13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-16, with 7,877 holding rows worth $399,906,302,000.
- Accession
- 0001567619-22-010852
- Filer
- CIK 1000275
- Filed
- 2022-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 27,943 entries on the cover page, a total value of $399,906,302,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $399,906,302,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 7,189 | $9,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 4,536 | $9,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 419 | $9,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 25,134 | $9,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1,425 | $9,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,672 | $9,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 2,898 | $9,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 3,693 | $9,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 16,410 | $9,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 1,355 | $9,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 2,800 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 5,000 | $9,000 | thousands by filing date | principal |
| EXCELLON RES INC F | 30069C801 | FOREIGN CANADIAN | 10,614 | $9,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 3,049 | $9,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 618 | $9,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X109 | COM | 912 | $9,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 2,934 | $9,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B121 | WARR | 24,801 | $9,000 | thousands by filing date | |
| LEAFLY HOLDINGS INC | 52178J105 | COM | 1,092 | $9,000 | thousands by filing date | |
| GRAPHITE BIO INC | 38870X104 | COM | 1,813 | $9,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 1,953 | $9,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 1,429 | $9,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 13,900 | $9,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 2,672 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 265 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 388 | $9,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 12,860 | $9,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L113 | UNIT 02/01/2026 | 900 | $9,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 7,007 | $9,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B119 | *W EXP 99/99/999 | 22,916 | $9,000 | thousands by filing date | |
| POST HOLDINGS PARTNERING COR | 737465203 | UNIT 99/99/9999 | 900 | $9,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 1,614 | $9,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 987 | $9,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP | 11134Y101 | CMN | 900 | $9,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 4,778 | $9,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 270 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 126 | $8,000 | thousands by filing date | |
| RED CAT HLDGS INC | 75644T100 | COM | 3,800 | $8,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,010 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 285 | $8,000 | thousands by filing date | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 1,167 | $8,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 143 | $8,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 969 | $8,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 1,996 | $8,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 339 | $8,000 | thousands by filing date | |
| VITA COCO CO INC | 92846Q107 | COM | 890 | $8,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 1,071 | $8,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 300 | $8,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 10,837 | $8,000 | thousands by filing date | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 725 | $8,000 | thousands by filing date | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 345 | $8,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 1,001 | $8,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 2,674 | $8,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 932 | $8,000 | thousands by filing date | |
| FURY GOLD MINES LTD | 36117T100 | COM | 12,058 | $8,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T206 | US MDCP CORE EQT | 86 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 143 | $8,000 | thousands by filing date | |
| EVOTEC SE FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 30050E105 | Equity | 500 | $8,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 355 | $8,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 437 | $8,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092220 | ELEC VEHS & FUTR | 327 | $8,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 3,046 | $8,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 2,544 | $8,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 5,501 | $8,000 | thousands by filing date | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 920 | $8,000 | thousands by filing date | |
| The Very Good Food Company Inc COM | 88340B109 | Common Stock | 15,180 | $8,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 200 | $8,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 5,327 | $8,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G848 | VIRTUS WMC INTNL | 300 | $8,000 | thousands by filing date | |
| RALLYBIO CORP | 75120L100 | COM | 1,112 | $8,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q142 | CLIMATE CHANGE S | 200 | $8,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092238 | DIGITAL HLTH ETF | 372 | $8,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 6,000 | $8,000 | thousands by filing date | principal |
| ROCKLEY PHOTONICS HLDGS LTD | G7614L109 | COM | 2,006 | $8,000 | thousands by filing date | |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 707 | $8,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 7,000 | $8,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 2,272 | $8,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION III | 55407R103 | COM | 800 | $8,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 3,925 | $8,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 4,000 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 600 | $8,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 13,382 | $8,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 1,000 | $8,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 16,287 | $8,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 14,068 | $8,000 | thousands by filing date | |
| GOOD WKS II ACQUISITION CORP | 38216G104 | COMMON STOCK | 766 | $8,000 | thousands by filing date | |
| CORE SCIENTIFIC INC | 21873J116 | *W EXP 01/19/202 | 4,000 | $8,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V111 | *W EXP 01/15/202 | 18,700 | $8,000 | thousands by filing date | |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 463 | $8,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A156 | LHA MKT ST ALP | 320 | $8,000 | thousands by filing date | |
| FRANKLIN FTSE RUSSIA ETF | 35473P728 | OUTDATED | 840 | $8,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 17,278 | $8,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 475 | $8,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L115 | WTS | 21,423 | $8,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 776 | $8,000 | thousands by filing date | |
| MIROMATRIX MED INC | 60471P108 | COM | 2,000 | $8,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 933 | $7,000 | thousands by filing date | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 1,115 | $7,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 18,367 | $7,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 200 | $7,000 | thousands by filing date | call |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 222 | $7,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 1,127 | $7,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 2,880 | $7,000 | thousands by filing date | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 1,576 | $7,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 500 | $7,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 1,017 | $7,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 236 | $7,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 110 | $7,000 | thousands by filing date | |
| CVRX INC | 126638105 | COMMON STOCK | 1,104 | $7,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 400 | $7,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 1,634 | $7,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 321 | $7,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 1,334 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 221 | $7,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 750 | $7,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 215 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 180 | $7,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 290 | $7,000 | thousands by filing date | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 1,622 | $7,000 | thousands by filing date | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 1,739 | $7,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 227 | $7,000 | thousands by filing date | principal |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 976 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 125 | $7,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 344 | $7,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 3,990 | $7,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 1,482 | $7,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 312 | $7,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 6,164 | $7,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 30,750 | $7,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 2,737 | $7,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 1,166 | $7,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 2,401 | $7,000 | thousands by filing date | |
| VIGIL NEUROSCIENCE INC | 92673K108 | COM | 1,037 | $7,000 | thousands by filing date | |
| RBC BEARINGS INC | 75524B203 | CONV | 67 | $7,000 | thousands by filing date | principal |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 1,398 | $7,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 3,663 | $7,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 1,075 | $7,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 2,271 | $7,000 | thousands by filing date | |
| LOCAL BOUNTI CORP | 53960E106 | COM | 803 | $7,000 | thousands by filing date | |
| OWLET INC | 69120X107 | COM | 1,462 | $7,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 4,909 | $7,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 850 | $7,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 11,740 | $7,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 3,131 | $7,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 15,096 | $7,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 10,784 | $7,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 5,338 | $7,000 | thousands by filing date | |
| NULL | 25381D206 | NULL | 2,066 | $7,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 3,021 | $7,000 | thousands by filing date | |
| LOTTERY COM INC | 54570M108 | COM | 2,251 | $7,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 900 | $7,000 | thousands by filing date | |
| JAWS HURRICANE ACQUISITN COR | 47201B111 | *W EXP 03/26/202 | 9,189 | $7,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 4,632 | $7,000 | thousands by filing date | |
| GREENBROOK TMS INC | 393704309 | Common Stock | 1,900 | $7,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 6,221 | $7,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 11,173 | $7,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 300 | $7,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 1,575 | $7,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 3,600 | $7,000 | thousands by filing date | |
| MCLOUD TECHNOLOGIES CORP | 582270609 | COM NEW | 1,640 | $7,000 | thousands by filing date | |
| SABRE CORP | 78573M203 | 6.50% CONV PFD A | 47 | $7,000 | thousands by filing date | principal |
| WAITR HLDGS INC | 930752100 | COM | 20,000 | $7,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 5,153 | $7,000 | thousands by filing date | |
| KRANESHARES TR | 500767595 | CICC CN CONSUMER | 333 | $7,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC | 09581B111 | *W EXP 05/19/202 | 2,000 | $7,000 | thousands by filing date | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 770 | $6,000 | thousands by filing date | |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 646 | $6,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 3,220 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 56 | $6,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 143 | $6,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 6,196 | $6,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 900 | $6,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 2,959 | $6,000 | thousands by filing date | |
| KARAT PACKAGING INC | 48563L101 | COM | 281 | $6,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 785 | $6,000 | thousands by filing date | |
| THIRD COAST BANCSHARES INC | 88422P109 | COM | 255 | $6,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 255 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 200 | $6,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 5,937 | $6,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 2,000 | $6,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 528 | $6,000 | thousands by filing date | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 428 | $6,000 | thousands by filing date | |
| KALTURA INC | 483467106 | COMMON STOCK | 3,379 | $6,000 | thousands by filing date | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 404 | $6,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 312 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 103 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 207 | $6,000 | thousands by filing date | |
| ABRDN ETFS | 003261203 | BBRG ALL COMMDY | 165 | $6,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 1,600 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 178 | $6,000 | thousands by filing date | |
| BIOMEA FUSION INC | 09077A106 | CMN | 1,332 | $6,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W609 | FLEX BD LEAD ETF | 258 | $6,000 | thousands by filing date | |
| MOLECULAR PARTNERS AG | 60853G106 | ADS | 300 | $6,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 200 | $6,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 5,246 | $6,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 2,664 | $6,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 713 | $6,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 1,346 | $6,000 | thousands by filing date | |
| INNOVID CORP | 457679108 | COMMON STOCK | 993 | $6,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 501 | $6,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 2,625 | $6,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 1,472 | $6,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 686 | $6,000 | thousands by filing date | |
| THE9 LTD | 88337K302 | ADR | 2,000 | $6,000 | thousands by filing date | |
| STARRY GROUP HOLDINGS INC | 85572U102 | COM | 717 | $6,000 | thousands by filing date | |
| XOS INC | 98423B108 | COM | 1,959 | $6,000 | thousands by filing date | |
| VIA RENEWABLES INC | 92556D106 | COM | 737 | $6,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 2,483 | $6,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 2,176 | $6,000 | thousands by filing date | |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 1,000 | $6,000 | thousands by filing date | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 1,108 | $6,000 | thousands by filing date | |
| HELIOGEN INC | 42329E105 | COM | 1,156 | $6,000 | thousands by filing date | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 1,403 | $6,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 5,378 | $6,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 2,737 | $6,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 1,149 | $6,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 4,465 | $6,000 | thousands by filing date | |
| DEFIANCE NEXT GEN H2 ETF | 26922B600 | ETF | 350 | $6,000 | thousands by filing date | |
| ELLIOTT OPPORTUNITY II CORP | G30092111 | *W EXP 03/02/202 | 10,000 | $6,000 | thousands by filing date | |
| A2Z CUST2MATE SOLUTIONS CORP | 00249W100 | COM | 1,000 | $6,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 1,412 | $6,000 | thousands by filing date | |
| RPT REALTY | 74971D200 | PREF CONV | 100 | $6,000 | thousands by filing date | principal |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 95 | $6,000 | thousands by filing date | principal |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 18,500 | $6,000 | thousands by filing date | |
| SKYLIGHT HEALTH GROUP INC | 83086L205 | COM NEW | 5,259 | $6,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 19,572 | $6,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 1,300 | $6,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 978 | $6,000 | thousands by filing date | |
| SUPER GROUP SGHC LIMITED | G8588X111 | WTS | 2,000 | $6,000 | thousands by filing date | |
| REDBOX ENTERTAINMENT INC | 75724T103 | CMN | 2,631 | $6,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 200 | $6,000 | thousands by filing date | |
| NATIXIS ETF TR | 63875W109 | UST II US EQUITY OPPORT | 200 | $6,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 15,310 | $6,000 | thousands by filing date | |
| EDNCW US 27 Feb 23 C11.5 | G3041W115 | *W EXP 09/01/202 | 22,827 | $6,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 786 | $5,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 163 | $5,000 | thousands by filing date | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 649 | $5,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 496 | $5,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 785 | $5,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 958 | $5,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 1,915 | $5,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 1,447 | $5,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 456 | $5,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 1,042 | $5,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 650 | $5,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 247 | $5,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 1,200 | $5,000 | thousands by filing date | |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 821 | $5,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 553 | $5,000 | thousands by filing date | |
| ADASINA SOCIAL JUSTICE ALL CAP GLOBAL ETF | 886364876 | UIT EXCHANGE TRADED | 298 | $5,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 1,771 | $5,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 917 | $5,000 | thousands by filing date | |
| CI&T INC | G21307106 | CMN | 298 | $5,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T305 | CMN | 58 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 117 | $5,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 507 | $5,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 4,021 | $5,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 1,350 | $5,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 4,192 | $5,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 1,959 | $5,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 09077J107 | COM | 1,827 | $5,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 3,000 | $5,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B714 | FUND | 450 | $5,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 1,033 | $5,000 | thousands by filing date | |
| SLAM CORP | G8210L105 | COM | 514 | $5,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 1,671 | $5,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 4,500 | $5,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 547 | $5,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 1,260 | $5,000 | thousands by filing date | |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 535 | $5,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 4,467 | $5,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 3,000 | $5,000 | thousands by filing date | principal |
| CYBIN INC | 23256X100 | COM | 5,431 | $5,000 | thousands by filing date | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 978 | $5,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 550 | $5,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,533 | $5,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 10,890 | $5,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 8,615 | $5,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 994 | $5,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 2,000 | $5,000 | thousands by filing date | |
| EXCELFIN ACQUISITION CORP | 30069X102 | COM CL A | 501 | $5,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 6,036 | $5,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 4,574 | $5,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 2,284 | $5,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 3,915 | $5,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518306 | UNIT 04/01/2024 | 76 | $5,000 | thousands by filing date | principal |
| MAWSON INFRASTRUCTURE GROUP | 57778N208 | COM | 1,065 | $5,000 | thousands by filing date | |
| TB SA ACQUISITION CORP | G8657L113 | UNIT 03/25/2028 | 534 | $5,000 | thousands by filing date | |
| PAGAYA TECHNOLOGIES LTD CL A SHS | G2955B109 | COM | 500 | $5,000 | thousands by filing date | |
| SCULPTOR ACQUISITION CORP I | G7T983129 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 246 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B725 | GRAYSCALE FUTURE | 187 | $5,000 | thousands by filing date | |
| BABYLON HLDGS LTD | G07031100 | CL A SHS | 1,400 | $5,000 | thousands by filing date | |
| ENGINE GAMING AND MEDIA INC | 29287W102 | COM | 2,563 | $5,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 5,000 | $5,000 | thousands by filing date | principal |
| THE MUSIC ACQUISITION CORP | 62752R209 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| PROCURE ETF TR I | 74280T201 | LGBTQ+100ESG ETF | 190 | $5,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 54 | $4,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 1,600 | $4,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 124 | $4,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 1,260 | $4,000 | thousands by filing date | |
| ARTERIS INC | 04302A104 | COM | 324 | $4,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 1,827 | $4,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 176 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 200 | $4,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 140 | $4,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 1,620 | $4,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 547 | $4,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 163 | $4,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 1,248 | $4,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 3,514 | $4,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 757 | $4,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 514 | $4,000 | thousands by filing date | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 579 | $4,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 436 | $4,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 650 | $4,000 | thousands by filing date | |
| ZEVIA PBC | 98955K104 | CL A | 1,056 | $4,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 110 | $4,000 | thousands by filing date | |
| INSPIREMD INC | 45779A846 | COM | 1,167 | $4,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 125 | $4,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 427 | $4,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 2,052 | $4,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 789 | $4,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 2,000 | $4,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 147 | $4,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 46 | $4,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 120 | $4,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 667 | $4,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 1,620 | $4,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 884 | $4,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 315 | $4,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 2,500 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 340 | $4,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 500 | $4,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 4,000 | $4,000 | thousands by filing date | principal |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 2,000 | $4,000 | thousands by filing date | principal |
| AYRO INC | 054748108 | COM | 2,537 | $4,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 1,009 | $4,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 1,406 | $4,000 | thousands by filing date | |
| THORNE HEALTHTECH INC | 885260109 | COM | 513 | $4,000 | thousands by filing date | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 1,200 | $4,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 1,600 | $4,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,250 | $4,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 1,595 | $4,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 800 | $4,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 91 | $4,000 | thousands by filing date | principal |
| TDCX INC | 87190U100 | ADR | 329 | $4,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 145 | $4,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 145 | $4,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 250 | $4,000 | thousands by filing date | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 8,600 | $4,000 | thousands by filing date | |
| CYNGN INC | 23257B107 | COM | 3,000 | $4,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B873 | DEFIANCE HTL AIR | 188 | $4,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 67 | $4,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 170 | $4,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 415 | $4,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 2,719 | $4,000 | thousands by filing date | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 1,147 | $4,000 | thousands by filing date | |
| AKUMIN INC | 01021F109 | COM | 3,185 | $4,000 | thousands by filing date | |
| EDESA BIOTECH INC | 27966L108 | COM | 1,431 | $4,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 3,745 | $4,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 2 | $4,000 | thousands by filing date | principal |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 167 | $4,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 3,537 | $4,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 1,824 | $4,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 75 | $4,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B117 | UNIT 03/10/2026 | 401 | $4,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 2,540 | $4,000 | thousands by filing date | |
| OSCAR HEALTH INC | 687793109 | CL A | 300 | $3,000 | thousands by filing date | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 653 | $3,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 843 | $3,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 277 | $3,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 3,212 | $3,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 1,000 | $3,000 | thousands by filing date | |
| LUCID DIAGNOSTICS INC | 54948X109 | COM | 910 | $3,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 500 | $3,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 960 | $3,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 132 | $3,000 | thousands by filing date | |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 370 | $3,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 94 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 117 | $3,000 | thousands by filing date | |
| Tscan Therapeutics Inc | 89854M101 | COM | 1,000 | $3,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 489 | $3,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 200 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 104 | $3,000 | thousands by filing date | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 617 | $3,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 795 | $3,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 84 | $3,000 | thousands by filing date | |
| EROS MEDIA WORLD PLC | g3788r105 | COM | 976 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 116 | $3,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 1,376 | $3,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY GRO | 25400Q113 | *W EXP 03/25/202 | 200 | $3,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| Xilio Therapeutics Inc. | 98422T100 | COM | 470 | $3,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 1,118 | $3,000 | thousands by filing date | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 586 | $3,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 305 | $3,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 2,954 | $3,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 2,000 | $3,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 3,000 | $3,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 2,000 | $3,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 2,000 | $3,000 | thousands by filing date | principal |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 3,000 | $3,000 | thousands by filing date | principal |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 200 | $3,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 1,311 | $3,000 | thousands by filing date | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 1,424 | $3,000 | thousands by filing date | |
| LIVEONE INC | 53814X102 | COM | 3,744 | $3,000 | thousands by filing date | |
| SENSTAR TECHNOLOGIES LTD | M8T77E105 | COM | 1,164 | $3,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 2,000 | $3,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 2,127 | $3,000 | thousands by filing date | |
| SCIENCE 37 HOLDINGS INC | 808644108 | COM | 557 | $3,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 2,000 | $3,000 | thousands by filing date | principal |
| AIRSPAN NETWORKS HOLDINGS IN | 00951K104 | COM | 1,162 | $3,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 1,337 | $3,000 | thousands by filing date | |
| CODEX DNA INC | 192003101 | COM | 562 | $3,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 1,284 | $3,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 2,249 | $3,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 1,155 | $3,000 | thousands by filing date | |
| WORKSPORT LTD | 98139q209 | COM | 975 | $3,000 | thousands by filing date | |
| SRX HEALTH SOLUTIONS INC. COM NEW | 08771Y303 | Stock | 1,000 | $3,000 | thousands by filing date | |
| NULL | 84862C203 | NULL | 925 | $3,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 2,053 | $3,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 500 | $3,000 | thousands by filing date | |
| ENJOY TECHNOLOGY INC | 29335V106 | COM | 882 | $3,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS II | 38287L107 | CLASS A COM | 295 | $3,000 | thousands by filing date | |
| MSD ACQUISITION CORP | G5709C117 | UNIT 03/25/2026 | 257 | $3,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 298 | $3,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 2,000 | $3,000 | thousands by filing date | principal |
| ADARA ACQUISITION CORP | 00653H201 | UNIT 99/99/9999 | 300 | $3,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H206 | UNIT 99/99/9999 | 276 | $3,000 | thousands by filing date | |
| NOCTURNE ACQUISITION CORP | G6580S122 | UNIT 02/25/2026 | 275 | $3,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 10,648 | $3,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 1,072 | $3,000 | thousands by filing date | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 585 | $3,000 | thousands by filing date | |
| SONENDO INC | 835431107 | Common Stocks | 800 | $3,000 | thousands by filing date | |
| SOCIETY PASS INC | 83370P102 | COM | 770 | $3,000 | thousands by filing date | |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 1,300 | $3,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 200 | $3,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 5,000 | $3,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 3,000 | $3,000 | thousands by filing date | principal |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 2,360 | $3,000 | thousands by filing date | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 426 | $3,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 3,911 | $3,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 3,962 | $3,000 | thousands by filing date | |
| PROCESSA PHARMACEUTICALS INC COM NEW | 74275C205 | Stock | 1,000 | $3,000 | thousands by filing date | |
| XORTX Therapeutics Inc | 98420Q207 | COM | 1,694 | $3,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H126 | UNIT 99/99/9999 | 280 | $3,000 | thousands by filing date | |
| APPLIED UV INC | 03828V105 | COM | 2,000 | $3,000 | thousands by filing date | |
| BIT MINING LIMITED | 055474100 | SPON ADR REP A | 1,135 | $3,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 1,000 | $3,000 | thousands by filing date | principal |
| ETF SER SOLUTIONS | 26922A669 | NATIONWIDE RSK | 100 | $3,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 184 | $2,000 | thousands by filing date | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 356 | $2,000 | thousands by filing date | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 151 | $2,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q340 | BETABUILDERS US | 21 | $2,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 660 | $2,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 81 | $2,000 | thousands by filing date | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 293 | $2,000 | thousands by filing date | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 494 | $2,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C201 | COM | 317 | $2,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 654 | $2,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 36 | $2,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 3,378 | $2,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 97 | $2,000 | thousands by filing date | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 400 | $2,000 | thousands by filing date | call |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 805 | $2,000 | thousands by filing date | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 32 | $2,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 154 | $2,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 1,455 | $2,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 59 | $2,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 33 | $2,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 406 | $2,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 1,000 | $2,000 | thousands by filing date | principal |
| Ishares Bb Rated Corp B | 46435U473 | COM | 34 | $2,000 | thousands by filing date | |
| URANIUM RTY CORP | 91702V101 | COM | 525 | $2,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 867 | $2,000 | thousands by filing date | |
| ENTERA BIO LTD | M40527109 | SHS | 581 | $2,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 100 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 100 | $2,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 1,087 | $2,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 140 | $2,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 153 | $2,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 115 | $2,000 | thousands by filing date | |
| SIGNA Sports United NV | N80029114 | Warrant | 4,000 | $2,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 24 | $2,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 901 | $2,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 1,089 | $2,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 1,366 | $2,000 | thousands by filing date | |
| PERIMETER SOLUTIONS SA | L7579L106 | COMMON STOCK-FO | 205 | $2,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 100 | $2,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 1,000 | $2,000 | thousands by filing date | principal |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 288 | $2,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 410 | $2,000 | thousands by filing date | |
| ENETI INC | Y2294C107 | COM | 350 | $2,000 | thousands by filing date | |
| URBAN-GRO INC | 91704K202 | COM NEW | 223 | $2,000 | thousands by filing date | |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 687 | $2,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 610 | $2,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 800 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-22-010852 | this filing | 2022-05-16 | acceptance time not in the bulk data set |