principal |
| AMERICAN EAGLE OUTFITTERS IN | 02553EAB2 | NOTE 3.750% 4/1 | 13,282 | $2,000 | thousands by filing date | principal |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 4,991 | $2,000 | thousands by filing date | principal |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 12,500 | $2,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 9,280 | $2,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R113 | *W EXP 08/17/202 | 12,166 | $2,000 | thousands by filing date | |
| FTAC ATHENA ACQUISITION CORP | G37283119 | *W EXP 03/01/202 | 6,250 | $2,000 | thousands by filing date | |
| FTAC PARNASSUS ACQUISITN COR | 30319B116 | *W EXP 03/10/202 | 6,250 | $2,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H110 | *W EXP 02/11/202 | 12,500 | $2,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A112 | *W EXP 03/29/202 | 6,250 | $2,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 8,601 | $2,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C118 | WTS | 16,666 | $2,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION II | G0R21B112 | WTS | 2,280 | $2,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION | G0633D125 | *W EXP 02/19/202 | 6,250 | $2,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 100 | $1,000 | thousands by filing date | put |
| FISKER INC | 33813J106 | CL A COM STK | 100 | $1,000 | thousands by filing date | call |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 3,378 | $1,000 | thousands by filing date | principal |
| BANDWIDTH INC | 05988JAD5 | NOTE 0.500% 4/0 | 2,875 | $1,000 | thousands by filing date | principal |
| XOS INC | 98423B116 | *W EXP 08/20/202 | 3,333 | $1,000 | thousands by filing date | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 604 | $1,000 | thousands by filing date | principal |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 1,722 | $1,000 | thousands by filing date | principal |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 1,783 | $1,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAF6 | NOTE 0.125%11/1 | 1,784 | $1,000 | thousands by filing date | principal |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 1,169 | $1,000 | thousands by filing date | principal |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 6,833 | $1,000 | thousands by filing date | principal |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 19,000 | $1,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G115 | *W EXP 12/31/202 | 5,159 | $1,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B119 | *W EXP 99/99/999 | 5,000 | $1,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N113 | *W EXP 12/22/202 | 10,800 | $1,000 | thousands by filing date | |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 23,372 | $1,000 | thousands by filing date | principal |
| LUX HEALTH TECH ACQUISITION | 55068A118 | *W EXP 11/30/202 | 8,333 | $1,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K119 | *W EXP 01/01/202 | 12,500 | $1,000 | thousands by filing date | |
| NATURAL ORDER ACQUISITION CO | 63889L115 | *W EXP 09/15/202 | 12,350 | $1,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 541 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 833 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 216 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 2,095 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 109,710 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 146 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVO ACQUISITION CORP | 30052G116 | WARR | 3,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLARIVATE PLC | G21810208 | CONV | 15,402 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERDIGITAL INC | 45867GAB7 | BOND | 221 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NEXTERA ENERGY INC | 65339F739 | CONV | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANZU SPECIAL ACQUISITIN CORP | 03737A200 | UNIT 01/27/2026 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 210 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SABRE CORP | 78573M203 | 6.50% CONV PFD A | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METALS ACQUISITION CORP | G60405118 | UNIT 99/99/9999 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-22-016114 | superseded | 2022-08-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-22-016397 | this filing | 2022-08-17 | acceptance time not in the bulk data set |