13F-HR/A filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR/A for the quarter ended 2021-06-30, filed 2021-09-13, with 8,025 holding rows worth $962,518,342,000.
- Accession
- 0001567619-21-017006
- Filer
- CIK 70858
- Filed
- 2021-09-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, amendment of type restatement, 26,485 entries on the cover page, a total value of $962,518,342,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $962,518,342,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DALLASNEWS CORP | 235050101 | COMMON STOCK | 14,464 | $105,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 6,331 | $105,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 790 | $104,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 700 | $104,000 | thousands by filing date | put |
| SURO CAP CORP | 86887Q109 | COM NEW | 7,691 | $104,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 13,347 | $104,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 8,694 | $104,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 12,058 | $104,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 11,661 | $104,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 3,500 | $103,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 15,865 | $103,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 36,193 | $103,000 | thousands by filing date | |
| 2ND VOTE FDS | 81386P306 | 2ND VOTE SOCIETY | 3,170 | $103,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 7,657 | $102,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 2,200 | $102,000 | thousands by filing date | call |
| PROMETHEUS BIOSCIENCES INC | 74349U108 | COM | 4,141 | $102,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 8,198 | $102,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 5,063 | $102,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 35,969 | $102,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 3,302 | $101,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 6,646 | $100,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 11,316 | $100,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 66,209 | $100,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 947 | $99,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 2,200 | $99,000 | thousands by filing date | put |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 600 | $99,000 | thousands by filing date | call |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 5,189 | $99,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 42,895 | $99,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 3,721 | $99,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 15,398 | $99,000 | thousands by filing date | |
| FUTURE INNOVATORS ETF | 09290C202 | ETF | 1,969 | $99,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 2,200 | $98,000 | thousands by filing date | put |
| CROWN CASTLE INC COM | 22822V101 | REIT | 500 | $98,000 | thousands by filing date | call |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 7,216 | $98,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 2,853 | $97,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 3,057 | $97,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265126 | COM NEW | 24,996 | $97,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 76,717 | $97,000 | thousands by filing date | |
| COURSERA INC COM | 22266M104 | Stock | 2,408 | $95,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 600 | $95,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 21,048 | $95,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 16,015 | $95,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 86,000 | $95,000 | thousands by filing date | principal |
| CONTRAFECT CORP | 212326300 | COM | 21,652 | $95,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 103,961 | $95,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 593 | $94,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 2,883 | $94,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 2,018 | $93,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 9,646 | $93,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 31,374 | $93,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 9,386 | $93,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 27,628 | $93,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 4,814 | $93,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 5,531 | $92,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 2,463 | $92,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 5,350 | $92,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 200 | $91,000 | thousands by filing date | call |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 7,019 | $91,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 2,000 | $91,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 1,977 | $91,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 1,925 | $91,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P118 | Warrant | 83,173 | $91,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 13,654 | $91,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 39,407 | $91,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 6,636 | $91,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 4,209 | $91,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 1,000 | $90,000 | thousands by filing date | call |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 7,494 | $90,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,000 | $90,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 13,222 | $90,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 16,229 | $90,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 22,172 | $90,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 1,100 | $89,000 | thousands by filing date | put |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 4,918 | $89,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 7,884 | $89,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 2,283 | $89,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 24,565 | $89,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 1,801 | $89,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 29,500 | $89,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 94,166 | $89,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 7,885 | $88,000 | thousands by filing date | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 30,983 | $88,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 3,676 | $88,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 6,796 | $88,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 7,853 | $88,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 2,289 | $88,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W117 | *W EXP 03/31/202 | 97,379 | $88,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q787 | CMN | 2,505 | $88,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 1,950 | $87,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 15,128 | $87,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,217 | $87,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 619 | $87,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 5,424 | $87,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 8,153 | $87,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 1,408 | $87,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 12,791 | $87,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171202 | UNIT 99/99/9999 | 8,600 | $87,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 2,881 | $86,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 28,287 | $86,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R502 | COM NEW | 3,474 | $85,000 | thousands by filing date | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 4,108 | $85,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 5,558 | $85,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 41,785 | $84,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 26,995 | $84,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 4,919 | $83,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 2,083 | $83,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 4,802 | $83,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 2,045 | $83,000 | thousands by filing date | |
| BLUERIVER ACQUISITION CORP | G1261Q107 | COM | 8,539 | $83,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 15,130 | $83,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 5,973 | $83,000 | thousands by filing date | |
| MCAP ACQUISITION CORP | 55282T117 | *W EXP 03/02/202 | 78,332 | $83,000 | thousands by filing date | |
| YUMANITY THERAPEUTICS INC | 98872L102 | COM | 7,082 | $83,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,883 | $82,000 | thousands by filing date | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 6,212 | $82,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 98,649 | $82,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 2,777 | $82,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 105 | $82,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 7,914 | $82,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,684 | $82,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 3,324 | $82,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 600 | $81,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 11,900 | $81,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 20,125 | $81,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 9,522 | $80,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 9,426 | $80,000 | thousands by filing date | |
| Axonics | 88875G101 | COM | 34,130 | $80,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 1,816 | $79,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 3,301 | $79,000 | thousands by filing date | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 3,130 | $79,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 4,262 | $79,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 400 | $78,000 | thousands by filing date | put |
| TALKSPACE INC | 87427V103 | COM | 9,331 | $78,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 300 | $78,000 | thousands by filing date | put |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 770 | $78,000 | thousands by filing date | |
| BIOMEA FUSION INC | 09077A106 | CMN | 4,997 | $78,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 3,565 | $78,000 | thousands by filing date | |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 2,679 | $77,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 5,840 | $77,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 31,681 | $77,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 26,382 | $77,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 3,829 | $77,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 10,538 | $77,000 | thousands by filing date | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 2,324 | $76,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 4,666 | $76,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 994 | $76,000 | thousands by filing date | |
| INOTIV INC | 45783Q100 | COM | 2,867 | $76,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 5,047 | $76,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 7,707 | $76,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 6,332 | $76,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 1,634 | $76,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 31,460 | $76,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 8,571 | $75,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 2,594 | $75,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 562 | $75,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 7,227 | $75,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 5,000 | $75,000 | thousands by filing date | |
| Skillsoft Corp. | 83066P200 | Common | 7,600 | $75,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 24,958 | $75,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 7,240 | $75,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 4,150 | $74,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 1,577 | $74,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 2,884 | $74,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 10,099 | $74,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 4,922 | $74,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 3,476 | $74,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 3,270 | $74,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 2,994 | $73,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 60,000 | $73,000 | thousands by filing date | principal |
| STRATIM CLOUD ACQUISITION CO | 86309R115 | *W EXP 03/05/202 | 88,577 | $73,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H706 | UNCVTL OIL GAS | 547 | $73,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 2,235 | $72,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 6,526 | $72,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 4,202 | $72,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 46,000 | $72,000 | thousands by filing date | principal |
| CODORUS VY BANCORP INC | 192025104 | COM | 3,571 | $72,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 2,088 | $71,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 2,332 | $71,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 2,180 | $71,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 24,127 | $71,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 59,527 | $71,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 300 | $70,000 | thousands by filing date | call |
| XPO INC COM | 983793100 | Stock | 500 | $70,000 | thousands by filing date | call |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 3,500 | $70,000 | thousands by filing date | call |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 11,975 | $70,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 2,226 | $70,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 1,843 | $70,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 7,941 | $70,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 5,769 | $70,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 3,563 | $70,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 5,067 | $70,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 965 | $70,000 | thousands by filing date | |
| RA MED SYS INC | 74933X203 | COM | 15,970 | $70,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 1,509 | $70,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H113 | *W EXP 06/01/202 | 50,000 | $70,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 3,073 | $68,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 3,253 | $68,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 19,978 | $68,000 | thousands by filing date | |
| ZHIHU INC | 98955N108 | ADR | 5,000 | $68,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 40,924 | $68,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 17,254 | $68,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 4,078 | $67,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 800 | $66,000 | thousands by filing date | put |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 5,484 | $66,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 3,191 | $66,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 3,363 | $66,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 13,952 | $66,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 5,859 | $66,000 | thousands by filing date | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 2,757 | $65,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 6,634 | $65,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 8,344 | $65,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 8,690 | $65,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 7,981 | $65,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 3,612 | $65,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 5,362 | $65,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 5,103 | $65,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 571 | $64,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 8,843 | $64,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 3,884 | $64,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1,150 | $64,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 6,284 | $64,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 5,062 | $64,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 3,235 | $64,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 1,378 | $64,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L119 | *W EXP 06/02/202 | 83,332 | $64,000 | thousands by filing date | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 3,500 | $63,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 3,910 | $63,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q340 | BETABUILDERS US | 700 | $63,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 871 | $63,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 26,187 | $63,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P100 | COMMON STOCK | 6,500 | $63,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 4,967 | $63,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 2,189 | $62,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 6,257 | $62,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 16,266 | $62,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 40,000 | $62,000 | thousands by filing date | principal |
| FRANKLIN TEMPLETON ETF TR | 35473P751 | FTSE ITALY ETF | 2,292 | $62,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 4,975 | $61,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 5,275 | $61,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 2,693 | $61,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 66,188 | $61,000 | thousands by filing date | |
| ISHARES TR | 46436E767 | COM | 1,659 | $60,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 5,700 | $60,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 2,968 | $60,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 7,185 | $60,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 81,091 | $60,000 | thousands by filing date | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 4,298 | $60,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 4,007 | $60,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 13,480 | $60,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 5,800 | $60,000 | thousands by filing date | |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 3,614 | $60,000 | thousands by filing date | |
| BROADSTONE ACQ CORP; TNT ACQ DT: 9/11/2022; CASH: $10.00 | G1739V100 | SHS CL A | 6,008 | $60,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 15,804 | $59,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 6,566 | $59,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 2,286 | $59,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 16,200 | $59,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 7,076 | $59,000 | thousands by filing date | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 4,054 | $59,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 13,415 | $59,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 4,890 | $59,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110122 | UNIT 99/99/9999 | 5,914 | $59,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 34,607 | $59,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 2,845 | $58,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 1,194 | $58,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 2,956 | $58,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 4,626 | $58,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 26,370 | $58,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R110 | *W EXP 03/31/202 | 58,333 | $58,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 20,660 | $58,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M103 | CMN | 5,900 | $58,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 873 | $58,000 | thousands by filing date | |
| COLICITY INC | 194170114 | *W EXP 02/24/202 | 37,888 | $58,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 4,149 | $57,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 1,960 | $57,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 14,687 | $57,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 55,000 | $57,000 | thousands by filing date | principal |
| FULL TRUCK ALLIANCE CO LTD SPONSORED ADS | 35969L108 | ADR | 2,724 | $56,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G716 | DAILY S&P BIOTEC | 2,880 | $56,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 7,027 | $56,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 300 | $56,000 | thousands by filing date | put |
| CLIPPER REALTY INC | 18885T306 | COM | 7,603 | $56,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 2,159 | $56,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 22,701 | $56,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 13,744 | $56,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 19,661 | $56,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607124 | *W EXP 01/20/202 | 65,647 | $56,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTNS I | 28489L112 | *W EXP 08/24/202 | 25,000 | $56,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 3,800 | $55,000 | thousands by filing date | call |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 1,915 | $55,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 1,000 | $55,000 | thousands by filing date | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 1,424 | $55,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 3,608 | $55,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | g25741110 | WT | 66,666 | $55,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 12,987 | $55,000 | thousands by filing date | |
| POWERED BRANDS | G7209M108 | COM | 5,633 | $55,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 5,483 | $55,000 | thousands by filing date | |
| ISHARES TR | 46436E759 | COM | 791 | $54,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 8,691 | $54,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 4,317 | $54,000 | thousands by filing date | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 2,398 | $54,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 39,000 | $54,000 | thousands by filing date | principal |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 7,753 | $54,000 | thousands by filing date | |
| PG&E CORP | 69331C140 | CONV | 527 | $54,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 51,692 | $54,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 361 | $53,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 671 | $53,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 4,100 | $53,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 1,041 | $53,000 | thousands by filing date | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 2,739 | $53,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 5,300 | $53,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 25,571 | $53,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 2,016 | $53,000 | thousands by filing date | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 2,048 | $52,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 5,098 | $52,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 4,398 | $52,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 9,092 | $52,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 10,507 | $52,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO COM CL A | 98566K105 | Stock | 5,200 | $52,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 5,694 | $51,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 300 | $51,000 | thousands by filing date | put |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 2,031 | $51,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 8,077 | $51,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 3,908 | $51,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276115 | *W EXP 02/26/202 | 61,000 | $51,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 2,940 | $51,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 1,385 | $51,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 1,300 | $51,000 | thousands by filing date | call |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 39,000 | $51,000 | thousands by filing date | principal |
| VOLITIONRX LTD | 928661107 | COM | 15,458 | $51,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 50,000 | $51,000 | thousands by filing date | principal |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 3,485 | $50,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 7,983 | $50,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 1,725 | $50,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T800 | HIGH YIELD ETF | 870 | $50,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 600 | $49,000 | thousands by filing date | put |
| NETAPP INC COM | 64110D104 | Stock | 600 | $49,000 | thousands by filing date | call |
| KARAT PACKAGING INC | 48563L101 | COM | 2,394 | $49,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 1,365 | $49,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 5,389 | $49,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 17,429 | $49,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 2,333 | $49,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 3,400 | $49,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 2,439 | $49,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 10,983 | $49,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 17,533 | $49,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074103 | SHS CL A | 5,000 | $49,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B362 | NYLI 500 INTERNA | 1,500 | $49,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 3,742 | $48,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 3,160 | $48,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 1,900 | $48,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 6,653 | $48,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 2,037 | $48,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 4,855 | $48,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T305 | CMN | 500 | $48,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 9,822 | $48,000 | thousands by filing date | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 1,751 | $48,000 | thousands by filing date | |
| Barclays Bank PLC | 06747R477 | COM | 161,908 | $48,000 | thousands by filing date | principal |
| CONSTELLATION ACQUISITN CORP | G2R18K105 | COM | 4,900 | $48,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 8,000 | $48,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 8,461 | $48,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 1,316 | $48,000 | thousands by filing date | |
| QUANTUMSCAPE CORP | 74767V117 | *W EXP 11/25/202 | 2,683 | $48,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 200 | $47,000 | thousands by filing date | put |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 4,924 | $47,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 2,719 | $47,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 27,544 | $47,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 29,947 | $47,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 2,026 | $47,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 11,308 | $47,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 26,065 | $47,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G113 | *W EXP 09/15/202 | 27,500 | $47,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 5,297 | $46,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 500 | $46,000 | thousands by filing date | call |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 700 | $46,000 | thousands by filing date | put |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 2,589 | $46,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 3,862 | $46,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 1,875 | $46,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 445 | $46,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 6,263 | $46,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 2,581 | $46,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 28,145 | $46,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 9,237 | $46,000 | thousands by filing date | |
| ONE | G7000X105 | COM CL A | 4,575 | $46,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 500 | $45,000 | thousands by filing date | call |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 4,016 | $45,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 3,681 | $45,000 | thousands by filing date | |
| WAH FU EDUCATION GROUP LIMIT | G94184101 | SHS | 5,202 | $45,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 11,517 | $45,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 3,527 | $45,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 829 | $45,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 8,000 | $45,000 | thousands by filing date | principal |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 10,091 | $45,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 400 | $44,000 | thousands by filing date | call |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 730 | $44,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 856 | $44,000 | thousands by filing date | |
| PARTS ID INC | 702141102 | COM | 7,333 | $44,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W109 | COM CL A | 3,162 | $44,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 12,507 | $44,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 5,273 | $44,000 | thousands by filing date | |
| RICE ACQUISITION CORP | 762594208 | UNIT 99/99/9999 | 2,200 | $44,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 2,249 | $43,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 3,500 | $43,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 710 | $43,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 2,504 | $43,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 12,000 | $43,000 | thousands by filing date | principal |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 50,000 | $43,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 186 | $43,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 10,997 | $43,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 1,520 | $42,000 | thousands by filing date | |
| RAND CAP CORP COM NEW | 752185207 | CEF | 2,498 | $42,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 683 | $42,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,166 | $42,000 | thousands by filing date | |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 43,803 | $42,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 3,467 | $42,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L126 | *W EXP 99/99/999 | 41,523 | $42,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L706 | RESH ENHNC COR | 1,395 | $41,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 1,720 | $41,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 770 | $41,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 764 | $41,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 1,535 | $41,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,737 | $41,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 9,281 | $41,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 12,217 | $40,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 1,412 | $40,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L647 | DEV MRK EX LOW | 1,434 | $40,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,688 | $40,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 3,690 | $40,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 6,086 | $40,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 55,721 | $40,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 1,418 | $39,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 2,601 | $39,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 2,841 | $39,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 867 | $39,000 | thousands by filing date | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 1,547 | $39,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 4,087 | $39,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 27,000 | $39,000 | thousands by filing date | principal |
| ABCAM PLC | 000380204 | ADR USD | 2,034 | $39,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P122 | *W EXP 02/16/202 | 48,038 | $39,000 | thousands by filing date | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 4,498 | $38,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 779 | $38,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 2,500 | $38,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 1,960 | $38,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 1,184 | $38,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 450 | $38,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W507 | ACES INVSTMNT GR | 752 | $38,000 | thousands by filing date | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 1,795 | $38,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 9,207 | $38,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 7,009 | $38,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 1,108 | $38,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 2,466 | $37,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 1,069 | $37,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 4,761 | $37,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 3,223 | $37,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 6,220 | $37,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 38,000 | $37,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 6,331 | $37,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 1,533 | $36,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 1,513 | $36,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 7,791 | $36,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 2,455 | $36,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 2,885 | $36,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 4,030 | $36,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G107 | COM CL A | 3,662 | $36,000 | thousands by filing date | |
| SUPERNOVA PARTN ACQ CO III L | G8T90F110 | UNIT 99/99/9999 | 3,616 | $36,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 1,850 | $35,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 2,329 | $35,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 770 | $35,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 1,382 | $35,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 4,307 | $35,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 8,794 | $35,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 10,870 | $35,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 3,724 | $35,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 21,251 | $35,000 | thousands by filing date | |
| Sequential Brands Group Inc(NV) | 81734P206 | CS | 4,129 | $35,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 4,247 | $34,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 3,159 | $34,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,387 | $34,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 34,000 | $34,000 | thousands by filing date | principal |
| THE BANK OF PRINCETON | 064520109 | COMMON | 1,202 | $34,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 30,400 | $34,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 743 | $33,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 9,769 | $33,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 813 | $33,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 1,525 | $33,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 3,990 | $33,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 1,861 | $33,000 | thousands by filing date | |
| AES CORP | 00130H204 | CONV | 310 | $33,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2,084 | $32,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,237 | $32,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 4,455 | $32,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 1,560 | $32,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,014 | $32,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 1,660 | $32,000 | thousands by filing date | |
| Tuya Inc | 90114C107 | COM | 1,300 | $32,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 2,191 | $32,000 | thousands by filing date | |
| ENETI INC | Y2294C107 | COM | 1,691 | $32,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 6,299 | $32,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 15,023 | $32,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 1,102 | $32,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 403 | $32,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-015876 | superseded | 2021-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-21-017006 | this filing | 2021-09-13 | acceptance time not in the bulk data set |