13F-HR/A filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR/A for the quarter ended 2022-06-30, filed 2022-08-17, with 1,789 holding rows worth $29,033,306,000.
- Accession
- 0001567619-22-016397
- Filer
- CIK 1163653
- Filed
- 2022-08-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A holdings report, amendment of type new holdings, 2,327 entries on the cover page, a total value of $29,033,306,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $29,033,305,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
- included managerNOMURA SECURITIES CO LTD028-04979
- included managerNomura Corporate Research & Asset Management Inc.028-13982
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 92,988 | $850,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 12,525 | $849,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,716 | $836,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 32,400 | $831,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H106 | CMN | 83,360 | $825,000 | thousands by filing date | |
| OSIRIS ACQUISITION CORP | 68829A103 | COM | 84,300 | $822,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 21,197 | $818,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 76,200 | $817,000 | thousands by filing date | call |
| ANTERIX INC | 03676C100 | COMMON STOCK | 19,900 | $815,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 61,700 | $814,000 | thousands by filing date | call |
| LAKESHORE ACQUISITION I CORP | G53521103 | ORDINARY SHARES | 80,489 | $806,000 | thousands by filing date | |
| JETAI INC COM | G6855L109 | Stock | 80,000 | $802,000 | thousands by filing date | |
| ANTHEMIS DIGITAL ACQUISITION | G03959106 | CLASS A ORD | 80,000 | $797,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 26,400 | $791,000 | thousands by filing date | put |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 44,108 | $783,000 | thousands by filing date | |
| FIFTH WALL ACQUISITN CORP II | G34142102 | CLASS A ORD SHS | 80,017 | $781,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 111,500 | $775,000 | thousands by filing date | call |
| JUPITER ACQUISITION CORP | 482082203 | UNIT 09/11/2027 | 79,200 | $775,000 | thousands by filing date | |
| BLUE WHALE ACQUISITION CORP | G1330M103 | CLASS A ORD SHS | 80,000 | $775,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 44,900 | $771,000 | thousands by filing date | put |
| INVACARE CORP | 461203101 | COMMON STOCK | 610,851 | $771,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 35,000 | $767,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792106 | CMN | 78,508 | $766,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 43,959 | $763,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,300 | $760,000 | thousands by filing date | call |
| FRANCHISE GROUP INC | 35180X105 | COM | 23,290 | $757,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 3,003 | $756,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 80,000 | $755,000 | thousands by filing date | call |
| FEDERAL RLTY INVT TR NEW | 313745101 | SH BEN INT NEW | 7,741 | $755,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N109 | CMN | 76,400 | $752,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W128 | UNIT 10/23/2027 | 75,200 | $748,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 114,900 | $744,000 | thousands by filing date | put |
| BLOCK INC CL A | 852234103 | Stock | 8,200 | $742,000 | thousands by filing date | call |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 31,139 | $738,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 7,566 | $737,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 3,562 | $734,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 75,100 | $734,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 2,135 | $732,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 12,000 | $732,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 3,721 | $728,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,828 | $721,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 99,110 | $719,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 7,666 | $717,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,701 | $713,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 15,111 | $709,000 | thousands by filing date | |
| OPY ACQUISITION CORP I | 671005106 | COM | 72,000 | $708,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,000 | $706,000 | thousands by filing date | put |
| RIVERVIEW ACQUISITION CORP | 769395104 | CLASS A COM | 71,100 | $706,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T108 | CMN | 70,508 | $698,000 | thousands by filing date | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 257,394 | $693,000 | thousands by filing date | principal |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 10,990 | $692,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP II | 651450108 | COM | 70,000 | $692,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,700 | $689,000 | thousands by filing date | call |
| FOREST ROAD ACQUISITION COR | 34619V103 | COM | 70,091 | $686,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 8,000 | $680,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 50,000 | $673,000 | thousands by filing date | put |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 67,315 | $667,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 164,954 | $663,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,700 | $660,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 5,000 | $660,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 17,493 | $656,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 4,543 | $654,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X109 | COM | 66,500 | $653,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,100 | $652,000 | thousands by filing date | call |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 10,943 | $649,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 22,530 | $648,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,900 | $643,000 | thousands by filing date | put |
| POPULATION HEALTH INVS CO IN | G71716107 | CMN | 65,145 | $643,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T109 | CMN | 65,000 | $637,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M106 | COM | 63,584 | $635,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 2,929 | $634,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,336 | $629,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 51,321 | $625,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 14,300 | $622,000 | thousands by filing date | call |
| MACERICH CO | 554382101 | COM | 69,600 | $620,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 33,508 | $618,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 13,138 | $615,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 43,978 | $615,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 93,659 | $615,000 | thousands by filing date | principal |
| SPIRIT AIRLS INC | 848577102 | COM | 25,000 | $611,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 3,496 | $609,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 33,476 | $605,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 4,000 | $603,000 | thousands by filing date | call |
| ACCELERATE ACQUISITION CORP | 00439D102 | CMN | 61,688 | $603,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 63,405 | $597,000 | thousands by filing date | |
| 8I ACQUISITION 2 CORP | G2956R103 | CMN | 60,287 | $596,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 14,586 | $595,000 | thousands by filing date | |
| MARBLEGATE ACQUISITION CORP | 56608A105 | COM CL A | 60,080 | $593,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 2,400 | $592,000 | thousands by filing date | |
| PLUG PWR INC | 72919PAD5 | NOTE 3.750% 6/0 | 3,438,784 | $590,000 | thousands by filing date | principal |
| Gilead Sciences,Inc. | 375558103 | COM | 9,081 | $589,000 | thousands by filing date | |
| DIGITAL TRANSFORMATN OPT COR | 25401K107 | CLASS A COM | 60,276 | $589,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 29,480 | $568,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 17,533 | $565,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 6,268 | $565,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 7,500 | $556,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 6,300 | $555,000 | thousands by filing date | put |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 16,800 | $549,000 | thousands by filing date | call |
| PROPTECH INVESTMENT CORP II | 743497109 | CMN | 55,422 | $545,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 827 | $543,000 | thousands by filing date | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 347,951 | $541,000 | thousands by filing date | principal |
| Berkshire Hathaway Inc | 084670702 | COM | 1,925 | $534,000 | thousands by filing date | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 86,400 | $530,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 118,708 | $526,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 59,162 | $515,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 62,302 | $510,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 4,257 | $501,000 | thousands by filing date | |
| CF ACQUISITION CORP VI | 12521J103 | COMMON STOCK | 50,000 | $500,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 4,654 | $499,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 17,000 | $498,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,251 | $497,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q105 | COM CL A | 50,794 | $497,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 4,100 | $496,000 | thousands by filing date | call |
| AEA-BRIDGES IMPACT CORP | G01046104 | CMN | 50,000 | $496,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATI-CL A | 88825H100 | COM CL A | 50,000 | $490,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,700 | $489,000 | thousands by filing date | call |
| GORES TECHNOLOGY PARTNERS II | 38287L107 | CLASS A COM | 50,000 | $489,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 22,371 | $484,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 13,200 | $481,000 | thousands by filing date | call |
| DIAMONDHEAD HOLDINGS CORP | 25278L105 | COM | 48,877 | $480,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 20,470 | $479,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 40,000 | $478,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 26,426 | $475,000 | thousands by filing date | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 468,129 | $473,000 | thousands by filing date | principal |
| EPAM SYS INC COM | 29414B104 | Stock | 1,564 | $472,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799106 | CLASS A COM | 48,400 | $472,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 4,096 | $471,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 4,834 | $471,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 111,052 | $471,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 3,303 | $470,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 15,008 | $470,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,552 | $469,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 55,124 | $469,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 1,197,840 | $469,000 | thousands by filing date | principal |
| EDITAS MEDICINE INC | 28106W103 | COM | 36,944 | $465,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074103 | SHS CL A | 46,575 | $464,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,488 | $462,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 40,390 | $460,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 19,746 | $454,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 89,410 | $453,000 | thousands by filing date | principal |
| International Business Machines Corporation | 459200101 | COM | 3,252 | $448,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,075 | $448,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 12,800 | $446,000 | thousands by filing date | call |
| MACERICH CO | 554382101 | COM | 49,600 | $442,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 1,406,028 | $442,000 | thousands by filing date | principal |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 12,200 | $440,000 | thousands by filing date | call |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 25,000 | $439,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 20,000 | $436,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 900 | $436,000 | thousands by filing date | call |
| ARGUS CAPITAL CORP-CL A | 04026L105 | CLASS A COM | 43,589 | $436,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 423,877 | $432,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 18,933 | $429,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G107 | COM CL A | 43,595 | $429,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,476 | $424,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 5,100 | $423,000 | thousands by filing date | call |
| LIVENT CORP | 53814LAB4 | BOND | 1,911,484 | $423,000 | thousands by filing date | principal |
| Starbucks Corporation | 855244109 | COM | 5,400 | $421,000 | thousands by filing date | put |
| MSD ACQUISITION CORP | G5709C109 | CLASS A ORD SHS | 42,469 | $416,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 1,900 | $411,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 212,620 | $410,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 125,000 | $409,000 | thousands by filing date | call |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 51,634 | $407,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,811 | $406,000 | thousands by filing date | |
| GENESIS GRWT TECH ACQUSTN CO | G3R23D102 | COM | 40,240 | $403,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,816 | $402,000 | thousands by filing date | |
| TALON 1 ACQUISITION CORP | G86656108 | COM | 40,000 | $402,000 | thousands by filing date | |
| MONTEREY INNOVATION ACQUI CO | 61240F108 | COM | 40,000 | $401,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,425 | $400,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 4,214 | $399,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 19,777 | $398,000 | thousands by filing date | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 33,811 | $398,000 | thousands by filing date | |
| MINORITY EQUALITY OPPORTUNIT | 60436Q100 | CLASS A COM | 39,445 | $398,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 2,122 | $397,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H108 | COM CL A | 40,080 | $395,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 21,000 | $394,000 | thousands by filing date | call |
| LDH GROWTH CORP I | G54094100 | CLASS A ORD SHS | 40,064 | $393,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I -A | 302438106 | COM CL A | 40,000 | $392,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875104 | CLASS A COM | 40,020 | $391,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 152,068 | $388,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 25,343 | $385,000 | thousands by filing date | |
| GORES HOLDINGS IX INC | 38287A119 | WARR | 750,000 | $381,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 4,500 | $378,000 | thousands by filing date | call |
| MSP RECOVERY INC | 553745100 | COM CL A | 177,500 | $377,000 | thousands by filing date | |
| ATI INC | 01741RAK8 | BOND | 1,680,077 | $375,000 | thousands by filing date | principal |
| OKTAINCCLASSA | 679295105 | STOK | 3,900 | $374,000 | thousands by filing date | call |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,384 | $369,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 7,700 | $367,000 | thousands by filing date | call |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 4,678 | $363,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 36,500 | $362,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 6,380 | $359,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 5,000 | $356,000 | thousands by filing date | call |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 34,940 | $356,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 4,861 | $350,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 1,246,563 | $350,000 | thousands by filing date | principal |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 1,860,153 | $348,000 | thousands by filing date | principal |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 584 | $347,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 11,765 | $345,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,200 | $345,000 | thousands by filing date | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 625 | $343,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 9,140 | $341,000 | thousands by filing date | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 149,189 | $339,000 | thousands by filing date | |
| BUMBLE INC | 12047B105 | COM CL A | 11,474 | $336,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 1,540,145 | $336,000 | thousands by filing date | principal |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 2,340 | $332,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,377 | $331,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 649 | $329,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 4,900 | $329,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 6,995 | $325,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,900 | $317,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 6,900 | $316,000 | thousands by filing date | call |
| FASTLY INC | 31188V100 | CL A | 25,996 | $314,000 | thousands by filing date | |
| CATALYST PARTNRS ACQUISITN C | G19550105 | CLASS A ORD SHS | 32,014 | $312,000 | thousands by filing date | |
| LUCID GROUP INC | 549498103 | COM | 18,159 | $309,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 50,000 | $298,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H102 | COM CL A | 29,652 | $293,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 986 | $292,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 727 | $291,000 | thousands by filing date | |
| MANDIANT INC NPV | 562662106 | COM | 13,200 | $288,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 9,100 | $283,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,058 | $278,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,500 | $273,000 | thousands by filing date | call |
| PENTAIR PLC SHS | G7S00T104 | Stock | 5,866 | $272,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 239,001 | $272,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 53,856 | $272,000 | thousands by filing date | principal |
| Amgen Inc. | 031162100 | COM | 1,121 | $270,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,883 | $269,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 5,861 | $267,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 7,361 | $266,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 16,333 | $258,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B205 | UNIT 99/99/9999 | 26,126 | $257,000 | thousands by filing date | |
| NUSCALE PWR CORP | 67079K118 | *W EXP 05/02/202 | 108,747 | $256,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 11,298 | $254,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193AE4 | NOTE 2.750% 5/0 | 1,242,975 | $253,000 | thousands by filing date | principal |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 4,670 | $251,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 828 | $250,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 8,100 | $249,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 25,000 | $249,000 | thousands by filing date | |
| B RILEY PRINCIPAL 150 MERGER | 05601V103 | COM CL A | 25,000 | $249,000 | thousands by filing date | |
| ARYA SCIENCES ACQU CORP IV | G31659108 | COM | 25,253 | $248,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,518 | $247,000 | thousands by filing date | |
| FTAC PARNASSUS ACQUISITN COR | 30319B108 | CLASS A COM | 25,000 | $246,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A103 | CMN | 25,002 | $246,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K101 | CMN | 25,000 | $246,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P100 | COMMON STOCK | 25,000 | $245,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B101 | SHS CL A | 25,000 | $245,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A104 | CLASS A COM | 25,000 | $245,000 | thousands by filing date | |
| NATURAL ORDER ACQUISITION CO | 63889L107 | CMN | 24,700 | $244,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 632 | $242,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 24,352 | $242,000 | thousands by filing date | |
| SHELTER ACQUISITION CORP I | 822821104 | CLASS A COM | 24,581 | $242,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 5,544 | $241,000 | thousands by filing date | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 27,381 | $239,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 6,000 | $238,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 5,000 | $238,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 20,000 | $237,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 51,910 | $236,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 4,500 | $233,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 5,073 | $230,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 3,384 | $230,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 25,000 | $228,000 | thousands by filing date | put |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 6,568 | $227,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 1,933 | $225,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 354 | $225,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,292 | $224,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,492 | $223,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 4,806 | $221,000 | thousands by filing date | |
| NUVASIVE INC | 670704AL9 | BOND | 440,384 | $220,000 | thousands by filing date | principal |
| ATLASSIAN CORP | G06242104 | CL A | 1,100 | $217,000 | thousands by filing date | put |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 11,200 | $216,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 3,957 | $215,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 3,817 | $214,000 | thousands by filing date | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 53,900 | $211,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 9,097 | $210,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,700 | $209,000 | thousands by filing date | put |
| WW GRAINGER INC COM | 384802104 | Stock | 454 | $209,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 1,400 | $209,000 | thousands by filing date | put |
| MODERNA INC | 60770K107 | COM | 1,400 | $209,000 | thousands by filing date | call |
| TELLURIAN INC NEW | 87968A104 | COM | 70,000 | $209,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 338,133 | $208,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,419 | $207,000 | thousands by filing date | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 72,805 | $206,000 | thousands by filing date | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 20,502 | $205,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 42,309 | $203,000 | thousands by filing date | |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 297,777 | $203,000 | thousands by filing date | principal |
| MORINGA ACQUISITION CORP | G6S23K116 | UNIT 02/16/2026 | 20,535 | $203,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 19,638 | $194,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 40,039 | $191,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 15,000 | $190,000 | thousands by filing date | |
| FOCUS IMPACT BH3 ACQUISITION | 22677T102 | CLASS A COM | 19,163 | $190,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 24,150 | $189,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 6,000 | $188,000 | thousands by filing date | call |
| MONGODB INC CL A | 60937P106 | Stock | 698 | $188,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 10,539 | $188,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 13,000 | $187,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 6,051 | $186,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 150,000 | $185,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 14,590 | $183,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 8,108 | $182,000 | thousands by filing date | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 46,201 | $181,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,000 | $179,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 609 | $175,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 25,229 | $175,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 137,400 | $175,000 | thousands by filing date | call |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 18,446 | $174,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 24,000 | $174,000 | thousands by filing date | put |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 26,603 | $171,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 33,300 | $170,000 | thousands by filing date | call |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 20,000 | $170,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 13,027 | $169,000 | thousands by filing date | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 15,000 | $167,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 9,368 | $164,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 15,000 | $161,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 150,000 | $161,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 708,332 | $160,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 18,000 | $159,000 | thousands by filing date | call |
| GOLUB CAP BDC INC | 38173M102 | COM | 12,000 | $158,000 | thousands by filing date | |
| CORE SCIENTIFIC INC | 21873J108 | Common Stock | 104,855 | $158,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 466,164 | $157,000 | thousands by filing date | principal |
| CALLAWAY GOLF CO | 131193104 | COM | 7,600 | $155,000 | thousands by filing date | |
| AHREN ACQUISITION CORP | G01322125 | WARR | 675,000 | $153,000 | thousands by filing date | |
| ZENDESK INC | 98936JAD3 | NOTE 0.625% 6/1 | 204,171 | $152,000 | thousands by filing date | principal |
| FTAC HERA ACQUISITION CORP | G3728Y111 | *W EXP 02/28/202 | 637,500 | $152,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R124 | WTS | 1,312,500 | $151,000 | thousands by filing date | |
| TRINE II ACQUISITION CORP | G9059F118 | *W EXP 99/99/999 | 750,000 | $150,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 1,924 | $149,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 10,915 | $147,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 29,770 | $143,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 2,400 | $142,000 | thousands by filing date | call |
| SARISSA CAPITAL ACQUISITN CO | G7823W102 | CMN | 14,342 | $142,000 | thousands by filing date | |
| SIERRA LAKE ACQUISITION CORP | 826332116 | *W EXP 12/17/202 | 750,000 | $141,000 | thousands by filing date | |
| VIMEO INC | 92719V100 | COMMON STOCK | 22,500 | $140,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,600 | $138,000 | thousands by filing date | call |
| American Express Company | 025816109 | COM | 953 | $136,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 4,600 | $136,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 21,493 | $136,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,692 | $135,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 20,000 | $134,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,000 | $133,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 15,000 | $133,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 7,705 | $132,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 660,558 | $131,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M124 | WARR | 520,000 | $130,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 10,000 | $129,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 154,664 | $129,000 | thousands by filing date | principal |
| RANGE RES CORP COM | 75281A109 | Stock | 5,057 | $128,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 10,000 | $128,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,000 | $128,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 22,000 | $127,000 | thousands by filing date | |
| KLUDEIN I ACQUISITION CORP | 49878L109 | CL A | 12,682 | $127,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 1,300 | $126,000 | thousands by filing date | call |
| TAPESTRY INC COM | 876030107 | Stock | 4,100 | $126,000 | thousands by filing date | call |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 10,000 | $126,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 12,035 | $126,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 921,292 | $123,000 | thousands by filing date | principal |
| INDEPENDENCE HOLDINGS CORP | G4761A127 | *W EXP 03/31/202 | 360,000 | $123,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 3,700 | $122,000 | thousands by filing date | put |
| MANNKIND CORP | 56400PAQ5 | NOTE 2.500% 3/0 | 3,079,482 | $122,000 | thousands by filing date | principal |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 19,299 | $120,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 1,761 | $119,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 10,000 | $119,000 | thousands by filing date | |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 70,353 | $117,000 | thousands by filing date | principal |
| Dynavax Technologies Corp. | 268158AD4 | CCB | 905,891 | $117,000 | thousands by filing date | principal |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 10,000 | $116,000 | thousands by filing date | |
| PARABELLUM ACQUISITION CORP | 69901P117 | Common | 465,000 | $115,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 10,000 | $114,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 40,000 | $114,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884AC7 | NOTE 2.875% 4/1 | 299,211 | $114,000 | thousands by filing date | principal |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 179,431 | $114,000 | thousands by filing date | principal |
| FARFETCH LTD | 30744WAD9 | BOND | 1,574,710 | $114,000 | thousands by filing date | principal |
| DECARBONIZATION PLUS ACQUISI | G2773W111 | *W EXP 07/15/202 | 500,000 | $113,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 28,700 | $112,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 561 | $111,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U127 | *W EXP 02/19/202 | 587,500 | $111,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 1,800 | $110,000 | thousands by filing date | put |
| MATADOR RES CO COM | 576485205 | Stock | 2,342 | $109,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 10,000 | $109,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 10,000 | $109,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 89422GAA5 | CNV | 435,032 | $109,000 | thousands by filing date | principal |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 12,000 | $108,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 20,000 | $108,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 10,000 | $108,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 821,914 | $108,000 | thousands by filing date | principal |
| DHC ACQUISITION CORP | G2758T117 | WARR | 466,666 | $107,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 802 | $104,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 10,000 | $104,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 10,000 | $104,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 43,607 | $103,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 2,900 | $102,000 | thousands by filing date | call |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 28,333 | $102,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 5,366 | $102,000 | thousands by filing date | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 80,483 | $102,000 | thousands by filing date | principal |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 19,076 | $99,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 15,000 | $97,000 | thousands by filing date | |
| FUTURE HEALTH ESG CORP | 36118W110 | *W EXP 99/99/999 | 315,423 | $96,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 336,489 | $96,000 | thousands by filing date | |
| Warburg Pincus Capital Corp I-A | G9461D115 | Warrant | 270,000 | $96,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 28,660 | $95,000 | thousands by filing date | |
| AEYE INC | 008183105 | COM | 50,000 | $95,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 3,325 | $94,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 10,000 | $94,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 509,768 | $94,000 | thousands by filing date | principal |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 10,000 | $93,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,600 | $93,000 | thousands by filing date | call |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 30,000 | $92,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707122 | WARR | 508,333 | $92,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 20,000 | $90,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 10,000 | $90,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 637,498 | $90,000 | thousands by filing date | |
| EVENTBRITE INC | 29975EAB5 | NOTE 5.000%12/0 | 838,123 | $87,000 | thousands by filing date | principal |
| CALIDI BIOTHERAPEUTICS INC | 320703119 | *W EXP 03/14/202 | 467,818 | $87,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 2,794 | $86,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 13,000 | $86,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 12,100 | $86,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 190,850 | $86,000 | thousands by filing date | principal |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 18,120 | $84,000 | thousands by filing date | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 497,222 | $83,000 | thousands by filing date | principal |
| CHEFS WHSE INC | 163086AB7 | BOND | 214,484 | $83,000 | thousands by filing date | principal |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 30,000 | $82,000 | thousands by filing date | |
| NATERA INC | 632307AB0 | BOND | 223,396 | $82,000 | thousands by filing date | principal |
| METALS ACQUISITION CORP | G60405126 | *W EXP 99/99/999 | 133,333 | $82,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP III | G0370U116 | WTS | 150,000 | $82,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 457 | $81,000 | thousands by filing date | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 10,000 | $81,000 | thousands by filing date | |
| BUZZFEED INC CL A NEW | 12430A102 | Stock | 50,000 | $81,000 | thousands by filing date | |
| BLEUACACIA LTD | G11728113 | *W EXP 10/30/202 | 500,000 | $81,000 | thousands by filing date | |
| BERENSON ACQUISITION CORP I | 083690115 | *W EXP 08/01/202 | 381,476 | $80,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 700 | $79,000 | thousands by filing date | call |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,000 | $79,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 20,000 | $79,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,600 | $78,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 107 | $78,000 | thousands by filing date | |
| INFLECTION POINT ACQUSTN COR | G47874113 | WARR | 375,000 | $78,000 | thousands by filing date | |
| JAGUAR GLOBAL GROWTH CORP I | G5S11A130 | *W EXP 11/23/202 | 575,000 | $78,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 15,864 | $77,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 260,000 | $77,000 | thousands by filing date | |
| FTAC ZEUS ACQUISITION COR | 30320F114 | *W EXP 04/15/202 | 450,000 | $76,000 | thousands by filing date | |
| TRITIUM DCFC LIMITED | Q9225T116 | *W EXP 01/13/202 | 50,000 | $76,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T119 | WTS | 131,250 | $75,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 19,000 | $73,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 10,000 | $73,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 140,449 | $73,000 | thousands by filing date | principal |
| CUTERA INC | 232109AB4 | NOTE 2.250% 3/1 | 190,976 | $72,000 | thousands by filing date | principal |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 34,200 | $71,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 437,500 | $71,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R110 | *W EXP 03/31/202 | 365,000 | $71,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 132,816 | $70,000 | thousands by filing date | principal |
| LAMF GLOBAL VENTURES CORP I | G5338L124 | *W EXP 99/99/999 | 350,000 | $68,000 | thousands by filing date | |
| TRISTAR ACQUISITION I CORP | G9074V114 | *W EXP 99/99/999 | 375,000 | $68,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC | 00777J117 | WTS | 199,999 | $68,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 1,100 | $67,000 | thousands by filing date | call |
| Goal Acquisitions Corp | 38021H115 | Warrant | 500,000 | $67,000 | thousands by filing date | |
| TORTOISEECOFIN ACQUISITION C | G8956E208 | UNIT 99/99/9999 | 6,865 | $67,000 | thousands by filing date | |
| SCULPTOR ACQUISITION CORP I | G7T983111 | *W EXP 99/99/999 | 250,000 | $67,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 920 | $66,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 1,200 | $66,000 | thousands by filing date | call |
| HENNESSY CAPITAL INVST CORP | 42600H116 | *W EXP 99/99/999 | 200,000 | $66,000 | thousands by filing date | |
| G&P ACQUISITION CORP | 36146G111 | WTS | 238,700 | $66,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 4,863 | $64,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065112 | WTS | 385,119 | $64,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI C | 936273119 | WTS | 758,244 | $64,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 5,844 | $63,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 11,597 | $63,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W117 | *W EXP 03/31/202 | 333,333 | $63,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 316,666 | $63,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 300 | $62,000 | thousands by filing date | call |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 200,000 | $61,000 | thousands by filing date | |
| WTS MSP Recovery Inc | 553745118 | Warrant | 27,500 | $61,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 387,620 | $61,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 481,988 | $61,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 402,966 | $61,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AK0 | NOTE 2.250% 3/1 | 207,400 | $60,000 | thousands by filing date | principal |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 169,417 | $60,000 | thousands by filing date | principal |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A120 | WTS | 349,999 | $60,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 371,837 | $59,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 580,390 | $58,000 | thousands by filing date | principal |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 470 | $57,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B121 | WARR | 218,020 | $57,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQU CO | 364681114 | *W EXP 02/04/202 | 250,001 | $57,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L118 | *W EXP 02/25/202 | 241,666 | $57,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 252,950 | $57,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 30,000 | $56,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 70,511 | $56,000 | thousands by filing date | principal |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 210,000 | $54,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 40,883 | $53,000 | thousands by filing date | principal |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 2,496 | $52,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 10,000 | $52,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 10,262 | $52,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 366,508 | $52,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP | G49775128 | WTS | 171,180 | $52,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 979 | $51,000 | thousands by filing date | |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 278,108 | $51,000 | thousands by filing date | principal |
| ITIQUIRA ACQUISITION CORP | G49773115 | *W EXP 02/03/202 | 438,556 | $51,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B114 | WTS | 339,135 | $51,000 | thousands by filing date | |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 920 | $49,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 14,488 | $49,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 21,986 | $49,000 | thousands by filing date | principal |
| SILVERSPAC INC | G8136V112 | WARR | 166,666 | $49,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 383,227 | $49,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 2,800 | $48,000 | thousands by filing date | put |
| NORTHERN STAR INVEST CORP IV | 66575B119 | *W EXP 02/25/202 | 241,666 | $48,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-22-016114 | superseded | 2022-08-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-22-016397 | this filing | 2022-08-17 | acceptance time not in the bulk data set |