13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-16, with 7,877 holding rows worth $399,906,302,000.
- Accession
- 0001567619-22-010852
- Filer
- CIK 1000275
- Filed
- 2022-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 27,943 entries on the cover page, a total value of $399,906,302,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $399,906,302,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AXOGEN INC | 05463X106 | COM | 3,011 | $24,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 864 | $24,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 403 | $24,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 11,789 | $24,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 1,404 | $24,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 1,847 | $24,000 | thousands by filing date | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 1,844 | $24,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V856 | INFLATION PROTE | 494 | $24,000 | thousands by filing date | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 1,000 | $24,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 4,150 | $24,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 2,604 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 584 | $24,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P821 | NUVEEN DIVIDEND | 898 | $24,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 2,788 | $24,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 3,688 | $24,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 1,822 | $24,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 16,649 | $24,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 545 | $24,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 8,000 | $24,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A104 | COM | 10,774 | $24,000 | thousands by filing date | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 2,082 | $24,000 | thousands by filing date | |
| IMAGO BIOSCIENCES INC | 45250K107 | COM | 1,233 | $24,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 6,890 | $24,000 | thousands by filing date | |
| SDCL EDGE ACQUISITION CORP | G79471101 | CL A ORD SHS | 2,490 | $24,000 | thousands by filing date | |
| BERENSON ACQUISITION CORP I | 083690115 | *W EXP 08/01/202 | 88,050 | $24,000 | thousands by filing date | |
| VIQ SOLUTIONS INC | 91825V400 | COM NEW | 15,024 | $24,000 | thousands by filing date | |
| ATENTO S A | L0427L204 | CMN | 850 | $24,000 | thousands by filing date | |
| BITNILE METAVERSE INC | 27888N307 | CMN | 10,334 | $24,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 2,033 | $23,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 220 | $23,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 5,500 | $23,000 | thousands by filing date | |
| RBB FD INC | 74933W627 | MOTLEY FOOL MID | 859 | $23,000 | thousands by filing date | |
| FORGEROCK INC | 34631B101 | CL A | 1,043 | $23,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 2,443 | $23,000 | thousands by filing date | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 1,722 | $23,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 7,000 | $23,000 | thousands by filing date | principal |
| APTIV PLC | G6095L117 | CONV | 172 | $23,000 | thousands by filing date | principal |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 2,000 | $23,000 | thousands by filing date | |
| STONEBRIDGE ACQUISITION CORP | G85094111 | UNIT 04/11/2026 | 2,324 | $23,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 2,287 | $23,000 | thousands by filing date | |
| SKYDECK ACQUISITION CORP | G82220107 | UNIT 05/13/2026 | 2,366 | $23,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 25,000 | $23,000 | thousands by filing date | principal |
| TRANSAMERICA ETF TR | 89349P107 | mc | 310 | $23,000 | thousands by filing date | |
| ARCELLX INC COMMON STOCK | 03940C100 | Stock | 1,559 | $22,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 1,735 | $22,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 2,454 | $22,000 | thousands by filing date | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 1,196 | $22,000 | thousands by filing date | |
| ON24 INC | 68339B104 | COM | 1,697 | $22,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 3,336 | $22,000 | thousands by filing date | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 766 | $22,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 1,031 | $22,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 3,166 | $22,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 1,562 | $22,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 2,801 | $22,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 3,508 | $22,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 1,779 | $22,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 3,998 | $22,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 9,253 | $22,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 1,081 | $22,000 | thousands by filing date | |
| ROTH CH ACQUISITION V CO | 77867R100 | COM | 2,244 | $22,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 2,717 | $22,000 | thousands by filing date | |
| PG&E CORP | 69331C140 | CONV | 197 | $22,000 | thousands by filing date | principal |
| BIOPLUS ACQUISITION CORP | G11217117 | CLASS A ORD SHS | 2,200 | $22,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M201 | UNIT 99/99/9999 | 2,200 | $22,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 11,700 | $22,000 | thousands by filing date | |
| MORINGA ACQUISITION CORP | G6S23K116 | UNIT 02/16/2026 | 2,200 | $22,000 | thousands by filing date | |
| NABORS ENERGY TRANSITION COR | 629567207 | UNIT 99/99/9999 | 2,166 | $22,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H207 | UNIT 99/99/9999 | 2,200 | $22,000 | thousands by filing date | |
| BRC INC | 05601U113 | *W EXP 02/09/202 | 5,000 | $22,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L205 | UNIT 99/99/9999 | 2,300 | $22,000 | thousands by filing date | |
| IRENLTDF | Q4982L109 | STOK | 1,318 | $21,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 1,661 | $21,000 | thousands by filing date | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 1,758 | $21,000 | thousands by filing date | |
| OKLO INC COM CL A | 02156V109 | Stock | 2,070 | $21,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 377 | $21,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 3,942 | $21,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H802 | ALLIA US JAN ETF | 818 | $21,000 | thousands by filing date | |
| TEADS HLDG CO | 69002R103 | COM | 1,989 | $21,000 | thousands by filing date | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 620 | $21,000 | thousands by filing date | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 1,309 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 1,066 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 506 | $21,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 8,555 | $21,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 782 | $21,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 20,492 | $21,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 2,047 | $21,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 2,316 | $21,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 4,486 | $21,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 13,028 | $21,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 9,770 | $21,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 880 | $21,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 4,264 | $21,000 | thousands by filing date | |
| LAVA MEDTECH ACQUISITION COR | 519345102 | COM | 2,062 | $21,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 5,885 | $21,000 | thousands by filing date | |
| OSIRIS ACQUISITION CORP | 68829A202 | UNIT 99/99/9999 | 2,100 | $21,000 | thousands by filing date | |
| STRONGHOLD DIGITAL MINING IN | 86337R103 | CLASS A COM | 3,465 | $21,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 3,533 | $20,000 | thousands by filing date | |
| ENACT HLDGS INC COM | 29249E109 | Stock | 909 | $20,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 4,297 | $20,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 169 | $20,000 | thousands by filing date | |
| HASHICORP INC | 418100103 | COM CL A | 370 | $20,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 614 | $20,000 | thousands by filing date | |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 740 | $20,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 5,563 | $20,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 418 | $20,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 4,809 | $20,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 2,500 | $20,000 | thousands by filing date | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 9,445 | $20,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 2,655 | $20,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L110 | COMMON STOCK-FO | 2,000 | $20,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 1,376 | $20,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 1,465 | $20,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 2,041 | $20,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 2,897 | $20,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 4,796 | $20,000 | thousands by filing date | |
| LILIUM N V | N52586109 | COM | 4,966 | $20,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 37,717 | $20,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 19,365 | $20,000 | thousands by filing date | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 2,635 | $20,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 3,300 | $20,000 | thousands by filing date | |
| GREENLIGHT BIOSCIENCES HOLDING | 39536G105 | Common Stock | 2,073 | $20,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 1,800 | $20,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M200 | UNIT 01/14/2026 | 2,000 | $20,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 178 | $20,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 20,000 | $20,000 | thousands by filing date | principal |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 211 | $20,000 | thousands by filing date | |
| FOXO TECHNOLOGIES INC UNIT | 24803C201 | Stock | 2,000 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 318 | $19,000 | thousands by filing date | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 1,500 | $19,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,042 | $19,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 4,323 | $19,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 5,644 | $19,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,450 | $19,000 | thousands by filing date | |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 9,900 | $19,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 1,299 | $19,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 970 | $19,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 2,013 | $19,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 881 | $19,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W500 | INNOV LEADE ETF | 726 | $19,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 5,219 | $19,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 2,737 | $19,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 2,499 | $19,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 4,749 | $19,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 7,721 | $19,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 1,470 | $19,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 19,044 | $19,000 | thousands by filing date | |
| BLEUACACIA LTD | G11728105 | CLASS A ORD SHS | 1,917 | $19,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 2,086 | $19,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 4,121 | $19,000 | thousands by filing date | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 2,344 | $18,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 2,208 | $18,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 4,355 | $18,000 | thousands by filing date | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 756 | $18,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 1,089 | $18,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 2,082 | $18,000 | thousands by filing date | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 10,000 | $18,000 | thousands by filing date | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 1,000 | $18,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092337 | FIDELITY FUND LR | 1,000 | $18,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 692 | $18,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 1,000 | $18,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 489 | $18,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 445 | $18,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 185 | $18,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 549 | $18,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 4,397 | $18,000 | thousands by filing date | |
| EQRX INC | 26886C107 | COM | 4,242 | $18,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 1,221 | $18,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 72,816 | $18,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 5,820 | $18,000 | thousands by filing date | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 2,636 | $18,000 | thousands by filing date | |
| CINCOR PHARMA INC | 17240Y109 | COM | 1,013 | $18,000 | thousands by filing date | |
| ACCRETION ACQUISITION CORP | 00438Y107 | COM | 1,830 | $18,000 | thousands by filing date | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 4,820 | $18,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 10,000 | $18,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 26,000 | $18,000 | thousands by filing date | call |
| ACUITYADS HLDGS INC | 00510L106 | COM | 5,764 | $18,000 | thousands by filing date | |
| SHOULDERUP TECHNOLOGY ACQUIS | 82537G104 | CL A COM | 1,776 | $18,000 | thousands by filing date | |
| VICINITY MOTOR CORP | 925654105 | COM | 7,649 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 600 | $18,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 1,030 | $17,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U505 | FT VEST UQ EQT | 500 | $17,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 240 | $17,000 | thousands by filing date | |
| BRAZE INC | 10576N102 | COM CL A | 400 | $17,000 | thousands by filing date | |
| HUMACYTE INC | 44486Q103 | COM | 2,447 | $17,000 | thousands by filing date | |
| ENFUSION INC | 292812104 | CL A | 1,337 | $17,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 2,444 | $17,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 2,283 | $17,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 1,244 | $17,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 6,769 | $17,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 2,475 | $17,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072760 | MID CAP GRW IMP | 338 | $17,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 5,910 | $17,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 7,563 | $17,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 235 | $17,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 13,000 | $17,000 | thousands by filing date | principal |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 2,500 | $17,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 7,487 | $17,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 1,409 | $17,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 144 | $17,000 | thousands by filing date | principal |
| INSPIRATO INCORPORATED | 45791E107 | COM | 1,700 | $17,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 12,174 | $17,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 32,239 | $17,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 7,954 | $17,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505756 | INNOVATION SHS | 450 | $17,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534106 | COM CL A | 1,697 | $17,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G207 | UNIT 99/99/9999 | 1,773 | $17,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 30,084 | $17,000 | thousands by filing date | |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 15,675 | $17,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 100 | $16,000 | thousands by filing date | put |
| NUVALENT INC COM | 670703107 | Stock | 1,125 | $16,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 293 | $16,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 3,933 | $16,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 190 | $16,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 2,594 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 441 | $16,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 770 | $16,000 | thousands by filing date | |
| TERAWULF INC | 88080T104 | COM | 1,919 | $16,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 1,893 | $16,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 3,257 | $16,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 650 | $16,000 | thousands by filing date | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 1,092 | $16,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 301 | $16,000 | thousands by filing date | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 3,618 | $16,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 2,411 | $16,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 452 | $16,000 | thousands by filing date | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 400 | $16,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U836 | FT VEST NAS | 800 | $16,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 28,412 | $16,000 | thousands by filing date | |
| ISHARES TR | 46436E668 | ESG AWARE 80/20 | 485 | $16,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W708 | ABACUS FCF REAL | 554 | $16,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 20,025 | $16,000 | thousands by filing date | |
| DICE THERAPEUTICS INC | 23345J104 | COM | 856 | $16,000 | thousands by filing date | |
| PARAGON 28 INC | 69913P105 | COM | 979 | $16,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 5,229 | $16,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 2,325 | $16,000 | thousands by filing date | |
| ZENVIA CL A ORD | G9889V101 | COM | 2,665 | $16,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 11,000 | $16,000 | thousands by filing date | principal |
| PROJECT ENERGY REIMAGINED AC | G72556106 | COM | 1,600 | $16,000 | thousands by filing date | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 1,094 | $16,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 306 | $16,000 | thousands by filing date | principal |
| BECTON DICKINSON & CO | 075887406 | CONV | 312 | $16,000 | thousands by filing date | principal |
| ATHENEX INC | 04685N103 | COM | 19,792 | $16,000 | thousands by filing date | |
| ENPHYS ACQUISITION CORP | G3167L117 | *W EXP 99/99/999 | 58,376 | $16,000 | thousands by filing date | |
| CROWN ELECTROKINETICS CORP | 228339206 | COM NEW | 9,000 | $16,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 2,822 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 467 | $16,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 325 | $16,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 310 | $15,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 2,161 | $15,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,194 | $15,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 1,200 | $15,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 973 | $15,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 2,736 | $15,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 1,955 | $15,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 1,269 | $15,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 2,500 | $15,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 4,826 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 750 | $15,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 2,302 | $15,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 5,867 | $15,000 | thousands by filing date | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 2,144 | $15,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 5,147 | $15,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 2,414 | $15,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 1,607 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 312 | $15,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 973 | $15,000 | thousands by filing date | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 804 | $15,000 | thousands by filing date | |
| VIZSLA SILVER ORD (ASE) | 92859G202 | COM | 7,400 | $15,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 4,913 | $15,000 | thousands by filing date | |
| ISHARES TR | 46436E874 | IBONDS 24 TRM TS | 590 | $15,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 8,000 | $15,000 | thousands by filing date | principal |
| VERASTEM INC | 92337C104 | COM | 10,600 | $15,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 11,922 | $15,000 | thousands by filing date | |
| AHREN ACQUISITION CORP | G01322109 | COM | 1,500 | $15,000 | thousands by filing date | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 2,975 | $15,000 | thousands by filing date | |
| NISOURCE INC | 65473P121 | CONV | 125 | $15,000 | thousands by filing date | principal |
| LAKE SHORE BANCORP INC | 510700107 | COM | 1,000 | $15,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC | 81947T102 | COMMON STOCK | 5,260 | $15,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 1,494 | $15,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 5,000 | $15,000 | thousands by filing date | |
| ISHARES TR | 46436E882 | IBONDS 23 TRM TS | 588 | $15,000 | thousands by filing date | |
| ENPHYS ACQUISITION CORP | G3167L125 | UNIT 99/99/9999 | 1,500 | $15,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 11,831 | $15,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 15,000 | $15,000 | thousands by filing date | principal |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 3,169 | $14,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 1,161 | $14,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 1,390 | $14,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 2,114 | $14,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 3,013 | $14,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 101 | $14,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 585 | $14,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 1,353 | $14,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 700 | $14,000 | thousands by filing date | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 593 | $14,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F649 | FT VEST NAS | 650 | $14,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 271 | $14,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 2,000 | $14,000 | thousands by filing date | |
| INTERCURE LTD | M549GJ111 | COM NEW | 1,955 | $14,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 628 | $14,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A263 | ACQUIRERS FD | 500 | $14,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 1,600 | $14,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 455 | $14,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 1,639 | $14,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 24,634 | $14,000 | thousands by filing date | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 1,750 | $14,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,000 | $14,000 | thousands by filing date | principal |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 5,689 | $14,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 6,000 | $14,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 7,612 | $14,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 1,717 | $14,000 | thousands by filing date | |
| BENSON HILL INC | 082490103 | COM | 4,461 | $14,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 2,112 | $14,000 | thousands by filing date | |
| IRONNET INC | 46323Q105 | COM | 3,881 | $14,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 214 | $14,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 6,370 | $14,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 5,589 | $14,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M201 | UNIT 01/29/2026 | 1,400 | $14,000 | thousands by filing date | |
| JAWS JUGGERNAUT ACQUISITN CO | G50735110 | *W EXP 06/17/202 | 23,503 | $14,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 9,827 | $14,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 359 | $14,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 4,926 | $14,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 2,328 | $13,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 727 | $13,000 | thousands by filing date | |
| RXSIGHT INC | 78349D107 | COM | 1,078 | $13,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 473 | $13,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 4,203 | $13,000 | thousands by filing date | |
| GETNET ADQUIRENCIA E SERVIC NP | 37428A103 | SPONSORED ADS | 8,229 | $13,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 1,675 | $13,000 | thousands by filing date | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 1,556 | $13,000 | thousands by filing date | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 1,065 | $13,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 216 | $13,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 321 | $13,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 891 | $13,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 4,322 | $13,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 525 | $13,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 737 | $13,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 8,476 | $13,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 3,008 | $13,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 1,915 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 144 | $13,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 305 | $13,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 2,660 | $13,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 4,302 | $13,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 2,130 | $13,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 10,040 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G623 | MSCI GREEN BUIL | 579 | $13,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 2,966 | $13,000 | thousands by filing date | |
| VERTICAL AEROSPACE LTD | G9471C107 | ORD SHS | 1,995 | $13,000 | thousands by filing date | |
| WEJO GROUP LIMITED | G9525W109 | COM | 3,300 | $13,000 | thousands by filing date | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 1,310 | $13,000 | thousands by filing date | |
| CELULARITY INC | 151190105 | COM | 1,418 | $13,000 | thousands by filing date | |
| CAREMAX INC | 14171W103 | COM | 1,729 | $13,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 951 | $13,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 1,124 | $13,000 | thousands by filing date | |
| PARDES BIOSCIENCES INC | 69945Q105 | COM | 1,823 | $13,000 | thousands by filing date | |
| AES CORP | 00130H204 | CONV | 127 | $13,000 | thousands by filing date | principal |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 3,200 | $13,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 21,090 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 922 | $13,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 27,418 | $13,000 | thousands by filing date | |
| WALLBOX NV | N94209116 | *W EXP 10/01/202 | 3,797 | $13,000 | thousands by filing date | |
| VMG CONSUMER ACQUISITION COR | 91842V201 | UNIT 11/08/2026 | 1,300 | $13,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L706 | MERLYN AI BULL | 364 | $13,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 5,487 | $13,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 12,335 | $13,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B103 | COM CL A | 1,250 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 533 | $13,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171202 | UNIT 99/99/9999 | 1,300 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 248 | $12,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 463 | $12,000 | thousands by filing date | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 1,282 | $12,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 1,000 | $12,000 | thousands by filing date | |
| USCF ETF TR | 90290T882 | MIDS ENE INC ETF | 337 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 400 | $12,000 | thousands by filing date | |
| 1Stdibs.Com Inc | 320551104 | COM | 1,441 | $12,000 | thousands by filing date | |
| NSTS BANCORP INC | 6293JP109 | COM | 1,000 | $12,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 363 | $12,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100 | $12,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092253 | CMN | 464 | $12,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 2,179 | $12,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 1,154 | $12,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 12,000 | $12,000 | thousands by filing date | principal |
| Cinedigm Corp CL A | 172406209 | COM NEW | 14,653 | $12,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 3,110 | $12,000 | thousands by filing date | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 1,816 | $12,000 | thousands by filing date | |
| SONDER HOLDINGS INC | 83542D102 | COM | 2,531 | $12,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 6,999 | $12,000 | thousands by filing date | |
| USERTESTING INC | 91734E101 | COM | 1,084 | $12,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 1,537 | $12,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P839 | NUVEEN SMALL CAP | 498 | $12,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 12,900 | $12,000 | thousands by filing date | |
| VISION MARINE TECHNOLOGIES I | C96657116 | COM | 1,812 | $12,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 1,250 | $12,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 1,665 | $11,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 3,039 | $11,000 | thousands by filing date | |
| UDEMY INC COM | 902685106 | Stock | 865 | $11,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 216 | $11,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 2,702 | $11,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 400 | $11,000 | thousands by filing date | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 1,546 | $11,000 | thousands by filing date | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 300 | $11,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 194 | $11,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 700 | $11,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 1,612 | $11,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 4,085 | $11,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 947 | $11,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 247 | $11,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 1,607 | $11,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 5,122 | $11,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 250 | $11,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 322 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 300 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 164 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 221 | $11,000 | thousands by filing date | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 1,619 | $11,000 | thousands by filing date | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 1,393 | $11,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 9,634 | $11,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 6,000 | $11,000 | thousands by filing date | principal |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,930 | $11,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 9,001 | $11,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155110 | *W EXP 02/12/202 | 10,917 | $11,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 2,227 | $11,000 | thousands by filing date | |
| INNOVATE CORP | 45784J105 | COM | 2,906 | $11,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 1,829 | $11,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 375 | $11,000 | thousands by filing date | |
| LATCH INC | 51818V114 | *W EXP 06/04/202 | 17,305 | $11,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 13,174 | $11,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 26,295 | $11,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 9,191 | $11,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 2,888 | $11,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 9,419 | $11,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 4,000 | $11,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 300 | $10,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 263 | $10,000 | thousands by filing date | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 589 | $10,000 | thousands by filing date | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 391 | $10,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 5,000 | $10,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 2,378 | $10,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 700 | $10,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 241 | $10,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 242 | $10,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 4,811 | $10,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 1,500 | $10,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 94 | $10,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 858 | $10,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 2,782 | $10,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 3,034 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 94 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 249 | $10,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 2,600 | $10,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 4,272 | $10,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 2,950 | $10,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 3,214 | $10,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 5,240 | $10,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 10,000 | $10,000 | thousands by filing date | principal |
| IKENA ONCOLOGY INC | 45175G108 | COM | 1,702 | $10,000 | thousands by filing date | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 2,074 | $10,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 638 | $10,000 | thousands by filing date | |
| ICOSAVAX INC | 45114M109 | COM | 1,486 | $10,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 8,805 | $10,000 | thousands by filing date | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 300 | $10,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B321 | NYLI HEALTHY HEA | 350 | $10,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 1,350 | $10,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| CATALYST PARTNRS ACQUISITN C | G19550105 | CLASS A ORD SHS | 1,000 | $10,000 | thousands by filing date | |
| ATHENA CONSUMER ACQ CORP | 04684M106 | CL A | 1,000 | $10,000 | thousands by filing date | |
| FIRST LT ACQUISITION GROUP I | 320703200 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833107 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| ARIES I ACQUISITION CORP | G0542N107 | CLASS A ORD SHS | 1,000 | $10,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 3,506 | $10,000 | thousands by filing date | |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 4,116 | $10,000 | thousands by filing date | |
| GOLD ROYALTY CORP | 38071H114 | W EXP 99/99/999 | 12,500 | $10,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y108 | CMN | 1,000 | $10,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D105 | CMN | 1,000 | $10,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P105 | CMN | 1,000 | $10,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 1,600 | $10,000 | thousands by filing date | |
| COLICITY INC | 194170106 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 1,532 | $9,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 2,253 | $9,000 | thousands by filing date | |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 665 | $9,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 970 | $9,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 959 | $9,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 2,097 | $9,000 | thousands by filing date | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 812 | $9,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 1,100 | $9,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 527 | $9,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 3,044 | $9,000 | thousands by filing date | |
| OPPFI INC | 68386H103 | COMMON STOCK | 2,739 | $9,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 1,032 | $9,000 | thousands by filing date | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 500 | $9,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 123 | $9,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 1,422 | $9,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 625 | $9,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 977 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y782 | EMGRING MKTS | 400 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 400 | $9,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 1,290 | $9,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 700 | $9,000 | thousands by filing date | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 641 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-22-010852 | this filing | 2022-05-16 | acceptance time not in the bulk data set |