13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 8,270 holding rows worth $969,060,922,000.
- Accession
- 0001567619-21-020307
- Filer
- CIK 70858
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 27,444 entries on the cover page, a total value of $969,060,922,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $969,060,922,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 672,609 | $14,071,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 310,575 | $14,063,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 289,935 | $14,018,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 141,997 | $14,001,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 626,519 | $13,997,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 284,490 | $13,993,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 300,000 | $13,992,000 | thousands by filing date | call |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 91,846 | $13,987,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 109,306 | $13,958,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 267,701 | $13,953,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 292,697 | $13,953,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 387,879 | $13,905,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 607,375 | $13,890,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 149,760 | $13,880,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 429,330 | $13,872,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 1,167,883 | $13,863,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 300,572 | $13,838,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,409,268 | $13,811,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 1,064,529 | $13,807,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,177,601 | $13,778,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 701,655 | $13,766,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 253,500 | $13,765,000 | thousands by filing date | call |
| AMERESCO INC | 02361E108 | CL A | 235,355 | $13,751,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 788,638 | $13,746,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 241,704 | $13,742,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 537,142 | $13,740,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 280,081 | $13,737,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 94,263 | $13,735,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 46,800 | $13,730,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 98,277 | $13,722,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 556,070 | $13,712,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 258,389 | $13,684,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 418,594 | $13,668,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 507,241 | $13,661,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 816,474 | $13,651,000 | thousands by filing date | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 3,015,703 | $13,631,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 358,716 | $13,627,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 909,976 | $13,622,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 712,193 | $13,617,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 69,000 | $13,594,000 | thousands by filing date | put |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 82,375 | $13,589,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 532,283 | $13,520,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 288,617 | $13,510,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 417,316 | $13,491,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 766,088 | $13,483,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 50,824 | $13,480,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 311,938 | $13,473,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 221,238 | $13,426,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 461,964 | $13,397,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 2,002,265 | $13,395,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 705,491 | $13,390,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 375,141 | $13,380,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 351,534 | $13,379,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 172,561 | $13,378,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 161,127 | $13,377,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 296,829 | $13,367,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 291,199 | $13,355,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 239,791 | $13,267,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 348,104 | $13,266,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 260,736 | $13,240,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 319,781 | $13,216,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 135,800 | $13,215,000 | thousands by filing date | call |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 2,502,000 | $13,205,000 | thousands by filing date | principal |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 284,496 | $13,132,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 605,280 | $13,122,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 134,300 | $13,106,000 | thousands by filing date | put |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 109,762 | $13,103,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 206,465 | $13,084,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 632,090 | $13,078,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 11,253,000 | $13,073,000 | thousands by filing date | principal |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 187,215 | $13,069,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 137,086 | $13,060,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 469,393 | $13,026,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 628,586 | $13,024,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 171,007 | $13,021,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 732,949 | $13,017,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 345,486 | $13,011,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 239,000 | $12,978,000 | thousands by filing date | put |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,145,673 | $12,969,000 | thousands by filing date | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 255,846 | $12,908,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 601,834 | $12,892,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 39,081 | $12,889,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 186,750 | $12,880,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 482,258 | $12,862,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,191,059 | $12,834,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 392,945 | $12,825,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 113,407 | $12,809,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 177,056 | $12,730,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 307,327 | $12,717,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 621,500 | $12,716,000 | thousands by filing date | put |
| STATE STR CORP COM | 857477103 | Stock | 150,000 | $12,708,000 | thousands by filing date | call |
| ISHARES TR | 46435G243 | COM | 489,099 | $12,707,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 464,781 | $12,706,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 292,800 | $12,705,000 | thousands by filing date | put |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 159,400 | $12,703,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 244,800 | $12,693,000 | thousands by filing date | call |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 22,200 | $12,684,000 | thousands by filing date | call |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 274,194 | $12,678,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 302,732 | $12,669,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 445,000 | $12,651,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 351,566 | $12,643,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 862,800 | $12,640,000 | thousands by filing date | put |
| SURGERY PARTNERS INC | 86881A100 | COM | 298,495 | $12,639,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 210,382 | $12,635,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 1,258,981 | $12,627,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 254,643 | $12,621,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 843,044 | $12,612,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 322,923 | $12,597,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 728,119 | $12,578,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 305,214 | $12,572,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 349,222 | $12,569,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 499,390 | $12,564,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 290,800 | $12,548,000 | thousands by filing date | call |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 119,205 | $12,545,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 500,430 | $12,486,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 493,415 | $12,483,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 178,336 | $12,479,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 302,928 | $12,443,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 258,058 | $12,437,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 344,700 | $12,426,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 474,772 | $12,406,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 88,775 | $12,386,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 144,467 | $12,383,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 446,141 | $12,380,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 21,400 | $12,378,000 | thousands by filing date | put |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 842,283 | $12,348,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 404,737 | $12,340,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 2,089,508 | $12,328,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 151,717 | $12,322,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 423,108 | $12,296,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 271,710 | $12,270,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 187,429 | $12,252,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 91,500 | $12,235,000 | thousands by filing date | put |
| GREAT WESTN BANCORP INC | 391416104 | COM | 373,542 | $12,229,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 606,236 | $12,228,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 112,198 | $12,224,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 432,664 | $12,214,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 555,700 | $12,170,000 | thousands by filing date | put |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 923,334 | $12,169,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 794,217 | $12,144,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 300,000 | $12,129,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 139,100 | $12,120,000 | thousands by filing date | call |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 528,941 | $12,118,000 | thousands by filing date | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 8,978,000 | $12,107,000 | thousands by filing date | principal |
| HELLO GROUP INC ADS | 423403104 | ADR | 1,143,957 | $12,103,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 284,514 | $12,093,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 85,036 | $12,067,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 306,117 | $12,028,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 598,214 | $12,018,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 253,208 | $12,012,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 210,433 | $12,009,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 123,439 | $12,003,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 116,400 | $11,992,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 263,200 | $11,981,000 | thousands by filing date | put |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 1,240,184 | $11,942,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 165,278 | $11,941,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 222,100 | $11,902,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 862,350 | $11,900,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 77,435 | $11,896,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 184,163 | $11,890,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 291,464 | $11,886,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 46,900 | $11,885,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 806,254 | $11,884,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 475,256 | $11,881,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 1,872,997 | $11,875,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 145,104 | $11,869,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 79,600 | $11,860,000 | thousands by filing date | put |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 543,763 | $11,854,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 240,184 | $11,830,000 | thousands by filing date | |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 11,669,000 | $11,809,000 | thousands by filing date | principal |
| ITRON INC COM | 465741106 | Stock | 155,832 | $11,785,000 | thousands by filing date | |
| VERADIGM INC | 01988PAF5 | BOND | 9,960,000 | $11,779,000 | thousands by filing date | principal |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 613,589 | $11,775,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,930,000 | $11,773,000 | thousands by filing date | call |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 571,362 | $11,730,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 27,600 | $11,727,000 | thousands by filing date | put |
| KANZHUN LIMITED | 48553T106 | SPONSORED ADS | 325,367 | $11,710,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,441,123 | $11,702,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 819,669 | $11,696,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 374,943 | $11,690,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 165,117 | $11,681,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 254,804 | $11,676,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 321,556 | $11,673,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 121,352 | $11,670,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 122,876 | $11,650,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 2,617,115 | $11,646,000 | thousands by filing date | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 232,470 | $11,643,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 176,916 | $11,614,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 186,000 | $11,590,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 875,926 | $11,589,000 | thousands by filing date | |
| TCW ETF TRUST | 29287L106 | TRANSFRM 500 ETF | 226,744 | $11,555,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 46,100 | $11,520,000 | thousands by filing date | call |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 786,126 | $11,509,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 300,000 | $11,502,000 | thousands by filing date | call |
| GENTHERM INC | 37253A103 | COM | 141,932 | $11,486,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 7,775,000 | $11,473,000 | thousands by filing date | principal |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 292,558 | $11,465,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 460,652 | $11,461,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 10,706,000 | $11,455,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 417,729 | $11,454,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 6,300 | $11,451,000 | thousands by filing date | put |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 493,841 | $11,443,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 227,484 | $11,435,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 462,504 | $11,400,000 | thousands by filing date | |
| ZIMMER ENERGY TRANSITION ACQ | 989570205 | UNIT 06/16/2026 | 1,144,752 | $11,391,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 219,035 | $11,389,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 171,131 | $11,386,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 141,857 | $11,376,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 695,954 | $11,371,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 269,345 | $11,363,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,483,601 | $11,350,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 5,903,000 | $11,335,000 | thousands by filing date | principal |
| OAK STR HEALTH INC | 67181A107 | COM | 266,470 | $11,334,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 48,259 | $11,328,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 18,200 | $11,325,000 | thousands by filing date | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 19,800 | $11,312,000 | thousands by filing date | put |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 531,866 | $11,307,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 500,000 | $11,300,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 308,222 | $11,297,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 290,132 | $11,297,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 380,818 | $11,277,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 123,700 | $11,273,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 10,487,000 | $11,258,000 | thousands by filing date | principal |
| BELDEN INC COM | 077454106 | Stock | 193,212 | $11,257,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 380,100 | $11,236,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 200,479 | $11,227,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 144,248 | $11,204,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 409,200 | $11,196,000 | thousands by filing date | put |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 202,280 | $11,188,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 155,329 | $11,176,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 168,917 | $11,172,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 94,078 | $11,161,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 459,953 | $11,158,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 256,027 | $11,127,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 591,988 | $11,116,000 | thousands by filing date | |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 5,722,000 | $11,111,000 | thousands by filing date | principal |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 347,423 | $11,104,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 199,000 | $11,039,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,590,717 | $11,036,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 494,221 | $11,026,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 75,526 | $10,998,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 601,064 | $10,993,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 348,428 | $10,990,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 168,964 | $10,983,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 500,000 | $10,980,000 | thousands by filing date | call |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 159,437 | $10,973,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 497,707 | $10,954,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 325,694 | $10,949,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 346,091 | $10,940,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 594,705 | $10,930,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 192,073 | $10,927,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 664,760 | $10,915,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 267,433 | $10,914,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 220,995 | $10,904,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 532,500 | $10,894,000 | thousands by filing date | call |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 406,895 | $10,885,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 429,647 | $10,874,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X804 | COMMON STOCK | 153,492 | $10,873,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 373,689 | $10,852,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 77,173 | $10,846,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 129,347 | $10,836,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 77,776 | $10,836,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 112,774 | $10,833,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 7,168,000 | $10,831,000 | thousands by filing date | principal |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 711,372 | $10,828,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 10,577,000 | $10,822,000 | thousands by filing date | principal |
| INTERPARFUMS INC COM | 458334109 | Stock | 144,675 | $10,817,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 467,851 | $10,807,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 10,828,000 | $10,787,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 150,253 | $10,757,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 161,708 | $10,755,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 10,236,000 | $10,751,000 | thousands by filing date | principal |
| UNIVAR INC | 91336L107 | COMMON STOCK | 451,259 | $10,748,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 57,103 | $10,747,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 241,982 | $10,737,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 62,527 | $10,733,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 4,190,000 | $10,731,000 | thousands by filing date | principal |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 168,402 | $10,717,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 126,869 | $10,713,000 | thousands by filing date | |
| COSAN S A ADS | 22113B103 | ADR | 638,954 | $10,703,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 202,707 | $10,701,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 172,600 | $10,696,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 521,200 | $10,695,000 | thousands by filing date | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 422,078 | $10,687,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 169,010 | $10,686,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 596,959 | $10,685,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 109,285 | $10,674,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 444,594 | $10,662,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 339,753 | $10,655,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 329,257 | $10,654,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 249,787 | $10,651,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 260,516 | $10,636,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 433,562 | $10,627,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 75,273 | $10,625,000 | thousands by filing date | |
| ROVER GROUP INC | 77936F103 | COM CL A | 779,000 | $10,587,000 | thousands by filing date | call |
| UNITI GROUP INC | 91325V108 | COM | 853,362 | $10,556,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 111,735 | $10,546,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 400,722 | $10,539,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 193,658 | $10,538,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 282,037 | $10,494,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 223,000 | $10,492,000 | thousands by filing date | put |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 459,604 | $10,488,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 224,922 | $10,483,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 301,127 | $10,482,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 665,050 | $10,469,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 379,815 | $10,460,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 231,220 | $10,458,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 666,865 | $10,449,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 244,202 | $10,447,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 228,000 | $10,436,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 380,325 | $10,424,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 178,402 | $10,420,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 156,448 | $10,419,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 70,000 | $10,409,000 | thousands by filing date | call |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 160,441 | $10,407,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 517,164 | $10,405,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 279,347 | $10,404,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 116,475 | $10,400,000 | thousands by filing date | |
| CERTARA INC COM | 15687V109 | Stock | 313,989 | $10,393,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 192,550 | $10,393,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 698,827 | $10,377,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 103,513 | $10,364,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 190,637 | $10,364,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 98,400 | $10,352,000 | thousands by filing date | put |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 364,421 | $10,342,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 49,700 | $10,336,000 | thousands by filing date | put |
| United States Oil Fund LP | 91232N207 | COM | 196,595 | $10,333,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 503,000 | $10,322,000 | thousands by filing date | call |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 369,861 | $10,315,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 200,000 | $10,290,000 | thousands by filing date | put |
| FUBOTV INC | 35953D104 | COM | 428,900 | $10,276,000 | thousands by filing date | put |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,670,838 | $10,276,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 166,840 | $10,275,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,055,397 | $10,269,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 413,389 | $10,260,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G599 | NASDAQ BIOTECH | 400,000 | $10,240,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 87,612 | $10,232,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 200,777 | $10,210,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 153,520 | $10,198,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP II | G03709105 | COMMON STOCK-FO | 1,035,153 | $10,196,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 160,721 | $10,186,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 30,000 | $10,149,000 | thousands by filing date | call |
| TWILIO INC CL A | 90138F102 | Stock | 31,800 | $10,146,000 | thousands by filing date | put |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 1,329,057 | $10,141,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 178,682 | $10,133,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 501,403 | $10,116,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 109,900 | $10,073,000 | thousands by filing date | put |
| HEALTH CATALYST INC | 42225T107 | COM | 201,157 | $10,060,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 220,345 | $10,057,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 141,007 | $10,046,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 901,254 | $10,040,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 492,875 | $10,040,000 | thousands by filing date | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 166,400 | $10,036,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 166,200 | $10,024,000 | thousands by filing date | call |
| ENVIRI CORP | 415864107 | COM | 590,177 | $10,004,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 512,753 | $9,997,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 129,744 | $9,991,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L589 | CMN | 200,000 | $9,985,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 238,752 | $9,983,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 481,900 | $9,971,000 | thousands by filing date | call |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 1,000,000 | $9,970,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 157,401 | $9,951,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 489,079 | $9,948,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 57,700 | $9,930,000 | thousands by filing date | call |
| VIRTU FINL INC | 928254101 | CL A | 406,284 | $9,926,000 | thousands by filing date | |
| PLANET LABS PBC | 23344K102 | COM | 1,000,000 | $9,910,000 | thousands by filing date | |
| INNOVID CORP COMMON STOCK | G49393104 | Stock | 1,000,000 | $9,910,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 32,773 | $9,908,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 351,279 | $9,906,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 205,403 | $9,888,000 | thousands by filing date | |
| ECP ENVIRONMENTAL GW OPT COR | 26829T100 | COM CL A | 1,000,000 | $9,880,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 237,757 | $9,841,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L571 | ESG & CLM INVEST | 200,000 | $9,835,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 129,788 | $9,818,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 409,494 | $9,811,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G615 | INVESCO PHLX SM | 380,000 | $9,770,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 96,900 | $9,766,000 | thousands by filing date | put |
| ARES ACQUISITION CORPORATION | G33032106 | COM CL A | 1,002,687 | $9,766,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 349,444 | $9,762,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 108,354 | $9,761,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 153,205 | $9,745,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 275,889 | $9,736,000 | thousands by filing date | |
| JUST EAT TAKEAWAY COM N V NPV | 48214T305 | SPONSORED ADS | 669,965 | $9,735,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 46,800 | $9,732,000 | thousands by filing date | call |
| KONTOOR BRANDS INC | 50050N103 | COM | 194,570 | $9,719,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 281,714 | $9,715,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 69,900 | $9,711,000 | thousands by filing date | call |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 347,376 | $9,699,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 196,095 | $9,658,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,228,429 | $9,657,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 257,329 | $9,655,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 217,578 | $9,651,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 169,860 | $9,648,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 210,923 | $9,644,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 164,298 | $9,637,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 235,585 | $9,609,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 203,704 | $9,608,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 147,110 | $9,602,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 404,710 | $9,578,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 200,501 | $9,576,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 210,300 | $9,573,000 | thousands by filing date | call |
| BLACKROCK INC CL A COM | 09247X101 | COM | 11,400 | $9,561,000 | thousands by filing date | call |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 991,515 | $9,558,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 931,946 | $9,544,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 163,600 | $9,535,000 | thousands by filing date | call |
| INVESCO | 46138J874 | EXCHANGE TRADED | 410,285 | $9,535,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 161,788 | $9,534,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 74,662 | $9,524,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 235,610 | $9,497,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 82,231 | $9,497,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 222,460 | $9,488,000 | thousands by filing date | |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 7,922,000 | $9,487,000 | thousands by filing date | principal |
| Mondelez International,Inc. Class A | 609207105 | COM | 163,000 | $9,483,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 56,600 | $9,482,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 176,450 | $9,470,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 203,703 | $9,439,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 658,703 | $9,426,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 334,495 | $9,423,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 213,816 | $9,420,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 271,699 | $9,419,000 | thousands by filing date | |
| Barclays Bank PLC | 06747R477 | COM | 338,400 | $9,418,000 | thousands by filing date | put |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 151,670 | $9,416,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 100,692 | $9,412,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 260,568 | $9,411,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 103,582 | $9,407,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 1,079,914 | $9,406,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 30,000 | $9,400,000 | thousands by filing date | put |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 408,516 | $9,392,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 110,314 | $9,381,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 303,333 | $9,354,000 | thousands by filing date | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 583,629 | $9,338,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 96,786 | $9,338,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 233,778 | $9,316,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 97,500 | $9,310,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 39,004 | $9,303,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 216,321 | $9,302,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 104,600 | $9,292,000 | thousands by filing date | put |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 5,625,000 | $9,286,000 | thousands by filing date | principal |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 267,905 | $9,255,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 29,000 | $9,252,000 | thousands by filing date | call |
| QAD INC-A | 74727D306 | CL A | 105,857 | $9,250,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 106,003 | $9,234,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 279,972 | $9,228,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR FTSE TAIWAN | 35473P686 | FTSE TAIWAN | 210,619 | $9,202,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 96,100 | $9,199,000 | thousands by filing date | put |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 119,650 | $9,194,000 | thousands by filing date | |
| WEBER INC | 94770D102 | COM | 522,301 | $9,188,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 189,066 | $9,173,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 108,439 | $9,154,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 158,820 | $9,150,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 35,700 | $9,143,000 | thousands by filing date | put |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 191,650 | $9,143,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 158,347 | $9,121,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 125,141 | $9,112,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 265,191 | $9,098,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 369,816 | $9,097,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607108 | COM | 937,577 | $9,095,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 198,610 | $9,088,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 177,115 | $9,087,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 172,206 | $9,075,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 199,382 | $9,074,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 320,336 | $9,064,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 380,335 | $9,048,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 115,000 | $9,030,000 | thousands by filing date | call |
| APRIA INC | 03836A101 | COMMON STOCK | 243,067 | $9,030,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 95,600 | $9,006,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 426,565 | $9,001,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 1,430,997 | $8,972,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 240,235 | $8,965,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 167,994 | $8,954,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 185,800 | $8,948,000 | thousands by filing date | put |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 939,562 | $8,945,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 188,236 | $8,944,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 8,133,000 | $8,939,000 | thousands by filing date | principal |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 400,494 | $8,919,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 88,611 | $8,915,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 189,084 | $8,908,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 178,210 | $8,907,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 218,381 | $8,894,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 110,702 | $8,887,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 358,767 | $8,880,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 59,093 | $8,876,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 299,547 | $8,867,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 136,157 | $8,863,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 80,541 | $8,860,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 326,165 | $8,855,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 1,277,624 | $8,840,000 | thousands by filing date | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 159,663 | $8,823,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 69,444 | $8,819,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 401,060 | $8,807,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 170,851 | $8,806,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 187,837 | $8,804,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 90,100 | $8,793,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 521,944 | $8,789,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,897,597 | $8,748,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 992,539 | $8,744,000 | thousands by filing date | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 160,000 | $8,725,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 107,269 | $8,723,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 315,319 | $8,684,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 102,300 | $8,670,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-020307 | this filing | 2021-11-15 | acceptance time not in the bulk data set |