13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 8,022 holding rows worth $932,222,289,000.
- Accession
- 0001567619-21-015876
- Filer
- CIK 70858
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 26,133 entries on the cover page, a total value of $932,222,289,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $932,222,289,000 with VALUE read as thousands by filing date, 13F file number 028-00158. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 20,756 | $887,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 17,940 | $886,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 89,590 | $886,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 4,500 | $881,000 | thousands by filing date | put |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 4,500 | $881,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 12,700 | $880,000 | thousands by filing date | put |
| METALLUS INC | 887399103 | COMMON STOCK | 62,112 | $880,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 18,996 | $879,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 244,635 | $879,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W102 | COM CL A | 90,110 | $879,000 | thousands by filing date | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 147,522 | $877,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 28,000 | $876,000 | thousands by filing date | put |
| AUTONATION INC COM | 05329W102 | Stock | 9,200 | $872,000 | thousands by filing date | put |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 62,890 | $872,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 900,000 | $872,000 | thousands by filing date | principal |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 89,476 | $871,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 77,897 | $870,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 26,190 | $870,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 94,349 | $869,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 7,100 | $868,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y285 | FUND | 44,993 | $868,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 7,380 | $865,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 20,778 | $864,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 42,368 | $863,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 49,833 | $863,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 7,778 | $862,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 127,454 | $860,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 62,773 | $859,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 386,000 | $859,000 | thousands by filing date | principal |
| HEALTHSTREAM INC | 42222N103 | COM | 30,628 | $856,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 30,058 | $855,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 33,672 | $852,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 21,924 | $850,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 14,552 | $850,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 51,919 | $850,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 58,653 | $849,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 12,778 | $846,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 25,739 | $844,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 255,000 | $841,000 | thousands by filing date | principal |
| HONEST CO INC | 438333106 | COM | 51,874 | $840,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J569 | BULSHS 2021 MUNI | 33,101 | $836,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 23,376 | $832,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 53,077 | $832,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T108 | CMN | 84,469 | $832,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 72,053 | $831,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 16,143 | $829,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 17,397 | $823,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 9,806 | $822,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 50,186 | $821,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q103 | COM | 84,998 | $821,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 82,921 | $820,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 5,000 | $818,000 | thousands by filing date | call |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 28,742 | $817,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 59,591 | $816,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 5,776 | $815,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 108,797 | $815,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 9,380 | $815,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 12,522 | $814,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 18,668 | $809,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 39,387 | $808,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 129,991 | $806,000 | thousands by filing date | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 16,059 | $805,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 102,000 | $805,000 | thousands by filing date | call |
| SOC TELEMED | 78472F101 | COM | 141,328 | $805,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 56,290 | $804,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 122,304 | $804,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 74,826 | $804,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 5,973 | $801,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 17,335 | $801,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 8,061 | $801,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 11,245 | $801,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 48,167 | $799,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 90,946 | $799,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 33,014 | $799,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 31,538 | $798,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 25,675 | $798,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 53,500 | $797,000 | thousands by filing date | call |
| HUMANCO ACQUISITION CORP | 44487N109 | CMN | 81,611 | $797,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 41,911 | $796,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 20,543 | $795,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 22,638 | $795,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 24,700 | $792,000 | thousands by filing date | call |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 12,601 | $791,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 50,000 | $790,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 50,000 | $790,000 | thousands by filing date | call |
| WAYFAIR INC | 94419L101 | CL A | 2,500 | $789,000 | thousands by filing date | call |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 198,050 | $789,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 11,289 | $788,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 31,864 | $788,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 26,013 | $787,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G105 | COM | 79,010 | $785,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 50,000 | $784,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 17,308 | $784,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 12,678 | $784,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 6,400 | $783,000 | thousands by filing date | put |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 8,665 | $781,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 23,860 | $781,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 32,328 | $779,000 | thousands by filing date | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 28,878 | $779,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 47,320 | $778,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 28,920 | $777,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP | 11134Y101 | CMN | 80,100 | $777,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T107 | COM | 76,788 | $776,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 500 | $775,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 10,000 | $774,000 | thousands by filing date | call |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 238,872 | $774,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 17,300 | $767,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 91,094 | $765,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 75,678 | $763,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 66,698 | $763,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 458,000 | $763,000 | thousands by filing date | principal |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 20,475 | $761,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 36,353 | $760,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 14,700 | $759,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H108 | COM CL A | 78,027 | $759,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 38,619 | $757,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 30,169 | $757,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 22,690 | $757,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 38,476 | $755,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 17,700 | $753,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 73,102 | $751,000 | thousands by filing date | |
| Shopify Inc | 82509LAA5 | Convertible bond | 577,000 | $751,000 | thousands by filing date | principal |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 55,232 | $750,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C103 | CL A SHS | 75,638 | $750,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 120,571 | $749,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 15,261 | $748,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 57,562 | $746,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 31,150 | $746,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 34,892 | $746,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R100 | CMN | 77,074 | $745,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 75,529 | $744,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 31,918 | $744,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 68,484 | $744,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K109 | COM CL A | 75,448 | $744,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 20,421 | $743,000 | thousands by filing date | |
| CAREMAX INC | 14171W103 | COM | 57,415 | $741,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 26,936 | $741,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 20,359 | $740,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 27,909 | $740,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 28,419 | $739,000 | thousands by filing date | |
| GIGCAPITAL4 INC | 37518G101 | COM | 75,000 | $739,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 25,676 | $738,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L103 | COM | 75,996 | $737,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 23,404 | $736,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 30,000 | $736,000 | thousands by filing date | put |
| ALKERMES PLC | G01767105 | SHS | 30,000 | $736,000 | thousands by filing date | call |
| WALKME LTD ORD SHS | M97628107 | Stock | 25,178 | $736,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 94,044 | $734,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 8,920 | $733,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 65,780 | $730,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 40,022 | $728,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 14,100 | $725,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 10,698 | $725,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 693,000 | $725,000 | thousands by filing date | principal |
| TENNECO INC | 880349105 | COM | 37,400 | $723,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 81,300 | $722,000 | thousands by filing date | call |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 46,071 | $721,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L654 | US QT LW VLTY | 14,336 | $721,000 | thousands by filing date | |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085108 | COM | 73,700 | $721,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196100 | CMN | 74,998 | $721,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 24,565 | $718,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 29,151 | $718,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 168,763 | $717,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 70,900 | $715,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 18,699 | $714,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 17,234 | $710,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 15,300 | $706,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 116,622 | $705,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 22,106 | $705,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 31,788 | $702,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 14,857 | $702,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 8,400 | $701,000 | thousands by filing date | put |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 66,176 | $701,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 13,482 | $698,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 43,371 | $697,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 4,700 | $696,000 | thousands by filing date | call |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 170,897 | $696,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 85,590 | $695,000 | thousands by filing date | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L206 | UNIT 06/30/2026 | 70,000 | $695,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 85,815 | $694,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 45,388 | $690,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 44,753 | $690,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 8,558 | $687,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R106 | COM CL A | 70,000 | $685,000 | thousands by filing date | |
| IHUMAN INC | 45175B109 | CMN | 65,934 | $682,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 6,948 | $681,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 53,048 | $681,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 16,519 | $679,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 11,190 | $678,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 15,637 | $678,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 36,416 | $677,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 69,579 | $677,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 20,882 | $677,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 89,486 | $676,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 12,844 | $675,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 36,719 | $674,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 32,617 | $674,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 7,819 | $670,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 6,845 | $670,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 40,524 | $669,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 43,159 | $669,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 43,761 | $664,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 39,301 | $664,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 4,069 | $663,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 55,132 | $662,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 31,179 | $662,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 89,054 | $661,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 60,119 | $661,000 | thousands by filing date | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 21,290 | $659,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 38,175 | $658,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R630 | SP KENSHO FINAL | 15,421 | $656,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 19,566 | $656,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 24,865 | $655,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 53,654 | $655,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 29,824 | $655,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 43,899 | $654,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 12,700 | $651,000 | thousands by filing date | put |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 25,065 | $650,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 58,420 | $650,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 26,021 | $650,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 34,941 | $649,000 | thousands by filing date | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 26,533 | $649,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 27,448 | $649,000 | thousands by filing date | |
| DBX ETF TR | 233051135 | CMN | 7,976 | $648,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 17,682 | $647,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 71,306 | $647,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 31,964 | $647,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 11,915 | $646,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 15,111 | $645,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 12,598 | $645,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 40,088 | $645,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 56,889 | $645,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 12,022 | $643,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 6,319 | $642,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 8,232 | $642,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 28,205 | $638,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 37,712 | $636,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 28,469 | $634,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 12,264 | $633,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 32,100 | $632,000 | thousands by filing date | put |
| RETAIL VALUE INC | 76133Q102 | COM | 29,108 | $632,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 19,685 | $631,000 | thousands by filing date | |
| VINE ENERGY INC CL A | 92735P103 | Stock | 40,486 | $631,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085106 | CL A | 54,891 | $631,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 14,780 | $630,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 55,321 | $630,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 58,445 | $626,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 21,337 | $625,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 18,890 | $624,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 50,000 | $623,000 | thousands by filing date | call |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 20,449 | $622,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 35,396 | $620,000 | thousands by filing date | |
| COVA ACQUISITION CORP | G2554Y104 | CMN | 63,970 | $620,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 24,295 | $619,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 152,546 | $617,000 | thousands by filing date | |
| NISOURCE INC | 65473P121 | CONV | 5,998 | $617,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 22,758 | $616,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 141,214 | $616,000 | thousands by filing date | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 20,346 | $615,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 37,932 | $615,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 25,422 | $615,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 30,343 | $615,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,200 | $614,000 | thousands by filing date | call |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 96,761 | $613,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 57,314 | $613,000 | thousands by filing date | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 33,600 | $612,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 39,282 | $611,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 21,800 | $610,000 | thousands by filing date | put |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 28,617 | $608,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 2,800 | $605,000 | thousands by filing date | put |
| DRAGONEER GROWTH OPT CORP II | G28315102 | CL A SHS | 60,520 | $605,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P107 | COM CL A | 61,132 | $604,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 82,850 | $603,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 7,899 | $601,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I -A | 302438106 | COM CL A | 60,000 | $600,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 35,048 | $599,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 73,470 | $597,000 | thousands by filing date | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 24,729 | $596,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 88,961 | $594,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 18,202 | $593,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 47,778 | $593,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 9,400 | $592,000 | thousands by filing date | call |
| PCSB FINL CORP COM | 69324R104 | Stock | 32,563 | $592,000 | thousands by filing date | |
| G SQUARED ASCEND I INC | G4204R109 | SHS CL A | 60,000 | $592,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 153,800 | $592,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 74,802 | $591,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 31,517 | $590,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 19,139 | $589,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 59,910 | $589,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092311 | FIDELITY REL EST | 25,000 | $589,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 54,310 | $587,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 23,630 | $587,000 | thousands by filing date | |
| Coupa Software | 22266LAF3 | CONV BOND | 505,000 | $583,000 | thousands by filing date | principal |
| EXECUTIVE NETWORK PARTNERING | 30158L100 | CMN | 59,853 | $583,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 9,600 | $582,000 | thousands by filing date | call |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 41,427 | $582,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 27,868 | $580,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 80,812 | $580,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 14,124 | $579,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 11,134 | $578,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 108,812 | $577,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 99,258 | $576,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 39,400 | $574,000 | thousands by filing date | put |
| Yalla Group Ltd | 98459U103 | COM | 28,707 | $574,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 16,180 | $573,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 11,100 | $571,000 | thousands by filing date | put |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 42,163 | $571,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 12,489 | $571,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 239,812 | $570,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 46,832 | $570,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 20,270 | $569,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 40,872 | $566,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 108,268 | $566,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 32,837 | $564,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 62,203 | $564,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 15,950 | $564,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 89904V101 | COM | 125,259 | $563,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 15,615 | $562,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 60,058 | $562,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 8,400 | $561,000 | thousands by filing date | call |
| KNOWBE4 INC | 49926T104 | COMMON STOCK | 17,952 | $561,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 51,004 | $560,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 31,863 | $560,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 14,947 | $560,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 10,992 | $559,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 8,210 | $558,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 24,893 | $558,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 32,129 | $558,000 | thousands by filing date | |
| NERDY INC CL A COM | G8990Y103 | Stock | 56,160 | $558,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 6,100 | $557,000 | thousands by filing date | put |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 23,153 | $557,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 29,488 | $556,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 56,524 | $556,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 23,032 | $555,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 12,396 | $555,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 46,658 | $554,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 26,128 | $553,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T109 | CLASS A ORD SHS | 56,900 | $552,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 32,763 | $552,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 39,074 | $551,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 40,464 | $551,000 | thousands by filing date | |
| POWER & DIGITAL INFRA ACQ CO | 739190106 | COM CL A | 56,000 | $550,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 106,872 | $549,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 48,780 | $549,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 7,509 | $549,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 27,277 | $548,000 | thousands by filing date | |
| FIFTH WALL ACQUISITN CORP II | G34142102 | CLASS A ORD SHS | 55,000 | $547,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 66,630 | $546,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 9,799 | $545,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 53,783 | $545,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 36,305 | $544,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 31,905 | $543,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 10,631 | $542,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 42,566 | $542,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 19,572 | $541,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 17,490 | $541,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 21,227 | $541,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 50,000 | $541,000 | thousands by filing date | call |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 390,000 | $541,000 | thousands by filing date | principal |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,000 | $537,000 | thousands by filing date | put |
| JAKKS PAC INC | 47012E403 | COM NEW | 48,796 | $537,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 20,510 | $537,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 19,498 | $536,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 62,696 | $535,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 11,098 | $534,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 19,218 | $534,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 20,869 | $533,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 42,217 | $532,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 11,127 | $531,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 51,666 | $530,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 20,830 | $530,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 50,000 | $530,000 | thousands by filing date | |
| Natural Order Acquisition Corp | 63889L206 | Equity | 50,000 | $530,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 93,612 | $529,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 17,299 | $527,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 21,144 | $527,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 625,000 | $526,000 | thousands by filing date | principal |
| CBTX INC | 12481V104 | COM | 19,263 | $526,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 77,978 | $525,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 15,474 | $524,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 149,218 | $524,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 24,196 | $523,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 6,100 | $520,000 | thousands by filing date | put |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 22,848 | $520,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 387,000 | $520,000 | thousands by filing date | principal |
| HOOKIPA PHARMA INC | 43906K100 | COM | 56,782 | $520,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 18,298 | $519,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 14,109 | $519,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 33,196 | $518,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 24,379 | $517,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS II | 38287L107 | CLASS A COM | 52,000 | $517,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 14,063 | $516,000 | thousands by filing date | |
| HPX CORP | G32219100 | SHS CL A | 52,400 | $516,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP II | 31809Y202 | UNIT 02/17/2026 | 51,600 | $516,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 19,400 | $515,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 22,623 | $515,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269GAB3 | BOND | 466,000 | $515,000 | thousands by filing date | principal |
| XPEL INC | 98379L100 | COM | 6,124 | $514,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 36,969 | $513,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 6,917 | $512,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 36,038 | $511,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 45,117 | $511,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 7,091 | $510,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 5,550 | $510,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 27,261 | $508,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 35,934 | $508,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092287 | WOMEN'S LEADER | 25,000 | $508,000 | thousands by filing date | |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P114 | COM CL A | 49,998 | $508,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 78,206 | $507,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092279 | SUSTAINABLE U S | 25,000 | $507,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 12,878 | $506,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 6,000 | $505,000 | thousands by filing date | call |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 9,938 | $505,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLDS CP | G8253Y105 | CLASS A ORD SHS | 50,000 | $505,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP UNIT | 00439D201 | Stock | 50,000 | $504,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 2,000 | $503,000 | thousands by filing date | call |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 27,795 | $503,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 19,000 | $501,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 5,700 | $501,000 | thousands by filing date | call |
| PROPETRO HLDG CORP | 74347M108 | COM | 54,758 | $501,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 10,282 | $501,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 15,066 | $500,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 11,330 | $499,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 78,823 | $498,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 18,408 | $496,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 359,131 | $496,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 14,372 | $495,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 7,417 | $495,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 23,366 | $495,000 | thousands by filing date | |
| ISHARES TR | 46435U176 | IBONDS 22 TRM HG | 20,379 | $495,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 50,987 | $494,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 12,184 | $494,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 34,164 | $494,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 48,605 | $494,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 26,775 | $493,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 12,887 | $493,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 50,000 | $493,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9461D107 | SHS CL A | 50,000 | $492,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 84,000 | $491,000 | thousands by filing date | principal |
| PUXIN LTD | 74704P108 | ADS | 274,564 | $491,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 59,114 | $490,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716107 | CMN | 50,000 | $490,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N100 | SHS CL A | 50,000 | $489,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 40,834 | $488,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 9,726 | $487,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 12,220 | $487,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 32,650 | $486,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B105 | COM | 50,000 | $486,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 54,537 | $486,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 49,185 | $486,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 72,478 | $485,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X110 | SHS CL A | 50,000 | $485,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 184,560 | $485,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M104 | CMN | 50,000 | $484,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 36,529 | $483,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L100 | CMN | 49,900 | $483,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 5,700 | $482,000 | thousands by filing date | put |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 22,032 | $482,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 51,132 | $481,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,200 | $480,000 | thousands by filing date | put |
| BIODESIX INC | 09075X108 | COM | 36,262 | $480,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 54,886 | $479,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION II | G0R21B104 | CMN | 48,900 | $479,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 4,911 | $478,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 15,360 | $477,000 | thousands by filing date | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 8,541 | $475,000 | thousands by filing date | |
| ERO COPPER CORP COM | 296006109 | Stock | 22,590 | $475,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 44,945 | $475,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 10,765 | $474,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 34,020 | $474,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 101,340 | $474,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 9,396 | $473,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 3,873 | $473,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 29,142 | $472,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 41,165 | $472,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 5,259 | $472,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 17,901 | $470,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 59,875 | $470,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 65,804 | $470,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 34,282 | $470,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 5,108 | $470,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 16,876 | $468,000 | thousands by filing date | |
| OSCAR HEALTH INC | 687793109 | CL A | 21,762 | $467,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 29,621 | $467,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 41,674 | $466,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 91,992 | $466,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 14,999 | $464,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 86,869 | $462,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 17,152 | $462,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 61,224 | $462,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 15,712 | $462,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 10,868 | $461,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 20,060 | $461,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 10,017 | $459,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 47,157 | $459,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 40,670 | $458,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 14,453 | $458,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 36,127 | $457,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 25,000 | $456,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 36,364 | $456,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-015876 | this filing | 2021-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-21-017006 | base | 2021-09-13 | acceptance time not in the bulk data set |