13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 6,857 holding rows worth $207,858,040,000.
- Accession
- 0001567619-20-010411
- Filer
- CIK 1000275
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 25,059 entries on the cover page, a total value of $207,858,040,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $207,858,040,000 with VALUE read as thousands by filing date, 13F file number 028-11396. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WATSCO INC COM | 942622200 | Stock | 49,992 | $7,901,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 156,600 | $7,896,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 156,600 | $7,896,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 163,920 | $7,877,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 546,681 | $7,872,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 88,015 | $7,869,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 485,358 | $7,859,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 13,381 | $7,858,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 206,600 | $7,845,000 | thousands by filing date | call |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 197,044 | $7,832,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 5,168,252 | $7,804,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 763,034 | $7,798,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 112,000 | $7,795,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 172,913 | $7,788,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 97,748 | $7,787,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,194,433 | $7,762,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 64,521 | $7,739,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 155,670 | $7,708,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 141,397 | $7,700,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 9,140,000 | $7,680,000 | thousands by filing date | principal |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 9,675,000 | $7,679,000 | thousands by filing date | principal |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 186,488 | $7,674,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 75,815 | $7,658,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 186,520 | $7,654,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 137,428 | $7,638,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 56,157 | $7,637,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,195,125 | $7,624,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 350,939 | $7,601,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 160,652 | $7,595,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 353,142 | $7,591,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 319,486 | $7,583,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 68,731 | $7,581,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 543,400 | $7,553,000 | thousands by filing date | put |
| AMEDISYS INC | 023436108 | COM | 41,113 | $7,546,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 694,711 | $7,544,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 119,788 | $7,542,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,194,258 | $7,535,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 222,216 | $7,535,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 178,322 | $7,521,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 75,138 | $7,456,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 2,382,857 | $7,410,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 164,680 | $7,407,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 633,694 | $7,389,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 276,353 | $7,373,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 181,079 | $7,371,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 441,220 | $7,364,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 381,881 | $7,359,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 7,780,000 | $7,342,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 174,000 | $7,329,000 | thousands by filing date | call |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 983,564 | $7,318,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 4,000,000 | $7,297,000 | thousands by filing date | principal |
| Philip Morris International Inc. | 718172109 | COM | 100,000 | $7,296,000 | thousands by filing date | put |
| FIRST SOLAR INC COM | 336433107 | Stock | 202,075 | $7,287,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 973,108 | $7,259,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 63,259 | $7,258,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 269,424 | $7,231,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 378,398 | $7,224,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 73,835 | $7,223,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 4,870,877 | $7,210,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 525,767 | $7,198,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 238,875 | $7,197,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 148,532 | $7,194,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 7,211,000 | $7,189,000 | thousands by filing date | principal |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 124,000 | $7,188,000 | thousands by filing date | put |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 125,855 | $7,170,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 442,498 | $7,168,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 233,881 | $7,163,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,045,000 | $7,158,000 | thousands by filing date | put |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 252,300 | $7,147,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 172,977 | $7,128,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 164,914 | $7,127,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 79,564 | $7,102,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 98,262 | $7,072,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 284,998 | $7,072,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 207,756 | $7,066,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,458,470 | $7,060,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 47,300 | $7,054,000 | thousands by filing date | call |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 431,295 | $7,019,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 296,372 | $7,015,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 323,031 | $7,003,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 284,898 | $6,994,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 208,717 | $6,992,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 200,000 | $6,978,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 1,735,000 | $6,975,000 | thousands by filing date | put |
| CASELLA WASTE SYS INC | 147448104 | CL A | 177,939 | $6,951,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 322,059 | $6,940,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 31,728 | $6,920,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 148,370 | $6,911,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 76,280 | $6,909,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 200,000 | $6,890,000 | thousands by filing date | put |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 468,195 | $6,873,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 207,105 | $6,862,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 100,000 | $6,852,000 | thousands by filing date | put |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 384,018 | $6,851,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513125 | UNIT 99/99/9999 | 693,345 | $6,836,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 599,900 | $6,833,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 73,875 | $6,813,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 160,069 | $6,812,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 992,984 | $6,803,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 87,600 | $6,800,000 | thousands by filing date | put |
| AVALARA INC | 05338G106 | COM | 90,940 | $6,785,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 100,000 | $6,780,000 | thousands by filing date | put |
| ROYAL BK CDA COM | 780087102 | Stock | 110,000 | $6,771,000 | thousands by filing date | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 820,887 | $6,740,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 194,318 | $6,718,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 350,418 | $6,714,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 310,799 | $6,713,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 114,152 | $6,712,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 46,360 | $6,706,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 185,238 | $6,683,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 302,175 | $6,675,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 376,244 | $6,661,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,390,701 | $6,661,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 659,328 | $6,660,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 106,503 | $6,657,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 874,813 | $6,648,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 88,079 | $6,646,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 529,034 | $6,629,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 6,375,000 | $6,628,000 | thousands by filing date | principal |
| CROWN HLDGS INC COM | 228368106 | Stock | 114,169 | $6,626,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 80,852 | $6,610,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 691,065 | $6,586,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 142,082 | $6,584,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 395,541 | $6,578,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 615,622 | $6,575,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 167,544 | $6,565,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 39,304 | $6,553,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 158,411 | $6,541,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 4,401,000 | $6,535,000 | thousands by filing date | principal |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 177,773 | $6,532,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 60,000 | $6,531,000 | thousands by filing date | put |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 76,169 | $6,507,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 473,502 | $6,506,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 497,659 | $6,495,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 270,809 | $6,483,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 906,664 | $6,446,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 75,502 | $6,445,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 84,469 | $6,435,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 95,954 | $6,431,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 6,100,000 | $6,428,000 | thousands by filing date | principal |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 45,935 | $6,418,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 38,231 | $6,410,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 154,841 | $6,408,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 280,019 | $6,371,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 73,188 | $6,367,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 461,485 | $6,345,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 130,273 | $6,314,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 737,617 | $6,270,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 166,434 | $6,265,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 127,433 | $6,257,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 241,789 | $6,250,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 209,563 | $6,236,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 327,534 | $6,230,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 260,099 | $6,225,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 219,220 | $6,215,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 3,250,471 | $6,209,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 342,124 | $6,195,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 141,586 | $6,194,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,279,000 | $6,178,000 | thousands by filing date | call |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 255,538 | $6,171,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 207,016 | $6,165,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 481,803 | $6,148,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 403,224 | $6,122,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 294,627 | $6,119,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 664,842 | $6,116,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 377,400 | $6,114,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 201,871 | $6,111,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 16,607 | $6,104,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,994,100 | $6,102,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 194,915 | $6,102,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 298,887 | $6,101,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 350,742 | $6,096,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 240,499 | $6,088,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 233,825 | $6,085,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 132,046 | $6,083,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 503,951 | $6,077,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 305,764 | $6,057,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 253,941 | $6,056,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 379,792 | $6,045,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 303,370 | $6,013,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 463,248 | $5,999,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 1,900,995 | $5,989,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 58,252 | $5,976,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,084,067 | $5,962,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 208,999 | $5,884,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 336,623 | $5,874,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 6,430,000 | $5,867,000 | thousands by filing date | principal |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 35,148 | $5,843,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 400,000 | $5,836,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 503,322 | $5,828,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 3,857,665 | $5,825,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 7,372,000 | $5,825,000 | thousands by filing date | principal |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 77,985 | $5,820,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 204,661 | $5,818,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 3,534 | $5,812,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 1,441,136 | $5,793,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A537 | CBOE VEST S&P | 164,955 | $5,775,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 108,430 | $5,774,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 111,134 | $5,773,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 136,908 | $5,772,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 280,838 | $5,763,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 235,773 | $5,758,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 334,065 | $5,756,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 254,264 | $5,740,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 50,500 | $5,738,000 | thousands by filing date | put |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 182,419 | $5,726,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 80,872 | $5,724,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 170,339 | $5,722,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,746,598 | $5,711,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 119,579 | $5,695,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 816,197 | $5,689,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 156,774 | $5,685,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,114,196 | $5,660,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 42,300 | $5,659,000 | thousands by filing date | put |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 300,000 | $5,643,000 | thousands by filing date | call |
| ISHARES TR | 464288372 | COM | 165,066 | $5,638,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 55,216 | $5,637,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 712,603 | $5,636,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 128,213 | $5,630,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 90,995 | $5,619,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 319,464 | $5,603,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 171,059 | $5,600,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 186,316 | $5,556,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 51,500 | $5,555,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q886 | COM | 532,119 | $5,555,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 823,964 | $5,554,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 684,788 | $5,540,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 182,828 | $5,531,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 173,393 | $5,531,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 304,800 | $5,526,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 304,502 | $5,519,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 168,010 | $5,519,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 356,955 | $5,510,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 183,726 | $5,505,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 3,148,000 | $5,503,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 246,331 | $5,468,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 459,484 | $5,464,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 174,714 | $5,460,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 100,000 | $5,447,000 | thousands by filing date | call |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 322,398 | $5,439,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 9,840 | $5,435,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 297,804 | $5,421,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 649,722 | $5,418,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 144,287 | $5,416,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 54,100 | $5,406,000 | thousands by filing date | call |
| GRAFTECH INTL LTD | 384313508 | COM | 665,573 | $5,405,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 702,371 | $5,402,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 348,065 | $5,391,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 765,000 | $5,386,000 | thousands by filing date | put |
| PROTO LABS INC | 743713109 | COM | 70,737 | $5,385,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 133,581 | $5,373,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 675,000 | $5,360,000 | thousands by filing date | call |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 68,837 | $5,359,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 126,100 | $5,355,000 | thousands by filing date | put |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 5,895,000 | $5,353,000 | thousands by filing date | principal |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,067,893 | $5,352,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 271,085 | $5,347,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 591,173 | $5,345,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 115,207 | $5,339,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 370,000 | $5,335,000 | thousands by filing date | put |
| KIRBY CORP | 497266106 | COM | 122,500 | $5,325,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 225,000 | $5,315,000 | thousands by filing date | call |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 160,877 | $5,297,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 122,661 | $5,295,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 856,500 | $5,293,000 | thousands by filing date | put |
| DOMTAR CORP | 257559203 | COM NEW | 242,636 | $5,251,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 184,681 | $5,248,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 65,813 | $5,245,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 447,151 | $5,245,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 85,698 | $5,245,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 154,160 | $5,242,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 411,707 | $5,223,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 97,716 | $5,216,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 89,552 | $5,198,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 672,536 | $5,184,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 93,920 | $5,183,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 223,041 | $5,173,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 173,555 | $5,171,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 124,937 | $5,160,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 257,851 | $5,157,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 276,488 | $5,143,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 530,328 | $5,128,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 132,500 | $5,124,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F104 | COM SER A | 263,488 | $5,122,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 55,522 | $5,120,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 337,842 | $5,119,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 413,794 | $5,118,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 178,339 | $5,116,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 138,529 | $5,116,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 156,659 | $5,108,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 481,496 | $5,095,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 177,102 | $5,091,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 723,026 | $5,090,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 224,238 | $5,079,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 99,202 | $5,079,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 551,000 | $5,075,000 | thousands by filing date | call |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,195,939 | $5,071,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 521,049 | $5,061,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 69,700 | $5,050,000 | thousands by filing date | put |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 261,983 | $5,038,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 141,874 | $5,028,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 707,368 | $5,023,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 94,739 | $5,008,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 217,251 | $4,998,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 48,547 | $4,997,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,383,700 | $4,995,000 | thousands by filing date | put |
| DECKERS OUTDOOR CORP | 243537107 | COM | 37,251 | $4,992,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 124,600 | $4,988,000 | thousands by filing date | put |
| Danaher Corporation | 235851102 | COM | 36,000 | $4,983,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 120,940 | $4,970,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 823,459 | $4,966,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 60,000 | $4,964,000 | thousands by filing date | call |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 64,984 | $4,963,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 10,000 | $4,952,000 | thousands by filing date | put |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 6,428,837 | $4,943,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 325,000 | $4,934,000 | thousands by filing date | put |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 325,000 | $4,934,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 58,353 | $4,930,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 231,659 | $4,921,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 729,200 | $4,915,000 | thousands by filing date | put |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 184,881 | $4,890,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 187,977 | $4,865,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 114,657 | $4,863,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 163,793 | $4,860,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 69,314 | $4,857,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 281,679 | $4,850,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 48,914 | $4,842,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 98,118 | $4,839,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 45,457 | $4,835,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 195,000 | $4,824,000 | thousands by filing date | put |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 133,574 | $4,815,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 65,540 | $4,810,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 32,794 | $4,807,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 128,405 | $4,807,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 186,237 | $4,800,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 158,133 | $4,798,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 100,382 | $4,793,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 121,211 | $4,792,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 192,050 | $4,785,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 43,500 | $4,785,000 | thousands by filing date | put |
| HILLENBRAND INC | 431571108 | COM | 250,421 | $4,785,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 6,150,000 | $4,782,000 | thousands by filing date | principal |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 135,772 | $4,781,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 973,516 | $4,780,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 164,000 | $4,766,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F676 | COM | 40,652 | $4,762,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 32,800 | $4,755,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 143,191 | $4,747,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 265,439 | $4,746,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 251,822 | $4,746,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 33,889 | $4,733,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 79,231 | $4,731,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 140,794 | $4,729,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 592,561 | $4,729,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 46,800 | $4,717,000 | thousands by filing date | call |
| INVESCO LTD SHS | G491BT108 | Stock | 518,600 | $4,709,000 | thousands by filing date | call |
| PRIMERICA INC | 74164M108 | COM | 53,127 | $4,701,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 57,380 | $4,698,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 103,657 | $4,694,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 7,500 | $4,684,000 | thousands by filing date | put |
| EQUINIX INC COM | 29444U700 | REIT | 7,500 | $4,684,000 | thousands by filing date | call |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 485,488 | $4,675,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 400,499 | $4,653,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 436,978 | $4,618,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 913,373 | $4,603,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 69,142 | $4,599,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 291,136 | $4,571,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 122,508 | $4,570,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 362,025 | $4,558,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 2,078,645 | $4,552,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 86,944 | $4,548,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 245,017 | $4,548,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 289,000 | $4,532,000 | thousands by filing date | put |
| U HAUL HOLDING COMPANY | 023586100 | COM | 15,549 | $4,517,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 139,020 | $4,472,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 82,380 | $4,466,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 164,140 | $4,465,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 149,520 | $4,462,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 126,127 | $4,460,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 588,466 | $4,459,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 6,194 | $4,458,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 183,001 | $4,456,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 200,424 | $4,442,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 31,533 | $4,441,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 163,227 | $4,438,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 177,554 | $4,433,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 987,056 | $4,432,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 314,979 | $4,432,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 18,957,664 | $4,426,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 124,989 | $4,422,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 152,786 | $4,421,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 130,000 | $4,420,000 | thousands by filing date | call |
| CNA FINL CORP | 126117100 | COM | 141,977 | $4,407,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 72,524 | $4,400,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 3,924,000 | $4,399,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 77,679 | $4,397,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 152,401 | $4,395,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 135,467 | $4,387,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 3,588,000 | $4,375,000 | thousands by filing date | principal |
| QTS RLTY TR INC | 74736A103 | COM CL A | 75,372 | $4,372,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 23,900 | $4,370,000 | thousands by filing date | call |
| ENTEGRIS INC COM | 29362U104 | Stock | 97,518 | $4,365,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 42,232 | $4,365,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 217,199 | $4,361,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 148,801 | $4,360,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 116,220 | $4,357,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 32,670 | $4,351,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 16,500 | $4,349,000 | thousands by filing date | call |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 258,432 | $4,349,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,196,947 | $4,345,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 217,560 | $4,340,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 14,103 | $4,338,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 179,185 | $4,328,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 83,023 | $4,321,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 137,617 | $4,313,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 120,276 | $4,312,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 409,382 | $4,311,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 250,718 | $4,306,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 180,127 | $4,306,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 35,223 | $4,305,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,386,551 | $4,299,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 50,946 | $4,298,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 18,997 | $4,295,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 207,527 | $4,294,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 260,059 | $4,294,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 41,800 | $4,291,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 94,131 | $4,279,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 485,978 | $4,277,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 693,024 | $4,276,000 | thousands by filing date | |
| RH | 74967X103 | COM | 42,552 | $4,275,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 443,533 | $4,268,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 327,402 | $4,253,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 5,330,000 | $4,245,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 472,094 | $4,239,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 165,606 | $4,238,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 76,710 | $4,231,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 183,903 | $4,230,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 442,949 | $4,226,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 293,491 | $4,226,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 161,251 | $4,213,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 100,327 | $4,209,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 506,750 | $4,200,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 254,541 | $4,200,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 112,500 | $4,190,000 | thousands by filing date | call |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 473,611 | $4,187,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 34,707 | $4,184,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 33,831 | $4,184,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 69,143 | $4,182,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 500,000 | $4,145,000 | thousands by filing date | put |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 194,997 | $4,128,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 144,710 | $4,120,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 440,858 | $4,113,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 181,860 | $4,097,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 299,385 | $4,093,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 115,308 | $4,088,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 61,232 | $4,079,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 199,656 | $4,071,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 74,492 | $4,064,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 150,855 | $4,050,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 86,984 | $4,044,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 331,000 | $4,035,000 | thousands by filing date | put |
| DONALDSON INC COM | 257651109 | Stock | 104,453 | $4,035,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 781,308 | $4,032,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 32,147 | $4,028,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 93,027 | $4,024,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 68,747 | $4,020,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 50,000 | $4,015,000 | thousands by filing date | call |
| CROWN CASTLE INC COM | 22822V101 | REIT | 27,800 | $4,014,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 189,912 | $4,014,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 209,200 | $4,000,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 149,939 | $3,999,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 129,200 | $3,997,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 220,542 | $3,989,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 253,633 | $3,970,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 37,257 | $3,965,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 189,928 | $3,964,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 61,306 | $3,960,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 629,501 | $3,958,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 269,504 | $3,956,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 241,067 | $3,952,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 196,109 | $3,946,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 2,075,391 | $3,944,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 875,000 | $3,929,000 | thousands by filing date | put |
| IDEX CORP COM | 45167R104 | Stock | 28,439 | $3,927,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 124,713 | $3,922,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 39,100 | $3,917,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 97,925 | $3,914,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 25,552 | $3,913,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 90,000 | $3,912,000 | thousands by filing date | put |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 152,381 | $3,909,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 115,314 | $3,900,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 218,677 | $3,897,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 43,316 | $3,889,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 96,000 | $3,888,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 60,387 | $3,885,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 45,301 | $3,884,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 41,466 | $3,867,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 252,039 | $3,867,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 2,659,000 | $3,853,000 | thousands by filing date | principal |
| MYLAN NV | N59465109 | SHS EURO | 258,397 | $3,852,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-010411 | this filing | 2020-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-20-012198 | base | 2020-06-16 | acceptance time not in the bulk data set |