13F-HR/A filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR/A for the quarter ended 2020-03-31, filed 2020-05-15, with 899 holding rows worth $23,819,716,000.
- Accession
- 0001567619-20-010229
- Filer
- CIK 1163653
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, amendment of type restatement, 1,064 entries on the cover page, a total value of $23,819,716,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $23,819,716,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 17,000 | $1,659,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 57,000 | $1,637,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 17,716 | $1,636,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 93,458 | $1,633,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 150,500 | $1,631,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 35,800 | $1,627,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 56,000 | $1,617,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 456,148 | $1,609,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 68,000 | $1,606,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 50,322 | $1,591,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 12,474 | $1,581,000 | thousands by filing date | |
| RH | 74967X103 | COM | 15,693 | $1,576,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 26,364 | $1,566,000 | thousands by filing date | put |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 23,000 | $1,562,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 102,500 | $1,554,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 15,089 | $1,545,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 50,929 | $1,530,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 32,901 | $1,512,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 17,376 | $1,508,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 33,600 | $1,506,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 17,800 | $1,493,000 | thousands by filing date | call |
| Costco Wholesale Corporation | 22160K105 | COM | 5,179 | $1,481,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 80,700 | $1,462,000 | thousands by filing date | call |
| DOW HLDGS INC COM | 260557103 | Stock | 50,000 | $1,461,000 | thousands by filing date | put |
| GOPRO INC | 38268T103 | CL A | 488,926 | $1,457,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,522,483 | $1,445,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 38,837 | $1,421,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 75,000 | $1,418,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 170,000 | $1,412,000 | thousands by filing date | put |
| KKR & CO INC | 48251W104 | COM | 59,100 | $1,388,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 42,900 | $1,380,000 | thousands by filing date | put |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 290,000 | $1,363,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 29,200 | $1,350,000 | thousands by filing date | call |
| NOVOCURE LTD | G6674U108 | ORD SHS | 19,936 | $1,342,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 10,300 | $1,334,000 | thousands by filing date | put |
| DAVITA INC COM | 23918K108 | Stock | 17,286 | $1,316,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 10,086 | $1,306,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 285,905 | $1,292,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 37,900 | $1,276,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 37,619 | $1,276,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 100,600 | $1,272,000 | thousands by filing date | call |
| Lincoln National Corporat | 524901105 | COM | 26,000 | $1,270,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 39,795 | $1,268,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 23,000 | $1,251,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 33,719 | $1,237,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 30,100 | $1,227,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 100,000 | $1,221,000 | thousands by filing date | put |
| V F CORP COM | 918204108 | Stock | 22,400 | $1,218,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 21,000 | $1,215,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 90,400 | $1,202,000 | thousands by filing date | call |
| HERSHEY CO COM | 427866108 | Stock | 8,994 | $1,192,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 10,393 | $1,184,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 36,224 | $1,165,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 140,000 | $1,138,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 150,000 | $1,134,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 116,800 | $1,129,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 44,100 | $1,122,000 | thousands by filing date | call |
| SWITCH INC | 87105L104 | CL A | 77,500 | $1,116,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 167,500 | $1,115,000 | thousands by filing date | put |
| RAPID7 INC COM | 753422104 | Stock | 25,500 | $1,102,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 19,800 | $1,090,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 24,900 | $1,087,000 | thousands by filing date | put |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 30,846 | $1,087,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 20,000 | $1,084,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 62,500 | $1,080,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 11,000 | $1,075,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 4,458 | $1,073,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 1,194,789 | $1,069,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 8,786 | $1,065,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 160,000 | $1,065,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 27,967 | $1,063,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 71,064 | $1,061,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 42,500 | $1,048,000 | thousands by filing date | call |
| Prologis,Inc. | 74340W103 | COM | 13,019 | $1,044,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 9,349 | $1,043,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 124,593 | $1,035,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 22,018 | $1,026,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 100,000 | $1,011,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 100,000 | $1,010,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 56,000 | $1,004,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 27,500 | $996,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 138,128 | $987,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 288,289 | $955,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 33,374 | $909,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 11,200 | $900,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 11,990 | $898,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 178,900 | $886,000 | thousands by filing date | put |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 51,200 | $885,000 | thousands by filing date | put |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 20,168 | $881,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 7,200 | $873,000 | thousands by filing date | call |
| CIENA CORP COM NEW | 171779309 | Stock | 21,752 | $866,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 27,825 | $866,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 4,460 | $863,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 14,891 | $852,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 29,700 | $847,000 | thousands by filing date | call |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 12,510,139 | $846,000 | thousands by filing date | principal |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 50,000 | $840,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 116,809 | $838,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 43,596 | $835,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 67,000 | $831,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 20,000 | $831,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 56,500 | $791,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 11,100 | $789,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 11,647 | $777,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 70,000 | $775,000 | thousands by filing date | put |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 69,892 | $773,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 50,000 | $768,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 55,100 | $767,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 8,771 | $761,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 58,000 | $756,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 49,900 | $743,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 10,000 | $742,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 109,500 | $741,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 22,260 | $737,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 33,500 | $727,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 38,256 | $723,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 50,000 | $720,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 61,079 | $720,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 41,204 | $712,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,127 | $708,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 46,000 | $697,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 381,800 | $685,000 | thousands by filing date | put |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 22,800 | $682,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 6,290 | $674,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 7,000 | $667,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 107,454 | $663,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 19,781 | $658,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 17,200 | $654,000 | thousands by filing date | call |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 11,100 | $643,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 20,000 | $631,000 | thousands by filing date | call |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 38,000 | $626,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 700,000 | $626,000 | thousands by filing date | call |
| TORO CO | 891092108 | COM | 9,595 | $625,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 20,117 | $616,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 56,041 | $605,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 19,000 | $601,000 | thousands by filing date | put |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 41,500 | $589,000 | thousands by filing date | put |
| FIBROGEN INC | 31572Q808 | COM | 17,000 | $589,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 227,500 | $588,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 94,900 | $587,000 | thousands by filing date | put |
| INNERWORKINGS INC | 45773Y105 | COM | 460,056 | $587,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 59,000 | $585,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 27,000 | $583,000 | thousands by filing date | put |
| OVINTIV INC | 69047Q102 | COM | 216,496 | $582,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 216,500 | $582,000 | thousands by filing date | put |
| APACHE CORP | 037411105 | COM | 139,081 | $579,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 51,000 | $573,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 115,567 | $572,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 44,000 | $570,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 25,910 | $559,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 55,000 | $556,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 7,559 | $554,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 9,500 | $554,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 21,000 | $546,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 110,546 | $541,000 | thousands by filing date | principal |
| MYLAN NV | N59465109 | SHS EURO | 35,642 | $531,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,264 | $530,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 16,800 | $530,000 | thousands by filing date | put |
| TIVO CORP | 88870P106 | COM | 75,000 | $529,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 9,000 | $523,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 33,025 | $521,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 5,626 | $521,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 22,000 | $517,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 7,017 | $514,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 4,768 | $510,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,617 | $508,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 193,300 | $506,000 | thousands by filing date | call |
| BOYDGAMINGCORP | 103304101 | STOK | 35,000 | $504,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 20,000 | $504,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 12,800 | $499,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 180,658 | $492,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 3,361 | $491,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 215,633 | $490,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 70,956 | $483,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 141,125 | $474,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 50,000 | $469,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 17,000 | $468,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 50,587 | $467,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 27,674 | $460,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 17,095 | $456,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 44,684 | $450,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 36,900 | $441,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 12,800 | $437,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 18,000 | $436,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 5,950 | $430,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 3,288 | $428,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 25,000 | $428,000 | thousands by filing date | put |
| MERCADOLIBREINC | 58733R102 | STOK | 871 | $425,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 13,355 | $421,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 3,162 | $420,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 74,600 | $407,000 | thousands by filing date | put |
| AVAYA HLDGS CORP | 05351X101 | COM | 49,541 | $403,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 100,000 | $393,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 2,247 | $391,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,318 | $390,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 236,000 | $385,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 14,700 | $381,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 11,000 | $374,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,679 | $373,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 34,947 | $369,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 6,700 | $345,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 18,000 | $345,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 5,600 | $343,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 30,600 | $339,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,650 | $335,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 246,663 | $334,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 10,000 | $329,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 10,000 | $323,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 37,400 | $320,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 51,700 | $320,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 20,221 | $317,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 35,000 | $317,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 100,000 | $316,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,236 | $315,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 2,200 | $311,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 10,000 | $305,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 352,415 | $297,000 | thousands by filing date | principal |
| COSTAR GROUP INC COM | 22160N109 | Stock | 500 | $294,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 8,864 | $289,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 67,000 | $289,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 4,700 | $288,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 26,000 | $287,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 12,400 | $278,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,100 | $278,000 | thousands by filing date | call |
| Danaher Corporation | 235851102 | COM | 2,000 | $277,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,311 | $274,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 15,000 | $268,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 20,000 | $266,000 | thousands by filing date | put |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 8,111 | $266,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 226 | $262,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,931 | $256,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 2,500 | $255,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 7,000 | $253,000 | thousands by filing date | call |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 2,000 | $253,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 9,000 | $250,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 23,000 | $248,000 | thousands by filing date | call |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 10,594 | $247,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 11,000 | $242,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 68,054 | $241,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 19,900 | $235,000 | thousands by filing date | put |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 3,500 | $233,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 10,000 | $233,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 40,600 | $232,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 20,000 | $232,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 5,000 | $230,000 | thousands by filing date | call |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 20,000 | $218,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 16,000 | $216,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 30,000 | $215,000 | thousands by filing date | call |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 7,700 | $214,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 9,352 | $209,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 30,980 | $209,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 15,133 | $208,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 2,743 | $205,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 6,095 | $204,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 22,500 | $204,000 | thousands by filing date | call |
| NEWMONT CORP | 651639106 | COM | 4,654 | $203,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 22,788 | $201,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 334,624 | $194,000 | thousands by filing date | principal |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,226 | $192,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 10,000 | $192,000 | thousands by filing date | call |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 11,100 | $188,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 35,000 | $187,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 15,970 | $185,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 27,394 | $185,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 36,415 | $180,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 5,908 | $173,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 10,000 | $171,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 20,550 | $169,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 18,000 | $169,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 15,000 | $168,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 3,109 | $167,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 4,700 | $166,000 | thousands by filing date | call |
| TAPESTRY INC COM | 876030107 | Stock | 12,726 | $165,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 341,155 | $162,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 6,290 | $161,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 105,000 | $161,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 20,000 | $158,000 | thousands by filing date | call |
| CAMTEK LTD ORD | M20791105 | Stock | 18,000 | $151,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 163,508 | $150,000 | thousands by filing date | principal |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 5,675 | $144,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 8,688 | $143,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 2,580 | $141,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 17,901 | $141,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 21,000 | $141,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 10,000 | $139,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 799 | $138,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 588,918 | $137,000 | thousands by filing date | principal |
| FLUOR CORP | 343412102 | COM | 19,700 | $135,000 | thousands by filing date | call |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 12,900 | $134,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 16,000 | $129,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 8,450 | $129,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,294 | $124,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 126,321 | $123,000 | thousands by filing date | principal |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 16,000 | $120,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 15,000 | $119,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 3,759 | $119,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 7,673 | $118,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 26,712 | $116,000 | thousands by filing date | |
| RH | 74967X103 | COM | 1,100 | $110,000 | thousands by filing date | put |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 10,000 | $109,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 13,000 | $108,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 12,000 | $105,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 10,800 | $104,000 | thousands by filing date | put |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 241,115 | $101,000 | thousands by filing date | principal |
| CHURCHILL CAP CORP III | 17144C203 | UNIT 03/01/2027 | 10,000 | $100,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 44,793 | $90,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 25,000 | $79,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,352 | $73,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 13,500 | $72,000 | thousands by filing date | put |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 249,106 | $69,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 732,693 | $69,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 5,613 | $68,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 50,914 | $65,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 275,497 | $65,000 | thousands by filing date | principal |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 97,098 | $62,000 | thousands by filing date | principal |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 171,945 | $61,000 | thousands by filing date | principal |
| ATI INC COM | 01741R102 | Stock | 6,913 | $59,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 6,500 | $59,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 10,000 | $59,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 13,544 | $53,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 225,000 | $51,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 20,000 | $49,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 91,365 | $49,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 205,010 | $49,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 327,148 | $48,000 | thousands by filing date | principal |
| JETBLUE AWYS CORP | 477143101 | COM | 5,007 | $45,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 34,141 | $44,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 186,591 | $44,000 | thousands by filing date | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 236,391 | $43,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 72,075 | $42,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAB2 | BOND | 75,459 | $41,000 | thousands by filing date | principal |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 3,231 | $38,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 956 | $37,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 212,607 | $34,000 | thousands by filing date | principal |
| REALPAGE INC | 75606NAB5 | NOTE | 63,317 | $34,000 | thousands by filing date | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 27,640 | $33,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 251,615 | $31,000 | thousands by filing date | principal |
| INTELSAT S A | L5140P101 | COM | 20,000 | $31,000 | thousands by filing date | put |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 366,644 | $31,000 | thousands by filing date | principal |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 40,470 | $31,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,777 | $30,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 3,300 | $29,000 | thousands by filing date | call |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 99,000 | $28,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,100 | $27,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 37,719 | $26,000 | thousands by filing date | principal |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 45,865 | $25,000 | thousands by filing date | principal |
| Walmart Inc. | 931142103 | COM | 200 | $23,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V100 | COM | 50,000 | $23,000 | thousands by filing date | put |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 1,428,999 | $23,000 | thousands by filing date | principal |
| COWEN GROUP INC | 223622AE1 | BOND | 230,676 | $22,000 | thousands by filing date | principal |
| ALTAIR ENGR INC | 021369AA1 | BOND | 81,396 | $21,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 72,492 | $19,000 | thousands by filing date | principal |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 77,770 | $18,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 172,077 | $18,000 | thousands by filing date | principal |
| FOX CORP CL A COM | 35137L105 | Stock | 728 | $17,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 26,307 | $17,000 | thousands by filing date | principal |
| HOSTESS BRANDS INC | 44109J114 | WTS | 25,006 | $17,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 115,287 | $16,000 | thousands by filing date | principal |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 11,338 | $14,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 1,390 | $13,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 25,000 | $12,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 20,265 | $11,000 | thousands by filing date | principal |
| KBR INC | 48242WAB2 | BOND | 54,091 | $11,000 | thousands by filing date | principal |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 349,497 | $11,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 19,025 | $9,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 477,314 | $8,000 | thousands by filing date | principal |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 200 | $7,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 7,560 | $7,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AD7 | BOND | 137,787 | $7,000 | thousands by filing date | principal |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 506,629 | $7,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 9,896 | $6,000 | thousands by filing date | principal |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 129,038 | $5,000 | thousands by filing date | principal |
| CONMED CORP | 207410AF8 | BOND | 7,015 | $4,000 | thousands by filing date | principal |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 207,928 | $4,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 57,434 | $4,000 | thousands by filing date | principal |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 19,713 | $4,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 14,966 | $3,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 47,257 | $3,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 17,451 | $2,000 | thousands by filing date | principal |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 7 | $1,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 522 | $1,000 | thousands by filing date | principal |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 145 | $1,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 10,704 | $1,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 21,197 | $1,000 | thousands by filing date | principal |
| CONAGRA FOODS INC | 205887102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 147 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NEXTERA ENERGY INC | 65339F770 | CONV | 130,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 446,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 3,892 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 10,486 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 85,839 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 26,678 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 108,254 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 32,712 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 657 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 23,497 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| FORTIVE CORP | 34959J207 | PREFERRED | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-20-009932 | superseded | 2020-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-20-010229 | this filing | 2020-05-15 | acceptance time not in the bulk data set |