13F-HR/A filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR/A for the quarter ended 2021-06-30, filed 2021-09-13, with 8,025 holding rows worth $962,518,342,000.
- Accession
- 0001567619-21-017006
- Filer
- CIK 70858
- Filed
- 2021-09-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, amendment of type restatement, 26,485 entries on the cover page, a total value of $962,518,342,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $962,518,342,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 47,157 | $459,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 40,670 | $458,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 14,453 | $458,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 36,127 | $457,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 25,000 | $456,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 36,364 | $456,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 48,976 | $455,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 2,100 | $454,000 | thousands by filing date | call |
| SIRIUSPOINT LTD | G8192H106 | COM | 45,134 | $454,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 31,851 | $454,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 11,031 | $454,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 26,090 | $454,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 157,166 | $454,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 8,047 | $453,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 27,514 | $452,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 13,717 | $452,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 4,773 | $449,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 81,785 | $449,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 23,079 | $449,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 15,156 | $448,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 26,545 | $448,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 25,304 | $448,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 19,231 | $444,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 13,912 | $444,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 3,493 | $443,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 22,008 | $443,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 1,400 | $442,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 14,441 | $442,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 14,958 | $441,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 13,290 | $440,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 15,133 | $438,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 105,985 | $437,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 17,911 | $437,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 17,134 | $437,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 6,300 | $436,000 | thousands by filing date | call |
| NUSHARES ETF TR | 67092P862 | CMN | 10,830 | $434,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 7,545 | $433,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,500 | $432,000 | thousands by filing date | call |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 46,168 | $432,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,300 | $431,000 | thousands by filing date | call |
| SHOE STA GROUP INC | 824889109 | COM | 6,017 | $431,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 10,972 | $431,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 13,252 | $430,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 8,388 | $428,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 9,552 | $428,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 11,023 | $427,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 33,781 | $427,000 | thousands by filing date | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 10,652 | $427,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 13,628 | $427,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 230,023 | $427,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 31,694 | $426,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 18,585 | $426,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 12,692 | $425,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 20,294 | $425,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 5,627 | $424,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 294,636 | $424,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 16,072 | $423,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 14,950 | $422,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 8,313 | $422,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R201 | UNIT 03/31/2028 | 42,233 | $421,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 7,107 | $420,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 37,655 | $419,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,700 | $418,000 | thousands by filing date | call |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 6,900 | $418,000 | thousands by filing date | put |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 17,011 | $416,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 7,727 | $416,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334102 | COM | 42,525 | $416,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 7,036 | $415,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 12,323 | $415,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 19,318 | $414,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 48,939 | $414,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 39,652 | $414,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 13,402 | $414,000 | thousands by filing date | |
| FTC SOLAR INC | 30320C103 | COM | 31,017 | $413,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 5,858 | $412,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 28,695 | $412,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636108 | CL A COMMON STK | 42,300 | $411,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 38,334 | $410,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 4,630 | $408,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 47,667 | $407,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 44,317 | $406,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,700 | $405,000 | thousands by filing date | put |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 8,352 | $405,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 13,730 | $405,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 13,125 | $404,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 97,147 | $404,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 15,549 | $403,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 11,520 | $403,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 40,400 | $402,000 | thousands by filing date | put |
| KRONOS BIO INC | 50107A104 | COM | 16,820 | $402,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 14,300 | $400,000 | thousands by filing date | call |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 15,972 | $400,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 5,100 | $399,000 | thousands by filing date | put |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 27,118 | $399,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 5,005 | $399,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 30,169 | $399,000 | thousands by filing date | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 16,117 | $399,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 9,581 | $398,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 75,264 | $398,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 17,838 | $398,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 3,884 | $398,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 14,583 | $398,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP | 147151104 | COM CL A | 40,318 | $398,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 20,900 | $396,000 | thousands by filing date | call |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 90,747 | $396,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 15,021 | $396,000 | thousands by filing date | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 14,284 | $395,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 9,218 | $394,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 13,198 | $394,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 17,046 | $394,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 47,406 | $394,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 10,617 | $393,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 39,039 | $393,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,800 | $392,000 | thousands by filing date | call |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 129,339 | $392,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 33,149 | $391,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714111 | UNIT 99/99/9999 | 38,800 | $391,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 18,476 | $390,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 48,010 | $388,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 99,839 | $387,000 | thousands by filing date | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 10,510 | $386,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P769 | FRANKLIN INDIA | 13,013 | $386,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 12,669 | $385,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 20,974 | $385,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 83,056 | $385,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 15,771 | $384,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AA0 | NOTE 4.750% 5/1 | 148,000 | $384,000 | thousands by filing date | principal |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 27,105 | $383,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 98,300 | $383,000 | thousands by filing date | call |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 9,427 | $382,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 15,658 | $382,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 10,526 | $382,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 10,869 | $382,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C102 | CMN | 39,002 | $382,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 31,153 | $381,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 12,126 | $380,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 31,756 | $379,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 106,334 | $379,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 59,931 | $378,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 43,174 | $377,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 14,636 | $376,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 55,838 | $376,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 34,194 | $375,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 33,071 | $374,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 13,736 | $372,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 10,746 | $371,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 7,963 | $370,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 37,500 | $370,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 17,009 | $370,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 65,628 | $370,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 11,403 | $370,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 55,243 | $370,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 11,581 | $369,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 29,814 | $369,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 10,672 | $369,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 38,222 | $368,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 140,000 | $368,000 | thousands by filing date | principal |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 15,896 | $367,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 37,200 | $367,000 | thousands by filing date | put |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 43,010 | $365,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 56,079 | $365,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 9,577 | $365,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 24,012 | $365,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 16,360 | $365,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 15,800 | $362,000 | thousands by filing date | put |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 23,621 | $361,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 36,863 | $359,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 21,592 | $359,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 59,337 | $359,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 19,263 | $359,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 72,196 | $358,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 75,314 | $357,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 9,267 | $356,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 24,667 | $356,000 | thousands by filing date | |
| RAPID7 INC | 753422AB0 | NOTE | 157,000 | $356,000 | thousands by filing date | principal |
| POWELL INDS INC | 739128106 | COM | 11,467 | $355,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 56,398 | $355,000 | thousands by filing date | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 24,517 | $355,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 24,470 | $355,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641104 | CMN | 36,589 | $355,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 12,547 | $354,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 26,494 | $354,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 85,887 | $353,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 18,942 | $353,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 12,416 | $352,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 35,016 | $352,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 47,290 | $351,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 15,573 | $351,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 19,814 | $351,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 37,089 | $351,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 25,690 | $350,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 30,041 | $350,000 | thousands by filing date | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 9,830 | $349,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 28,916 | $349,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 37,402 | $348,000 | thousands by filing date | |
| PROSHARES TR | 74347B565 | CMN | 3,859 | $348,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 32,226 | $348,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,000 | $346,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264109 | COM | 52,508 | $346,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 1,859 | $346,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 15,513 | $345,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 14,876 | $344,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 8,356 | $342,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 35,195 | $342,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 12,283 | $342,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 10,659 | $342,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 10,295 | $341,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 28,058 | $341,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 21,917 | $341,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 16,744 | $341,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 6,280 | $340,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 33,702 | $340,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,600 | $339,000 | thousands by filing date | call |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 7,993 | $339,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 35,457 | $339,000 | thousands by filing date | |
| URBAN-GRO INC | 91704K202 | COM NEW | 37,000 | $339,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 10,381 | $336,000 | thousands by filing date | |
| ISHARES TR IBONDS 22 TRM TS ETF | 46436E809 | EXCHANGE-TRADED FUND | 13,195 | $335,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 4,000 | $334,000 | thousands by filing date | put |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 14,241 | $334,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 28,145 | $334,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 24,800 | $333,000 | thousands by filing date | put |
| INNOVIVA INC | 45781M101 | COM | 24,800 | $333,000 | thousands by filing date | call |
| MERCHANTS BANCORP IND | 58844R108 | COM | 8,453 | $332,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 37,743 | $332,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 535 | $332,000 | thousands by filing date | |
| ISHARES TR | 46436E882 | IBONDS 23 TRM TS | 12,969 | $332,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 30,741 | $331,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 39,067 | $331,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 13,618 | $331,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 61,821 | $331,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 20,595 | $331,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,900 | $330,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 50,000 | $330,000 | thousands by filing date | call |
| VSE CORP COM | 918284100 | Stock | 6,642 | $329,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 31,369 | $329,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 17,604 | $328,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 86,547 | $328,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 9,445 | $328,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 50,324 | $327,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 20,479 | $327,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 49,613 | $327,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 7,063 | $327,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 6,821 | $326,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 23,735 | $326,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q258 | BETABLDRS 1-5YR | 6,289 | $326,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 41,239 | $325,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 16,454 | $325,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 32,529 | $324,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 19,097 | $324,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 5,907 | $323,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,105 | $322,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 16,439 | $322,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 8,417 | $321,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P785 | FTSE GERMANY | 11,928 | $321,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 18,357 | $321,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 39,933 | $321,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 4,589 | $320,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 2,465 | $320,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,720 | $319,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 60,339 | $319,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 88,946 | $319,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 7,217 | $317,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 10,760 | $317,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 25,256 | $317,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 4,589 | $316,000 | thousands by filing date | |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 32,346 | $316,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 10,175 | $315,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 10,332 | $315,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q795 | US DIVIDEND | 9,684 | $315,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 22,829 | $314,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 11,724 | $314,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 37,203 | $313,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 8,911 | $312,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 20,000 | $311,000 | thousands by filing date | put |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,852 | $310,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 55,221 | $310,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 19,877 | $309,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 37,250 | $309,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 45,043 | $308,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 49,154 | $307,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 38,355 | $306,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 38,888 | $306,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 66,177 | $306,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 3,854 | $305,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,300 | $304,000 | thousands by filing date | put |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 19,529 | $304,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 42,959 | $304,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 12,408 | $304,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 64,400 | $304,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 93,240 | $303,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 7,500 | $302,000 | thousands by filing date | call |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 68,486 | $302,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 23,768 | $302,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 44,863 | $302,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 35,468 | $302,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 9,072 | $301,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 7,643 | $301,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 6,477 | $301,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 12,338 | $301,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 19,199 | $301,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 42,351 | $301,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 13,649 | $300,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 21,262 | $299,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 16,142 | $298,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 39,283 | $298,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 36,168 | $298,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 37,162 | $297,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 10,181 | $297,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 6,637 | $297,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 95,587 | $297,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 27,566 | $296,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 114,681 | $296,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 251,000 | $296,000 | thousands by filing date | principal |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 10,000 | $294,000 | thousands by filing date | call |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 14,885 | $293,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 20,432 | $293,000 | thousands by filing date | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 11,795 | $293,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 33,647 | $291,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 1,800 | $291,000 | thousands by filing date | put |
| AGILON HEALTH INC | 00857U107 | COM | 7,179 | $291,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 29,934 | $290,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 36,900 | $290,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 59,215 | $289,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 6,100 | $288,000 | thousands by filing date | put |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 7,877 | $288,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 2,660 | $288,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 20,604 | $288,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 35,915 | $288,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 10,592 | $288,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 13,638 | $287,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 11,319 | $287,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 9,860 | $286,000 | thousands by filing date | |
| BNY MELLON SHORT DURATION CORP BD ETF | 09661T701 | ETF | 5,561 | $286,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 18,690 | $284,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 6,715 | $283,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 7,411 | $282,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 6,267 | $282,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 9,282 | $281,000 | thousands by filing date | |
| ISHARES TR | 46435U226 | IBONDS 21 TRM HG | 11,637 | $281,000 | thousands by filing date | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 7,630 | $280,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 45,753 | $280,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 11,687 | $279,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 5,400 | $277,000 | thousands by filing date | call |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 38,732 | $277,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 17,169 | $277,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,500 | $276,000 | thousands by filing date | call |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 16,613 | $276,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 25,670 | $275,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 8,869 | $275,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 122,485 | $275,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 87,167 | $275,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 39,306 | $275,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 2,500 | $274,000 | thousands by filing date | call |
| ALLSTATE CORP COM | 020002101 | Stock | 2,100 | $274,000 | thousands by filing date | put |
| Fluent Co | 34380C102 | COM | 93,559 | $274,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 7,816 | $273,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 31,826 | $273,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 4,806 | $272,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 3,086 | $272,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 5,503 | $272,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 34,067 | $272,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 7,713 | $270,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 69,102 | $270,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 8,200 | $270,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 12,349 | $270,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 15,709 | $270,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 53,711 | $269,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 4,992 | $269,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 20,922 | $269,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,397 | $268,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 16,335 | $268,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 15,000 | $268,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 12,877 | $268,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 16,645 | $268,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 3,424 | $268,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 12,566 | $268,000 | thousands by filing date | |
| LOCUST WALK ACQUISITION CORP COM CL A | 54015L103 | Stock | 27,085 | $268,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 88,000 | $267,000 | thousands by filing date | put |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 88,000 | $267,000 | thousands by filing date | call |
| WATERSTONE FINL INC MD | 94188P101 | COM | 13,583 | $267,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 11,062 | $266,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 124,094 | $266,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 11,015 | $265,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 67,904 | $265,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 76,211 | $264,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 28,300 | $264,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 4,751 | $264,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 23,123 | $264,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 10,000 | $264,000 | thousands by filing date | |
| ATLAS CREST INVT CORP | 049284102 | COM | 26,461 | $264,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 5,653 | $263,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 8,190 | $263,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 19,604 | $263,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,340,061 | $263,000 | thousands by filing date | principal |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 14,606 | $263,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 55,306 | $263,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,100 | $262,000 | thousands by filing date | call |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 14,943 | $262,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 13,187 | $262,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 6,213 | $262,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 14,271 | $262,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 7,068 | $262,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 90,000 | $262,000 | thousands by filing date | principal |
| Vanguard Value ETF | 922908744 | SHS | 1,900 | $261,000 | thousands by filing date | put |
| Rafael Holdings Inc Class B | 75062E106 | COM | 5,112 | $261,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,200 | $260,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 14,944 | $260,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 7,200 | $260,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 9,376 | $260,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T602 | CORE BOND ETF | 5,244 | $260,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 10,151 | $260,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 12,615 | $260,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 60,252 | $260,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 9,188 | $259,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 25,851 | $259,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 17,875 | $258,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 12,035 | $258,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 54,496 | $258,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 37,000 | $257,000 | thousands by filing date | put |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 21,500 | $257,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 5,635 | $257,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 19,798 | $257,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 14,600 | $256,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 12,985 | $256,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 150,079 | $256,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 10,496 | $256,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 8,788 | $255,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 18,717 | $255,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 28,617 | $254,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 30,782 | $254,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 4,569 | $253,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 5,360 | $253,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 16,969 | $252,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 13,226 | $252,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 9,749 | $252,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 8,624 | $251,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 47,499 | $251,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 12,742 | $251,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 3,021 | $251,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 47,348 | $251,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 5,100 | $250,000 | thousands by filing date | put |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 7,895 | $250,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 31,006 | $250,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 14,773 | $250,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 33,200 | $249,000 | thousands by filing date | put |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 30,987 | $249,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 27,290 | $248,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 12,931 | $248,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 13,109 | $247,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 2,700 | $247,000 | thousands by filing date | call |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 31,725 | $247,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 14,275 | $247,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 25,144 | $247,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 15,745 | $246,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 5,037 | $246,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 34,561 | $246,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 6,983 | $245,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 40,840 | $244,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 8,435 | $244,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 20,244 | $244,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 132,477 | $244,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 10,768 | $243,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 16,868 | $243,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 63,274 | $243,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 14,697 | $242,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 24,877 | $242,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 10,503 | $242,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 13,483 | $242,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 10,225 | $242,000 | thousands by filing date | |
| AGILE GROWTH CORP | G01202103 | CLASS A ORD | 25,000 | $242,000 | thousands by filing date | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 12,268 | $241,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 24,080 | $241,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 8,582 | $240,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 7,324 | $240,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 9,886 | $240,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 24,721 | $240,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 7,115 | $239,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 71,476 | $239,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 6,140 | $239,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 11,545 | $238,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 34,522 | $237,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 4,541 | $237,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 38,178 | $236,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 5,551 | $236,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 27,725 | $234,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 3,592 | $234,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F122 | MRNGSTR GBL WIDE | 5,973 | $234,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 42,674 | $234,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 43,693 | $233,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 30,300 | $232,000 | thousands by filing date | call |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 6,566 | $232,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 87,822 | $232,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 12,014 | $231,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 33,570 | $230,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 6,700 | $230,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 20,795 | $230,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 32,941 | $229,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 3,801 | $229,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 18,291 | $229,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-015876 | superseded | 2021-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-21-017006 | this filing | 2021-09-13 | acceptance time not in the bulk data set |