13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 4,435 holding rows worth $188,624,078,000.
- Accession
- 0001567619-21-015771
- Filer
- CIK 824468
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 17,779 entries on the cover page, a total value of $188,624,078,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $188,624,078,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288778 | US REGNL BKS ETF | 6,610 | $380,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 100,591 | $380,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,700 | $379,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 39,110 | $375,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 6,954 | $375,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 34,495 | $374,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 31,298 | $371,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 11,471 | $369,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 64,157 | $369,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 8,200 | $368,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 21,667 | $368,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 385,536 | $366,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G113 | *W EXP 09/15/202 | 204,615 | $366,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 8,262 | $365,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 5,949 | $365,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 58,740 | $362,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 39,466 | $362,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 11,980 | $361,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 12,443 | $361,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 18,279 | $361,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 221,496 | $361,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 16,846 | $360,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 12,784 | $359,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 19,287 | $358,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 11,724 | $357,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 8,367 | $356,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 27,621 | $354,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 42,794 | $354,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 112,571 | $353,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 377,000 | $353,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 6,301 | $352,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 4,223 | $351,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 15,788 | $351,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 18,249 | $350,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 7,273 | $350,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 4,815 | $350,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 13,324 | $349,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 11,760 | $348,000 | thousands by filing date | |
| PROTERRA INC | 74374T109 | COM | 20,326 | $348,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 29,517 | $348,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 12,226 | $348,000 | thousands by filing date | |
| Gores HLDGS VIII Inc Class A | 382863108 | COM | 35,000 | $347,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 18,617 | $346,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 23,016 | $346,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 25,032 | $345,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 130,514 | $345,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 37,525 | $344,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 11,034 | $342,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 7,320 | $342,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,527 | $342,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 5,953 | $341,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,612 | $341,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 42,709 | $341,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 13,976 | $340,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 46,996 | $340,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 32,180 | $340,000 | thousands by filing date | principal |
| ENNIS INC COM | 293389102 | Stock | 15,843 | $337,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 10,159 | $337,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 6,267 | $336,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 25,510 | $335,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 3,600 | $334,000 | thousands by filing date | put |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 15,286 | $334,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 24,211 | $334,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 39,348 | $334,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 10,841 | $333,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 34,244 | $333,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 4,367 | $333,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 17,685 | $333,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 39,260 | $333,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 15,289 | $332,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 30,061 | $332,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 8,376 | $331,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 7,285 | $330,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 24,248 | $330,000 | thousands by filing date | |
| UGI CORP NEW | 902681113 | UNIT 06/01/2024 | 3,100 | $330,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 9,136 | $329,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 9,000 | $329,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,449 | $328,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 16,133 | $328,000 | thousands by filing date | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 8,588 | $324,000 | thousands by filing date | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 6,691 | $324,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 9,200 | $324,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 15,257 | $324,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 193,000 | $323,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 21,745 | $320,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 16,200 | $320,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 244,000 | $320,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,302 | $319,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 27,300 | $318,000 | thousands by filing date | call |
| GOLDMINING INC | 38149E101 | COM | 220,002 | $317,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 8,385 | $316,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 9,995 | $316,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 4,315 | $312,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 10,932 | $311,000 | thousands by filing date | |
| AES CORP | 00130H204 | CONV | 2,863 | $311,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 29,201 | $309,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 21,778 | $309,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 37,640 | $307,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 9,004 | $307,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 6,778 | $306,000 | thousands by filing date | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 8,324 | $305,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 6,612 | $305,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 17,456 | $304,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 2,073 | $304,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 8,292 | $301,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 9,967 | $301,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 10,395 | $301,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 14,292 | $301,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 89,929 | $301,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 7,520 | $300,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 20,721 | $299,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 500 | $298,000 | thousands by filing date | put |
| NUTRIEN LTD COM | 67077M108 | Stock | 5,000 | $297,000 | thousands by filing date | put |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 16,890 | $297,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 9,367 | $297,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 8,502 | $295,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 20,625 | $295,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 8,602 | $295,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 9,877 | $295,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 10,272 | $294,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 76,683 | $294,000 | thousands by filing date | |
| PATHFINDER ACQUISITION CORP | G04119106 | CL A | 30,000 | $294,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 17,215 | $293,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 44,961 | $292,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 14,813 | $292,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 16,810 | $292,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 297,000 | $290,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 4,148 | $289,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 7,073 | $289,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 45,723 | $289,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 6,314 | $289,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,000 | $288,000 | thousands by filing date | call |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 27,312 | $288,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 6,500 | $288,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 202,445 | $283,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 19,973 | $283,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 13,389 | $283,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 13,023 | $282,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 8,249 | $281,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 54,262 | $280,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 10,658 | $277,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 10,042 | $277,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 10,141 | $277,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 43,400 | $276,000 | thousands by filing date | call |
| ARDELYX INC | 039697107 | COM | 36,524 | $276,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 7,200 | $276,000 | thousands by filing date | call |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 5,938 | $275,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 26,986 | $275,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 7,068 | $274,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 10,700 | $273,000 | thousands by filing date | put |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 10,313 | $273,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 9,671 | $273,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 19,331 | $273,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 23,820 | $272,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 10,822 | $272,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 2,700 | $271,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 12,701 | $271,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 14,845 | $271,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 55,857 | $270,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 14,290 | $269,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 33,091 | $268,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 1,666 | $268,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 176,580 | $267,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 3,479 | $266,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 14,811 | $266,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 25,970 | $265,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 17,399 | $265,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 21,241 | $265,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 2,521 | $264,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 52,530 | $263,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 86,771 | $262,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 31,166 | $262,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 19,164 | $261,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 7,969 | $260,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 9,213 | $260,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 12,543 | $259,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 1,020 | $258,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 12,000 | $258,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 17,406 | $257,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 11,978 | $257,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 25,265 | $257,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 10,337 | $256,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 19,831 | $256,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 46,775 | $255,000 | thousands by filing date | |
| APRIA INC | 03836A101 | COMMON STOCK | 9,087 | $255,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 8,631 | $255,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 11,310 | $254,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 48,503 | $254,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,125 | $253,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 21,628 | $252,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 17,019 | $252,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 8,720 | $251,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 3,400 | $250,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 12,408 | $250,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 26,686 | $248,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 249,000 | $248,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 11,877 | $247,000 | thousands by filing date | |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 250,000 | $247,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 12,496 | $245,000 | thousands by filing date | |
| POSHMARK INC | 73739W104 | COM CL A | 5,105 | $243,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 2,986 | $241,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 68,860 | $241,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 5,668 | $240,000 | thousands by filing date | |
| ON24 INC | 68339B104 | COM | 6,392 | $240,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 56,621 | $240,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 8,368 | $239,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 11,980 | $239,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 3,316 | $237,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 39,587 | $237,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 5,126 | $236,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 6,370 | $236,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 25,000 | $236,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 7,215 | $235,000 | thousands by filing date | |
| PROSHARES TR II | 74347W460 | PROSHS U/SHAUS | 5,121 | $235,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 32,000 | $234,000 | thousands by filing date | call |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 2,500 | $234,000 | thousands by filing date | call |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 15,631 | $234,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 9,031 | $233,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 38,623 | $233,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 28,857 | $232,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 16,193 | $232,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,200 | $231,000 | thousands by filing date | call |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 11,006 | $231,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 13,110 | $231,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 7,223 | $231,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 15,455 | $230,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 159,755 | $230,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 36,995 | $229,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 11,045 | $229,000 | thousands by filing date | |
| PROSHARES TR | 74347G622 | ULSHRT SEMIC NEW | 7,297 | $229,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 2,100 | $228,000 | thousands by filing date | call |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 5,000 | $228,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 9,828 | $228,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 5,000 | $227,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 15,085 | $227,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 9,143 | $227,000 | thousands by filing date | principal |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 4,480 | $226,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 3,900 | $226,000 | thousands by filing date | call |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 7,301 | $226,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 31,341 | $226,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 6,599 | $224,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 4,107 | $224,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 13,664 | $224,000 | thousands by filing date | principal |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,333 | $223,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 4,564 | $223,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 870 | $223,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,740 | $222,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 1,190 | $222,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 62,367 | $222,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,426 | $221,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 6,966 | $221,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 5,701 | $220,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 174,000 | $220,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 7,100 | $219,000 | thousands by filing date | put |
| SCORE MEDIA & GAMING INC | 80919D202 | CL A SUB VTG SHS | 10,955 | $219,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 600 | $217,000 | thousands by filing date | call |
| BLUE BIRD CORP | 095306106 | COM | 8,754 | $217,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 3,562 | $217,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 13,245 | $217,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 7,464 | $216,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,907 | $216,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 4,481 | $216,000 | thousands by filing date | principal |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 54,696 | $215,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 8,200 | $211,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 24,337 | $210,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 19,006 | $209,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 15,005 | $209,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 3,964 | $208,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $207,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 2,000 | $206,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 5,227 | $206,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 8,606 | $206,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 6,180 | $205,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 13,182 | $205,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 9,200 | $204,000 | thousands by filing date | call |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 36,273 | $204,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 6,454 | $201,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 17,169 | $201,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 9,454 | $200,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C104 | SHS CL A | 20,100 | $200,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,500 | $199,000 | thousands by filing date | |
| AJAX I | G0190X100 | COM | 20,000 | $199,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 31,672 | $198,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 22,815 | $198,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 10,826 | $197,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS IN | 382870103 | CMN | 19,603 | $197,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC | 09581B111 | *W EXP 05/19/202 | 70,986 | $195,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 23,715 | $194,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E125 | UNIT 01/19/2026 | 19,000 | $194,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 38,766 | $193,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 35,759 | $193,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,000 | $192,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 13,152 | $190,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 11,115 | $189,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 71,701 | $185,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 29,251 | $184,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 19,001 | $183,000 | thousands by filing date | |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 199,000 | $183,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 13,809 | $182,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 17,500 | $178,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849104 | COM | 2,900 | $176,000 | thousands by filing date | call |
| NEW BEGINNINGS ACQUISITION C | 64222H118 | *W EXP 11/01/202 | 146,873 | $175,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,000 | $172,000 | thousands by filing date | put |
| CERENCE INC COM | 156727109 | Stock | 1,600 | $171,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 26,545 | $171,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,200 | $171,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 15,117 | $170,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 19,005 | $166,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 10,738 | $166,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X105 | CL A | 16,680 | $166,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS IN | 02553EAB2 | NOTE 3.750% 4/1 | 42,000 | $163,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 17,777 | $163,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 20,806 | $163,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 16,325 | $162,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 22,307 | $161,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 13,552 | $161,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 18,177 | $161,000 | thousands by filing date | |
| NOUVEAU MONDE GRAPHITE INC | 66979W842 | COM NEW | 20,800 | $159,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 126,000 | $157,000 | thousands by filing date | |
| SOARING EAGLE ACQUISITION CO | G8354H118 | *W EXP 02/23/202 | 49,248 | $157,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 13,733 | $156,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 34,737 | $156,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 18,298 | $156,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775203 | UNIT 99/99/9999 | 14,331 | $156,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 12,477 | $151,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 17,055 | $151,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 98,816 | $150,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 23,975 | $150,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 800 | $149,000 | thousands by filing date | put |
| STATE STR CORP COM | 857477103 | Stock | 1,800 | $148,000 | thousands by filing date | call |
| NULL | 68620A203 | NULL | 15,607 | $147,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U101 | CMN | 15,000 | $147,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION CORP SHS CL A | G50737108 | Stock | 15,000 | $146,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B101 | COM | 15,000 | $146,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 600 | $144,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 31,562 | $144,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 21,110 | $144,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 52,844 | $141,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 1,200 | $141,000 | thousands by filing date | call |
| ENDO INTL PLC | G30401106 | SHS | 29,900 | $140,000 | thousands by filing date | put |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 31,486 | $138,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 46,680 | $137,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 3,700 | $135,000 | thousands by filing date | call |
| QIWI PLC | 74735M108 | SPON ADR REP B | 12,258 | $131,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 17,374 | $130,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 10,760 | $127,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 65,925 | $126,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 20,152 | $124,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 40,373 | $124,000 | thousands by filing date | |
| URANIUM RTY CORP | 91702V101 | COM | 40,609 | $122,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 49,206 | $121,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 10,000 | $120,000 | thousands by filing date | call |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 12,000 | $120,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 24,543 | $116,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N129 | CL A | 11,600 | $116,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 15,619 | $113,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 13,261 | $113,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 1,200 | $112,000 | thousands by filing date | call |
| REDWOOD TRUST INC | 758075AC9 | BOND | 111,000 | $110,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 59,269 | $108,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 20,292 | $107,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 11,300 | $106,000 | thousands by filing date | |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 106,000 | $106,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 31,795 | $104,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 19,081 | $100,000 | thousands by filing date | |
| TRITERRAS INC | G9103H102 | COM CL A | 14,406 | $100,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 22,938 | $99,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276107 | COM | 10,000 | $97,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M106 | COM CL A | 10,000 | $97,000 | thousands by filing date | |
| PAGAYA TECHNOLOGIES LTD CL A SHS | G2955B109 | COM | 10,000 | $97,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 25,000 | $96,000 | thousands by filing date | |
| TALKSPACE INC | 87427V103 | COM | 11,170 | $93,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 32,082 | $93,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 10,772 | $93,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 68,243 | $91,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 75,000 | $89,000 | thousands by filing date | call |
| AUDDIA INC | 05072K107 | COM | 15,596 | $88,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 500 | $84,000 | thousands by filing date | call |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 27,966 | $84,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 12,100 | $83,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 500 | $81,000 | thousands by filing date | call |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 10,104 | $81,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R302 | SPONSORED ADS | 38,716 | $81,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 30,800 | $78,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 29,244 | $77,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 1,100 | $74,000 | thousands by filing date | put |
| POLYMET MNG CORP | 731916409 | COM | 20,106 | $73,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 7,900 | $68,000 | thousands by filing date | call |
| ARRIVAL GROUP | L0423Q116 | *W EXP 03/24/202 | 14,244 | $68,000 | thousands by filing date | |
| Figure Acquisition Corp I | 302438114 | Warrant | 48,120 | $68,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 1,000 | $67,000 | thousands by filing date | put |
| DHI GROUP INC | 23331S100 | COM | 19,210 | $66,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 19,440 | $65,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 300 | $62,000 | thousands by filing date | put |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 300 | $62,000 | thousands by filing date | put |
| ALSET EHOME INTERNATIONAL IN | 02116A104 | COM | 10,523 | $60,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 53,000 | $57,000 | thousands by filing date | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 20,881 | $55,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,851 | $52,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 34,782 | $52,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 17,528 | $51,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 31,706 | $50,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 20,927 | $49,000 | thousands by filing date | |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 42,500 | $49,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T117 | WTS | 38,750 | $48,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 65,300 | $45,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 37,000 | $37,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 200 | $35,000 | thousands by filing date | put |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 23,000 | $35,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 500 | $34,000 | thousands by filing date | call |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 28,000 | $31,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 30,000 | $30,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 10,000 | $30,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 20,803 | $29,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y111 | *W EXP 02/28/202 | 22,738 | $29,000 | thousands by filing date | |
| SANDBRIDGE ACQUISITION CORP | 799793112 | *W EXP 09/14/202 | 20,900 | $29,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC WT EXP 081027 | 00216W117 | Stock | 11,780 | $27,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T117 | WARR | 26,666 | $26,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 12,604 | $25,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 17,854 | $23,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 34,086 | $22,000 | thousands by filing date | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 10,000 | $22,000 | thousands by filing date | |
| Atlantic Avenue Acquisition Corp | 04906P119 | Warrant | 24,800 | $22,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 666 | $20,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 16,181 | $20,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q115 | *W EXP 03/25/202 | 12,000 | $15,000 | thousands by filing date | |
| 0 | 31738L115 | 0 | 10,000 | $13,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 14,000 | $12,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 1,117 | $11,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L115 | WTS | 10,000 | $11,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 10,000 | $10,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 10,000 | $10,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 200 | $6,000 | thousands by filing date | call |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 65 | $2,000 | thousands by filing date | principal |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 15 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-015771 | this filing | 2021-08-16 | acceptance time not in the bulk data set |