13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 8,022 holding rows worth $932,222,289,000.
- Accession
- 0001567619-21-015876
- Filer
- CIK 70858
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 26,133 entries on the cover page, a total value of $932,222,289,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $932,222,289,000 with VALUE read as thousands by filing date, 13F file number 028-00158. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 180,578 | $2,850,000 | thousands by filing date | |
| IRONSOURCE LTD NPV | M5R75Y101 | CL A ORD SHS | 271,300 | $2,849,000 | thousands by filing date | call |
| FLEX LNG LTD | G35947202 | SHS | 193,075 | $2,848,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 109,366 | $2,843,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 74,399 | $2,838,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 80,462 | $2,838,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 85,800 | $2,837,000 | thousands by filing date | call |
| ONESPAN INC | 68287N100 | COM | 111,089 | $2,837,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W109 | CMN | 292,137 | $2,831,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088VAB8 | NOTE 0.500% 4/1 | 1,868,000 | $2,829,000 | thousands by filing date | principal |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 369,708 | $2,828,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 256,777 | $2,819,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 197,547 | $2,819,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 87,800 | $2,817,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 23,528 | $2,813,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 105,546 | $2,810,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 91,965 | $2,805,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 70,000 | $2,803,000 | thousands by filing date | call |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 74,212 | $2,801,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 58,720 | $2,801,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 24,512 | $2,795,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 10,400 | $2,791,000 | thousands by filing date | call |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 82,570 | $2,791,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 68,290 | $2,783,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 307,034 | $2,778,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 27,147 | $2,777,000 | thousands by filing date | |
| TASKUS INC | 87652V109 | CLASS A COM | 81,093 | $2,777,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 213,794 | $2,775,000 | thousands by filing date | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 278,862 | $2,775,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 114,234 | $2,774,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 81,909 | $2,767,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 42,578 | $2,765,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 22,200 | $2,757,000 | thousands by filing date | put |
| INDUSTRIAL TECH ACQ CORP; TNT ACQ DT: 12/9/2021; CASH: $10.10 | 456357102 | COM CL A | 275,200 | $2,755,000 | thousands by filing date | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 2,064,000 | $2,749,000 | thousands by filing date | principal |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 64,041 | $2,745,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 631,818 | $2,742,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 106,313 | $2,741,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 315,712 | $2,740,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 14,700 | $2,739,000 | thousands by filing date | call |
| FULGENT GENETICS INC | 359664109 | COM | 29,688 | $2,738,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 84,766 | $2,735,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 100,965 | $2,735,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 102,286 | $2,723,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 33,600 | $2,722,000 | thousands by filing date | put |
| MARQETA INC | 57142B104 | CLASS A COM | 96,566 | $2,711,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 100,273 | $2,696,000 | thousands by filing date | |
| NEW BEGINNINGS ACQUISITION C | 64222H100 | COM | 269,560 | $2,696,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 36,288 | $2,695,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 114,929 | $2,692,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 122,845 | $2,690,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 35,250 | $2,690,000 | thousands by filing date | |
| GROUP NINE ACQUISITION CORP | 39947R104 | CMN | 275,000 | $2,690,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 88,305 | $2,688,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088106 | CL A SHS | 275,000 | $2,682,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 12,500 | $2,677,000 | thousands by filing date | call |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 107,164 | $2,672,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 41,230 | $2,668,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 127,775 | $2,661,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 54,848 | $2,656,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 181,356 | $2,652,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 273,362 | $2,650,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 108,745 | $2,650,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 24,500 | $2,649,000 | thousands by filing date | put |
| NRC HEALTH | 637372202 | COMMON STOCK | 57,623 | $2,645,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 11,668 | $2,643,000 | thousands by filing date | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 252,980 | $2,641,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 114,282 | $2,641,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 56,048 | $2,639,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 77,128 | $2,636,000 | thousands by filing date | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 186,393 | $2,634,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 50,267 | $2,634,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 156,163 | $2,631,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 70,852 | $2,629,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 58,165 | $2,629,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 2,125,000 | $2,627,000 | thousands by filing date | principal |
| Booking Holdings Inc. | 09857L108 | COM | 1,200 | $2,626,000 | thousands by filing date | call |
| D AND Z MEDIA ACQUISITION CO | 23305Q106 | COM | 269,910 | $2,621,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 111,003 | $2,619,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 139,877 | $2,611,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 179,035 | $2,610,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 21,900 | $2,600,000 | thousands by filing date | call |
| PMV CONSUMER ACQUISITION COR | 693486102 | CMN | 266,574 | $2,599,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 279,774 | $2,594,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 35,314 | $2,592,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 76,065 | $2,591,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 60,443 | $2,588,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 64,688 | $2,588,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 114,201 | $2,586,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 483,312 | $2,586,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 57,079 | $2,585,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 112,706 | $2,580,000 | thousands by filing date | |
| RH | 74967X103 | COM | 3,800 | $2,580,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 181,231 | $2,578,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 36,286 | $2,576,000 | thousands by filing date | |
| STRATIM CLOUD ACQUISITION CO | 86309R107 | CMN | 265,735 | $2,573,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 37,847 | $2,572,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 49,256 | $2,572,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 25,800 | $2,567,000 | thousands by filing date | call |
| PERDOCEO ED CORP | 71363P106 | COM | 209,029 | $2,564,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 55,408 | $2,562,000 | thousands by filing date | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 1,500,000 | $2,560,000 | thousands by filing date | principal |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 297,217 | $2,556,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 73,359 | $2,550,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 277,036 | $2,543,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 93,682 | $2,542,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 45,986 | $2,541,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 40,600 | $2,539,000 | thousands by filing date | put |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 256,004 | $2,534,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 37,481 | $2,531,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 34,644 | $2,530,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 67,717 | $2,526,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 343,706 | $2,519,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 110,087 | $2,518,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 634,097 | $2,518,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 164,313 | $2,513,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 83,937 | $2,511,000 | thousands by filing date | |
| PETRA ACQUISITION INC | 716421102 | COM | 250,001 | $2,510,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 120,477 | $2,502,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 96,910 | $2,500,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 57,783 | $2,499,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 140,542 | $2,497,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 101,994 | $2,497,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 50,000 | $2,494,000 | thousands by filing date | call |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 85,209 | $2,493,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 29,516 | $2,486,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 192,320 | $2,480,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 103,112 | $2,479,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U829 | HENDERSON US REL | 100,000 | $2,476,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748106 | CL SHS | 250,000 | $2,475,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 202,088 | $2,471,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 228,417 | $2,469,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 79,244 | $2,468,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUT CO III | 482506102 | COM CL A | 250,000 | $2,468,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 6,500 | $2,467,000 | thousands by filing date | call |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 163,636 | $2,465,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 211,568 | $2,465,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 2,414,000 | $2,464,000 | thousands by filing date | principal |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 247,998 | $2,463,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 183,513 | $2,461,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 27,910 | $2,452,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 87,021 | $2,441,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 250,000 | $2,440,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 117,520 | $2,439,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 76,054 | $2,437,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 127,000 | $2,435,000 | thousands by filing date | call |
| FUELCELL ENERGY INC | 35952H601 | COM | 273,233 | $2,432,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 235,428 | $2,429,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 32,130 | $2,425,000 | thousands by filing date | |
| ISHARES TR | 46436E700 | IBONDS 21 TRM TS | 95,664 | $2,425,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 130,469 | $2,423,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 31,777 | $2,408,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 55,158 | $2,407,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 153,510 | $2,407,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 75,543 | $2,406,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 75,404 | $2,400,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 44,409 | $2,386,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 30,200 | $2,384,000 | thousands by filing date | put |
| UNITIL CORP COM | 913259107 | Stock | 45,003 | $2,384,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 50,000 | $2,380,000 | thousands by filing date | put |
| AAR CORP | 000361105 | COM | 61,346 | $2,377,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 60,921 | $2,376,000 | thousands by filing date | |
| RH | 74967X103 | COM | 3,500 | $2,376,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 123,104 | $2,375,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 504,482 | $2,371,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 93,874 | $2,370,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 200,641 | $2,370,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601M100 | 2 CL A SHS | 238,083 | $2,369,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 235,179 | $2,367,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 9,100 | $2,364,000 | thousands by filing date | call |
| GDL FD | 361570104 | COM SH BEN IT | 260,682 | $2,364,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 33,401 | $2,354,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 2,109,000 | $2,354,000 | thousands by filing date | principal |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 137,925 | $2,350,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 63,347 | $2,349,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 139,220 | $2,349,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 1,800,000 | $2,349,000 | thousands by filing date | principal |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 81,586 | $2,347,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 80,000 | $2,346,000 | thousands by filing date | put |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L100 | SHS CL A | 241,094 | $2,346,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 79,677 | $2,345,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 119,678 | $2,344,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 888,455 | $2,329,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 39,459 | $2,328,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 1,712,000 | $2,328,000 | thousands by filing date | principal |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 54,163 | $2,326,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 17,895 | $2,322,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 194,595 | $2,322,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 126,729 | $2,322,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 77,929 | $2,321,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 20,605 | $2,320,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 103,947 | $2,314,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 75,344 | $2,309,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 156,912 | $2,305,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 57,786 | $2,302,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 55,163 | $2,301,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 78,891 | $2,292,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 155,035 | $2,290,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 42,434 | $2,282,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 46,530 | $2,278,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 51,617 | $2,272,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 21,379 | $2,261,000 | thousands by filing date | |
| MCAP ACQ CRP; TNT ACQ DT: 2/26/2023; CASH: $10.00 | 55282T109 | COM CL A | 235,000 | $2,261,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 6,400 | $2,258,000 | thousands by filing date | call |
| BLOOM ENERGY CORP | 093712107 | COM | 83,890 | $2,254,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 30,639 | $2,251,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 26,736 | $2,247,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 130,880 | $2,247,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 34,433 | $2,244,000 | thousands by filing date | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 61,296 | $2,243,000 | thousands by filing date | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 29,800 | $2,240,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 194,048 | $2,240,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 33,712 | $2,238,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 30,400 | $2,237,000 | thousands by filing date | call |
| BJS RESTAURANTS INC | 09180C106 | COM | 45,482 | $2,235,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 37,489 | $2,228,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714103 | COM | 229,633 | $2,227,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 89,128 | $2,227,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 97,307 | $2,218,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 18,087 | $2,213,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 257,595 | $2,210,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A101 | COM CL A | 227,068 | $2,210,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 34,300 | $2,207,000 | thousands by filing date | put |
| Automatic Data Processing,Inc. | 053015103 | COM | 11,100 | $2,205,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 99,599 | $2,199,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 56,551 | $2,197,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 45,654 | $2,192,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 28,774 | $2,189,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B107 | CL A SHS | 226,100 | $2,189,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 210,400 | $2,188,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 105,519 | $2,179,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 209,500 | $2,179,000 | thousands by filing date | put |
| CITY OFFICE REIT INC | 178587101 | COM | 174,665 | $2,171,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 6,413 | $2,171,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 223,801 | $2,170,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 93,965 | $2,168,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 196,313 | $2,168,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 73,863 | $2,163,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 2,048,000 | $2,163,000 | thousands by filing date | principal |
| DESIGNER BRANDS INC | 250565108 | CL A | 130,562 | $2,160,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 135,057 | $2,160,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 11,297 | $2,158,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 34,545 | $2,157,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L107 | CMN | 221,000 | $2,156,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 63,544 | $2,152,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 82,091 | $2,147,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 127,494 | $2,145,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 93,686 | $2,142,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 75,386 | $2,141,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 84,628 | $2,138,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 151,541 | $2,136,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 43,985 | $2,134,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 62,736 | $2,133,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 118,614 | $2,131,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 184,218 | $2,122,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 222,425 | $2,118,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 296,077 | $2,108,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 30,019 | $2,104,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 34,316 | $2,102,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 35,783 | $2,099,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 71,043 | $2,093,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 107,953 | $2,092,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 8,600 | $2,091,000 | thousands by filing date | call |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 24,396 | $2,085,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 81,170 | $2,085,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 116,841 | $2,082,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 132,730 | $2,077,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 16,334 | $2,077,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 28,450 | $2,076,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 94,468 | $2,074,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 53,939 | $2,071,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M108 | COM | 214,129 | $2,071,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 16,600 | $2,064,000 | thousands by filing date | call |
| PEOPLES BANCORP INC | 709789101 | COM | 69,420 | $2,057,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 290,029 | $2,056,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 69,325 | $2,056,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 67,452 | $2,054,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 24,965 | $2,050,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 89,500 | $2,047,000 | thousands by filing date | call |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 127,140 | $2,046,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 1,501,000 | $2,041,000 | thousands by filing date | principal |
| HUMANA INC COM | 444859102 | Stock | 4,600 | $2,037,000 | thousands by filing date | call |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 60,252 | $2,036,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 3,700 | $2,034,000 | thousands by filing date | call |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 86,573 | $2,026,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 208,810 | $2,025,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 78,846 | $2,022,000 | thousands by filing date | |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 60,135 | $2,021,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 55,542 | $2,020,000 | thousands by filing date | |
| PAGAYA TECHNOLOGIES LTD CL A SHS | G2955B109 | COM | 208,799 | $2,017,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 128,740 | $2,013,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 23,576 | $2,012,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 431,638 | $2,011,000 | thousands by filing date | |
| DIDI GLOBAL INC ADR | 23292E108 | SPONSORED ADS | 142,000 | $2,008,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 48,161 | $2,006,000 | thousands by filing date | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 99,931 | $2,002,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 150,873 | $2,002,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 22,571 | $1,999,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 32,411 | $1,998,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V103 | COM | 203,913 | $1,998,000 | thousands by filing date | |
| BIG SKY GROWTH PARTNERS INC UNIT EX 040126 | 08954L201 | Stock | 200,000 | $1,998,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 123,503 | $1,997,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 365,858 | $1,994,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 15,122 | $1,990,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 38,800 | $1,986,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y106 | COM CL A | 205,499 | $1,985,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 26,900 | $1,984,000 | thousands by filing date | call |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 109,823 | $1,984,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 145,348 | $1,984,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T101 | CMN | 200,000 | $1,980,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 95,152 | $1,979,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 723,000 | $1,979,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 13,200 | $1,977,000 | thousands by filing date | call |
| KERNEL GROUP HOLDINGS INC | G5259L103 | CL A SHS | 203,385 | $1,975,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 15,335 | $1,974,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 466,000 | $1,974,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652406 | COM | 67,411 | $1,971,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 153,302 | $1,970,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 26,172 | $1,969,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 81,791 | $1,969,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 7,400 | $1,964,000 | thousands by filing date | put |
| PAR TECHNOLOGY CORP | 698884103 | COM | 28,058 | $1,962,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 29,081 | $1,961,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 36,799 | $1,961,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 26,534 | $1,958,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 41,440 | $1,956,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067104 | CMN | 199,998 | $1,954,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 222,599 | $1,952,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 40,584 | $1,952,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 77,101 | $1,951,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 215,484 | $1,950,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 161,339 | $1,946,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 415,394 | $1,944,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 43,868 | $1,943,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 32,666 | $1,942,000 | thousands by filing date | |
| CF ACQUISITION CORP VI | 12521J103 | COMMON STOCK | 199,388 | $1,942,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 118,903 | $1,938,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 233,115 | $1,937,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 100,000 | $1,936,000 | thousands by filing date | call |
| 7GC & CO HOLDINGS INC | 81786A107 | COM CL A | 200,000 | $1,936,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 103,097 | $1,935,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 76,585 | $1,935,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | G25741102 | SHS CL A | 200,000 | $1,934,000 | thousands by filing date | |
| NEWBURY STREET ACQUISITN COR | 65101L104 | COM | 200,557 | $1,933,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 547,808 | $1,928,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 32,869 | $1,928,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP | 92259E104 | COM CL A | 199,339 | $1,926,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 36,500 | $1,923,000 | thousands by filing date | put |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 46,812 | $1,919,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 34,970 | $1,911,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 123,069 | $1,910,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 139,997 | $1,909,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 86,716 | $1,908,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 24,314 | $1,908,000 | thousands by filing date | |
| IRONSOURCE LTD NPV | M5R75Y101 | CL A ORD SHS | 181,506 | $1,906,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 66,127 | $1,906,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 10,855 | $1,906,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 51,775 | $1,905,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 47,939 | $1,904,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 49,730 | $1,903,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 28,134 | $1,902,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 165,420 | $1,901,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 95,810 | $1,896,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 18,816 | $1,891,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 33,644 | $1,887,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 83,199 | $1,882,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 92,659 | $1,881,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 38,040 | $1,879,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 100,000 | $1,877,000 | thousands by filing date | put |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 119,857 | $1,871,000 | thousands by filing date | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 18,673 | $1,868,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 78,279 | $1,868,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 65,374 | $1,867,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 82,194 | $1,860,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 7,000 | $1,858,000 | thousands by filing date | call |
| JFROG LTD ORD SHS | M6191J100 | Stock | 40,747 | $1,855,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 10,834 | $1,855,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 5,100 | $1,853,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 32,211 | $1,851,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 84,100 | $1,850,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 36,182 | $1,847,000 | thousands by filing date | |
| COLICITY INC | 194170106 | COM CL A | 189,442 | $1,847,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 36,692 | $1,843,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 118,783 | $1,842,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 25,000 | $1,837,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 42,134 | $1,833,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 40,278 | $1,833,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 250,000 | $1,832,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 50,000 | $1,830,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 18,668 | $1,826,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 7,700 | $1,825,000 | thousands by filing date | put |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 59,900 | $1,824,000 | thousands by filing date | call |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 101,036 | $1,823,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 69,878 | $1,819,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 484,243 | $1,811,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 12,200 | $1,808,000 | thousands by filing date | put |
| MANITOWOC CO INC | 563571405 | COM NEW | 73,787 | $1,808,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 32,239 | $1,805,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 33,318 | $1,802,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 25,000 | $1,802,000 | thousands by filing date | put |
| BRILLIANT ACQUISITION CORP | G1643W111 | SHS | 180,000 | $1,802,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 1,300 | $1,801,000 | thousands by filing date | put |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 1,300 | $1,801,000 | thousands by filing date | call |
| SPROTT INC | 852066208 | COM NEW | 45,787 | $1,801,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 22,533 | $1,797,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 37,000 | $1,796,000 | thousands by filing date | call |
| AZZ INC COM | 002474104 | Stock | 34,678 | $1,796,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 2,700 | $1,794,000 | thousands by filing date | call |
| CONSOLIDATED EDISON INC | 209115104 | COM | 25,000 | $1,793,000 | thousands by filing date | put |
| SOLARWINDS CORP | 83417Q105 | COM | 105,960 | $1,790,000 | thousands by filing date | |
| PRIVIA HEALTH GROUP INC | 74276R102 | COM | 40,302 | $1,787,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M101 | COM CL A | 184,439 | $1,786,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 209,922 | $1,785,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 29,445 | $1,784,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 34,800 | $1,783,000 | thousands by filing date | call |
| HOLICITY INC | 435063102 | COM CL A | 144,363 | $1,783,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 95,876 | $1,781,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 28,113 | $1,779,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 169,795 | $1,778,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 157,912 | $1,775,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 49,288 | $1,773,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 123,650 | $1,772,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 78,611 | $1,770,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 37,453 | $1,769,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 119,067 | $1,767,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 149,481 | $1,766,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 25,899 | $1,765,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 158,927 | $1,760,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 294,116 | $1,753,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 5,500 | $1,749,000 | thousands by filing date | put |
| RIOT PLATFORMS INC | 767292105 | COM | 46,439 | $1,749,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 42,857 | $1,745,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 51,498 | $1,745,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 202,449 | $1,743,000 | thousands by filing date | |
| OLO INC | 68134L109 | COMMON STOCK | 46,591 | $1,742,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 66,100 | $1,739,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 18,200 | $1,734,000 | thousands by filing date | call |
| GORES HLDGS V INC | 382864106 | COM CL A | 171,664 | $1,734,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 27,374 | $1,732,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 1,528,000 | $1,726,000 | thousands by filing date | principal |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 16,826 | $1,724,000 | thousands by filing date | |
| L&F ACQUISITION CORP. CMN | G53702109 | COM | 172,648 | $1,723,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 22,804 | $1,713,000 | thousands by filing date | |
| ISHARES TR | 46436E601 | ESG MSCI EM LDRS | 26,032 | $1,713,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 27,627 | $1,712,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 36,685 | $1,709,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 4,700 | $1,708,000 | thousands by filing date | call |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 64,519 | $1,706,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 104,100 | $1,705,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 31,166 | $1,701,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 184,214 | $1,700,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 193,805 | $1,696,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 76,539 | $1,693,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 285,944 | $1,690,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R102 | CLASS A COM | 175,000 | $1,690,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 15,847 | $1,689,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 11,200 | $1,688,000 | thousands by filing date | put |
| PIMCO MUN INCOME FD | 72200R107 | COM | 113,098 | $1,688,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 105,128 | $1,682,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 111,831 | $1,681,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 43,938 | $1,679,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 46,595 | $1,676,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 25,000 | $1,675,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 106,634 | $1,670,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 288,814 | $1,669,000 | thousands by filing date | |
| Sun Country Airlines Holding | 866683105 | COM | 45,078 | $1,668,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 277,743 | $1,664,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 22,703 | $1,664,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 22,800 | $1,663,000 | thousands by filing date | call |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 42,706 | $1,660,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 137,926 | $1,658,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 197,697 | $1,646,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 74,505 | $1,644,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 33,993 | $1,638,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 29,747 | $1,635,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 8,900 | $1,634,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 136,500 | $1,634,000 | thousands by filing date | call |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 40,426 | $1,633,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707106 | COM | 167,846 | $1,631,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 52,820 | $1,623,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 199,302 | $1,622,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 100,000 | $1,619,000 | thousands by filing date | call |
| AMERICAN WELL CORP | 03044L105 | CL A | 128,603 | $1,617,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 19,751 | $1,614,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 32,734 | $1,612,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 27,911 | $1,612,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545104 | COM CL A | 165,869 | $1,612,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 16,980 | $1,611,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A108 | CL A SHS | 166,523 | $1,611,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 63,125 | $1,607,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 58,746 | $1,607,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 114,879 | $1,606,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 75,696 | $1,606,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 76,738 | $1,600,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 177,791 | $1,600,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 118,605 | $1,596,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 202,696 | $1,596,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 153,750 | $1,594,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 33,397 | $1,594,000 | thousands by filing date | |
| BLUE WTR ACQUISITION CORP | 09607T104 | COM CL A | 158,125 | $1,594,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-015876 | this filing | 2021-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-21-017006 | base | 2021-09-13 | acceptance time not in the bulk data set |