13F-HR filed by ADVENT CAPITAL MANAGEMENT /DE/
ADVENT CAPITAL MANAGEMENT /DE/ filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 173 holding rows worth $4,265,106,000.
- Accession
- 0001567619-20-015251
- Filer
- CIK 1097278
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 174 entries on the cover page, a total value of $4,265,106,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,265,106,000 with VALUE read as thousands by filing date, 13F file number 028-05049. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 163,187,000 | $195,787,000 | thousands by filing date | principal |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 136,834 | $184,931,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 134,303 | $176,608,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 141,831,000 | $134,101,000 | thousands by filing date | principal |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 126,424,000 | $123,974,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 119,561,000 | $110,254,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 102,308,000 | $99,070,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 86,121,000 | $92,768,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 86,076,000 | $91,377,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 89,974,000 | $84,837,000 | thousands by filing date | principal |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 72,247,000 | $71,333,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 66,494,000 | $69,314,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 60,931,000 | $66,182,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 44,306,000 | $65,959,000 | thousands by filing date | principal |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 630,374 | $64,188,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 64,044,000 | $62,946,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 48,434,000 | $57,294,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 629,438 | $56,310,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 43,391,000 | $52,858,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 42,417,000 | $52,220,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 55,472,000 | $51,918,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 13,524,000 | $49,730,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 54,031,000 | $48,721,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 32,627,000 | $48,175,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 34,319,000 | $47,409,000 | thousands by filing date | principal |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 48,583,000 | $47,338,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 44,631,000 | $47,328,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 95,039,000 | $45,893,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 49,490,000 | $43,994,000 | thousands by filing date | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 42,784,000 | $43,289,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 40,859,000 | $40,780,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 36,724,000 | $39,176,000 | thousands by filing date | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 39,560,000 | $38,896,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 42,305,000 | $38,852,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F796 | COM | 793,969 | $38,780,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 38,757,000 | $38,604,000 | thousands by filing date | principal |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 41,698,000 | $38,582,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 35,306,000 | $36,980,000 | thousands by filing date | principal |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 761,413 | $36,973,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 809,360 | $35,911,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 40,323,000 | $35,399,000 | thousands by filing date | principal |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 33,816,000 | $34,740,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 52,796,000 | $33,938,000 | thousands by filing date | principal |
| KBR INC | 48242WAB2 | BOND | 29,674,000 | $33,384,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 33,201,000 | $33,187,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 34,493,000 | $32,958,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F770 | CONV | 752,169 | $32,048,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 32,601,000 | $31,832,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 32,773,000 | $31,561,000 | thousands by filing date | principal |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 32,329,000 | $29,996,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 24,863,000 | $28,669,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 34,476,000 | $28,625,000 | thousands by filing date | principal |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 8,114,000 | $28,444,000 | thousands by filing date | principal |
| 8X8 INC NEW | 282914AB6 | BOND | 30,738,000 | $27,737,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 11,929,000 | $27,313,000 | thousands by filing date | principal |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 632,017 | $26,908,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 30,500,000 | $26,576,000 | thousands by filing date | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 22,101,000 | $26,375,000 | thousands by filing date | principal |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 25,701,000 | $25,716,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 8,500,000 | $25,522,000 | thousands by filing date | principal |
| TERADYNE INC | 880770AG7 | NOTE | 9,454,000 | $25,423,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 2,475,000 | $25,060,000 | thousands by filing date | principal |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 7,250,000 | $24,037,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 23,801,000 | $23,646,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 23,564,000 | $23,494,000 | thousands by filing date | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 24,638,000 | $23,360,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 29,044,000 | $21,495,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 4,085,000 | $21,018,000 | thousands by filing date | principal |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 13,995,000 | $20,839,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 17,438,000 | $19,006,000 | thousands by filing date | principal |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 14,688,000 | $18,890,000 | thousands by filing date | principal |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 180,200 | $18,850,000 | thousands by filing date | |
| LIVEPERSON INC | 538146AB7 | BOND | 15,112,000 | $18,774,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 19,511,000 | $18,504,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 20,389,000 | $18,469,000 | thousands by filing date | principal |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 23,085,000 | $18,209,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 15,878,000 | $17,903,000 | thousands by filing date | principal |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 396,688 | $17,309,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 13,102,000 | $16,406,000 | thousands by filing date | principal |
| CONMED CORP | 207410AF8 | BOND | 14,828,000 | $15,527,000 | thousands by filing date | principal |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 341,196 | $15,248,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 17,910,000 | $15,239,000 | thousands by filing date | principal |
| RAPID7 INC | 753422AB0 | NOTE | 11,254,000 | $15,180,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 14,827,000 | $15,151,000 | thousands by filing date | principal |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 9,816 | $14,613,000 | thousands by filing date | |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 13,363,000 | $14,457,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 15,565,000 | $14,337,000 | thousands by filing date | principal |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 15,775,000 | $14,284,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 12,210,000 | $14,268,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 14,614,000 | $14,044,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 14,645,000 | $13,680,000 | thousands by filing date | principal |
| SSR Mining Inc | 784730AB9 | Convertible bond | 9,800,000 | $13,549,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 12,176,000 | $13,311,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551AC4 | BOND | 13,788,000 | $12,746,000 | thousands by filing date | principal |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 272,441 | $12,172,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 16,703,000 | $12,060,000 | thousands by filing date | principal |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 11,762,000 | $11,551,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 13,398,000 | $10,979,000 | thousands by filing date | principal |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 76,424 | $10,948,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 7,482,000 | $10,456,000 | thousands by filing date | principal |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 254,650 | $9,890,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 9,250,000 | $9,085,000 | thousands by filing date | principal |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 9,350,000 | $8,756,000 | thousands by filing date | principal |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 88,087 | $8,571,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 9,605,000 | $8,374,000 | thousands by filing date | principal |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 2,687,000 | $8,332,000 | thousands by filing date | principal |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 76,400 | $7,961,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 7,159,000 | $7,883,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 6,425,000 | $7,350,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAB2 | BOND | 5,907,000 | $7,270,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 5,894,000 | $6,897,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 4,110,000 | $6,839,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 2,249,000 | $6,759,000 | thousands by filing date | principal |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 6,647,000 | $6,620,000 | thousands by filing date | principal |
| ALTAIR ENGR INC | 021369AA1 | BOND | 6,000,000 | $6,327,000 | thousands by filing date | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 5,402,000 | $5,601,000 | thousands by filing date | principal |
| QIAGEN NV | AV5355400 | CONV | 5,000,000 | $5,445,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 4,500,000 | $4,924,000 | thousands by filing date | principal |
| Merck & Co.,Inc. | 58933Y105 | COM | 56,500 | $4,369,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 4,817,000 | $4,260,000 | thousands by filing date | principal |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 4,056,000 | $4,229,000 | thousands by filing date | principal |
| Walmart Inc. | 931142103 | COM | 35,000 | $4,192,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 6,463,000 | $4,129,000 | thousands by filing date | principal |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 3,740,000 | $4,116,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 4,816,000 | $3,845,000 | thousands by filing date | principal |
| Cigna Corporation | 125523100 | COM | 20,000 | $3,753,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 40,000 | $3,668,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 35,000 | $3,436,000 | thousands by filing date | |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 3,000,000 | $3,310,000 | thousands by filing date | principal |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 2,125,000 | $3,187,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 2,070,000 | $3,027,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 100,000 | $3,023,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 50,000 | $2,941,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 20,000 | $2,892,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 3,014,000 | $2,716,000 | thousands by filing date | principal |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 1,379,000 | $2,666,000 | thousands by filing date | principal |
| Union Pacific Corporation | 907818108 | COM | 15,000 | $2,536,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 1,715,000 | $2,407,000 | thousands by filing date | principal |
| KAMAN CORP | 483548AF0 | BOND | 2,427,000 | $2,324,000 | thousands by filing date | principal |
| AUTOZONE INC COM | 053332102 | Stock | 2,000 | $2,256,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 50,000 | $2,234,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 829,000 | $2,061,000 | thousands by filing date | principal |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 2,000,000 | $2,022,000 | thousands by filing date | principal |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 153,048 | $2,002,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 1,098,000 | $1,668,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AD6 | BOND | 760,000 | $1,117,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 8,060 | $488,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,300 | $383,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 6,500 | $325,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,500 | $262,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 187,000 | $227,000 | thousands by filing date | principal |
| SEMPRA ENERGY | 816851505 | PFD | 2,313 | $227,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 131,000 | $221,000 | thousands by filing date | principal |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 58,000 | $206,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 76,000 | $162,000 | thousands by filing date | principal |
| FIREEYE INC | 31816Q101 | COM | 6,000 | $73,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 8,000 | $54,000 | thousands by filing date | principal |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 700 | $44,000 | thousands by filing date | put |
| BLOOMIN BRANDS INC | 094235958 | COM | 400 | $22,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887109 | COM | 84 | $20,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 490 | $17,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 6,000 | $8,000 | thousands by filing date | principal |
| APPLE INC | 037833950 | PUT | 155 | $6,000 | thousands by filing date | put |
| GLAUKOS CORP | 377322952 | PUT | 100 | $6,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 7,000 | $6,000 | thousands by filing date | principal |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 9,000 | $6,000 | thousands by filing date | principal |
| STARBUCKS CORP | 855244909 | CALL | 420 | $3,000 | thousands by filing date | call |
| MACYS INC | 55616P954 | COM | 1,000 | $3,000 | thousands by filing date | put |
| SOUTHWEST AIRLS CO | 844741958 | PUT | 200 | $2,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS | G66721954 | PUT | 300 | $2,000 | thousands by filing date | put |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 3,000 | $1,000 | thousands by filing date | principal |
| TWITTER INC | 90184L952 | COM | 200 | $1,000 | thousands by filing date | put |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 10,000 | $1,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-015251 | this filing | 2020-08-14 | acceptance time not in the bulk data set |