13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 2,215 holding rows worth $39,434,450,000.
- Accession
- 0001567619-22-004198
- Filer
- CIK 1163653
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 2,758 entries on the cover page, a total value of $39,434,450,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $39,434,450,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC028-04983
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
- included managerNOMURA SECURITIES CO LTD028-04979
- included managerNomura Corporate Research & Asset Management Inc.028-13982
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| L CATTERTON ASIA ACQUISITION | G5346G109 | UNIT 03/11/2026 | 50,000 | $496,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N201 | UNIT 02/29/2028 | 50,000 | $496,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A112 | UNIT 99/99/9999 | 50,000 | $495,000 | thousands by filing date | |
| SCION TECH GROWTH II | G31070124 | UNIT 99/99/9999 | 50,000 | $494,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R202 | UNIT 99/99/9999 | 50,000 | $494,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC UNIT EX 063026 | 00777J208 | Stock | 50,000 | $494,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATION CO | 88825H209 | UNIT 02/11/2026 | 50,000 | $493,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III UNIT EX 022226 | 44376L206 | Stock | 50,000 | $491,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 5,631 | $490,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 5,100 | $490,000 | thousands by filing date | put |
| VERISIGN INC COM | 92343E102 | Stock | 1,925 | $489,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 943,654 | $489,000 | thousands by filing date | principal |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 50,000 | $489,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 7,392 | $488,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 6,231 | $487,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 7,599 | $487,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 6,653 | $487,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 129,300 | $487,000 | thousands by filing date | put |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,547 | $486,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 93,299 | $485,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 6,153 | $483,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 18,400 | $482,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 3,100 | $481,000 | thousands by filing date | call |
| CENCORA INC COM | 03073E105 | Stock | 3,613 | $481,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 56,714 | $476,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 4,644 | $476,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 29,838 | $476,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 85,271 | $475,000 | thousands by filing date | principal |
| NEWAGE INC | 650194103 | COMMON STOCK | 458,561 | $474,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,974 | $471,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 3,446 | $470,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 268,709 | $470,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 708,332 | $470,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVESTMENT | 443760202 | UNIT 01/31/2027 | 47,300 | $469,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 7,676 | $468,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 19,200 | $466,000 | thousands by filing date | call |
| DECARBONIZATION PLUS ACQUISI | G2773W111 | *W EXP 07/15/202 | 500,000 | $466,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 12,368 | $461,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 68,639 | $461,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,800 | $460,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 10,000 | $460,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,700 | $458,000 | thousands by filing date | call |
| PRIME IMPACT ACQUISITION I | G61074103 | SHS CL A | 46,575 | $458,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 261,858 | $456,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 3,371 | $455,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 13,911 | $453,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 33,500 | $453,000 | thousands by filing date | call |
| PLUG PWR INC | 72919PAD5 | NOTE 3.750% 6/0 | 1,597,941 | $453,000 | thousands by filing date | principal |
| SIRIUSPOINT LTD | G8192H106 | COM | 55,475 | $452,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 38,232 | $451,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 46,200 | $450,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 22,087 | $449,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707122 | WARR | 508,333 | $449,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 5,017 | $448,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 50,000 | $447,000 | thousands by filing date | call |
| DUKE REALTY CORP | 264411505 | COM NEW | 6,796 | $446,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,936 | $445,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 6,900 | $445,000 | thousands by filing date | call |
| PACCAR INC COM | 693718108 | Stock | 5,048 | $445,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 25,000 | $444,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941109 | COM | 2,883 | $443,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D105 | CMN | 45,379 | $443,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 10,033 | $438,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 8,803 | $438,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 22,782 | $434,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 660,558 | $433,000 | thousands by filing date | |
| COVA ACQUISITION CORP | G2554Y112 | UNIT 04/01/2021 | 43,374 | $433,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 2,133 | $429,000 | thousands by filing date | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 23,000 | $429,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 969 | $427,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N109 | CMN | 43,604 | $426,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,745 | $425,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,254 | $424,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 200,000 | $422,000 | thousands by filing date | put |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 50,000 | $419,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 5,834 | $418,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 49,092 | $418,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 23,106 | $417,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 26,179 | $414,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 3,654 | $413,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 14,600 | $412,000 | thousands by filing date | put |
| ANSYS INC COM | 03662Q105 | COM | 1,025 | $412,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 4,870 | $411,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 17,728 | $411,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 23,100 | $410,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 26,565 | $409,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 54,000 | $408,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 11,573 | $406,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 22,775 | $404,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 750 | $404,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 723 | $402,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 709 | $401,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 14,100 | $399,000 | thousands by filing date | call |
| STONECO LTD | G85158106 | COM CL A | 23,600 | $398,000 | thousands by filing date | call |
| WATERS CORP COM | 941848103 | Stock | 1,063 | $397,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 702 | $397,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 2,161 | $395,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 15,047 | $394,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 25,014 | $394,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716107 | CMN | 40,145 | $394,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI C | 936273119 | WTS | 758,244 | $393,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 61,909 | $392,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 22,540 | $391,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A107 | COM CL A | 40,000 | $390,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 3,000 | $388,000 | thousands by filing date | put |
| ROCKET LAB USA INC | 773122114 | *W EXP 07/30/202 | 110,000 | $387,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,400 | $386,000 | thousands by filing date | put |
| NOVOCURE LTD | G6674U108 | ORD SHS | 5,137 | $386,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 35,286 | $386,000 | thousands by filing date | |
| AGILON HEALTH INC | 00857U107 | COM | 14,288 | $386,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 9,475 | $385,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 75,000 | $385,000 | thousands by filing date | put |
| KEYCORP COM | 493267108 | Stock | 16,583 | $383,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 4,500 | $383,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 4,510 | $382,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 504 | $381,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 4,012 | $380,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 83,387 | $377,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 33,874 | $372,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q107 | CLASS A COM | 31,777 | $372,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 10,000 | $370,000 | thousands by filing date | call |
| SUSTAINABLE DEVELP ACQU I CO | 86934L103 | COM | 38,000 | $370,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 400 | $366,000 | thousands by filing date | put |
| PASSAGE BIO INC | 702712100 | COM | 57,381 | $364,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 36,500 | $362,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 824 | $360,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 169,802 | $358,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 541 | $357,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 3,873 | $356,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,354 | $355,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,306 | $354,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 6,924 | $354,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 35,000 | $352,000 | thousands by filing date | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 18,000 | $350,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,078 | $349,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 600,000 | $348,000 | thousands by filing date | call |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,300 | $346,000 | thousands by filing date | put |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 3,450 | $346,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 1,459 | $345,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 955 | $344,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,524 | $340,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 35,222 | $340,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 12,392 | $338,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 32,948 | $338,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,548 | $336,000 | thousands by filing date | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 14,000 | $336,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 21,000 | $333,000 | thousands by filing date | call |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 189,116 | $332,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N208 | UNIT 12/08/2023 | 32,796 | $332,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 22,371 | $330,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 10,000 | $328,000 | thousands by filing date | |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 17,900 | $328,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,104 | $326,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,935 | $325,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 19,308 | $324,000 | thousands by filing date | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 45,185 | $323,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 8,385 | $322,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 105,103 | $322,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 896,693 | $322,000 | thousands by filing date | |
| INDEPENDENCE HOLDINGS CORP | G4761A127 | *W EXP 03/31/202 | 350,000 | $322,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 9,386 | $321,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 842 | $317,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 42,149 | $317,000 | thousands by filing date | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 17,000 | $316,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,372 | $314,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 51,910 | $313,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 5,198 | $312,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 2,230 | $311,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 320,000 | $311,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 12,000 | $310,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 751 | $309,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 43,534 | $308,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 7,500 | $305,000 | thousands by filing date | put |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 4,670 | $305,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,810 | $303,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 6,292 | $302,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 6,804 | $301,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 3,300 | $299,000 | thousands by filing date | put |
| UIPATH INC | 90364P105 | CL A | 6,920 | $299,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 76,884 | $296,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 154,903 | $295,000 | thousands by filing date | principal |
| STELLANTIS N.V SHS | N82405106 | Stock | 15,683 | $294,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 13,500 | $294,000 | thousands by filing date | put |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 459,660 | $294,000 | thousands by filing date | principal |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 6,144 | $292,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 882 | $290,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 4,032 | $290,000 | thousands by filing date | put |
| ATRECA INC | 04965G109 | COM | 96,304 | $290,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 15,500 | $289,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H102 | COM CL A | 29,652 | $289,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 7,331 | $288,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 635,847 | $287,000 | thousands by filing date | principal |
| MANULIFE FINL CORP | 56501R106 | COM | 15,013 | $286,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,271 | $285,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,500 | $280,000 | thousands by filing date | call |
| EDITAS MEDICINE INC | 28106W103 | COM | 10,511 | $279,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 27,840 | $277,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P110 | UNIT 01/06/2026 | 28,000 | $276,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,276 | $275,000 | thousands by filing date | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 500,000 | $274,000 | thousands by filing date | |
| WALLBOX NV | N94209108 | SHS CL A | 16,696 | $273,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 250,000 | $273,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,105 | $271,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 11,653 | $271,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 1,828 | $271,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 15,538 | $270,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,037 | $270,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 11,800 | $267,000 | thousands by filing date | put |
| DHC ACQUISITION CORP | G2758T117 | WARR | 466,666 | $267,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 481,988 | $267,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,953 | $266,000 | thousands by filing date | |
| Warburg Pincus Capital Corp I-A | G9461D115 | Warrant | 270,000 | $266,000 | thousands by filing date | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 2,542 | $264,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,400 | $261,000 | thousands by filing date | call |
| ROBERT HALF INC. COM | 770323103 | Stock | 2,330 | $260,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 13,322 | $260,000 | thousands by filing date | |
| ALTUS POWER INC | 02217A102 | COM CL A | 25,000 | $260,000 | thousands by filing date | put |
| TECH AND ENERGY TRANSITION | 87823R110 | *W EXP 03/31/202 | 365,000 | $260,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B205 | UNIT 99/99/9999 | 26,126 | $260,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 2,260 | $259,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 2,422 | $259,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P100 | COMMON STOCK | 25,000 | $259,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISTN | G8T86C105 | SHS CL A | 25,000 | $257,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 8,700 | $256,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 11,764 | $256,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 25,000 | $256,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G206 | UNIT 12/31/2027 | 25,799 | $256,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 4,248 | $255,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 25,000 | $255,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 25,000 | $255,000 | thousands by filing date | |
| HELLO GROUP INC ADS | 423403104 | ADR | 28,309 | $254,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,867 | $253,000 | thousands by filing date | |
| B RILEY PRINCIPAL 150 MERGER | 05601V103 | COM CL A | 25,000 | $253,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 15,000 | $252,000 | thousands by filing date | |
| CERENCE INC | 156727AB5 | NOTE 3.000% 6/0 | 328,743 | $252,000 | thousands by filing date | principal |
| LUX HEALTH TECH ACQUISITION | 55068A209 | UNIT 11/30/2027 | 25,000 | $252,000 | thousands by filing date | |
| Natural Order Acquisition Corp | 63889L206 | Equity | 24,700 | $251,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,271 | $250,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 10,910 | $250,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L113 | UNIT 02/01/2026 | 25,000 | $250,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U119 | UNIT 99/99/9999 | 25,000 | $250,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M205 | UNIT 01/14/2026 | 25,000 | $250,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P204 | UNIT 12/25/2025 | 25,000 | $250,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716123 | UNIT 99/99/9999 | 25,000 | $250,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I | G9095M101 | SHS CL A | 25,000 | $250,000 | thousands by filing date | |
| FTAC PARNASSUS ACQUISITN COR | 30319B207 | UNIT 03/10/2026 | 25,000 | $249,000 | thousands by filing date | |
| ITIQUIRA ACQUISITION CORP | G49773115 | *W EXP 02/03/202 | 438,556 | $249,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 386,300 | $249,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R110 | UNIT 99/99/9999 | 25,000 | $248,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641203 | UNT | 25,000 | $248,000 | thousands by filing date | |
| InterPrivate II Acquisition Corp | 46064Q207 | Unit | 25,000 | $248,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,907 | $247,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B127 | UNIT 99/99/9999 | 25,000 | $247,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 7,332 | $246,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K101 | CMN | 25,000 | $246,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 5,432 | $245,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,195 | $245,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 7,900 | $245,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 4,148 | $244,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 72,500 | $244,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A104 | CLASS A COM | 25,000 | $244,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H109 | CL A | 25,000 | $244,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A103 | CMN | 25,002 | $244,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T109 | CMN | 25,000 | $244,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 25,000 | $243,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K109 | COM CL A | 24,322 | $243,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 19,049 | $242,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 93,479 | $242,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 5,100 | $241,000 | thousands by filing date | call |
| NORTH ATLANTIC ACQUISITN COR | G66139125 | *W EXP 10/20/202 | 321,111 | $241,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,000 | $240,000 | thousands by filing date | put |
| FIRST TRUST | 33733G109 | COM BEN INTR | 58,984 | $240,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQUISIT | G0404A102 | COM | 23,753 | $240,000 | thousands by filing date | |
| SHELTER ACQUISITION CORP I | 822821104 | CLASS A COM | 24,481 | $239,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 572 | $238,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L119 | *W EXP 03/05/202 | 428,393 | $238,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 23,400 | $237,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 38,649 | $237,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 61,531 | $232,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 6,457 | $231,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 23,334 | $231,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 1,316,584 | $231,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AL9 | BOND | 441,628 | $231,000 | thousands by filing date | principal |
| KISMET ACQUISITION THREE COR | G5276C102 | *W EXP 06/30/202 | 424,993 | $230,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J122 | *W EXP 99/99/999 | 400,000 | $229,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 4,090 | $228,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y101 | CL A COM | 23,038 | $228,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L118 | *W EXP 02/25/202 | 241,666 | $227,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 4,852 | $226,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 678 | $225,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 937 | $225,000 | thousands by filing date | |
| MOONLAKE IMMUNOTHERAPEUTICS | G4444C102 | COM | 22,733 | $225,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 660 | $224,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 9,005 | $223,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 47,475 | $223,000 | thousands by filing date | |
| LI-CYCLE HOLDINGS CORP | 50202P113 | *W EXP 08/10/202 | 90,000 | $223,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B119 | *W EXP 02/25/202 | 241,666 | $222,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 8,053 | $221,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 3,600 | $221,000 | thousands by filing date | call |
| MATTERPORT INC | 577096118 | W EXP 08/24/202 | 20,000 | $221,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 425,000 | $220,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 8,176 | $218,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A120 | WTS | 333,333 | $218,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 20,000 | $216,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 21,643 | $216,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 18,167 | $215,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W117 | *W EXP 03/31/202 | 333,333 | $215,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 36,184 | $214,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,200 | $213,000 | thousands by filing date | put |
| ATI INC | 01741RAK8 | BOND | 1,333,484 | $213,000 | thousands by filing date | principal |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,556 | $211,000 | thousands by filing date | |
| INTERPRIVATE II ACQUISITION | 46064Q116 | *W EXP 03/09/202 | 225,000 | $211,000 | thousands by filing date | |
| NATERA INC | 632307AB0 | BOND | 223,396 | $209,000 | thousands by filing date | principal |
| REGENCY CTRS CORP COM | 758849103 | REIT | 2,755 | $208,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 8,200 | $208,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 13,187 | $208,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 5,720 | $208,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 12,691 | $207,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 94,551 | $207,000 | thousands by filing date | principal |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 371,837 | $206,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 316,666 | $206,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 4,339 | $205,000 | thousands by filing date | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 14,107 | $205,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 366,508 | $205,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 1,035,560 | $205,000 | thousands by filing date | principal |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 4,400 | $204,000 | thousands by filing date | call |
| FUBOTV INC | 35953D104 | COM | 13,133 | $204,000 | thousands by filing date | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 11,765 | $204,000 | thousands by filing date | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 20,502 | $204,000 | thousands by filing date | |
| MORINGA ACQUISITION CORP | G6S23K116 | UNIT 02/16/2026 | 20,535 | $204,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 3,129,608 | $201,000 | thousands by filing date | principal |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 383,227 | $201,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 58,384 | $201,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 300 | $200,000 | thousands by filing date | put |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 387,620 | $200,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 12,000 | $198,000 | thousands by filing date | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 187,500 | $198,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 278,151 | $197,000 | thousands by filing date | |
| ALTUS POWER INC | 02217A102 | COM CL A | 18,815 | $196,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 200,000 | $195,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B104 | COM | 19,240 | $195,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 1,909 | $194,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 19,638 | $194,000 | thousands by filing date | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 26,400 | $193,000 | thousands by filing date | put |
| PERIDOT ACQUISITION CORP II | G7008B121 | WARR | 218,020 | $193,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 150,000 | $193,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 327,999 | $191,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 29,232 | $190,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 13,068 | $190,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 500 | $190,000 | thousands by filing date | put |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 20,000 | $190,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 4,000 | $189,000 | thousands by filing date | put |
| CRONOS GROUP INC | 22717L101 | COM | 48,142 | $189,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 35,061 | $189,000 | thousands by filing date | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 3,391 | $188,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 36,551 | $188,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 18,000 | $187,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 500 | $186,000 | thousands by filing date | put |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 3,513 | $183,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 22,363 | $183,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 43,268 | $181,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 34,360 | $181,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B114 | WTS | 339,135 | $177,000 | thousands by filing date | |
| COVAW US 31 Dec 27 C11.5 | G2554Y120 | *W EXP 02/05/202 | 350,277 | $177,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,700 | $176,000 | thousands by filing date | put |
| SCP & CO HEALTHCARE ACQUSTN | 784065112 | WTS | 335,119 | $176,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 10,826 | $175,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G107 | COM CL A | 17,796 | $174,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 22,000 | $171,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427121 | WARR | 191,733 | $171,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A116 | WARR | 237,500 | $169,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 12,264 | $168,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 10,700 | $167,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 17,000 | $164,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 55,486 | $164,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T119 | WTS | 125,000 | $164,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 7,655 | $161,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 10,000 | $160,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 953,533 | $159,000 | thousands by filing date | principal |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 12,000 | $158,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 13,000 | $158,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 30,000 | $156,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 361,966 | $156,000 | thousands by filing date | principal |
| PAR TECHNOLOGY CORP | 698884AC7 | NOTE 2.875% 4/1 | 294,207 | $156,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440101 | COM | 2,030 | $155,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 23,500 | $155,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 40,000 | $153,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 10,000 | $153,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 16,986 | $152,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 10,000 | $151,000 | thousands by filing date | |
| POWER & DIGITAL INFRA ACQ CO | 739190106 | COM CL A | 13,800 | $151,000 | thousands by filing date | call |
| ADVANCED MERGER PARTNERS INC | 00777J117 | WTS | 191,666 | $151,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 16,000 | $150,000 | thousands by filing date | |
| ROCKET LAB USA INC | 773122106 | COM | 12,233 | $150,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 700 | $149,000 | thousands by filing date | put |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 10,000 | $149,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 252,950 | $149,000 | thousands by filing date | |
| SCION TECH GROWTH II | G31070116 | *W EXP 01/28/202 | 233,333 | $149,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R116 | *W EXP 03/05/202 | 205,048 | $149,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 11,000 | $148,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 25,000 | $147,000 | thousands by filing date | |
| EVENTBRITE INC | 29975EAB5 | NOTE 5.000%12/0 | 841,140 | $147,000 | thousands by filing date | principal |
| TAILWIND INTERNATNAL ACQ COR | G8662F119 | WARR | 251,600 | $146,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P108 | CMN | 15,000 | $146,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690108 | COM CL A | 14,714 | $146,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 250,000 | $146,000 | thousands by filing date | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 45,057 | $145,000 | thousands by filing date | principal |
| POWERED BRANDS | G7209M116 | WARR | 224,999 | $144,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 10,200 | $143,000 | thousands by filing date | |
| RICE ACQUISITION CORP II | G75529126 | *W EXP 99/99/999 | 93,279 | $143,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 1,488 | $142,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQU CO | 364681114 | *W EXP 02/04/202 | 250,001 | $142,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 43,452 | $142,000 | thousands by filing date | |
| ALIGHT INC | 01626W101 | COM CL A | 13,000 | $141,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C116 | WTS | 221,854 | $140,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A116 | WTS | 218,168 | $140,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 11,834 | $139,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP III | G0370U116 | WTS | 150,000 | $139,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607124 | *W EXP 01/20/202 | 239,641 | $138,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L126 | *W EXP 01/08/202 | 255,720 | $138,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 20,200 | $137,000 | thousands by filing date | call |
| HUDSON EXECUTIVE INVES III | 44376L115 | WTS | 176,480 | $137,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 10,000 | $135,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 10,000 | $134,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 213,826 | $134,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 13,000 | $133,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 25,000 | $132,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 200,000 | $132,000 | thousands by filing date | |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 866,459 | $132,000 | thousands by filing date | principal |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 10,000 | $131,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 16,587 | $130,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 398,716 | $129,000 | thousands by filing date | principal |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 12,000 | $129,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 10,000 | $128,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 24,940 | $127,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 14,000 | $127,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A124 | COMMON STOCK | 108,747 | $127,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 20,000 | $126,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 406,480 | $126,000 | thousands by filing date | principal |
| KLUDEIN I ACQUISITION CORP | 49878L109 | CL A | 12,682 | $125,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 3,400 | $124,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 194,562 | $123,000 | thousands by filing date | principal |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 144,654 | $123,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 10,000 | $122,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 40,000 | $122,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 10,000 | $121,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 20,700 | $120,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196118 | *W EXP 02/16/202 | 215,355 | $119,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 22,262 | $118,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 359,154 | $117,000 | thousands by filing date | principal |
| ARYA SCIENCES ACQU CORP IV | G31659108 | COM | 11,700 | $116,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 200,000 | $116,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 151,378 | $116,000 | thousands by filing date | |
| RXR ACQUISITION CORP | 74981W115 | WTS | 160,000 | $115,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595119 | WARR | 216,666 | $114,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 5,000 | $113,000 | thousands by filing date | call |
| PAYSAFE LIMITED | G6964L107 | ORD | 28,944 | $113,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 10,300 | $112,000 | thousands by filing date | |
| G&P ACQUISITION CORP | 36146G111 | WTS | 213,700 | $112,000 | thousands by filing date | |
| ARTISAN ACQUISITION CORP | G0509L110 | UNIT 03/26/2026 | 11,000 | $112,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO L | G6593L106 | COM | 34,858 | $111,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 600 | $110,000 | thousands by filing date | call |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 20,000 | $110,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 10,913 | $110,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 1,000 | $109,000 | thousands by filing date | call |
| Intuitive Surgical,Inc. | 46120E602 | COM | 300 | $108,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 2,300 | $107,000 | thousands by filing date | call |
| INVESCO SR INCOME TR | 46131H107 | COM | 24,800 | $107,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 900 | $105,000 | thousands by filing date | put |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 13,212 | $105,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X123 | *W EXP 10/01/202 | 187,500 | $104,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071102 | COM CL A | 10,000 | $104,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 11,353 | $103,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP W EXP 02/03/202 DELETED | 049287113 | *W EXP 02/03/202 | 116,243 | $103,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 14,100 | $102,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M114 | W EXP 01/28/202 | 110,000 | $101,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 175,000 | $100,000 | thousands by filing date | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 34,200 | $99,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L121 | *W EXP 02/01/202 | 129,663 | $99,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 10,000 | $99,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 10,000 | $98,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 11,000 | $98,000 | thousands by filing date | |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 105,000 | $97,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 10,000 | $97,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 46,737 | $97,000 | thousands by filing date | principal |
| NORDSTROM INC | 655664100 | COM | 4,198 | $95,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP | G49775128 | WTS | 171,180 | $95,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 368 | $94,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 21,200 | $94,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P128 | *W EXP 01/14/202 | 107,229 | $94,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 800 | $93,000 | thousands by filing date | put |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 10,000 | $93,000 | thousands by filing date | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 52,079 | $93,000 | thousands by filing date | principal |
| TARGET CORP COM | 87612E106 | Stock | 400 | $92,000 | thousands by filing date | call |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L126 | *W EXP 99/99/999 | 118,750 | $92,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 10,798 | $88,000 | thousands by filing date | |
| IRIS ACQUISITION CORP | 89601Y119 | *W EXP 02/28/202 | 97,325 | $87,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 84,700 | $87,000 | thousands by filing date | call |
| VELOCITY ACQUISITION CORP | 92259E112 | WTS | 148,789 | $87,000 | thousands by filing date | |
| SENTINELONE INC | 81730H109 | CL A | 1,700 | $86,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-22-004198 | this filing | 2022-02-14 | acceptance time not in the bulk data set |