13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 6,857 holding rows worth $207,858,040,000.
- Accession
- 0001567619-20-010411
- Filer
- CIK 1000275
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 25,059 entries on the cover page, a total value of $207,858,040,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $207,858,040,000 with VALUE read as thousands by filing date, 13F file number 028-11396. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAMG Funds LLC028-11395
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RPM INTL INC COM | 749685103 | Stock | 285,264 | $16,973,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 53,500 | $16,926,000 | thousands by filing date | put |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 165,878 | $16,920,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 352,692 | $16,914,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 1,014,760 | $16,884,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 194,853 | $16,874,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 392,367 | $16,837,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 113,016 | $16,822,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 155,000 | $16,777,000 | thousands by filing date | put |
| INVESCO | 46138J882 | EXCHANGE TRADED | 790,652 | $16,746,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 431,196 | $16,744,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 394,818 | $16,742,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,412,900 | $16,644,000 | thousands by filing date | call |
| ROKU INC COM CL A | 77543R102 | Stock | 190,078 | $16,626,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 687,787 | $16,616,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 280,000 | $16,612,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 353,806 | $16,512,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 83,033 | $16,492,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 713,450 | $16,481,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 98,311 | $16,479,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 93,400 | $16,411,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 18,835,000 | $16,401,000 | thousands by filing date | principal |
| BURLINGTON STORES INC COM | 122017106 | Stock | 103,275 | $16,365,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 466,451 | $16,325,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 84,462 | $16,302,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 37,376 | $16,192,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 936,843 | $16,171,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 160,710 | $16,159,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 214,382 | $16,092,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 3,080,812 | $16,081,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 1,285,565 | $16,069,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 224,148 | $16,053,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 103,800 | $16,046,000 | thousands by filing date | put |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 399,088 | $16,028,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 67,500 | $16,004,000 | thousands by filing date | put |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 311,945 | $15,997,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 293,302 | $15,861,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 612,494 | $15,784,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 430,477 | $15,777,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 298,149 | $15,772,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 177,500 | $15,723,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 644,300 | $15,714,000 | thousands by filing date | put |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 306,016 | $15,681,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 267,979 | $15,655,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 316,943 | $15,628,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 510,900 | $15,618,000 | thousands by filing date | put |
| iShares U.S. Financials ETF | 464287788 | SHS | 160,475 | $15,612,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,647,033 | $15,580,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 151,485 | $15,553,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 389,487 | $15,506,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 200,200 | $15,503,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 622,320 | $15,483,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 409,965 | $15,477,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 699,114 | $15,472,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 160,815 | $15,399,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,140,000 | $15,379,000 | thousands by filing date | put |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 70,000 | $15,371,000 | thousands by filing date | put |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 370,000 | $15,366,000 | thousands by filing date | call |
| SANDERSON FARMS | 800013104 | COM | 124,591 | $15,364,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 787,438 | $15,292,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 180,928 | $15,224,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 140,811 | $15,218,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 279,901 | $15,162,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,567,775 | $15,099,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 447,805 | $15,095,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 113,052 | $15,084,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 558,946 | $15,053,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 493,282 | $15,045,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 2,381,900 | $15,030,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 400,000 | $15,016,000 | thousands by filing date | call |
| BANKUNITED INC | 06652K103 | COM | 801,396 | $14,986,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 557,100 | $14,947,000 | thousands by filing date | call |
| TERADYNE INC | 880770AG7 | NOTE | 8,338,000 | $14,925,000 | thousands by filing date | principal |
| BLACK HILLS CORP COM | 092113109 | Stock | 232,931 | $14,914,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 575,067 | $14,836,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 413,056 | $14,829,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 2,309,584 | $14,828,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 135,832 | $14,783,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 589,681 | $14,742,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 719,616 | $14,731,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 8,355,000 | $14,721,000 | thousands by filing date | principal |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 413,638 | $14,713,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 193,100 | $14,712,000 | thousands by filing date | call |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 402,364 | $14,682,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 345,149 | $14,658,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,918,033 | $14,653,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 290,365 | $14,619,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 326,402 | $14,577,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 144,964 | $14,517,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 4,662,613 | $14,500,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 409,612 | $14,473,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,072,818 | $14,472,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 533,771 | $14,460,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 356,797 | $14,443,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 144,656 | $14,416,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 938,051 | $14,407,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,181,805 | $14,406,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 160,871 | $14,389,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 106,511 | $14,384,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 275,337 | $14,364,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 504,552 | $14,334,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 317,408 | $14,293,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 552,785 | $14,284,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 901,800 | $14,230,000 | thousands by filing date | put |
| EVO PMTS INC | 26927E104 | CL A COM | 928,152 | $14,200,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 323,590 | $14,176,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 141,400 | $14,130,000 | thousands by filing date | put |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 674,228 | $14,105,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 258,191 | $14,088,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 803,234 | $14,056,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 117,641 | $14,051,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 435,514 | $14,049,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 133,897 | $13,998,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 504,498 | $13,980,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 256,006 | $13,968,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 15,760,000 | $13,947,000 | thousands by filing date | principal |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 247,830 | $13,946,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 900,043 | $13,906,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 332,149 | $13,881,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 94,990 | $13,880,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 162,161 | $13,826,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,102,000 | $13,819,000 | thousands by filing date | call |
| ISHARES TR | 46435G425 | COM | 239,997 | $13,798,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 765,665 | $13,797,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 473,104 | $13,734,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 199,780 | $13,713,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 308,769 | $13,681,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 725,664 | $13,679,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 75,000 | $13,634,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 602,293 | $13,631,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 201,148 | $13,597,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 316,123 | $13,593,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 375,286 | $13,570,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 594,876 | $13,559,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 16,690,000 | $13,550,000 | thousands by filing date | principal |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 711,233 | $13,513,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 463,457 | $13,451,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 372,514 | $13,418,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 225,709 | $13,407,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 53,765 | $13,360,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 1,144,403 | $13,356,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 1,030,715 | $13,348,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 126,066 | $13,345,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 242,655 | $13,339,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 317,554 | $13,337,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 164,483 | $13,262,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 742,451 | $13,209,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 1,210,383 | $13,193,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 67,351 | $13,169,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 311,000 | $13,081,000 | thousands by filing date | call |
| LIVENT CORP | 53814L108 | COM | 2,487,696 | $13,059,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 90,500 | $13,053,000 | thousands by filing date | call |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 761,898 | $12,975,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 40,402 | $12,936,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 427,190 | $12,906,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 131,500 | $12,898,000 | thousands by filing date | put |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 486,137 | $12,883,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 522,025 | $12,869,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 128,750 | $12,862,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 86,451 | $12,823,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,247,217 | $12,782,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 2,201,471 | $12,769,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 48,983 | $12,768,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 9,075,000 | $12,748,000 | thousands by filing date | principal |
| MKS INC. COM | 55306N104 | Stock | 156,468 | $12,745,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 305,800 | $12,727,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 2,630,997 | $12,707,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 171,714 | $12,702,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 432,156 | $12,680,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 250,860 | $12,676,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 206,466 | $12,647,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 519,957 | $12,646,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 135,235 | $12,618,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 62,425 | $12,610,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 91,800 | $12,600,000 | thousands by filing date | call |
| INGEVITY CORP COM | 45688C107 | Stock | 357,620 | $12,589,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 702,354 | $12,586,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 91,695 | $12,585,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,474,375 | $12,546,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 351,841 | $12,526,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 203,685 | $12,490,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,818,310 | $12,455,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 473,027 | $12,450,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 80,463 | $12,447,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 563,635 | $12,422,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 75,100 | $12,417,000 | thousands by filing date | put |
| iShares Global REIT ETF | 46434V647 | SHS | 647,304 | $12,397,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 446,741 | $12,397,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 159,033 | $12,394,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 232,517 | $12,361,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 225,580 | $12,359,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 1,347,640 | $12,357,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 100,000 | $12,351,000 | thousands by filing date | put |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 107,572 | $12,341,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 13,760,000 | $12,339,000 | thousands by filing date | principal |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 488,552 | $12,317,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 89,110 | $12,305,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 297,022 | $12,292,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 37,882 | $12,277,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 171,917 | $12,264,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 492,758 | $12,216,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 277,821 | $12,153,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 130,409 | $12,150,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 291,379 | $12,147,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 13,100,000 | $12,142,000 | thousands by filing date | principal |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 72,482 | $12,139,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 335,128 | $12,134,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 108,771 | $12,072,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 1,962,622 | $12,051,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 335,932 | $11,984,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 4,647 | $11,939,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 535,838 | $11,902,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 133,931 | $11,890,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 1,714,496 | $11,864,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 215,686 | $11,856,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 645,763 | $11,824,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 64,812 | $11,809,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 330,127 | $11,783,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 106,503 | $11,690,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 810,284 | $11,676,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 11,951,000 | $11,657,000 | thousands by filing date | principal |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 255,900 | $11,636,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 476,555 | $11,612,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 126,406 | $11,577,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,798,737 | $11,556,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 448,789 | $11,551,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 235,480 | $11,544,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 209,131 | $11,531,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 933,959 | $11,516,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 199,178 | $11,491,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,446,500 | $11,485,000 | thousands by filing date | put |
| ISHARES TR | 464287101 | S&P 100 ETF | 96,756 | $11,478,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 64,772 | $11,473,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 183,777 | $11,449,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 115,000 | $11,445,000 | thousands by filing date | call |
| GREENROSE HOLDING CO INC/THE | 395392202 | COM | 1,177,483 | $11,422,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 455,948 | $11,400,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,744,939 | $11,394,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 1,052,689 | $11,391,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 864,550 | $11,386,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,073,885 | $11,362,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,682,100 | $11,354,000 | thousands by filing date | put |
| STERICYCLE INC | 858912108 | COM | 233,620 | $11,350,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 234,874 | $11,326,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 133,483 | $11,241,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 245,398 | $11,237,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 350,000 | $11,232,000 | thousands by filing date | call |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,145,452 | $11,191,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 280,956 | $11,188,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 29,158 | $11,165,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 10,862,000 | $11,148,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 314,200 | $11,116,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 120,800 | $11,115,000 | thousands by filing date | principal |
| iShares Global Healthcare ETF | 464287325 | SHS | 182,333 | $11,111,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 193,917 | $11,102,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 89,255 | $11,086,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 190,418 | $11,075,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,114,700 | $11,069,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 476,015 | $11,058,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 262,078 | $11,017,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 60,030 | $11,010,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 723,059 | $11,004,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,218,695 | $10,931,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 669,047 | $10,919,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 804,128 | $10,885,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 449,395 | $10,881,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 350,794 | $10,874,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 534,568 | $10,863,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 813,920 | $10,858,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 215,781 | $10,819,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 179,668 | $10,815,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 397,200 | $10,800,000 | thousands by filing date | put |
| GRUBHUB INC | 400110102 | COM | 264,915 | $10,789,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 373,786 | $10,760,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 245,495 | $10,757,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 141,237 | $10,750,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 113,200 | $10,748,000 | thousands by filing date | put |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 154,320 | $10,736,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 220,032 | $10,721,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 249,109 | $10,707,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 180,000 | $10,706,000 | thousands by filing date | put |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 3,167,764 | $10,706,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 124,684 | $10,680,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 73,437 | $10,660,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 276,500 | $10,659,000 | thousands by filing date | put |
| PROS Holdings Inc | 74346Y103 | Common Stock | 343,305 | $10,653,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 500,632 | $10,608,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 530,122 | $10,602,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 204,942 | $10,598,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 199,388 | $10,591,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 596,559 | $10,582,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 90,000 | $10,543,000 | thousands by filing date | put |
| KOHLS CORP | 500255104 | COM | 722,029 | $10,534,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 753,900 | $10,510,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 196,621 | $10,474,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,298,400 | $10,465,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 373,986 | $10,449,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 722,461 | $10,424,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 316,225 | $10,404,000 | thousands by filing date | call |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 966,025 | $10,375,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 206,400 | $10,374,000 | thousands by filing date | call |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 698,921 | $10,351,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 205,415 | $10,336,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 218,108 | $10,323,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 55,547 | $10,318,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 300,000 | $10,314,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 244,512 | $10,306,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 198,877 | $10,287,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 137,196 | $10,283,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,109,663 | $10,275,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 114,619 | $10,245,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 463,823 | $10,226,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 435,795 | $10,218,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 192,204 | $10,205,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 118,802 | $10,194,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 235,651 | $10,188,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,320,153 | $10,165,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 210,278 | $10,155,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 118,317 | $10,145,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 270,302 | $10,137,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 302,276 | $10,132,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 175,162 | $10,127,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 282,065 | $10,082,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 180,481 | $10,069,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 142,970 | $10,065,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 332,591 | $10,060,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 263,010 | $10,052,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 435,696 | $10,047,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 246,628 | $10,046,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 103,986 | $10,038,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 114,272 | $10,010,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 100,000 | $10,000,000 | thousands by filing date | call |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 108,354 | $9,993,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 197,801 | $9,992,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,571,834 | $9,982,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 274,297 | $9,976,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 379,979 | $9,966,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,710,100 | $9,953,000 | thousands by filing date | put |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 618,798 | $9,950,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 282,686 | $9,936,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 383,500 | $9,929,000 | thousands by filing date | put |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 142,257 | $9,925,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 28,263 | $9,908,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 55,841 | $9,893,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 414,898 | $9,875,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 460,083 | $9,873,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 441,909 | $9,868,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 10,262,000 | $9,859,000 | thousands by filing date | principal |
| GODADDY INC CL A | 380237107 | Stock | 172,581 | $9,856,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 595,623 | $9,852,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 84,971 | $9,848,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 107,354 | $9,795,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 466,099 | $9,775,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 462,946 | $9,727,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 532,361 | $9,722,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 939,239 | $9,712,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 135,027 | $9,709,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 328,402 | $9,692,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 71,145 | $9,677,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 1,064,652 | $9,677,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 59,000 | $9,674,000 | thousands by filing date | put |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 987,785 | $9,670,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 4,554,836 | $9,656,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 642,940 | $9,650,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 855,088 | $9,637,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 112,500 | $9,631,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 193,040 | $9,627,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 77,900 | $9,621,000 | thousands by filing date | call |
| TWILIO INC CL A | 90138F102 | Stock | 107,344 | $9,607,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 251,775 | $9,605,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 1,091,458 | $9,605,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 357,666 | $9,584,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,358,092 | $9,562,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 386,854 | $9,538,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 573,356 | $9,536,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 1,262,848 | $9,522,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 49,466 | $9,517,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 33,200 | $9,514,000 | thousands by filing date | put |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 462,207 | $9,503,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 363,115 | $9,502,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 300,406 | $9,498,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 860,158 | $9,496,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 708,718 | $9,476,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 290,000 | $9,466,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,720,000 | $9,460,000 | thousands by filing date | put |
| BLACKLINE, INC. | 09239B109 | COM | 179,788 | $9,458,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 220,478 | $9,447,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 543,674 | $9,422,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 191,671 | $9,416,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 359,140 | $9,410,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 120,177 | $9,405,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 254,092 | $9,350,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,553,778 | $9,348,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 100,000 | $9,342,000 | thousands by filing date | call |
| HANESBRANDS INC | 410345102 | COM | 1,182,779 | $9,308,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 1,023,957 | $9,298,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 76,110 | $9,280,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 234,112 | $9,266,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 219,470 | $9,265,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 49,881 | $9,261,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 759,538 | $9,253,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 63,630 | $9,249,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 161,938 | $9,248,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 9,625,000 | $9,242,000 | thousands by filing date | principal |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 482,500 | $9,225,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 189,732 | $9,222,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 364,100 | $9,194,000 | thousands by filing date | call |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 210,983 | $9,180,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 341,978 | $9,165,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 831,945 | $9,151,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 46,502 | $9,150,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 457,600 | $9,147,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 457,600 | $9,147,000 | thousands by filing date | call |
| EASTGROUP PPTYS INC | 277276101 | COM | 87,291 | $9,120,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 173,077 | $9,095,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 191,575 | $9,090,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 196,425 | $9,082,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 970,291 | $9,082,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 59,436 | $9,069,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 165,770 | $9,065,000 | thousands by filing date | |
| MGC | 921910873 | COM | 99,616 | $9,059,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 728,102 | $9,058,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 48,496 | $9,046,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 748,711 | $9,045,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 165,890 | $9,039,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 128,367 | $9,035,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 219,230 | $9,016,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 83,175 | $8,999,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 790,647 | $8,997,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,400,000 | $8,988,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 51,404 | $8,982,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 142,048 | $8,951,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 435,086 | $8,949,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 181,451 | $8,936,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 409,420 | $8,926,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 506,718 | $8,913,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 8,034,000 | $8,898,000 | thousands by filing date | principal |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 379,443 | $8,894,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 142,000 | $8,885,000 | thousands by filing date | call |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 300,000 | $8,880,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 129,920 | $8,865,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 180,896 | $8,847,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 341,267 | $8,835,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 196,376 | $8,821,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 299,649 | $8,792,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 396,990 | $8,789,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 165,000 | $8,788,000 | thousands by filing date | put |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 391,981 | $8,776,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 356,245 | $8,764,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 155,000 | $8,722,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 150,000 | $8,681,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 322,437 | $8,648,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 749,145 | $8,644,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 176,988 | $8,626,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 356,348 | $8,623,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,874,134 | $8,622,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 597,500 | $8,616,000 | thousands by filing date | call |
| Uber Technologies | 90353T100 | COM | 307,300 | $8,580,000 | thousands by filing date | call |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 1,005,818 | $8,580,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 60,459 | $8,560,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 142,756 | $8,553,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 150,000 | $8,550,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 9,016,000 | $8,520,000 | thousands by filing date | principal |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 369,759 | $8,504,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 140,196 | $8,485,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 314,498 | $8,438,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 44,589 | $8,435,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 58,432 | $8,415,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 595,864 | $8,389,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 260,111 | $8,388,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 372,831 | $8,374,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 144,157 | $8,361,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 111,530 | $8,343,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 104,987 | $8,341,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 59,678 | $8,341,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 280,000 | $8,338,000 | thousands by filing date | put |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 272,104 | $8,329,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 100,000 | $8,322,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 64,552 | $8,263,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 493,308 | $8,238,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 461,726 | $8,223,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 194,543 | $8,220,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 7,882,000 | $8,204,000 | thousands by filing date | principal |
| REALPAGE INC | 75606NAB5 | NOTE | 6,000,000 | $8,198,000 | thousands by filing date | principal |
| FORD MTR CO COM | 345370860 | Stock | 1,695,200 | $8,188,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 400,000 | $8,184,000 | thousands by filing date | put |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 329,153 | $8,138,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 130,000 | $8,134,000 | thousands by filing date | put |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 122,604 | $8,117,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 390,264 | $8,088,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 455,461 | $8,044,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 236,239 | $8,042,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,043,644 | $8,015,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 221,713 | $8,013,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 177,707 | $8,011,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 398,901 | $7,973,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,010,694 | $7,964,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 384,923 | $7,949,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 98,145 | $7,944,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 98,626 | $7,904,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-010411 | this filing | 2020-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-20-012198 | base | 2020-06-16 | acceptance time not in the bulk data set |