13F-HR filed by ADVENT CAPITAL MANAGEMENT /DE/
ADVENT CAPITAL MANAGEMENT /DE/ filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 268 holding rows worth $5,405,364,000.
- Accession
- 0001567619-21-020240
- Filer
- CIK 1097278
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 271 entries on the cover page, a total value of $5,405,364,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,405,364,000 with VALUE read as thousands by filing date, 13F file number 028-05049. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerRussell Investments Group, Ltd.028-17598
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 107,298,000 | $160,374,000 | thousands by filing date | principal |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 92,897,000 | $149,861,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 132,234,000 | $137,780,000 | thousands by filing date | principal |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 90,360,000 | $133,052,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 114,128,000 | $113,105,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 68,015,000 | $112,752,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 95,361,000 | $106,086,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 91,021,000 | $92,313,000 | thousands by filing date | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 80,372,000 | $90,047,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 87,285,000 | $87,400,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 72,519,000 | $83,737,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 790,384 | $83,465,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 68,058,000 | $79,645,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 43,390,000 | $74,417,000 | thousands by filing date | principal |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 72,599,000 | $73,384,000 | thousands by filing date | principal |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 76,406,000 | $72,159,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 70,371,000 | $69,985,000 | thousands by filing date | principal |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 63,050,000 | $64,324,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 62,310,000 | $61,978,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 63,741,000 | $61,790,000 | thousands by filing date | principal |
| ALTERYX INC | 02156BAF0 | BOND | 65,855,000 | $60,949,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F739 | CONV | 1,189,301 | $60,946,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 52,773,000 | $57,782,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 61,144,000 | $57,316,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 41,641,000 | $56,858,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 10,522,000 | $54,912,000 | thousands by filing date | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 47,158,000 | $54,565,000 | thousands by filing date | principal |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 1,094,566 | $54,325,000 | thousands by filing date | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 61,581,000 | $52,679,000 | thousands by filing date | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 45,018,000 | $52,665,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AD6 | BOND | 42,401,000 | $51,952,000 | thousands by filing date | principal |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 49,023,000 | $51,645,000 | thousands by filing date | principal |
| NISOURCE INC | 65473P121 | CONV | 495,500 | $51,359,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 49,914,000 | $51,336,000 | thousands by filing date | principal |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 50,515,000 | $51,210,000 | thousands by filing date | principal |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 36,257,000 | $51,101,000 | thousands by filing date | principal |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 44,431,000 | $50,759,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 43,190,000 | $50,537,000 | thousands by filing date | principal |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 49,887,000 | $47,705,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 41,902,000 | $47,629,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 45,637,000 | $47,162,000 | thousands by filing date | principal |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 30,579,000 | $43,740,000 | thousands by filing date | principal |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 12,800,000 | $43,673,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 40,265,000 | $43,428,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 38,806,000 | $43,137,000 | thousands by filing date | principal |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 35,992,000 | $42,762,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 38,449,000 | $41,002,000 | thousands by filing date | principal |
| TERADYNE INC | 880770AG7 | NOTE | 11,877,000 | $40,990,000 | thousands by filing date | principal |
| ZENDESK INC | 98936JAD3 | NOTE 0.625% 6/1 | 32,253,000 | $40,976,000 | thousands by filing date | principal |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 36,779,000 | $38,884,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 29,470,000 | $37,157,000 | thousands by filing date | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 34,385,000 | $37,122,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 35,118,000 | $37,064,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 34,364,000 | $37,048,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 33,138,000 | $36,462,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 33,337,000 | $35,901,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F770 | CONV | 698,775 | $35,664,000 | thousands by filing date | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 29,505,000 | $35,065,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 45867GAB7 | BOND | 32,282,000 | $35,012,000 | thousands by filing date | principal |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 353,675 | $34,368,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 30,117,000 | $34,249,000 | thousands by filing date | principal |
| KBR INC | 48242WAB2 | BOND | 20,898,000 | $33,673,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 32,595,000 | $33,306,000 | thousands by filing date | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 29,997,000 | $33,165,000 | thousands by filing date | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 29,550,000 | $32,783,000 | thousands by filing date | principal |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 31,609,000 | $32,640,000 | thousands by filing date | principal |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 27,435,000 | $32,132,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 37,016,000 | $31,488,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 21,752,000 | $30,364,000 | thousands by filing date | principal |
| Coupa Software | 22266LAF3 | CONV BOND | 27,771,000 | $30,067,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 28,492,000 | $29,686,000 | thousands by filing date | principal |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 572,988 | $28,597,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 27,761,000 | $28,164,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 20,836,000 | $27,242,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 26,158,000 | $26,801,000 | thousands by filing date | principal |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 21,745,000 | $26,687,000 | thousands by filing date | principal |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 14,530,000 | $26,532,000 | thousands by filing date | principal |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 7,625,000 | $24,886,000 | thousands by filing date | principal |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 24,975,000 | $24,877,000 | thousands by filing date | principal |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 12,236,000 | $24,847,000 | thousands by filing date | principal |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 14,490,000 | $24,781,000 | thousands by filing date | principal |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 470,313 | $23,995,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 14,551,000 | $22,693,000 | thousands by filing date | principal |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 16,250,000 | $21,888,000 | thousands by filing date | principal |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 433,333 | $21,628,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 20,035,000 | $21,283,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 18,814,000 | $21,154,000 | thousands by filing date | principal |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 6,595,000 | $21,091,000 | thousands by filing date | principal |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 8,945,000 | $20,478,000 | thousands by filing date | principal |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 19,284,000 | $19,330,000 | thousands by filing date | principal |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 1,544,000 | $19,290,000 | thousands by filing date | principal |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 10,400,000 | $19,246,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 18,505,000 | $19,182,000 | thousands by filing date | principal |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 16,877,000 | $19,070,000 | thousands by filing date | principal |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 19,336,000 | $19,068,000 | thousands by filing date | principal |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 18,951,000 | $19,014,000 | thousands by filing date | principal |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 17,239,000 | $18,960,000 | thousands by filing date | principal |
| RBC BEARINGS INC | 75524B203 | CONV | 166,000 | $18,307,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 13,388,000 | $17,662,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 17,393,000 | $17,514,000 | thousands by filing date | principal |
| AES CORP | 00130H204 | CONV | 168,020 | $16,275,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 17,771,000 | $16,159,000 | thousands by filing date | principal |
| PARSONS CORP DEL | 70202LAB8 | BOND | 15,995,000 | $16,072,000 | thousands by filing date | principal |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 15,205,000 | $15,402,000 | thousands by filing date | principal |
| ATI INC | 01741RAK8 | BOND | 11,060,000 | $14,884,000 | thousands by filing date | principal |
| AMERICAN EAGLE OUTFITTERS IN | 02553EAB2 | NOTE 3.750% 4/1 | 4,800,000 | $14,727,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 7,100,000 | $14,653,000 | thousands by filing date | principal |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 9,990,000 | $14,148,000 | thousands by filing date | principal |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 8,842,000 | $13,768,000 | thousands by filing date | principal |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 8,900,000 | $12,967,000 | thousands by filing date | principal |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 11,069,000 | $12,691,000 | thousands by filing date | principal |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 10,468,000 | $12,437,000 | thousands by filing date | principal |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 11,141,000 | $12,256,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 7,970,000 | $11,789,000 | thousands by filing date | principal |
| PG&E CORP | 69331C140 | CONV | 121,000 | $11,626,000 | thousands by filing date | |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 7,265,000 | $11,619,000 | thousands by filing date | principal |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 7,500,000 | $11,328,000 | thousands by filing date | principal |
| PROS HOLDINGS INC | 74346YAH6 | BOND | 11,872,000 | $11,302,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 9,000,000 | $11,263,000 | thousands by filing date | principal |
| CHEFS WHSE INC | 163086AB7 | BOND | 10,472,000 | $11,150,000 | thousands by filing date | principal |
| SABRE GLBL INC | 78573NAE2 | BOND | 6,167,000 | $10,698,000 | thousands by filing date | principal |
| NCL CORP LTD | 62886HAT8 | NOTE 6.000% 5/1 | 4,775,000 | $10,236,000 | thousands by filing date | principal |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 6,390,000 | $10,205,000 | thousands by filing date | principal |
| ALTAIR ENGR INC | 021369AA1 | BOND | 6,500,000 | $10,091,000 | thousands by filing date | principal |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 198,065 | $10,086,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 8,033,000 | $9,971,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F796 | COM | 167,396 | $9,808,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 7,350,000 | $9,766,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 10,961,000 | $9,710,000 | thousands by filing date | principal |
| KAMAN CORP | 483548AF0 | BOND | 9,466,000 | $9,648,000 | thousands by filing date | principal |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 4,730,000 | $9,084,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 3,965,000 | $9,069,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AD7 | BOND | 8,699,000 | $8,940,000 | thousands by filing date | principal |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 9,667,000 | $8,842,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 4,658,000 | $8,636,000 | thousands by filing date | principal |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 9,636,000 | $7,926,000 | thousands by filing date | principal |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 6,700,000 | $7,063,000 | thousands by filing date | principal |
| RH | 74967XAD5 | CV | 2,172,000 | $6,848,000 | thousands by filing date | principal |
| NICE LTD | 653656AB4 | NOTE 9/1 | 5,694,000 | $6,676,000 | thousands by filing date | principal |
| ConocoPhillips | 20825C104 | COM | 90,000 | $6,099,000 | thousands by filing date | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 3,814,000 | $6,024,000 | thousands by filing date | principal |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 5,986,000 | $5,777,000 | thousands by filing date | principal |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 30,000 | $5,591,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 5,003,000 | $5,263,000 | thousands by filing date | principal |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 3,100,000 | $5,239,000 | thousands by filing date | principal |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 73,037 | $5,122,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 4,635,000 | $4,988,000 | thousands by filing date | principal |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 3,000,000 | $4,952,000 | thousands by filing date | principal |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 40,000 | $4,491,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 40,000 | $4,315,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 2,292,000 | $4,169,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 1,228,000 | $4,088,000 | thousands by filing date | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 2,720,000 | $3,910,000 | thousands by filing date | principal |
| Lockheed Martin Corporation | 539830109 | COM | 11,000 | $3,796,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 70,000 | $3,781,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 25,000 | $3,702,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 76,735 | $3,554,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 50,000 | $3,529,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 37,000 | $3,472,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 70,000 | $3,426,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 150,000 | $3,296,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 125,000 | $3,290,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,000 | $3,285,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 75,000 | $3,183,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 30,000 | $3,087,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 14,000 | $3,079,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 3,039,000 | $2,971,000 | thousands by filing date | principal |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 18,000 | $2,950,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 15,000 | $2,935,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 7,500 | $2,919,000 | thousands by filing date | |
| Shopify Inc | 82509LAA5 | Convertible bond | 2,264,000 | $2,785,000 | thousands by filing date | principal |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 153,048 | $2,752,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 60,000 | $2,746,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 125,000 | $2,703,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 12,000 | $2,695,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 17,000 | $2,609,000 | thousands by filing date | |
| COPA HOLDINGS SA | 21720AAB8 | BOND | 1,500,000 | $2,609,000 | thousands by filing date | principal |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 35,000 | $2,536,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 15,000 | $2,516,000 | thousands by filing date | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 2,000,000 | $2,500,000 | thousands by filing date | principal |
| VENTAS INC COM | 92276F100 | REIT | 45,000 | $2,484,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 20,000 | $2,455,000 | thousands by filing date | |
| SSR Mining Inc | 784730AB9 | Convertible bond | 2,098,000 | $2,406,000 | thousands by filing date | principal |
| Union Pacific Corporation | 907818108 | COM | 12,000 | $2,352,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 6,000 | $2,309,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 2,000,000 | $2,305,000 | thousands by filing date | principal |
| Honeywell Technologies | 438516106 | COM | 10,000 | $2,123,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 35,155 | $2,023,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 2,004,000 | $1,979,000 | thousands by filing date | principal |
| BRUNSWICK CORP | 117043109 | COM | 20,000 | $1,905,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 100,000 | $1,716,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 40,000 | $1,499,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 865,000 | $1,331,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 1,300,000 | $1,316,000 | thousands by filing date | principal |
| AZUL S A | 05501U106 | OPT | 65,000 | $1,304,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 883,000 | $1,300,000 | thousands by filing date | principal |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 1,000,000 | $1,289,000 | thousands by filing date | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 868,000 | $1,216,000 | thousands by filing date | principal |
| Visa Inc | 92826C839 | COM | 5,000 | $1,114,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 805,000 | $1,073,000 | thousands by filing date | principal |
| FTAC HERA ACQUISITION CORP | G3728Y129 | UNIT 02/28/2026 | 93,600 | $932,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T109 | CLASS A ORD SHS | 118,666 | $891,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833206 | UNIT 99/99/9999 | 88,900 | $890,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 587,000 | $850,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222AK0 | NOTE 2.250% 3/1 | 563,000 | $720,000 | thousands by filing date | principal |
| RMG ACQUISITION CORP III | G76088114 | UNIT 02/08/2026 | 68,200 | $674,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L204 | UNIT 01/21/2026 | 67,000 | $663,000 | thousands by filing date | |
| GIGCAPITAL4 INC | 37518G101 | COM | 67,000 | $661,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 176,000 | $604,000 | thousands by filing date | principal |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 100,700 | $597,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I | 302438205 | UNIT 99/99/9999 | 54,600 | $525,000 | thousands by filing date | |
| PERMIAN RES OPER LLC | 15136AAA0 | NOTE 3.250% 4/0 | 386,000 | $505,000 | thousands by filing date | principal |
| AUSTERLITZ ACQUISITION CORP | G0633D109 | SHS CL A | 58,375 | $484,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION COR | G50737116 | UNIT 99/99/9999 | 46,400 | $466,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R202 | UNIT 99/99/9999 | 46,500 | $463,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION CORP UNIT | 04906P200 | Stock | 45,000 | $458,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035129 | UNIT 99/99/9999 | 46,300 | $457,000 | thousands by filing date | |
| COLICITY INC UNIT EX 022426 | 194170205 | Stock | 45,900 | $455,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U119 | UNIT 99/99/9999 | 45,300 | $446,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 1,500 | $400,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISTION CORP | 53073L104 | COMMON STOCK | 39,330 | $396,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 10,000 | $365,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R106 | COM CL A | 36,600 | $362,000 | thousands by filing date | |
| LIVEPERSON INC | 538146AB7 | BOND | 220,000 | $360,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,000 | $308,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M205 | UNIT 01/14/2026 | 27,000 | $272,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5,000 | $264,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,530 | $261,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032114 | UNIT 99/99/9999 | 23,200 | $230,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P100 | Equity | 23,437 | $228,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L202 | UNIT 02/04/2026 | 18,500 | $187,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R209 | UNIT 99/99/9999 | 18,183 | $183,000 | thousands by filing date | |
| TRITIUM DCFC LIMITED ORDINARY SHARES | 242794105 | Stock | 18,200 | $180,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATION CO | 88825H209 | UNIT 02/11/2026 | 18,000 | $180,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 5,000 | $163,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R207 | UNIT 03/01/2026 | 16,000 | $158,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 62,000 | $140,000 | thousands by filing date | principal |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 13,876 | $137,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP II | G03709113 | UNIT 99/99/9999 | 12,702 | $126,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E959 | PUT | 200 | $42,000 | thousands by filing date | put |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 9,240 | $31,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS IN | 02553E906 | CALL | 200 | $25,000 | thousands by filing date | call |
| GIGCAPITAL4 INC | 37518G119 | *W EXP 02/08/202 | 22,332 | $23,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 16,000 | $22,000 | thousands by filing date | principal |
| ISHARES TR | 464287959 | PUT | 2,000 | $19,000 | thousands by filing date | put |
| JETBLUE AIRWAYS CORP | 477143901 | CALL | 701 | $18,000 | thousands by filing date | call |
| ALTERYX INC | 02156BAD5 | BOND | 15,000 | $14,000 | thousands by filing date | principal |
| TWILIO INC CL A | 90138F102 | Stock | 42 | $13,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 45 | $12,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 6,000 | $12,000 | thousands by filing date | principal |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 10,000 | $11,000 | thousands by filing date | principal |
| LIBERTY MEDIA ACQUISITION CO | 53073L112 | *W EXP 99/99/999 | 7,866 | $11,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P118 | Warrant | 11,718 | $10,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 10,000 | $10,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 10,000 | $10,000 | thousands by filing date | principal |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 11,000 | $10,000 | thousands by filing date | principal |
| SPARTAN ACQUISITION CORP III | 84677R114 | *W EXP 02/04/202 | 9,150 | $10,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 5,000 | $7,000 | thousands by filing date | principal |
| DECARBONIZATION PLUS ACQU II | 242794113 | *W EXP 01/19/202 | 6,066 | $7,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 4,000 | $6,000 | thousands by filing date | principal |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 4,000 | $5,000 | thousands by filing date | principal |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 2,000 | $5,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 5,000 | $5,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 4,000 | $4,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAB2 | BOND | 2,000 | $3,000 | thousands by filing date | principal |
| PENN ENTERTAINMENT INC | 707569959 | PUT | 200 | $2,000 | thousands by filing date | put |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 2,000 | $2,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343X100 | COM | 12 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-020240 | this filing | 2021-11-15 | acceptance time not in the bulk data set |