13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 2,215 holding rows worth $39,434,450,000.
- Accession
- 0001567619-22-004198
- Filer
- CIK 1163653
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 2,758 entries on the cover page, a total value of $39,434,450,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $39,434,450,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC028-04983
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
- included managerNOMURA SECURITIES CO LTD028-04979
- included managerNomura Corporate Research & Asset Management Inc.028-13982
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR GOLD TR | 78463V107 | GOLD SHS | 500 | $85,000 | thousands by filing date | put |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 11,700 | $85,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 41,927 | $84,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 2,479 | $83,000 | thousands by filing date | |
| TB SA ACQUISITION CORP | G8657L121 | *W EXP 03/25/202 | 133,333 | $83,000 | thousands by filing date | |
| METALS ACQUISITION CORP | G60405126 | *W EXP 99/99/999 | 133,333 | $83,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 10,800 | $82,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 12,300 | $82,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E117 | WTS | 113,559 | $82,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 150,550 | $81,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 139,200 | $81,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 28,688 | $80,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 34,068 | $80,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C117 | *W EXP 03/31/202 | 80,950 | $80,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 242794113 | *W EXP 01/19/202 | 50,000 | $80,000 | thousands by filing date | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 48,882 | $79,000 | thousands by filing date | principal |
| BRIDGEBIO PHARMA INC | 09077J107 | COM | 12,500 | $78,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843119 | *W EXP 03/01/202 | 141,843 | $78,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 150,000 | $78,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 10,000 | $77,000 | thousands by filing date | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L120 | WARR | 124,999 | $76,000 | thousands by filing date | |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 650,567 | $76,000 | thousands by filing date | principal |
| KKR & CO INC | 48251W104 | COM | 1,001 | $75,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 10,000 | $75,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 1,497 | $74,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 26,953 | $74,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 15,247 | $74,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 200 | $73,000 | thousands by filing date | call |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 16,891 | $73,000 | thousands by filing date | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 36,945 | $73,000 | thousands by filing date | principal |
| KADEM SUSTAINABLE IMPACT COR | 48284E113 | *W EXP 03/16/202 | 125,000 | $73,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L118 | WTS | 96,580 | $73,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 167,770 | $72,000 | thousands by filing date | principal |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 523,708 | $72,000 | thousands by filing date | principal |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 10,697 | $69,000 | thousands by filing date | |
| TORTOISEECOFIN ACQUISITION C | G8956E208 | UNIT 99/99/9999 | 6,865 | $68,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G108 | COM CL A | 7,000 | $68,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 10,000 | $67,000 | thousands by filing date | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 156,581 | $67,000 | thousands by filing date | principal |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 99,999 | $67,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 109,084 | $67,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126111 | *W EXP 03/04/202 | 60,000 | $67,000 | thousands by filing date | |
| ZENDESK INC | 98936JAD3 | NOTE 0.625% 6/1 | 63,156 | $66,000 | thousands by filing date | principal |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 81,070 | $66,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 84,945 | $64,000 | thousands by filing date | principal |
| BIODESIX INC | 09075X108 | COM | 12,361 | $63,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 57,234 | $63,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 81,598 | $62,000 | thousands by filing date | principal |
| Up Fintech Holding Ltd | 91531W106 | COM | 12,786 | $62,000 | thousands by filing date | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 100,000 | $62,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 67,480 | $62,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 97,543 | $60,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R114 | *W EXP 02/04/202 | 42,500 | $60,000 | thousands by filing date | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 191,704 | $59,000 | thousands by filing date | principal |
| Chevron Corporation | 166764100 | COM | 500 | $58,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 206 | $56,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 10,000 | $55,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 43,894 | $55,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 777 | $53,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T110 | *W EXP 03/05/202 | 70,000 | $53,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 10,000 | $52,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 848 | $51,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R111 | *W EXP 02/04/202 | 60,000 | $51,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 200 | $50,000 | thousands by filing date | put |
| MODERNA INC | 60770K107 | COM | 200 | $50,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222AK0 | NOTE 2.250% 3/1 | 144,190 | $50,000 | thousands by filing date | principal |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 100,000 | $50,000 | thousands by filing date | |
| COLICITY INC | 194170114 | *W EXP 02/24/202 | 60,000 | $50,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 2,154 | $49,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 1,415 | $48,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169115 | *W EXP 03/05/202 | 50,000 | $48,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 63,729 | $48,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714129 | WARR | 83,822 | $46,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 62,375 | $46,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 7,792 | $45,000 | thousands by filing date | |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 66,666 | $43,000 | thousands by filing date | |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 96,738 | $42,000 | thousands by filing date | principal |
| KL ACQUISITION CORP | 49837C117 | WTS | 75,000 | $42,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 310 | $40,000 | thousands by filing date | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 62,800 | $40,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 11,775 | $39,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 132,080 | $39,000 | thousands by filing date | principal |
| 8X8 INC NEW | 282914AB6 | BOND | 227,848 | $38,000 | thousands by filing date | principal |
| VISTRA CORP COM | 92840M102 | Stock | 1,636 | $37,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X128 | *W EXP 03/02/202 | 60,324 | $37,000 | thousands by filing date | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 69,467 | $36,000 | thousands by filing date | principal |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N205 | UNIT 11/05/2025 | 3,435 | $36,000 | thousands by filing date | |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 542,852 | $35,000 | thousands by filing date | principal |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 93,500 | $35,000 | thousands by filing date | call |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 202,271 | $33,000 | thousands by filing date | principal |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 46,860 | $33,000 | thousands by filing date | |
| 0 | 39947R112 | 0 | 56,500 | $33,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q114 | *W EXP 01/27/202 | 53,763 | $32,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 177,487 | $31,000 | thousands by filing date | principal |
| XOS INC | 98423B108 | COM | 10,000 | $31,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 27,683 | $31,000 | thousands by filing date | principal |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 52,523 | $30,000 | thousands by filing date | principal |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 21,109 | $29,000 | thousands by filing date | principal |
| MODEL N INC | 607525AB8 | NOTE 2.625% 6/0 | 96,944 | $29,000 | thousands by filing date | principal |
| CLIMATE REAL IMPACT SLUTINS | 187171111 | *W EXP 01/29/202 | 25,020 | $29,000 | thousands by filing date | |
| ECP ENVIRONMENTAL GW OPT COR | 26829T118 | *W EXP 03/01/202 | 40,472 | $29,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 45,859 | $28,000 | thousands by filing date | principal |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 25,360 | $28,000 | thousands by filing date | principal |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 583,570 | $28,000 | thousands by filing date | principal |
| CLARUS THERAPEUTICS HOLDINGS | 18271L115 | CMN | 85,000 | $28,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 622 | $27,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 23,165 | $27,000 | thousands by filing date | principal |
| DUNE ACQUISITION CORP | 265334110 | *W EXP 10/29/202 | 50,000 | $27,000 | thousands by filing date | |
| Heliogen Inc | 42329E113 | Warrant | 16,666 | $26,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 14,053 | $26,000 | thousands by filing date | principal |
| CONMED CORP | 207410AF8 | BOND | 18,378 | $26,000 | thousands by filing date | principal |
| HEALTHCARE CAPITAL CORP | 42228C119 | *W EXP 12/31/202 | 50,000 | $26,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 900 | $25,000 | thousands by filing date | call |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 23,069 | $25,000 | thousands by filing date | principal |
| TORTOISEECOFIN ACQUISITION C | G8956E117 | *W EXP 07/22/202 | 25,000 | $24,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 19,704 | $23,000 | thousands by filing date | principal |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 72,486 | $23,000 | thousands by filing date | principal |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 25,820 | $23,000 | thousands by filing date | |
| HCARW US 31 Dec 27 C11.5 | 42227K112 | *W EXP 12/28/202 | 37,500 | $23,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 903 | $22,000 | thousands by filing date | |
| Coupa Software | 22266LAF3 | CONV BOND | 14,020 | $22,000 | thousands by filing date | principal |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 102,673 | $22,000 | thousands by filing date | principal |
| STRATIM CLOUD ACQUISITION CO | 86309R115 | *W EXP 03/05/202 | 33,333 | $21,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 100,226 | $21,000 | thousands by filing date | principal |
| CATCHA INVESTMENT CORP | g1962y110 | WT | 33,333 | $21,000 | thousands by filing date | |
| AF ACQUISITION CORP | 001040112 | WTS | 33,333 | $21,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 12,532 | $20,000 | thousands by filing date | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 27,772 | $19,000 | thousands by filing date | principal |
| REDFIN CORP | 75737FAC2 | NOTE 10/1 | 50,629 | $19,000 | thousands by filing date | principal |
| ALTERYX INC | 02156BAD5 | BOND | 31,802 | $19,000 | thousands by filing date | principal |
| Esperion Therapeutics Inc | 29664WAB1 | NOTE 4.000%11/15/25 | 372,827 | $19,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AM4 | NOTE 3.250%10/0 | 29,551 | $18,000 | thousands by filing date | principal |
| 26 Capital Acquisition Corp | 90138P118 | Warrant | 25,000 | $17,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 5,947 | $17,000 | thousands by filing date | principal |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 3,215 | $17,000 | thousands by filing date | principal |
| SIERRA LAKE ACQUISITION CORP | 826332108 | CMN | 1,700 | $17,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 10,367 | $16,000 | thousands by filing date | principal |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 21,402 | $16,000 | thousands by filing date | principal |
| REDBALL ACQUISITION CORP | G7417R113 | *W EXP 08/17/202 | 12,166 | $16,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792114 | *W EXP 03/11/202 | 24,666 | $16,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W112 | *W EXP 02/02/202 | 12,500 | $16,000 | thousands by filing date | |
| RIGETTI COMPUTIN | G8T86C121 | EQUITY WRT | 6,250 | $16,000 | thousands by filing date | |
| VPC IMPACT ACQ HOLD A -CW27 | 91835J116 | Warrant | 12,500 | $16,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L118 | *W EXP 03/05/202 | 12,500 | $15,000 | thousands by filing date | |
| PATHFINDER ACQUISITION CORP | G04119122 | *W EXP 02/19/202 | 23,840 | $15,000 | thousands by filing date | |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 18,191 | $15,000 | thousands by filing date | principal |
| USHG ACQUISITION CORP | 91748P118 | WTS | 8,333 | $15,000 | thousands by filing date | |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 10,000 | $15,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 100 | $14,000 | thousands by filing date | put |
| BOXED INC | 103174116 | WARR | 12,500 | $14,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 27,921 | $14,000 | thousands by filing date | principal |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 20,000 | $14,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X111 | *W EXP 09/15/202 | 12,500 | $14,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C119 | *W EXP 01/19/202 | 16,666 | $13,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,100 | $12,000 | thousands by filing date | call |
| GLAUKOS CORP | 377322AB8 | BOND | 26,692 | $12,000 | thousands by filing date | principal |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 22,295 | $12,000 | thousands by filing date | |
| GORES HLDGS VIII INC | 382863116 | *W EXP 03/01/202 | 6,250 | $12,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M111 | *W EXP 01/12/202 | 18,875 | $12,000 | thousands by filing date | |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 36,415 | $11,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | g25741110 | WT | 16,666 | $11,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 19,000 | $11,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 65,914 | $11,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833115 | *W EXP 01/25/202 | 12,500 | $11,000 | thousands by filing date | |
| VTAQW 30SEP25 11.5 C | 92280L119 | COM | 23,661 | $11,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 194 | $10,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K119 | *W EXP 01/01/202 | 12,500 | $10,000 | thousands by filing date | |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 4,939 | $9,000 | thousands by filing date | principal |
| G Squared Ascend I Inc | G4204R117 | Warrant | 10,000 | $9,000 | thousands by filing date | |
| NDACW US 31 Dec 27 C11.5 | 65413D113 | *W EXP 02/26/202 | 9,075 | $9,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 191 | $8,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H117 | *W EXP 11/04/202 | 12,500 | $8,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690124 | *W EXP 12/02/202 | 4,904 | $8,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 156 | $7,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 2,712 | $7,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 6,101 | $7,000 | thousands by filing date | principal |
| FTAC ATHENA ACQUISITION CORP | G37283119 | *W EXP 03/01/202 | 6,250 | $7,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A112 | *W EXP 03/29/202 | 6,250 | $7,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION | G0633D125 | *W EXP 02/19/202 | 6,250 | $7,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 12,500 | $6,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H110 | *W EXP 02/11/202 | 12,550 | $6,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N113 | *W EXP 12/22/202 | 10,800 | $6,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 8,334 | $6,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T117 | WTS | 6,250 | $6,000 | thousands by filing date | |
| TAILWIND TWO ACQUISITION COR | G86613125 | *W EXP 03/09/202 | 7,366 | $6,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 14,463 | $5,000 | thousands by filing date | principal |
| CARDLYTICS INC | 14161WAB1 | BOND | 7,890 | $5,000 | thousands by filing date | principal |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 8,601 | $5,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 100 | $4,000 | thousands by filing date | call |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 2,088 | $4,000 | thousands by filing date | principal |
| CAPSTAR SPL PURP ACQUISITION | 14070Y119 | *W EXP 99/99/999 | 6,107 | $4,000 | thousands by filing date | |
| SABRE GLBL INC | 78573NAE2 | BOND | 38,339 | $3,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAB2 | BOND | 3,367 | $3,000 | thousands by filing date | principal |
| SWITCHBACK II CORP | 09077j115 | WT | 2,500 | $3,000 | thousands by filing date | |
| XOS INC | 98423B116 | *W EXP 08/20/202 | 3,333 | $2,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 1,162 | $2,000 | thousands by filing date | principal |
| ROYAL CARIBBEAN GROUP | 780153BF8 | NOTE 2.875%11/1 | 2,437 | $2,000 | thousands by filing date | principal |
| EVO ACQUISITION CORP | 30052G116 | WARR | 3,500 | $2,000 | thousands by filing date | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 641 | $1,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 611 | $1,000 | thousands by filing date | principal |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 1,074 | $1,000 | thousands by filing date | principal |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 6,833 | $1,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 50 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Apollo Global Management Inc | 03768E105 | COM CL A | 496,871 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Apollo Global Management Inc | 03768E105 | COM CL A | 591,800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Apollo Global Management Inc | 03768E105 | COM CL A | 95,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 5 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 336 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 21,086 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORNER GROWTH ACQUISITION CO | G2425N113 | *W EXP 99/99/999 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| M3 BRIGADE ACQUISITION II CO | 553800202 | UNIT 99/99/9999 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANZU SPECIAL ACQUISITIN CORP | 03737A200 | UNIT 01/27/2026 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METALS ACQUISITION CORP | G60405118 | UNIT 99/99/9999 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECP ENVIRONMENTAL GW OPT COR | 26829T209 | UNIT 03/01/2026 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-22-004198 | this filing | 2022-02-14 | acceptance time not in the bulk data set |