13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 4,435 holding rows worth $188,624,078,000.
- Accession
- 0001567619-21-015771
- Filer
- CIK 824468
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 17,779 entries on the cover page, a total value of $188,624,078,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $188,624,078,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 57,385 | $862,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 16,800 | $862,000 | thousands by filing date | call |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 9,297 | $861,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 29,338 | $860,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 481,791 | $858,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 23,621 | $857,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 21,024 | $856,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 35,218 | $856,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 10,924 | $853,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 19,235 | $852,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,700 | $851,000 | thousands by filing date | call |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 58,205 | $849,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 51,210 | $844,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 7,100 | $843,000 | thousands by filing date | call |
| STOCK YDS BANCORP INC | 861025104 | COM | 16,558 | $843,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 96,611 | $843,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 40,258 | $840,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 45,220 | $840,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 600,000 | $840,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 35,800 | $838,000 | thousands by filing date | put |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 24,311 | $836,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 53,500 | $835,000 | thousands by filing date | put |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 30,568 | $834,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 35,784 | $834,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 21,308 | $834,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 121,245 | $829,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 16,728 | $828,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 31,742 | $825,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 214,923 | $824,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 238,034 | $822,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 21,167 | $818,000 | thousands by filing date | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 56,398 | $818,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,316 | $817,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G864 | FUND | 3,824 | $816,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 21,856 | $815,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 25,929 | $815,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 24,636 | $815,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 32,515 | $814,000 | thousands by filing date | |
| Barclays Bank PLC | 06747R477 | COM | 27,597 | $813,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 11,554 | $812,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 14,000 | $811,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 15,672 | $805,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 35,876 | $805,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 40,903 | $803,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 4,000 | $801,000 | thousands by filing date | call |
| ENVESTNET INC | 29404KAB2 | BOND | 800,000 | $800,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 48,046 | $797,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 750,000 | $797,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 600,000 | $797,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 86,173 | $795,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 130,004 | $795,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 79,915 | $795,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 700,000 | $795,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 238,438 | $792,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 48,629 | $789,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 15,392 | $789,000 | thousands by filing date | |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 789,000 | $789,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 34,700 | $787,000 | thousands by filing date | call |
| GEO GROUP INC NEW | 36162J106 | COM | 113,983 | $787,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 39,074 | $787,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 38,702 | $785,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 36,648 | $784,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 25,553 | $780,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 35,161 | $780,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 11,058 | $779,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 63,700 | $778,000 | thousands by filing date | call |
| DHC ACQUISITION CORP | G2758T109 | CLASS A ORD SHS | 80,000 | $776,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 26,045 | $774,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 20,800 | $773,000 | thousands by filing date | put |
| AXOGEN INC | 05463X106 | COM | 35,748 | $772,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 11,348 | $772,000 | thousands by filing date | |
| WALDENCAST ACQUISITION CORP | G9460C126 | Unit 03/11/2026 | 75,000 | $771,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 20,595 | $770,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 24,887 | $765,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 45,133 | $764,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 31,500 | $762,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 203,143 | $761,000 | thousands by filing date | |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 490,000 | $761,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 15,047 | $757,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 711,000 | $756,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 37,200 | $752,000 | thousands by filing date | call |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 67,149 | $750,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 18,173 | $748,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 24,923 | $748,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 23,188 | $747,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 10,064 | $746,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G542 | DAILY TRAVEL VAC | 32,972 | $746,000 | thousands by filing date | |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 21,626 | $744,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 89,363 | $743,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 7,301 | $741,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 17,200 | $739,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 11,600 | $739,000 | thousands by filing date | put |
| CREDIT SUISSE NASSAU BRANCH | 22539T266 | XLINK CRD ETN37 | 139,245 | $739,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 22,300 | $737,000 | thousands by filing date | put |
| PAYSAFE LIMITED | G6964L107 | ORD | 61,392 | $737,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 54,157 | $736,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 20,300 | $734,000 | thousands by filing date | put |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 45,554 | $734,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 9,051 | $733,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 79,000 | $732,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 14,900 | $729,000 | thousands by filing date | put |
| IROBOT CORP | 462726100 | COM | 7,800 | $728,000 | thousands by filing date | call |
| WINMARK CORP | 974250102 | COM | 3,789 | $728,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 16,839 | $728,000 | thousands by filing date | |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 500,000 | $728,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 17,113 | $727,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 13,252 | $727,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 68,579 | $724,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 13,100 | $724,000 | thousands by filing date | put |
| TENNECO INC | 880349105 | COM | 37,183 | $722,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 38,082 | $720,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 21,985 | $718,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 3,900 | $716,000 | thousands by filing date | put |
| ALECTOR INC | 014442107 | COMMON STOCK | 34,250 | $713,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION COR | 693486102 | CMN | 73,000 | $711,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 36,320 | $710,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 31,004 | $706,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 35,317 | $706,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 14,000 | $706,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 82,381 | $702,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 49,233 | $702,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 17,817 | $701,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 13,086 | $700,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 16,600 | $700,000 | thousands by filing date | call |
| ISHARES TR | 46429B408 | CMN | 22,583 | $699,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 15,690 | $698,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 52,683 | $696,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 43,464 | $696,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 20,515 | $695,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 28,954 | $694,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 5,160 | $694,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 42,081 | $694,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 6,800 | $693,000 | thousands by filing date | put |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 44,742 | $693,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 47,422 | $693,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T108 | CMN | 70,000 | $692,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 30,726 | $691,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 76,649 | $691,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 24,694 | $690,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 242,832 | $689,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 26,140 | $687,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 27,933 | $686,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 15,399 | $686,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 14,844 | $682,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 156,257 | $682,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 104,509 | $681,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQUISITI | 24279d204 | COM | 60,843 | $681,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 119,562 | $680,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 21,378 | $680,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,800 | $678,000 | thousands by filing date | call |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 19,102 | $678,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 5,981 | $678,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC | 253393AD4 | NOTE 3.250% 4/1 | 678,000 | $678,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 600,000 | $678,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 14,827 | $677,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 26,421 | $675,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 4,500 | $674,000 | thousands by filing date | call |
| NEW SR INVT GROUP INC | 648691103 | COM | 76,189 | $674,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 175,000 | $672,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 35,000 | $671,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 15,500 | $667,000 | thousands by filing date | call |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 22,825 | $666,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 16,247 | $662,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 4,800 | $661,000 | thousands by filing date | put |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 67,812 | $658,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 76,843 | $656,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 19,736 | $656,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 29,738 | $653,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 12,235 | $652,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 400,000 | $652,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 54,989 | $652,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 600,000 | $651,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 54,295 | $649,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 69,806 | $646,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 5,300 | $644,000 | thousands by filing date | put |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 23,623 | $644,000 | thousands by filing date | principal |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 27,229 | $644,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 35,282 | $644,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 111,085 | $643,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 8,700 | $640,000 | thousands by filing date | put |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 7,224 | $640,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 42,134 | $640,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 17,121 | $639,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 28,981 | $637,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 23,789 | $634,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 15,782 | $634,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 14,931 | $634,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 26,700 | $633,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 15,700 | $633,000 | thousands by filing date | call |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 17,632 | $633,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 163,874 | $633,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 44,493 | $631,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 24,768 | $630,000 | thousands by filing date | principal |
| MORPHIC HLDG INC | 61775R105 | COM | 10,979 | $630,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 25,287 | $628,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 36,297 | $626,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 38,037 | $625,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 8,920 | $624,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 38,923 | $624,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,100 | $623,000 | thousands by filing date | put |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,100 | $623,000 | thousands by filing date | call |
| FUELCELL ENERGY INC | 35952H601 | COM | 70,000 | $623,000 | thousands by filing date | call |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 72,494 | $623,000 | thousands by filing date | |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 453,000 | $623,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 9,836 | $622,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 61,178 | $621,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 17,100 | $618,000 | thousands by filing date | call |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 5,922 | $617,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 7,729 | $617,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,596 | $616,000 | thousands by filing date | |
| Direxion S&P 500 High minus Low Quality ETF | 25460G401 | S&P 500 HI MIN | 9,171 | $616,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 6,277 | $615,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 6,735 | $613,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 52,387 | $613,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 50,086 | $613,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 16,448 | $611,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 22,721 | $611,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 41,535 | $610,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 8,534 | $610,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 10,163 | $610,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 10,000 | $607,000 | thousands by filing date | put |
| SI BONE INC | 825704109 | COM | 19,265 | $606,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 11,779 | $605,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 52,800 | $603,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 15,700 | $603,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 17,230 | $601,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 6,166 | $601,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088VAB8 | NOTE 0.500% 4/1 | 600,000 | $600,000 | thousands by filing date | |
| QIAGEN NV | N72482AT4 | DEBT 1.000%11/1 | 600,000 | $600,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269GAB3 | BOND | 600,000 | $600,000 | thousands by filing date | |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 600,000 | $600,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 5,200 | $598,000 | thousands by filing date | put |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 25,891 | $597,000 | thousands by filing date | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 65,775 | $595,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 95,719 | $594,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 22,796 | $592,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 54,249 | $592,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 8,099 | $592,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 24,230 | $592,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 14,377 | $590,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 31,073 | $590,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 17,191 | $588,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 12,239 | $588,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 5,280 | $587,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 6,000 | $587,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 12,786 | $586,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 26,055 | $586,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q107 | CLASS A COM | 60,000 | $586,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 12,253 | $585,000 | thousands by filing date | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 42,000 | $580,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 45,965 | $579,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 3,615 | $578,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 14,946 | $577,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 20,453 | $576,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 77,398 | $575,000 | thousands by filing date | |
| Granite Construction Inc | 387328AB3 | CV | 413,000 | $575,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 69,270 | $574,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 6,595 | $573,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 66,025 | $573,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 118,057 | $572,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 17,972 | $569,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 11,076 | $568,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 5,708 | $568,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 4,314 | $568,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 3,500 | $567,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 17,400 | $565,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,500 | $564,000 | thousands by filing date | put |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 16,460 | $563,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 16,600 | $562,000 | thousands by filing date | put |
| WATERSTONE FINL INC MD | 94188P101 | COM | 28,624 | $562,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 36,615 | $561,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 3,200 | $559,000 | thousands by filing date | call |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 11,782 | $558,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 50,177 | $558,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 10,401 | $557,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 4,602 | $557,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 65,388 | $556,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767678 | INDX FD | 15,025 | $556,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 35,667 | $554,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 6,371 | $554,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 34,909 | $553,000 | thousands by filing date | |
| NETSTREIT CORP | 64119V303 | COM | 23,732 | $551,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 26,282 | $551,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 192,865 | $551,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 12,265 | $550,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 21,010 | $550,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 48,323 | $549,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 21,301 | $548,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 14,250 | $547,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 11,198 | $544,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 400,000 | $543,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 542,000 | $542,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 11,624 | $541,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 72,860 | $541,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 106,592 | $541,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 27,954 | $539,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 9,500 | $538,000 | thousands by filing date | call |
| HUBSPOTINC | 443573100 | STOK | 900 | $537,000 | thousands by filing date | call |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 37,399 | $537,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 22,200 | $536,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 14,541 | $534,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 39,890 | $534,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 23,611 | $533,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 59,852 | $532,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 99,866 | $530,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 37,277 | $529,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 30,240 | $529,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 15,567 | $527,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 90,593 | $525,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 16,003 | $524,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 9,160 | $524,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 4,914 | $521,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 40,840 | $520,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 59,045 | $519,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 9,913 | $519,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 13,581 | $519,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 19,071 | $515,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 24,206 | $515,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 25,594 | $514,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 14,366 | $513,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 5,500 | $511,000 | thousands by filing date | call |
| CHASE CORP | 16150R104 | COM | 4,969 | $510,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 9,609 | $509,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 19,249 | $508,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 11,338 | $508,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T107 | COM | 50,000 | $508,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 28,000 | $507,000 | thousands by filing date | put |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 7,907 | $507,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 16,101 | $507,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 73,684 | $504,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 50,000 | $504,000 | thousands by filing date | call |
| AMERICAN WELL CORP | 03044L105 | CL A | 38,900 | $503,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 55,764 | $503,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 4,700 | $502,000 | thousands by filing date | call |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 17,359 | $502,000 | thousands by filing date | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 28,825 | $501,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 500,000 | $500,000 | thousands by filing date | |
| SABRE GLBL INC | 78573NAE2 | BOND | 500,000 | $500,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 115,422 | $498,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 61,866 | $498,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 50,000 | $497,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 60,249 | $496,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 10,000 | $496,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 15,827 | $495,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 92,655 | $495,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 27,588 | $495,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 35,753 | $495,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D105 | CMN | 50,307 | $491,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 33,700 | $490,000 | thousands by filing date | put |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 5,244 | $488,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 26,850 | $488,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 45,567 | $488,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 25,225 | $488,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 10,205 | $487,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 23,250 | $487,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 25,773 | $487,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 18,518 | $487,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L107 | CMN | 50,000 | $487,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 15,500 | $486,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 9,204 | $486,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 20,492 | $485,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N100 | SHS CL A | 49,770 | $485,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 14,565 | $484,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 47,733 | $484,000 | thousands by filing date | |
| PULMONX CORP | 745848101 | COM | 10,955 | $484,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 14,871 | $483,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 33,075 | $482,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 54,229 | $482,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 12,719 | $481,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 138,183 | $481,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 574,869 | $479,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 10,328 | $478,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 38,114 | $477,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 400,000 | $477,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 7,237 | $476,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,831 | $476,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 51,194 | $475,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 28,619 | $475,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 12,400 | $474,000 | thousands by filing date | put |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 13,265 | $474,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 7,623 | $473,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 284,000 | $473,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032106 | COM CL A | 48,000 | $469,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 6,280 | $468,000 | thousands by filing date | |
| FARFETCH LTD | 30744WAD9 | BOND | 468,000 | $468,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 23,802 | $467,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 7,763 | $467,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 39,847 | $465,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 296,000 | $465,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 9,547 | $464,000 | thousands by filing date | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 6,854 | $463,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 11,466 | $462,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 8,600 | $461,000 | thousands by filing date | call |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 15,636 | $458,000 | thousands by filing date | |
| INVENTIVA SA | 46124U107 | ADS | 33,712 | $458,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 105,290 | $458,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,166 | $457,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 384,090 | $457,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 25,967 | $456,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 16,505 | $456,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 322,974 | $455,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 24,344 | $455,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 11,029 | $453,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 14,777 | $452,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 10,134 | $449,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 17,734 | $449,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 9,786 | $448,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 20,378 | $448,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 30,913 | $448,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 33,951 | $447,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 58,579 | $445,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 18,371 | $444,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 48,387 | $443,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 3,100 | $442,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 16,215 | $442,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 8,163 | $441,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 11,780 | $441,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 14,722 | $440,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 7,890 | $439,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 39,727 | $439,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 27,199 | $437,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 20,289 | $435,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 15,212 | $432,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 28,321 | $431,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 200,000 | $430,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 22,001 | $429,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 7,000 | $428,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 10,006 | $428,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 5,186 | $427,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 23,215 | $427,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 6,406 | $426,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 103,332 | $425,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 10,935 | $425,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION II | G0R21B104 | CMN | 43,189 | $425,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X104 | COM CL 1 | 33,565 | $424,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 133,984 | $422,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 8,275 | $421,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 5,056 | $421,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 30,979 | $420,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 37,016 | $420,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,800 | $419,000 | thousands by filing date | put |
| HORIZON BANCORP IND | 440407104 | COM | 23,931 | $417,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 9,600 | $414,000 | thousands by filing date | call |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 11,760 | $414,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 28,791 | $412,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 17,006 | $411,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 23,431 | $411,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 23,945 | $411,000 | thousands by filing date | |
| 23ANDME HOLDING CO WT EXP 061626 | 90138Q116 | Stock | 136,102 | $411,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 18,690 | $410,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 30,000 | $409,000 | thousands by filing date | call |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 41,820 | $409,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 6,905 | $407,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y106 | COM CL A | 42,000 | $407,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 32,889 | $406,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 74,098 | $406,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 10,027 | $406,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 18,886 | $406,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 7,204 | $405,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 11,019 | $405,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 10,398 | $404,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 5,564 | $403,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 21,713 | $403,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 305,282 | $402,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 51,000 | $401,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032114 | UNIT 99/99/9999 | 40,064 | $401,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,002 | $400,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 14,624 | $400,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 70,823 | $400,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 30,557 | $400,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 400,000 | $400,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 400,000 | $400,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 91,618 | $400,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 6,963 | $399,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 8,813 | $399,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 25,950 | $399,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 11,783 | $398,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 10,282 | $398,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 8,749 | $397,000 | thousands by filing date | |
| LARGO RES LTD | 517103602 | COM | 25,488 | $397,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T101 | CMN | 40,000 | $396,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 27,445 | $395,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 28,583 | $393,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 61,417 | $393,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 15,377 | $392,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 15,262 | $391,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 47,317 | $389,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 9,000 | $388,000 | thousands by filing date | put |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 98,900 | $388,000 | thousands by filing date | call |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 9,000 | $388,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 17,564 | $385,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 17,178 | $384,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 4,151 | $384,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 20,715 | $384,000 | thousands by filing date | principal |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 13,264 | $383,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 5,670 | $382,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 25,039 | $382,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 22,369 | $382,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 8,706 | $381,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 16,100 | $380,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-015771 | this filing | 2021-08-16 | acceptance time not in the bulk data set |