13F-HR filed by Lombard Odier Asset Management (Europe) Ltd
Lombard Odier Asset Management (Europe) Ltd filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 170 holding rows worth $2,265,758,000.
- Accession
- 0001567619-22-004471
- Filer
- CIK 1535784
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 170 entries on the cover page, a total value of $2,265,758,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,265,758,000 with VALUE read as thousands by filing date, 13F file number 028-16246. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 54,504,000 | $63,892,000 | thousands by filing date | principal |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 53,264,000 | $63,609,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 61,076,000 | $57,423,000 | thousands by filing date | principal |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 51,105,000 | $55,353,000 | thousands by filing date | principal |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 259,559 | $49,020,000 | thousands by filing date | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 47,277,000 | $48,971,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AD6 | BOND | 43,385,000 | $48,266,000 | thousands by filing date | principal |
| SIGNATURE BANK | 82669G104 | COM | 145,024 | $46,911,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 754,072 | $44,928,000 | thousands by filing date | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 41,129,000 | $40,783,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 35,380,000 | $39,979,000 | thousands by filing date | principal |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 47,407,000 | $39,428,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327109 | COM | 100,600 | $38,272,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 32,931,000 | $37,683,000 | thousands by filing date | principal |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 585,758 | $36,358,000 | thousands by filing date | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 24,276,000 | $35,810,000 | thousands by filing date | principal |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 52,283 | $35,460,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP | 780153BF8 | NOTE 2.875%11/1 | 29,088,000 | $34,510,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 27,651,000 | $34,443,000 | thousands by filing date | principal |
| AGCO CORP | 001084102 | COM | 282,290 | $32,751,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 289,038 | $31,973,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 587,791 | $31,882,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 144,611 | $31,545,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 93,891 | $31,199,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 254,786 | $29,298,000 | thousands by filing date | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 24,233,000 | $28,776,000 | thousands by filing date | principal |
| Shopify Inc | 82509LAA5 | Convertible bond | 22,627,000 | $28,663,000 | thousands by filing date | principal |
| ZENDESK INC | 98936JAD3 | NOTE 0.625% 6/1 | 23,200,000 | $28,130,000 | thousands by filing date | principal |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 115,934 | $27,662,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 155,019 | $27,527,000 | thousands by filing date | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 26,997,000 | $27,320,000 | thousands by filing date | principal |
| Coupa Software | 22266LAF3 | CONV BOND | 28,197,000 | $26,701,000 | thousands by filing date | principal |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 436,492 | $26,355,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 23,375,000 | $25,516,000 | thousands by filing date | principal |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 187,372 | $25,507,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 590,453 | $25,159,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 125,051 | $25,143,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 146,656 | $24,902,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 88,420 | $24,863,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 326,355 | $24,777,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 160,405 | $24,414,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 259,675 | $24,243,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 515,833 | $24,115,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 126,169 | $23,512,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 66,879 | $22,493,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 21,367,000 | $21,831,000 | thousands by filing date | principal |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 12,727 | $21,600,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 35,991 | $21,422,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 245,051 | $21,366,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 546,020 | $21,338,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 42,677 | $20,141,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 91,821 | $19,146,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 136,956 | $18,663,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 165,908 | $18,109,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 93,663 | $17,009,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 173,587 | $16,170,000 | thousands by filing date | |
| NOVOCURE LTD | 67011XAB9 | NOTE 11/0 | 17,198,000 | $15,871,000 | thousands by filing date | principal |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 539,667 | $15,316,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 103,803 | $14,475,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 336,639 | $14,048,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 198,568 | $13,759,000 | thousands by filing date | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 11,193,000 | $13,729,000 | thousands by filing date | principal |
| ZOETIS INC CL A | 98978V103 | Stock | 52,157 | $12,728,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 82,255 | $12,631,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 12,500,000 | $12,506,000 | thousands by filing date | principal |
| PTC INC COM | 69370C100 | Stock | 99,944 | $12,108,000 | thousands by filing date | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 9,470,000 | $11,585,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 11,386,000 | $11,087,000 | thousands by filing date | principal |
| HEXCEL CORP NEW | 428291108 | COM | 213,535 | $11,061,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 43,526 | $9,956,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 7,484,000 | $9,936,000 | thousands by filing date | principal |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 207,563 | $9,807,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 24,988 | $8,405,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 28,169 | $8,285,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 7,624 | $8,057,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,373 | $7,912,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,642 | $7,645,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 42,866 | $7,446,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 5,900,000 | $7,346,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,512 | $7,277,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 40,148 | $6,868,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 13,065 | $6,560,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 6,020,000 | $6,475,000 | thousands by filing date | principal |
| Adobe Inc | 00724F101 | COM | 10,606 | $6,014,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 26,063 | $5,863,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 86,771 | $5,754,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 14,249 | $5,565,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 3,824,000 | $5,418,000 | thousands by filing date | principal |
| Intel Corp | 458140100 | COM | 104,696 | $5,392,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 7,900 | $5,151,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 12,622 | $4,829,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 92,616 | $4,812,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 292,610 | $4,641,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 18,257 | $4,640,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 10,840 | $4,494,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 14,364 | $4,370,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 23,029 | $4,343,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 29,204 | $3,921,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 18,768 | $3,876,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 17,494 | $3,791,000 | thousands by filing date | |
| Allbirds Inc | 01675A109 | COM | 246,707 | $3,720,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 13,707 | $3,674,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 21,365 | $3,561,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 58,302 | $3,443,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 41,093 | $3,341,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 21,014 | $3,307,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 8,714 | $3,131,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 48,687 | $3,085,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 16,094 | $3,033,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 4,537 | $3,027,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 19,158 | $2,988,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 2,870,000 | $2,784,000 | thousands by filing date | principal |
| Qualcomm Incorporated | 747525103 | COM | 15,185 | $2,777,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 2,000,000 | $2,673,000 | thousands by filing date | principal |
| SYSCOCORP | 871829107 | COM | 33,906 | $2,663,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 19,368 | $2,638,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 16,538 | $2,562,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 66,000 | $2,484,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 35,833 | $2,414,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 17,119 | $2,409,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 32,698 | $2,374,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 3,552 | $2,285,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 6,298 | $2,182,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 133,063 | $2,098,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 3,278 | $2,008,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 52,976 | $1,996,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 7,688 | $1,953,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 14,541 | $1,944,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 30,425 | $1,901,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,293 | $1,826,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 11,025 | $1,819,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 6,381 | $1,800,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 40,170 | $1,787,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,287 | $1,735,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 25,562 | $1,700,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 11,123 | $1,676,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 1,600,000 | $1,668,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 11,524 | $1,658,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 17,813 | $1,657,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 21,503 | $1,648,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 1,400,000 | $1,608,000 | thousands by filing date | principal |
| BIOGEN INC COM | 09062X103 | Stock | 6,685 | $1,604,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 5,570 | $1,522,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 15,650 | $1,507,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 9,347 | $1,452,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 6,108 | $1,414,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 33,428 | $1,283,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 11,854 | $1,186,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 4,835 | $1,110,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 8,353 | $1,082,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 1,000,000 | $1,078,000 | thousands by filing date | principal |
| Microsoft Corp | 594918104 | COM | 27,000 | $1,073,000 | thousands by filing date | call |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 43,769 | $1,053,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 1,000,000 | $1,043,000 | thousands by filing date | principal |
| CAMECO CORP COM | 13321L108 | Stock | 37,543 | $1,035,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 7,771 | $1,025,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 9,345 | $964,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 5,597 | $916,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 49,606 | $885,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 4,216 | $863,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 88,700 | $773,000 | thousands by filing date | call |
| OKTAINCCLASSA | 679295105 | STOK | 3,429 | $769,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 7,611 | $747,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 4,032 | $742,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,476 | $684,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 6,988 | $654,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 587,000 | $642,000 | thousands by filing date | principal |
| ETSY INC | 29786A106 | COM | 2,534 | $555,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 500,000 | $529,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 400,000 | $458,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-22-004471 | this filing | 2022-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-22-009155 | base | 2022-04-29 | acceptance time not in the bulk data set |